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PROGRESO

la primera oleada de datos de eficacia y las

Progreso del esfuerzo de la vacuna primeras aprobaciones de vacunas no fueron el


final de la fase de ensayo clínico para las
vacunas COVID-19. Los ensayos de vacunas
COVID-19: virus, vacunas y variantes en curso ponen a prueba la eficacia de las
nuevas vacunas frente a un virus en evolución;
versus eficacia, efectividad y escape Además, aumentan las opciones para la
fabricación dispersa a nivel mundial de dosis
suficientes de vacunas para uso mundial y
John S. Tregoning⁜ ⁜, Katie E. Flight, Sophie L. Higham, Ziyin Wang⁜ refuerzan los datos para nuevas plataformas de
and Benjamin F. Pierce⁜ ⁜ vacunas que podrían ser de utilidad en futuras
pandemias. Como se trata de un espacio que se
Resumen | Donde en 2020 se desarrollaron y probaron vacunas contra el mueve rápidamente, la mejor manera de
coronavirus del síndrome respiratorio agudo severo 2 (SARS-CoV-2) a un ritmo mantenerse al tanto de los ensayos de vacunas
sin precedentes, en la primera mitad de 2021 se implementó la vacuna en es a través de documentos en vivo, como el
muchos países. En este artículo de progreso, proporcionamos una instantánea rastreador de vacunas COVID-19 de la
LondonSchool of Hygiene and Tropical
de los estudios en curso sobre la eficacia de las vacunas, así como datos del
Medicine .
mundo real sobre la eficacia de las vacunas y el impacto de las variantes de Dentro de esta lista más amplia de
virus preocupantes. En los casos en que se han desplegado en una proporción estudios en curso, un número menor de
elevada de la población adulta, las vacunas actualmente aprobadas han sido vacunas se encuentran en fase III de ensayos
extremadamente eficaces para prevenir la COVID-19, en particular las clínicos que aún no han publicado datos:
Inovio (ADN, ClinicalTrials. identificador
enfermedades graves. No obstante, sigue habiendo importantes dificultades
del gobierno NCT04336410), AnGes
para garantizar el acceso equitativo a las vacunas en todo el mundo y se (DNA, NCT04655625), ReiThera (gorilla
pueden aprender lecciones para controlar esta pandemia y para la próxima adenovirus, NCT04791423), la Academia
pandemia. China de Ciencias Médicas (virus
inactivado, NCT04412538), el Instituto de
Investigación para Problemas de Seguridad
Biológica, Kazajstán (QazCovid; virus
inactivado, NCT04691908), Shifa (virus
inactivado, NCT04526990), el Centro de
Genética
Quince meses después de la administración continúa evolucionando bajo presión selectiva y aunque los niveles de transmisión siguen
de las primeras dosis experimentales de la inmune, siendo altos, hay una mayor probabilidad
vacuna COVID-19 a los seres humanos en marzo de 2020, ahora de que evolucionen variantes de escape de
hay una carrera mundial contra el virus causante del síndrome respiratorio
agudo grave coronavirus 2 (SARS-CoV-2) para desplegar vacunas para vacunas. En este artículo de Progress,
, con diferentes niveles de
controlar la pandemia cubrimos desarrollos recientes
despliegue de vacunas en diferentes países en las vacunas COVID-19 desde el inicio de su
(Nuestro mundo en datos). A pesar de que despliegue a finales de 2020/principios de
se ha concedido autorización para múltiples 2021, incluyendo datos del mundo real sobre la
vacunas, como demuestran los actuales eficacia de la vacuna y el impacto de las
brotes mundiales, la pandemia dista mucho variantes virales.
de haber terminado. La vacunación, en
combinación con intervenciones no El panorama actual de las vacunas
farmacéuticas, es la mejor manera de Los datos de varios ensayos de eficacia de
controlar la pandemia. En este sentido, vacunas de fase III se notificaron a finales de
somos afortunados de que haya ahora 2020, lo que llevó a la aprobación y puesta en
un formidable conjunto de posibles vacunas marcha de estas vacunas. Las siguientes
disponibles: de las 322 vacunas candidatas que organizaciones han reportado datos de
se han propuesto hasta ahora (julio de 2021), eficacia para sus vacunas como se resume
99 están en pruebas clínicas, 25 han alcanzado enTable1 : Pfizer-BioNTech2, Moderna3, AstraZeneca-University
estudios de eficacia de fase III y 18 han of Oxford4, Johnson & Johnson5, Gamaleya6, Sinovac Biotech7,

recibido alguna forma de aprobación para su Sinopharm7, Novavax8y Bharat Biotech9. Al 14 de


