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INTRODUCCIÓN
La fisiopatología y las características clínicas del SDR se presentarán aquí. El manejo del SDR y
otros trastornos de la transición perinatal se analizan por separado. (Consulte "Síndrome de
dificultad respiratoria (SDR) en bebés prematuros: Manejo" y "Resumen de la dificultad
respiratoria neonatal y los trastornos de transición" .)
DESARROLLO PULMONAR
El surfactante pulmonar es una mezcla compleja que se compone principalmente de lípidos (90
por ciento), principalmente fosfolípidos y aproximadamente 10 por ciento de proteínas.
• Los seres humanos con deficiencia de SP-C no tienen dificultad respiratoria al nacer,
pero desarrollan fibrosis pulmonar intersticial progresiva en la infancia y en la primera
infancia [ 5 ]. Los ratones deficientes en SP-C tienen una función pulmonar y de
surfactante normal al nacer. Sin embargo, los ratones desarrollan enfermedad
pulmonar intersticial progresiva y enfisema a medida que envejecen. En este modelo
animal, el SP-C mal procesado da como resultado una deficiencia de SP-C en los
espacios aéreos y lesiones en la célula de tipo II. SP-B y SP-C probablemente trabajen
de manera cooperativa para optimizar la adsorción rápida y la distribución de
fosfolípidos en una superficie y para facilitar la disminución de la tensión superficial y
la estabilidad alveolar en la compresión del área superficial con un volumen pulmonar
bajo.
A medida que los cuerpos lamelares se deshacen dentro de los alvéolos, el complejo
surfactante forma una matriz de lipoproteínas (que incluye proteínas SP-A, SP-B y SP-C y
fosfolípidos) llamada mielina tubular que contribuye a la película superficial dentro de los
alvéolos y las vías respiratorias y reduce la tensión superficial alveolar [ 1 ]. El surfactante
secretado se mueve desde los espacios aéreos de vuelta a las células de tipo II, donde se recicla
nuevamente dentro de la célula mediante un proceso de endocitosis en cuerpos
https://www.uptodate.com/contents/respiratory-distress-syndrome-rds-in-the-newborn-clinical-features-and-diagnosis/print?search=Evaluacion de difi… 4/20
4/8/23, 1:56 Respiratory distress syndrome (RDS) in the newborn: Clinical features and diagnosis - UpToDate
Varias otras técnicas están disponibles para evaluar la maduración pulmonar fetal. Estos
incluyen la relación lecitina/esfingomielina (L/S) y el recuento de cuerpos lamelares. Como
se discutió anteriormente, la producción de surfactante se observa por primera vez
alrededor de las 20 semanas de gestación con la aparición de cuerpos lamelares dentro
de las células epiteliales de las vías respiratorias. Clínicamente, los recuentos de cuerpos
lamelares en el líquido amniótico también se pueden usar para medir la madurez
pulmonar fetal y la producción de surfactante. (Ver "Evaluación de la madurez pulmonar
fetal", sección sobre 'Fosfatidilglicerol' ).
● El contenido de proteínas del surfactante del pulmón prematuro es bajo en relación con la
cantidad de lípidos del surfactante. En general, las células de tipo II con cuerpos lamelares
aparecen en el pulmón humano después de 20 semanas con muy poca expresión de
ARNm de proteína surfactante hasta más tarde en la gestación. La expresión de las cuatro
proteínas surfactantes varía con la edad gestacional: SP-A aumenta después de las 32
semanas de gestación, SP-B aumenta después de las 34 semanas de gestación, el ARNm
de SP-C se expresa mucho en la punta de las vías respiratorias ramificadas durante el
desarrollo pulmonar temprano y la expresión El mRNA de SP-D es bajo hasta el final de la
gestación.