uso. Sin embargo, la cobertura mundial de junio de 2021, cada una de estas vacunas,
vacunas sigue siendo un obstáculo importante; excepto la vacuna Novavax, había sido
esto no es solo una cuestión de equidad, sino aprobada para su implementación en adultos
que también es una parte importante del y, en algunos casos, en adolescentes a través
proceso para controlar el virus. SARS-CoV-2 de una serie de procesos de aprobación
dependiendo de la región y la agencia Ingeniería y Biotecnología, Cuba (CIGB-66; de vacunación en los países de bajos
reguladora. Esta situación sigue siendo fluida péptido, RPCEC00000345), trébol (péptido, ingresos.
y, lo que es más importante, la publicación de NCT04672395), COVAXX (péptido, Sin embargo, también cabe señalar que
NCT04545749), el Instituto Finlay, Cuba algunos programas de vacunación de perfil
(péptido, RPCEC00000332), Sanofi- bastante alto pueden no entrar en estudios de
GlaxoSmithKline (proteína adyuvante, eficacia de fase III. En colaboración con
NCT04904549), VECTOR (péptido, IAVI, Merck desarrolló la vacuna viral
NCT04780035) y Medicago (partícula COVID-19 V590 (ref.10). Merck también
similar a un virus derivado de plantas, adquirió una segunda vacuna COVID-19 a
NCT04636697). Anticipamos que algunas través de la compra de Themis, la empresa
de las vacunas candidatas actualmente en responsable de la producción de la vacuna
fase III estarán disponibles para un uso más V591 (vector viral vivo). Sin embargo, el
amplio en los trimestres 3 y 4 de 2021, lo desarrollo de ambos V590 y V591
que será importante para detener nuevas
oleadas de la pandemia y aumentar las tasas
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Tabla 1 | Datos notificados sobre la eficacia de la vacuna COVID-19 en ensayos de fase III
Platafor Resultados
Vacuna ma Clínico Total Eficacia Punto final Elegibilidad Duración de Circulante por
dar
fabricante juicio juicio medida seguimiento genotipos en severidad
(nombre de la ensayo de
vacuna) a régime size fase III ubicación y
tiempo de
prueba
Pfizer–BioNTech mRNA 2 dosis 43,548 95% Sintomático >16 años Hasta el 24 B.1.351, P.1, 100%
meses
(BNT162b2) 2 (21 días COVID-19 después de B.1.427/B.1.419, eficaz
aparte) y positivo segunda dosis P.2 y B.1.526 prevención
Definido por
RT-PCR (NCT04368728) los CDC
enfermedad
resultado grave
facilidad;
95.3%
eficaz
prevención
Definido por
la FDA
enfermedad
grave
100% de
Moderna mRNA 2 dosis 30,420 94% Sintomático 18 años Hasta B.1.427/B.1.429 eficacia
24 meses
(ARNm-1273) 3 (28 días COVID-19 (12 años después y B.1.526 contra graves
a los más
aparte) y positivo jóvenes segunda dosis enfermedad
RT-PCR de 18 años (NCT04470427)
resultado (NCT04649151)
y 6 meses
de viejo a
joven
que 12 años
(NCT04796896))
AstraZeneca– Viral 2 dosis 17,178 55% 100% de
(<6 Sintomático 18 años 24 meses B..1.1.7, eficacia
Universidad de vector semanas antiguo después de la
COVID-19 (OMS); primera dosis B.1.351, P.1, contra
Oxford (AZD1222 aparte) y positivo 40 años (NCT04516746) B.1.427/B.1.429, hospitalización
(Vaxzevria, NAAT 12 meses
2 dosis 81% resultado viejo y no después P.2, B.1.526
también llamado embarazada
(>12 en el Reino
semanas (Agrupa Unido segunda dosis y C.37
Covishield
cuando do (NCT04400838,
aparte) NCT04536051
y
fabricado por eficacia NCT04516746)
SII bajo licencia))4 67%)
85,4% de
Johnson & Johnsonb Viral 1 dosis 44,325 66% Sintomático 18 años 25 meses B.1.351, P.1, eficacia
(Ad26.COV2-S) 5,51 vector COVID-19 (NCT04505722) B.1.427/B.1.429, contra
y positivo y 27 meses P.2, B.1.526 y grave-crítico
RT-PCR (NCT04614948) C.37 enfermedad
después de la
resultado primera dosis ocurrencia
28 días después
vacunación
Ninguna
Gamaleyab Viral 2 dosis 19,866 92% Sintomático 18 años 6 meses variante Ningún dato
después de la disponible
(Sputnik V)6 vector (21 días COVID-19 primera dosis se han (junio
origi-
aparte) y positivo (NCT04656613 identificado 2021)
RT-PCR y nating de la
lugares de
resultado NCT04642339) prueba
del juicio
fecha de inicio
para
el presente
(junio de 2021)
Bharat Biotechb Viral 2 dosis 25,800 78% Sintomático 18 años 12 meses Juicio de fase 100% de
después III eficacia
(2-18 años de
(Covaxina) 9 vector (28 días COVID-19 edad: segunda dosis comenzó el contra
estudio en 16 de
aparte) y positivo curso) (NCT04641481); noviembre hospitalización
RT-PCR pediátrico 2020 y es
resultado al cohorte en curso en la
menos siguiente India;
14 días hasta por 9 variedades
después meses iden-
segunda
dosis (NCT04918797) comprend
B.1.617.2 y
B.1.617.1

Sinovac Biotech Inacti- 2 dosis 2,300 Múltiple Sintomático, 18 años 12 meses P.1 y P.2 51% de eficacia
estudios virológicame después de la primera dosis contra
(CoronaVac) 7 vaté (14 días (Chile); en nte sintomático
virus aparte; 13,000 diferente confirmado SARS-CoV-2
(Turquía) infección;
14 o ; países: COVID-19 100% de
28 días 12,688 50.7% ocurrencia eficacia
aparte desde 2 contra graves
en (Brasil) (Brasil) semanas enfermedad;
después de 100% de
Chile) 56.5% la eficacia
segunda contra hospi-
(Chile), 65% dosis talización
(Indonesia) hasta 1 año desde
después de 14 días
78% (Brasil) la primera después
y 91% dosis segunda
(Turquía) dosis

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Tabla 1 (cont.) | Datos sobre la eficacia de la vacuna COVID-19 de ensayos de fase III
Platafor Resultados
Vacuna ma Clínico Total Eficacia Punto final Elegibilidad Duración de Circulante por
dar
fabricante juicio juicio medida seguimiento genotipos en severidad
(nombre de la ensayo de
vacuna) a régime size fase III ubicación y
tiempo de
prueba
Ninguna 79% de
Sinopharm Inacti- 2 dosis 45,000 78% Ocurrencia 18 años 12 meses variante eficacia
de la COVID- después de la
(BBIBP-CorV) 7 vaté (21 días 19 primera dosis se han contra
virus aparte) (NCT04510207) identificado hospitalización
originario
del juicio
ubicaciones
durante este
tiempo
(junio de 2021)
100% de
Novavaxb Proteína 2 dosis >15,000 89% Sintomático 18 años 24 meses B..1.1.7, B.1.351, eficacia
subunida después de la
(NVX-CoV2373) 8,46,65 d (21 días COVID-19 (12-17 años primera dosis B.1.427/B.1.429 contra graves
enfermedad
aparte) y positivo viejo: estudio (NCT04611802) y B.1.526 y
RT-PCR en curso, hospitalización
resultado al
menos NCT04611802)
7 días
después
segunda
dosis
Ningún Ninguna
VECTOR Proteína 2 dosis 3,000 dato Sintomático 18 años 9 meses variante Ningún dato
subunida después de la disponible
(EpiVacCorona) d (21-28 días disponible COVID-19, primera dosis se han (junio
(junio de
(NCT04780035) aparte) 2021) laboratorio (NCT04780035) identificado 2021)
confirmado originario
COVID-19 en el juicio
dentro ubicaciones
durante este
6 meses tiempo
después de la
primera dosis (junio de 2021)
CDC, Centros para el Control y la Prevención de Enfermedades; FDA, Administración de Alimentos y Medicamentos; NAAT, ensayo de
amplificación del ácido nucleico; RT-PCR, transcripción inversa- reacción en cadena de la polimerasa; SARS-CoV-2, síndrome respiratorio
agudo severo coronavirus 2; SII, Instituto de Suero de la India; OMS, Organización Mundial de la Salud. aVaccines en negrita han sido aprobados
para su uso.bData extraído de un análisis provisional.
eficacia en el análisis provisional, que no
debido a su pobre inmunogenicidad 11. La cumplió con los criterios de éxito del ensayo . El ensayo utilizó una dosis demasiado baja
Todavía no está claro por qué el CVnCoV era menos protector que el
Universidad de Queensland y la empresa de BNT162b2 o el mRNA-1273, pero es de notar que a diferencia del mRNA de antígeno16, pero tras la reformulación,
utilizado en la vacuna Pfizer- BioNTech o la vacuna Moderna, el mRNA
biotecnología CSL también suspendieron el CureVac no contiene el nucleósido modificado pseudouridina en lugar de la este programa está en curso con un ensayo
desarrollo de su candidato a vacuna de 15
uridina, que puede alterar la forma en que se percibe la propia vacuna . La de fase III.
subunidad de proteína (UQ-CSL v451). vacuna de proteína adyuvante Sanofi- GlaxoSmithKline experimentó un revés
cuando la
Las vacunas aprobadas utilizan
Ensayos de fase I mostraron que la vacuna diferentes plataformas (ARNm, vector
fue bien tolerada y obtenida viral, proteína/péptido y virus inactivado).
una respuesta inmune robusta. Sin embargo, Se han realizado comparaciones de la relación
los participantes en el ensayo también entre la eficacia y los títulos de anticuerpos de
desarrollaron anticuerpos contra la 'pinza neutralización y unión in vitro a través de
molecular' utilizada para estabilizar el pico varias plataformas de vacunas 17,18. Estos
SARS-CoV-2 (S) protein12, que datos sugieren respuestas de anticuerpos más
comprendía fragmentos de proteína S del altas a las vacunas de ARNm y a la vacuna de
subunidad de proteína Novavax que a las
VIH-1 (ref.13). Se demostró que los anticuerpos
vacunas virales e inactivadas. Diseccionar por
a la pinza molecular interfieren con las pruebas
qué las diferentes plataformas de vacunas
de VIH-1, causando resultados positivos falsos,
inducen una calidad y/o cantidad diferente de
lo que detuvo el desarrollo de la vacuna12,13.
Mientras que las vacunas de ARNm de Pfizer- respuesta inmunitaria será crucial para
BioNTech (BNT162b2) y Moderna (ARNm- desarrollar enfoques de vacunas exitosos para
1273) han mostrado altos niveles de eficacia, futuras pandemias. Se han reportado eficacias
una tercera vacuna candidata a ARNm, de de 60 a 94% para las diversas vacunas, pero
CureVac (CVnCoV), demostró solo un 47% de debido a diferencias en el diseño del ensayo,
punto final medido, ubicación del ensayo, aprobadas para determinar su eficacia en la
población estudiada y prevalencia de las podría retrasar la puesta en marcha de la misma población al mismo tiempo (véase la
variantes de SARS-CoV-2 en el momento del vacuna y contribuir así a aumentar las siguiente sección). Otro desafío para evaluar
ensayo, no es posible hacer que la muertes. La única forma válida de comparar tanto la eficacia como la eficacia de las
cabezacomparaciones directas entre las directamente las vacunas es en ensayos de vacunas es la falta de datos publicados, y
diferentes plataformas de vacunas. Aunque las eficacia cara a cara, que es poco probable que muchos de los resultados se han puesto a
diferencias en la forma en que se establecieron se lleven a cabo debido al número de disposición a través de comunicados de prensa
los ensayos clínicos dificultan la comparación participantes en el ensayo requerido, los datos en lugar de artículos revisados por pares.
entre las vacunas, tener múltiples enfoques de eficacia preexistentes, el nivel actual de
para alcanzar el objetivo final crítico de una implantación de la vacuna y los niveles de
vacuna efectiva es pragmáticamente más preinmunidad existente en la población. Un Eficacia de la vacuna
importante que retrasar los estudios para Las eficacias para las vacunas COVID-19
enfoque para evitar las dificultades de
permitir realizar comparaciones directas, que comparación entre las plataformas de vacunas mostradas enTable1se calcularon a partir de ensayos
clínicos basados en puntos finales definidos (que pueden
para futuras pandemias sería tener protocolos diferir entre ensayos, incluso en términos de definición de
de ensayos preparados (y estandarizados) que enfermedad sintomática). Estos valores son importantes para
pudieran ser adoptados rápidamente por la aprobación de vacunas, pero no reflejan necesariamente el
impacto de la vacunación
varios equipos. A falta de comparación
directa, lo mejor es comparar las vacunas
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en el mundo real, especialmente cuando los con BNT162b2 o AZD1222 en Inglaterra en such as the method used in the SIREN
ensayos clínicos para vacunas han inscrito a marzo de 2021: la efectividad de la vacuna (SARS-CoV-2 Immunity and
adultos más jóvenes y sanos en comparación contra la muerte y la hospitalización para Reinfection Evaluation) study21.
con los que tienen mayor riesgo de enfermedad cualquiera de las vacunas se estimó en 81% In the UK, a decision was made on 30
grave, y estos ensayos se produjeron en y 80%, respectivamente 19. En un estudio de December 2020 to delay the second vaccine
ausencia de algunas de las variantes del SARS- la efectividad de BNT162b2 o AZD1222 dose to 12 weeks after the first dose,
CoV-2 más recientes. Por lo tanto, es contra los síntomas en 156,930 adultos entre regardless of the vaccine administered. This
importante comprender el alcance y la duración diciembre de 2020 y febrero de 2021, la was a pragmatic decision aiming to increase
de la protección contra infecciones o efectividad de la vacuna fue del 70% en the number of individuals (particularly in
enfermedades en todos los grupos de edad y participantes de 80 años o más después de la high-risk groups) who would be afforded
poblaciones; en el caso de COVID-19, esto es primera dosis de la vacuna, aumentando al some immune protection from a first dose.
particularmente importante dado el mayor 89% 14 días después de la segunda dose20. The 12-week interval differed from the
riesgo de enfermedad grave en personas En el mismo estudio, para los participantes regime used in the efficacy trials for
mayores (70 años de edad o más). La eficacia de 70 años o más, la efectividad de la vacuna BNT162b2 and mRNA-1273, which gave
de la vacuna, que difiere de la eficacia de la contra los síntomas fue de 61% para doses at 3-week and 4-week intervals,
vacuna, es el menor riesgo de infección o BNT162b2 y 60% para AZD1222 28-34 días respectively. There were concerns that
enfermedad entre los individuos vacunados. después de la vacunación de primera dosis. immunity might wane rapidly after a single
Esto puede verse afectado por los efectos de la Sin embargo, una posible limitación de estas dose, that in more vulnerable individuals
vacuna en función de la población, así como estimaciones iniciales de la eficacia de la the response to a single dose might
por los programas de vacunación y la vacuna es que los controles se definieron de be insufficient and that lower levels of
manipulación/administración de vacunas (fig.1). manera diferente y, por lo tanto, las immunity might in some way accelerate the
En el Reino Unido, la vacunación con probabilidades pueden estar sesgadas. The evolution of viral variants that could escape
BNT162b2 (Pfizer-BioNTech) o AZD1222 studies were either test-negative designs (in the immune response. These questions have
(AstraZeneca-University of Oxford) which the control group is individuals within yet to be fully answered and will continue
comenzó el 3 de diciembre de 2020. Desde the study who have COVID-19-like to be important considerations especially as
abril de 2021, el mRNA-1273 (Moderna) symptoms but test negative for SARS-CoV- the UK continues to ease non-
vacuna también ha estado disponible en el 2) or based on a screening method (in which pharmaceutical interventions22.
Reino Unido, pero debido al menor tiempo vaccination coverage Unsurprisingly, both antibody responses23
que ha sido parte del calendario de in SARS-CoV-2-positive individuals is and vaccine effectiveness24 are lower after a
vacunación, hay compared with the vaccination coverage in single dose of either BNT162b2 or
Todavía no hay datos de eficacia de la the general population from which the cases mRNA-1273 than after two doses. Antibody
vacuna para el mRNA-1273 del Reino are derived). Using vaccination coverage as levels following BNT162b2 vaccination do
Unido. Public Health England informó the control can produce more reliable wane within 12 weeks following one dose23.
sobre el impacto temprano y la information on vaccine effectiveness, There is, however, protection from one
efectividad de la vacunación COVID-19 vaccine dose, with vaccine effectiveness
after a single dose of BNT162b2 of 91%
and after a single dose of AZD1222 of 88%24.
Demographic factors
One advantage of delaying vaccination is
High levels of circulating virus
that antibody responses to the second dose
Close proximity of might be greater; the antibody response to
people living together Vaccine access factors
Host factors BNT162b2 is greater in individuals aged
High levels of vaccine uptake Which vaccine used
Old age 80 years or older when the vaccination gap is
High levels of herd immunity Number of doses
Previous infection increased from 3 to 12 weeks25. Ultimately, the
Immune compromise Timing between doses length of the dose interval comes down to a
Genetic polymorphisms Heterologous prime–boost decision by national vaccine committees as to
Cost–benefit decisions by whether it is better to get a lower level of
Underlying health
conditions national vaccine bodies immune protection in a greater number of
Limited access to vaccines people or more protection in fewer people.
This risk–benefit profile will change over time,
especially once greater coverage has been
achieved in the elderly,
more at risk groups, but also in response
Vaccine effectiveness to the emergence of new viral variants
(Table 2). In June 2021, individuals aged
40 years or older in the UK were invited
Immune factors
to schedule their second vaccination after
Viral variant factors Positive effect on VE High antibody titres 8 weeks rather than 12 weeks as cases of
Antigenic mismatch with Negative effect on VE Quality of antibody the Delta (B.1.617.2) variant increased.
vaccine (neutralization) Another important factor that must be
Unknown effect on VE included in any risk–benefit calculations is
Increased transmissibility T cells the potential serious adverse effects
associated with the vaccines (Box 1).
Fig. 1 | Factors influencing vaccine effectiveness. Multiple factors can increase or
decrease vaccine effectiveness (VE) at both the individual level and the population level.