The administration of antenatal glucocorticoids reduces the risk of RDS in preterm infants
because it improves neonatal lung function by enhancing maturational changes in lung
architecture and by inducing enzymes that stimulate phospholipid synthesis and release of
surfactant. (See "Antenatal corticosteroid therapy for reduction of neonatal respiratory
morbidity and mortality from preterm delivery", section on 'Mechanism of action' and
"Antenatal corticosteroid therapy for reduction of neonatal respiratory morbidity and mortality
from preterm delivery".)
PATHOPHYSIOLOGY
The primary abnormality in RDS is surfactant deficiency. In the premature lung, inadequate
surfactant activity results in high surface tension leading to instability of the lung at end-
expiration, low lung volume, and decreased compliance. These changes in lung function cause
hypoxemia due to a mismatch between ventilation and perfusion primarily due to collapse of
large portions of the lung (atelectasis), with additional contributions of ventilation/perfusion
mismatch from intrapulmonary and extrapulmonary right-to-left shunts.
Surfactant deficiency also leads to lung inflammation and respiratory epithelial injury, which
may result in pulmonary edema and increased airway resistance. These factors further
exacerbate lung injury and worsen lung function. At the same time, abnormal fluid absorption
results in inefficient clearing of liquid in the injured lung, leading to edema lung that also
impedes gas exchange.
Surfactant deficiency — In preterm infants, surfactant deficiency is the primary cause of RDS
because the loss of surfactant leads to an increase in the amount of pressure needed to open
alveoli, and alveolar instability at low volume resulting in alveolar collapse and diffuse
atelectasis. (See 'Prematurity' above.)
The relationship of the inflating pressure, surface tension, and radius of curvature is illustrated
by the model of a distal alveolus as a sphere connected to a distal airway described by LaPlace's
law. According to LaPlace's law, the pressure (P) necessary to keep the sphere open is
proportional to the surface tension (T) and inversely proportional to the radius (R) of the sphere,
as shown by the formula:
P = 2T/R
If the surface tension is high and the alveolar volume is small (ie, the radius is low), as occurs at
end-expiration, the pressure necessary to keep the alveolus open is high. If this increased
pressure cannot be generated, the alveolus collapses. Diffuse atelectasis occurs when alveolar
collapse occurs throughout the lung, which leads to hypoxemia. Pulmonary surfactant reduces
the surface tension, even at low volumes, leading to a decrease in the required pressure, thus
maintaining alveolar volume and stability ( figure 1).
Inflammation and lung injury — The role of inflammation in the pathogenesis of RDS is
suggested by animal experiments in which surfactant deficiency was associated with the rapid
accumulation of neutrophils in the lung and evidence of pulmonary edema [17]. In this model,
depletion of neutrophils prevented pulmonary edema. In addition, as noted above, surfactant
deficiency causes atelectasis that may lead to injury of the respiratory epithelium and the
alveolar capillary endothelium, which can trigger a cytokine-mediated inflammatory response.
Further injury may be caused by positive pressure ventilatory support or excessive oxidant
exposure [18-23]. The inflammation and lung injury may, in turn, lead to accumulation of
protein-rich pulmonary fluid that can deactivate any surfactant that is present, thereby further
exacerbating the underlying surfactant deficiency [24].
Pulmonary edema — In infants with RDS, pulmonary edema often occurs because of the
following contributory factors:
● Inflammation and lung injury. (See 'Inflammation and lung injury' above.)
● Reduced pulmonary fluid absorption − In the fetus, lung fluid is actively transported into
the potential airspaces in a process mediated by chloride channels. In preparation for
birth and air-breathing, the lung shifts from a secretory to an absorptive mode. Fluid
absorption is mediated by sodium channels expressed on epithelial cells (ENaC). However,
ENaC expression increases with gestational age in parallel with the surge in surfactant
production. In preterm infants, an inadequate number of ENaC may result in fluid
retention, similar to what is seen in infants with transient tachypnea of the newborn
[25,26].
● Low urine output − Infants with RDS typically have low urine output contributing to fluid
retention in the first few days, which may exacerbate pulmonary edema. Some infants
have hyponatremia due to increased free water. Infants recovering from RDS typically
have a spontaneous diuresis on the second to fourth day, followed by improved
pulmonary function.