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Table 2 | Reported impact of SARS-CoV-2 variants on vaccine efficacy and effectiveness

SARS- First Key Trans Vaccine-mediated protection


CoV-2 detected mutations missibility
AZD1222 BNT162b2 mRNA- Ad26.COV2-S NVX- Corona
variant
(AstraZeneca– (Pfizer– 1273 (Johnson & CoV2373 Vac
(also
University of BioNTech) (Moderna) Johnson) (Novavax) (Sinovac)
known as)
Oxford)
Wuhan China, Reference Reference 55–81%4 95%2 94.1%3 66%5,51 89%8 50–90%7
reference December strain strain
strain 2019
Alpha, UK, H69/V70 ~50% increase 75%44 90%67 Reductions 70%45 86%65 Unknown
B..1.1.7 September deletion in comparison by a factor
(British/ 2020 with previously de 2.3 a 6.4
Y144
Kent; VOC circulating in titres of
deletion
202012/01; estrecho neutralizing
anticuerpos
20B/501Y. N501Y 68
V1)
A570D
D614G
P681H
Beta, South K417N 25% increase69 10%70 75%67 Reduced 72% efficacy 60%65 Unknown
B.1.351 Africa, levels of in the USA,
(South September E484K neutralizing 66% in Latin
anticuerpos
African; 2020 N501Y 68 America and
20H/501Y. 57% in South
D614G
V2) África45
Gamma, P.1 Japan/ E484K 1.4–2.2 Unknown No evidence Reduced 68%45 Unknown 51%72
(B..1.1.28.1
) Brazil, times more of reduced levels of
K417N/T
December transmisible71 protection neutralizing
anticuerpos
2020 N501Y 68
D614G
Delta, India, L452R 97% increase69 92% effec- Lower mean Lower No conclusive Unknown Unknown
B.1.617.2 December tive against plaque serum evidence but
T478K hospitalización7
2020 3; reduction neutraliza- reports of 60%
D614G one-dose neutraliza- tion titre efectividad
effectiveness tion titres but (6.8 veces)
P681R
estimated at sera can neu- but still
60-71%74a tralize titres neutralized
of at least 40 by conva-
73
(ref. ); one lescent sera
dose of vac- from most
cine is 88% vaccinated
individuales
effective20a 73
It is not possible to directly compare studies owing to differences in efficacy end points; the data are provided to give an overview of possible trends in
the impact of variants on vaccines. SARS-CoV-2, severe acute respiratory syndrome coronavirus 2; VOC, variant of concern. aData from vaccine
effectiveness studies; all other data for vaccine-mediated protection represent vaccine efficacy.
adult population and hence have a more programme started on 20 December 2020 using
In Israel, which was one of the first comprehensive dataset regarding vaccine BNT162b2. Individuals at high risk of severe
countries to vaccinate a high proportion of the effectiveness, the national immunization COVID-19 were prioritized before the
vaccination programme was quickly
expanded to include all individuals aged vaccination27. Another study estimated 65 years or older receiving BNT162b2 or
16 years or older, with a view to reducing vaccine effectiveness for documented mRNA-1273, vaccine effectiveness against
SARS-CoV-2 transmission. Initial data SARS-CoV-2 infection at 46% after the first hospitalization for COVID-19 was 95%
indicated a single-dose vaccine effectiveness dose of BNT162b2 and 92% after the after two doses and 64% after one dose31.
against new infections of 51% 13–24 days second dose28, given at 3 weeks. Two doses Vaccine effectiveness against infection in a
after immunization26. Viral load in infected of BNT162b2 were shown to reduce large cohort of 49,220 US health-care
individuals, as measured by reverse symptomatic cases of COVID-19 by 94% in workers with a median age of 41 years
transcription–PCR for the SARS-CoV-2 a dataset of 1.2 million people28. exceeded 96% after two doses of
N and S genes, was significantly lower In the USA, there was an 82% BNT162b2 or mRNA-1273 (ref.32).
in those who had been vaccinated than in reduction of reverse transcription–PCR- The efficacy data for the vaccines
unvaccinated individuals 12 days after positive new cases in vaccinated health- produced by Sinovac Biotech (CoronaVac)
care workers versus unvaccinated health- and Sinopharm (BBIBP-CorV) have not yet
care workers 14 days after the first dose of been published in a peer-reviewed journal,
either BNT162b2 or mRNA-1273 (ref.29). and similarly the vaccine effectiveness data
In another study, conducted between for these vaccines are not available, even
December 2020 and March 2021, vaccine though the vaccines have Emergency Use
effectiveness against infection after two Listing by the World Health Organization
doses of BNT162b2 or mRNA-1273 (WHO) and have been widely administered,
among health-care personnel was 90%30. In particularly in low-income countries.
a multistate analysis of adults aged Of concern, some countries with relatively

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high vaccination rates continue to have high functional antibodies required to protect banked material can then give an indication
levels of infection; for example, Chile, which against SARS-CoV-2 reinfection in humans of levels of immunity that are not protective.
has immunized 50% of the population (87% of are not yet known. A combination of studies This can be done in parallel with vaccine
whom received CoronaVac), experienced will be necessary to determine the best efficacy trials, comparing immune responses
70,000 new cases a day in June 2021. A study correlate of protection for SARS-CoV-2. to vaccine in participants who develop
conducted between February and May 2021 One approach is to establish prospective COVID-19 with those who do not, although
indicated that vaccine effectiveness was 66%
cohorts of previously infected or vaccinated this requires there to be a relatively high
for the prevention of laboratory-confirmed
individuals and monitor these cohorts for vaccine failure rate. These studies can be
COVID-19 (ref.33). More openly available data
subsequent SARS-CoV-2 infection; the combined with human challenge studies38,
are urgently required on the efficacy and
effectiveness of these vaccines.
Taken together, the results show that Box 1 | Adverse effects of COVID-19 vaccines
where vaccine effectiveness data have Local or systemic minor acute reactions, such as injection pain, swelling and redness, or fatigue, fever,
been published, the findings are broadly headaches and joint and muscle pain, are commonly reported after COVID-19 vaccination. A recent
consistent with efficacy data determined study exploring the combination of AZD1222 and BNT162b2 vaccines documented increased
from clinical trials. Given the range of reactogenicity of heterologous prime–boost regimens compared with homologous vaccination 76. The
immune responses that are generated by rollout of COVID-19 vaccines across multiple countries, targeting millions
of recipients — significantly more than in the vaccine arms of the efficacy trials — has also seen cases
different vaccine platforms, it will be
of more severe adverse events, including anaphylaxis, myocarditis and thrombocytopenia.
essential to further understand what
immune mechanism provides protection Anaphylaxis
in each of these cases. Sixty-six cases of anaphylaxis had been reported among 17,524,676 mRNA vaccinations
in the USA as of February 2021 (ref.77). It is thought that this can be linked to polyethylene
Correlates of protection glycol-based components of these vaccines. Most cases were in women (63 of 66), of
The mechanism of protection of COVID-19 which 92% of patients received adrenaline as part of emergency treatment. No deaths
have been reported from anaphylaxis following COVID-19 vaccination.
vaccines is still not completely clear34.
A measurable correlate of protection that Myocarditis
reliably predicts protection against COVID- In May 2021, several cases of heart inflammation (myocarditis and pericarditis) were reported through
the US Centers for Disease Control and Prevention Vaccine Adverse Event Reporting System after
19 after vaccination or natural infection has
vaccination with either BNT162b2 or mRNA-1273 (both mRNA vaccines). As of July 2021, 5,166
not yet been defined. Better understanding
cases for BNT162b2 and 399 cases for mRNA-1273 among 129 million vaccinated individuals have
of the mechanisms of protection will be
been reported in the USA. Myocarditis cases have also been reported in Israel 78.
important for comparing different vaccines
and to accelerate the rollout of vaccines Vaccine-induced immune thrombotic thrombocytopenia
In March 2021, the European Medicines Agency concluded that in an extremely small number
against future viral variants. Vaccination
of vaccinated individuals there is a causal link between AZD1222 administration, blood clotting
induces both humoral and cellular responses,
and low platelet counts (thrombocytopenia), leading to 30 deaths in vaccinated individuals 79.
but it is widely thought that vaccine-induced As a result, vaccine agencies in EU countries and the UK issued age-based restrictions on the
neutralizing antibodies to the receptor- use of AZD1222. Similarly, extremely rare events of thrombocytopenia were observed in the USA,
binding domain of the SARS-CoV-2 S with causality following Ad26.COV2-S vaccination 80,81 (six deaths among more than 6.8 million
protein are a plausible mechanism of vaccinated individuals). The FDA briefly paused use of Ad26.COV2-S in April 2021. Although it
protection. Neutralizing antibodies to the S seems to be more strongly associated with adenovirus-based vaccines, thrombocytopenia has
protein provide near-complete protection also been observed after mRNA vaccination82. The rates of vaccine-induced immune thrombotic
against rechallenge in animal studies35. thrombocytopenia (VITT) differ in different countries, with a higher rate reported in Scandinavia
Recent modelling studies have suggested (1 in 10,000) than the UK83; regional differences may reflect HLA type, reporting sensitivity and
that neutralizing antibodies are highly pre-existing conditions84.
Analyses of 11 individual cases in Germany showed that VITT occurs some days after
predictive of protection against infection or
vaccination85, having characteristics of heparin-induced thrombocytopenia (HIT), with detectable
severe disease36, with a second modelling
levels of antibodies to the heparin–platelet factor 4 (PF4) complex 86. PF4 is a chemokine, also
study suggesting a tight correlation between known as CXCL4, that promotes blood coagulation by binding heparin. In the related condition of
neutralizing antibody levels and reported HIT, antibodies bind the PF4–heparin complex and these antibody-bound complexes then bind
efficacy across several COVID-19 vaccine platelets, leading to platelet activation and consumption 87. Non-heparin anticoagulant agents
trials18, and a third study derived from are a suggested treatment for the condition, and intravenous immunoglobulin is
efficacy trials indicating that both binding recommended as a means to block the antibody Fc-mediated reaction 88.
and neutralizing antibody titres correlate Why COVID-19 vaccines induce antibodies to PF4–heparin is less clear. It has been speculated
with protection37. that the antibodies are induced by vaccine vector-derived DNA. In vitro, PF4 can bind some
Antibody-mediated protection reflects constituents of the vaccine, and this complex can be recognized by antibodies raised from
individuals with VITT89. Interestingly, adenoviruses themselves have been associated with a HIT-like
experience with influenza vaccines, and
disease in a mouse model90, which may explain the relative risk in the two adenovirus-based
an assay measuring antibody function
vaccines compared with the mRNA vaccines. The timing of the events — approximately 7 days
(equivalent to the haemagglutination after immunization — suggests that this rare reaction may not be a de novo response, but rather
inhibition assay used for influenza the boosting of some previously existing antibody, although this is still entirely speculative.
antibodies) will probably be the best tool Antibodies to PF4–heparin may be primed by previous exposure to severe acute respiratory
to predict protection, as it is the easiest to syndrome coronavirus 2 (SARS-CoV-2), but a small cohort study suggests that this is not the
standardize and distribute. However, the case91. More research, validated diagnostic tests and further guidance for treatment are warranted,
exact quality and quantity of vaccine- yet the risk of cerebral venous thrombosis from VITT remains significantly lower following AZD1222
generated antigen-specific administration (estimated 5.0 per million) than from COVID-19 (39.0 (CI 25.2–60.2) per million) 92.