● Meconium and blood in the alveoli can inactivate surfactant activity, which is more
typically an issue in term infants with meconium aspiration than in preterm infants with
surfactant deficiency.
Pulmonary function and gas exchange — The major negative effects of surfactant deficiency
on pulmonary function are low compliance and low lung volume (functional residual capacity),
and are primarily due to atelectasis, although both pulmonary edema and inflammation may be
contributing factors. Total lung resistance is slightly increased, probably as a result of airway
compression by interstitial edema and damage to the airways by the increased pressure
needed to expand the poorly compliant alveoli [28-31].
The hypoxemia that occurs in RDS is due primarily to mismatch of ventilation and perfusion
with intrapulmonary right-to-left shunting of blood past substantial regions of the lung that are
poorly ventilated. Extrapulmonary shunting also occurs typically across the foramen ovale and
patent ductus arteriosus.
The proportion of hypoxemia due to shunting versus poor alveolar ventilation depends upon
the extent of hypoxic pulmonary vasoconstriction and the relative size of the underventilated
region. Although minute ventilation may be increased, alveolar ventilation is decreased as most
of the lung is collapsed and poorly ventilated. Poor ventilation is reflected in elevated values of
arterial partial pressure of carbon dioxide (PaCO2), and a resultant respiratory acidosis.
Metabolic acidosis also may be present due to lactic acid production from anaerobic
metabolism, in response to hypoxemia and compromised tissue perfusion.
INCIDENCE
The incidence of RDS increases with decreasing gestational age (GA). The risk is highest in
extremely preterm infants, as illustrated by a study from the National Institute of Child Health
and Human Development Neonatal Research Network that found a 93 percent incidence of RDS
in a cohort of 9575 extremely preterm infants (GA 28 weeks or below) born between 2003 and
2007 [32].
Although the incidence is lower, RDS still occurs in a significant number of late preterm infants
(GA between 34 weeks and 36 weeks and 6 days). In a report from the Safe Labor Consortium of
233,844 deliveries from 2002 and 2008, RDS was diagnosed in 10.5, 6, 2.8, 1, and 0.3 percent for
infants born at 34, 35, 36, 37, and ≥38 weeks gestation, respectively [33]. In late preterm and
term infants, male sex is associated with an increased risk of RDS (adjusted odds ratio [AOR] 1.7,
95% CI 1.45-1.93), and being White is also associated with increased risk, as opposed to being of
Asian (AOR 0.57, 95% CI 0.47-0.7), Black (AOR 0.66, 95% CI 0.5-0.87), or Hispanic race/ethnicity
(AOR 0.76, 95% CI 0.64-0.9) [34].
CLINICAL MANIFESTATIONS
The clinical manifestations of RDS result primarily from abnormal pulmonary function and
hypoxemia. Because RDS is primarily a developmental disorder of deficient surfactant
production, it presents within the first minutes or hours after birth. If untreated, RDS
progressively worsens over the first 48 hours of life. In some cases, infants may not appear ill
immediately after delivery, but develop respiratory distress and cyanosis within the first few
hours of age. These infants may have a borderline amount of surfactant that is consumed or
becomes inactivated.
The affected infant is almost always preterm and exhibits signs of respiratory distress that
include:
● Tachypnea.
● Nasal flaring, which reflects the use of accessory respiratory muscles and lowers total
respiratory system resistance.
● Expiratory grunting, which results from exhalation through a partially closed glottis and
slows the decrease in end-expiratory lung volume.
● Intercostal, subxiphoid, and subcostal retractions, which occur because the highly
compliant rib cage is drawn in during inspiration by the high intrathoracic pressures
required to expand the poorly compliant lungs.
On physical examination, auscultated breath sounds are decreased, and infants may be pale
with diminished peripheral pulses. The urine output often is low in the first 24 to 48 hours and
peripheral edema is common.
Clinical course — Prior to surfactant use, uncomplicated RDS typically progressed for 48 to 72
hours. This was associated with an improvement in respiratory function as endogenous
surfactant production increased. RDS typically resolves by one week of age. A marked diuresis
typically preceded the improvement in lung function. The natural history of RDS is greatly
modified by treatment with exogenous surfactant, which dramatically improves pulmonary
function, leading to the resolution of symptoms, and shortens the clinical course. In addition,
the use of continuous positive airway pressure (CPAP) has also improved the clinical course of
RDS, even in infants who do not receive surfactant therapy. (See "Respiratory distress syndrome
(RDS) in preterm infants: Management", section on 'Surfactant therapy' and "Respiratory
distress syndrome (RDS) in preterm infants: Management", section on 'Nasal continuous
positive airway pressure (nCPAP)'.)
Laboratory findings — Chest radiography is generally obtained for all neonates with
respiratory distress. The radiographic features of neonatal RDS (low lung volume and the classic
diffuse reticulogranular ground glass appearance with air bronchograms) in a preterm infant
with respiratory distress fulfill the clinical diagnosis criteria for RDS ( image 1). (See
'Diagnosis' below.)
Other laboratory findings associated with, but not diagnostic for, RDS include:
● As the disease progresses, infants may develop hyponatremia. This results from water
retention, and usually improves with fluid restriction. Attentive fluid management
prevents hyponatremia, and as a result, this finding is less commonly observed.
Chest imaging
● Pneumothorax and air leaks are uncommon findings in the initial chest radiography, and
are more frequently observed when lung compliance improves (see "Pulmonary air leak in
the newborn")
This radiographic pattern results from alveolar atelectasis contrasting with aerated airways.
● Pleural line abnormalities – The pleural line has an abnormal appearance and the A-lines
disappear.
These findings can be used to establish the diagnosis of RDS and to grade the severity [41,42].
DIAGNOSIS
The diagnosis of RDS is based on a clinical picture of a preterm infant with the onset of
progressive respiratory failure shortly after birth (manifested by an increase in the work of
breathing and an increase in the oxygen requirement), in conjunction with a characteristic chest
imaging findings (eg, diffuse reticulogranular ground glass appearance with air bronchograms)
( image 1). (See 'Clinical manifestations' above and "Pulmonary air leak in the newborn".)
DIFFERENTIAL DIAGNOSIS
The differential diagnosis for RDS includes other causes of respiratory distress, which are
distinguished from RDS by their clinical features, radiographic features, and course. The initial
evaluation and management of neonates with respiratory distress are discussed separately.
(See "Overview of neonatal respiratory distress and disorders of transition".)
● Transient tachypnea of the newborn (TTN) – TTN is generally seen in more mature infants
(ie, term or late preterm infants) compared with RDS. Patients with TTN have milder
respiratory distress and improve more quickly than those with RDS. Only extremely severe
cases of TTN, which are rare, require mechanical ventilation. (See "Transient tachypnea of
the newborn".)
● Bacterial pneumonia – It is often difficult to differentiate between infants with RDS and
those with bacterial pneumonia because of overlap of both clinical and radiographic
findings. As a result, blood cultures and, possibly, tracheal cultures should be obtained in
all preterm infants who present with respiratory distress. Empirical antibiotics are given to
infants at risk for infection pending culture results and clinical course. (See "Neonatal
pneumonia".)
● Air leak – Air leak (eg, pneumothorax) may be a complication of RDS, an isolated problem,
or associated with another underlying disorder. It is detected by chest radiography. (See
"Pulmonary air leak in the newborn".)
● Cyanotic congenital heart disease – Most patients with cyanotic congenital heart disease
(CCHD) have milder respiratory distress than that seen in patients with RDS. In addition,
CCHD is usually differentiated from RDS by the absence of the characteristic diffuse
reticulogranular ground glass appearance with air bronchograms on chest radiograph. If
lung function and the chest radiograph do not improve with respiratory support and
surfactant administration, an echocardiogram should be performed to rule out structural
heart disease or persistent pulmonary hypertension of the newborn (PPHN) in infants with
severe arterial hypoxemia. (See "Cardiac causes of cyanosis in the newborn".)