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which allow direct testing of infection in been seen in virus neutralization studies using Whether this effect on antibody-mediated
individuals with known levels of pre- sera from BNT162b2-vaccinated individuals41. neutralization impacts vaccine-mediated
existing immunity. In early 2021, pilot However, the modified virus used in this study protection is not fully known. The earliest
SARS-CoV-2 human infection challenge lacked the full repertoire of S protein indications come from clinical trials that
studies were established at Imperial College mutations from B.1.1.7 (ref.41). A significant have been conducted in populations where
London, UK, and the University of Oxford, reduction in neutralization titres in serum from the new variants are circulating widely,
UK, which will hopefully contribute to a BNT162b2-immunized individuals was although efficacy against viral variants
better understanding of immune correlates. observed with a pseudovirus that contains the is inferred mainly indirectly from VOC
Neutralizing antibodies most likely have complete set of B.1.1.7 mutations42. However, prevalence at the time of the trial. Interim
a protective role, but other mechanisms of there was no significant impact on the efficacy results have been reported from
antibody-mediated protection may also neutralizing capacity of sera from humans or two randomized placebo-controlled clinical
contribute, for example through the constant non-human primates who received mRNA- trials conducted by Novavax and Johnson
domain of the antibody such as antibody- 1273 against the B.1.1.7 variant43. Live virus & Johnson in South Africa. NVX-CoV2373
dependent cell-mediated cytotoxicity, as well neutralization activity of sera from AZD1222- showed an efficacy of 49% against the B.1.351
as cell-mediated immunity. One consideration immunized individuals was ninefold lower variant in the prevention of mild, moderate and
regarding neutralizing antibodies is that they against the B.1.1.7 variant than against a severe COVID-19 (ref.46), with efficacy
may be more sensitive to escape by viral canonical non-B.1.1.7 lineage44. Serum from increasing to 60% when HIV-positive
variants as they target a focused region of the individuals immunized with Ad26.COV2-S individuals are excluded from the analysis46. In
S protein. (Johnson & Johnson) was able to neutralize the the ENSEMBLE trial by Johnson & Johnson,
B.1.1.7 variant in vitro, although less the single-shot Ad26.COV2-S vaccine had 72%
Effects of viral variants efficiently than the reference strain 45. efficacy against PCR-confirmed infection in
Early in the COVID-19 pandemic, the the USA, but these values were reduced to
number of ‘mutant’ variant viruses was Although these in vitro studies have 66% efficacy in Latin America and 57%
low owing to the small number of people limitations regarding methodology and sample efficacy in South Africa45, which may reflect a
infected with the virus (and hence fewer size or by considering only the humoral arm of higher prevalence of B.1.351 in South Africa
opportunities for escape mutants to the immune response, when taken together, than in the USA. Ad26.COV2-S remained
emerge). Since then, the huge number of they indicate that the efficacy of the vaccines 85% effective overall in preventing severe
infections, including prolonged infection in should be similar or only slightly lower against COVID-19 across all regions51. The trial of
immunocompromised individuals, has led the B.1.1.7 variant. This is supported by AZD1222 in South Africa did not demonstrate
to the evolution of multiple SARS-CoV-2 clinical studies. Novavax reports that its protection against mild to moderate B.1.351-
variants. Understanding the impact of COVID-19 vaccine NVX-CoV2373, which induced COVID-19; it is yet to be determined
these variants on the success of public health includes the S protein from the SARS-CoV-2 whether this vaccine offers protection against
and vaccination programmes is of paramount Wuhan reference strain, has shown 86% severe disease and death52.
importance39. Although new variants efficacy against the B.1.1.7 variant (96%
continue to emerge, the most exhaustive efficacy against the original strain) in a phase
information at present is on four variants of III clinical trial involving 15,000 participants Gamma (P.1) variant. Considering the high
concern (VOCs); a VOC is defined by the aged between 18 and 84 years in the UK46. The number of S protein mutations that the P.1
WHO as a virus with mutations compared effectiveness of AZD1222 against nucleic acid variant has accumulated, it is reasonable to
with the reference genome found in multiple amplification test-positive infection with conclude that it will be equally or even
clusters with either increased transmission B.1.1.7 was 70%, whereas for non-B.1.1.7 more resistant than the B.1.351 variant to
or virulence or decreased impact of vaccines lineages, vaccine effectiveness was 77%44. antibody-mediated protection. Laboratory
and therapeutics40. The VOCs were recently serum neutralization assays using a
renamed by the WHO as Alpha (B.1.1.7), pseudovirus have shown that the
Beta (B.1.351), Gamma (P.1) and Delta Beta (B.1.351) variant. The K417N and neutralizing activity of BNT162b2-elicited
(B..1.617.2). These strains predominantly E484K mutations in B.1.351 significantly antibodies to B.1.1.7-spike virus and
have changes in the S gene compared affect the neutralization of this variant by P.1-spike virus is approximately equivalent53. A
with the reference (Wuhan) strain (Table 2). both monoclonal antibodies and immune trial in Brazil using the CoronaVac (Sinovac
The high frequency of mutations in the sera derived from convalescent patients47,48. Biotech) vaccine showed an efficacy of 50%
S protein has caused global concern because B.1.351 is 6.5-fold more resistant than wild- against symptomatic infection (just above the
these mutations could alter interactions with type pseudovirus to neutralization by sera approval threshold for emergency use) in
from individuals vaccinated with BNT162b2 12,508 volunteers, all of whom were health-
the host receptor ACE2, thereby changing 49
the infection rate, or could modify the (ref. ). A significant reduction in the care professionals in regular direct contact with
potency of neutralizing antibodies, thereby neutralization of B.1.351 by sera from SARS-CoV-2 (ref.54); however, infection with
compromising vaccine efficacy. Here we humans or non-human primates vaccinated the P.1 variant was not confirmed but is
discuss what we know so far about vaccine with mRNA-1273 was also observed43. assumed on the basis of the prevalence of
efficacy against these VOCs (Table 2). Antibody responses and memory B cells circulating strains.
from recipients of mRNA-1273
Alpha (B.1.1.7) variant. So far, only low or no or BNT162b2 showed decreased activity Delta (B.1.617.2) variant. A significant
significant impact on vaccine effectiveness has against SARS-CoV-2 variants containing decrease in neutralizing antibody titre has
been reported as a result of the B.1.1.7 variant. E484K and N501Y mutations or the triple been seen for B.1.617.2 compared with
Only slight effects of some of the mutations combination of K417N, E484K and B.1.1.7 using sera from individuals
present in the B.1.1.7 variant have N501Y (as found in B.1.351)50.