● Interstitial (diffuse) lung disease – A number of interstitial and diffuse lung diseases may
present in the neonatal period, including genetic disorders of surfactant dysfunction, lung
growth abnormalities, and pulmonary interstitial glycogenosis. (See "Classification of
diffuse lung disease (interstitial lung disease) in infants and children".)
UpToDate offers two types of patient education materials, "The Basics" and "Beyond the
Basics." The Basics patient education pieces are written in plain language, at the 5th to 6th grade
reading level, and they answer the four or five key questions a patient might have about a given
condition. These articles are best for patients who want a general overview and who prefer
short, easy-to-read materials. Beyond the Basics patient education pieces are longer, more
sophisticated, and more detailed. These articles are written at the 10th to 12th grade reading
level and are best for patients who want in-depth information and are comfortable with some
medical jargon.
Here are the patient education articles that are relevant to this topic. We encourage you to print
or e-mail these topics to your patients. (You can also locate patient education articles on a
variety of subjects by searching on "patient info" and the keyword(s) of interest.)
● Basics topics (see "Patient education: When a baby is born premature (The Basics)" and
"Patient education: Transient tachypnea of the newborn (The Basics)")
● Surfactant deficiency – Surfactant deficiency causes alveolar collapse, which leads to low
lung compliance and volume. The resulting ventilation and perfusion mismatch causes
hypoxemia. (See 'Pulmonary function and gas exchange' above.)
● Incidence – The incidence of RDS increases with decreasing gestational age (GA).
Extremely preterm infants (GA 28 weeks or below) are at the greatest risk for RDS, with an
incidence of over 90 percent. (See 'Incidence' above.)
● Clinical course – RDS typically progresses over the first 48 to 72 hours of life with
increased respiratory distress and begins to resolve after 72 hours. Subsequent
improvement is coincident with increased production of endogenous surfactant, with
resolution of symptoms by one week of age. The use of antenatal steroids, exogenous
surfactant, and/or continuous positive airway pressure dramatically improves pulmonary
function and shortens the clinical course. (See 'Clinical course' above.)
● Diagnosis – The diagnosis of RDS is based on clinical findings of a preterm infant with
onset of progressive respiratory failure shortly after birth and a characteristic chest
imaging. Typical findings on chest radiograph include low lung volume and a diffuse
reticulogranular ground glass appearance with air bronchograms ( image 1). (See
'Diagnosis' above.)
ACKNOWLEDGMENT
The UpToDate editorial staff acknowledges Stephen E Welty, MD, and Firas Saker, MD, FAAP,
who contributed to an earlier version of this topic review.
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Topic 5055 Version 34.0
GRAPHICS
Reproducido de: Jobe AH. Desarrollo y maduración pulmonar. En: Fanaroff &
Martin's Neonatal-Perinatal Medicine - Diseases of the Fetus and Infant, 9th ed,
Martin RJ, Fanaroff AA, Walsh MC (Eds), Elsevier, St. Louis 2011. Ilustración utilizada
con autorización de Elsevier Inc. Todos los derechos reservado.
Contributor Disclosures
Richard Martin, MD No hay relación(es) financiera(s) relevante(s) con compañías no elegibles para
revelar. Joseph A Garcia-Prats, MD No hay relación(es) financiera(s) relevante(s) con compañías no
elegibles para revelar. Carrie Armsby, MD, MPH No hay relación(es) financiera(s) relevante(s) con
compañías no elegibles para revelar.
El grupo editorial revisa las divulgaciones de los contribuyentes en busca de conflictos de intereses.
Cuando se encuentran, estos se abordan mediante la investigación a través de un proceso de revisión de
múltiples niveles y mediante los requisitos para que se proporcionen referencias para respaldar el
contenido. Todos los autores deben tener referencias adecuadas de contenido y deben cumplir con los
estándares de evidencia de UpToDate.