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immunized with BNT162b2. Vaccine populations, but the severity of disease is clinical trials (NCT04785144). However, it is
effectiveness of 88% or 67% against nevertheless much reduced, indicating that the not clear how beneficial such vaccines
symptomatic disease following infection with vaccines are still highly effective. Prevention designed specifically to target new variants
B.1.617.2 has been observed in England after of severe disease, which could overwhelm will be. The main consideration will be how
two doses of BNT162b2 or AZD1222, hospitals and lead to death, is the most far the circulating viruses in autumn 2021
respectively55. However, it was not possible to important goal of vaccination. Undoubtedly (when booster vaccination has been proposed
estimate the vaccine effectiveness against more VOCs will arise, and the impact of these in some countries) will have drifted
severe disease because at the time of the study on vaccine effectiveness is hard to predict; antigenically from the original reference
(April to June 2021) there were few severe importantly at a time when total global vaccine sequence of the SARS-CoV-2
cases. Although the AZD1222 and BNT162b2 coverage is low, increased transmission rather S protein used for the first-generation
vaccines were both effective than vaccine escape is probably the main vaccines. Although studies relating to the
at reducing the risk of infection and selective pressure. VOCs have shown reduced neutralization in
hospitalization owing to B.1.617.2 in vitro, there has been no significant reported
Scotland, the level of protection was To boost or not to boost? To counteract the impact on vaccine effectiveness, which
not as high as against B.1.1.7 (ref.56). impact of viral variants, one suggestion is to suggests that the viral mutations
In summary, across all the VOCs, a develop new vaccines that more closely predominantly increase transmissibility, but
reduction of in vitro serum neutralization reflect the circulating viruses. For example, not necessarily immune escape. As the
activity has been observed in highly sensitive Moderna has developed a novel vaccine current vaccines still offer good protection
assays, and there has been evidence of targeting the B.1.1.7 VOC, which has been against severe disease, there may be limited
infection with VOCs in vaccinated tested in preclinical trials57 and is now in return on a new variant booster. Indeed, there
may actually be negative unintended
Box 2 | Ongoing research questions for COVID-19 vaccines consequences. The first is that producing a
How do the vaccines protect? new booster vaccine for the countries with
What is the role of T cells in protection? Is there an easily measurable correlate of protection sufficient income to afford substantial
that can be used for future licensure? Is antibody-mediated protection due to mechanisms other coverage with the first-generation vaccines
than virus neutralization? What roles do IgA and mucosal immunity have in protection? may reduce manufacturing capacity for
doses for lower-income countries. Second,
What kind of protection do the vaccines provide?
boosting with a similar antigen may boost
Do the vaccines only prevent disease, or can they also prevent transmission or even
asymptomatic infection? Although vaccination has been reported to reduce symptomatic the antibody response to the original strain
COVID-19 cases, the direct evidence for vaccine-reduced transmission is limited. Reduced rather than prime for antibodies specific to
viral load has been observed in individuals vaccinated with BNT162b2, as measured by the new strain58. This idea of ‘original
PCR Ct value27. As lower viral load has been associated with a reduction in onward antigenic sin’ refers to the boosting of
transmission93, these data together suggest that vaccination could reduce transmission. responses to previously seen epitopes to the
Can vaccines give true ‘sterilizing immunity’ and should we even be aiming for sterilizing detriment of responses to new epitopes,
immunity in a pandemic situation or just protection against severe disease? particularly when they are closely related.
How broadly effective are the current vaccines against viral variants of concern? Such a phenomenon has been observed for
Will there be a need for booster vaccines? How much antigenic distance between vaccine influenza, with individuals who were
antigens is required to avoid original antigenic sin? Are conserved epitopes in the severe recently immunized with seasonal influenza
acute respiratory syndrome coronavirus 2 (SARS-CoV-2) spike protein sufficient to protect vaccine producing lower antibody responses
against infection with variants, which could set the stage for a more universal vaccine? to 2009 pandemic influenza than previously
Is vaccine-mediated protection in low-income and middle-income countries unimmunized individuals59. Furthermore,
equivalent to that in high-income countries? the variants may be drifting apart, and so
What is the impact of pre-existing infections such as HIV-1 infection? Could other systemic priming with a variant might narrow rather
co-infections reduce the efficacy of mRNA vaccines by preventing translation? Is there any than broaden protection. It is our opinion
cause for concern about using the adenovirus serotype 5 vector, for example as used in the that engineering novel booster vaccines
Sputnik V vaccine from Gamaleya, in the context of the STEP HIV-1 vaccine study? Post should not be a priority at this time.
hoc analysis of this study suggested that more HIV-1 infections occurred in vaccine Whereas engineering new variant vaccines
recipients than in placebo-receiving controls, with a suggestion that this was in some way
may not be beneficial, an alternative strategy is
caused by the adenovirus serotype 5 vaccine platform94.
to boost immunity with a third dose of vaccine
How can vaccine rollout be accelerated? targeting the initial reference strain. One
What is the best way to increase global production of vaccines? How can the flow of raw
important consideration is how rapidly and to
material be increased? How can the number of qualified people to oversee good manufacturing
what extent immunity wanes after vaccination.
practice be increased? What can research do to help here, for example in terms of fractional
There were initially concerns that immunity
dosing, mix-and-match vaccines, and improvements in vaccine formulation and adjuvants?
would wane rapidly, but recent studies have
What are the lessons from this pandemic for future outbreaks? observed sustained B cell-mediated immunity
Will the vaccine platforms that are so effective against SARS-CoV-2 provide similar
protection against other pathogens? How important is pathogen-specific research
12 months after initial infection60,61,
versus a more general understanding of viruses?
although other components of the immune
What is the impact of age on the immune response to vaccines? response, such as T cell responses, may
Because of the greater impact of COVID-19 in elderly people, the focus so far has
wane faster62. However, there may still be
been on this age group, but will the same vaccine platforms be as effective in children
and adolescents for future pandemics? benefits to an additional booster dose of
vaccine. Whether this should be with the

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same vaccine as used for the initial course Conclusions in manufacturing capacity, training and the
or with a heterologous platform is not yet There are still many questions posed ability to deliver vaccines globally is
known, and studies are ongoing to explore by the COVID-19 vaccine effort that need to crucial to build on the incredible successes
the impact of heterologous prime–boost be addressed, both in the context of this of the past 18 months.
vaccination on immunity. There are also pandemic and for future pandemics (Box 2). John S. Tregoning⁜ , Katie E.

important considerations about equity — if The development and deployment of Flight, Sophie L. Higham, Ziyin Wang⁜
individuals in lower-income countries have vaccines for COVID-19 is a remarkable and Benjamin F. Pierce⁜ ⁜

not yet received any vaccine doses, is it fair science success story: within 16 months of Department of Infectious Disease, St Mary’s
to offer booster vaccination to individuals in the first vaccine trials, 2.8 billion vaccine Campus, Imperial College London, London, UK.

higher-income countries? doses have been administered. A crucial ✉


e-mail: john.tregoning@imperial.ac.uk
question is whether this success can be https://doi.org/10.1038/s41577-021-00592-1
Deployment issues replicated in future pandemics. Pre-existing Published online 9 August 2021
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vaccinations. Nat. Hum. Behav. https://doi.org/
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immunogenicity and efficacy of ChAdOx1 nCoV-19
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noticias-comunicados/janssen-investigational-covid-19-
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proporciona-actualización-en-fase-2b-3-ensayo-de-primera-
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programme-to-improve-immune-response-in-the-elderly/
manufacturing infrastructure is required. ongoing investment in research, investment (2020).

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85.\ Greinacher, A. et al. Thrombotic thrombocytopenia after mediating accelerated platelet clearance. Blood 109, 2832- Competing interests
ChAdOx1 nCov-19 vaccination. N. Engl. 2839 (2007). B.F.P. is funded by the UK Department of Health and Social Care
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platelet factor 4 antibody responses induced by COVID-19 Sciences Research Council (grant number EP/R013764/1). The
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ChAdOx1 nCoV-19 vaccination. N. Engl. J. Med. Square https://doi.org/10.21203/ rs.3.rs-404769/v1 (2021). necessarily those of the Department of Health and Social Care.
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& Lillicrap, D. Adenovirus-induced thrombocytopenia: the Author contributions
role of von Willebrand factor and P-selectin in The authors contributed equally to all aspects of the article. © Springer Nature Limited 2021

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