HSEC & HR INCIDENT ALERT

Group HSEC and Human Rights

1 HSEC&HR INCIDENT ALERT

This HSEC&HR Incident Alert is not intended to be comprehensive or provide definitive advice. The information may change upon further
investigation and more information becoming available and should be updated over time, if required.
The information contained in the alert should be factual and not contain opinions or speculation.
If an incident is sensitive in nature, the scope and confidentiality of the investigation and reporting must be agreed upon at department
level.
In case of a HSEC&HR Incident with:
• actual category 4 or 5 consequences and PMC5 HPRIs, where needed, send this form within 24 hours to incident@glencore.com
• potential category 4 or 5 consequences, send this form within 72 hours to hpri@glencore.com
• actual Environmental Category 3 consequences, send this form within 72 hours to incident@glencore.com
The classification of any Human Rights impacts will be conducted by Group HSEC&HR and the Incident Review Committee.

1.1 Incident details

Incident no: VOL-ANI-016-21/04/2023 Date of incident: 21.04.2023 Time of incident: 09:40 h
Department: Zinc Industrial site name: Animón Country: Perú
Operation type: Surface mine Equipment damage: ☐ Yes ☒ No
Incident title: Golpe de pierna derecha de trabajador con tubería HDPE
Brief incident description (add photos, videos, etc. as appropriate)
En el lado Norte de la presa de relaves Animon, cinco trabajadores de Chungar realizaban el traslado de tubería HDPE de 8 pulgadas de
diámetro y 25 pies de largo, desde el lado norte hacia la Poza de Contingencias N°01 de la Planta de Filtrado.
Al momento de cargar una tubería sobre una parihuela, para una mejor manipulación, ésta cae y golpea el tobillo del pie derecho de uno
de los trabajadores con otra tubería que se encontraba en el piso, ocasionándole una contusión.

Simulación: Posición del trabajador al golpearse con la Ubicación del Evento: Lado Norte de la Presa de Relaves Animon
tubería de HDPE de 8”
Consequences
Contusión pierna derecha
Detail the potential maximum consequence (PMC) for the scenario, i.e., potential number of fatalities, environmental damage, or
cost/fines, etc. where all active/existing risk controls are assumed ineffective.
PMC 3: La peor consecuencia que tendría el trabajador es una lesión (fisura/fractura) en la pierna izquierda.

Title: HSEC & HR INCIDENT ALERT Issued by: Group HSEC and Human Rights Version: 4.0 Status: Approved
ID: GRP-FRM-HSEC-065-v4.0 Issued on: 20/03/2014 Last reviewed: 01/01/2023 Page 1 of 3
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HSEC & HR INCIDENT ALERT
Group HSEC and Human Rights

Affected HSEC&HR Health & Safety Environ Social Performance Image & Reputation2 Overall
Pillar(s)1: ment classification
Actual consequence: Cat 2 n/a n/a n/a Cat 2
Potential consequence: Cat 3 n/a n/a n/a Cat 3
Immediate actions
• El trabajador reporta al supervisor y éste comunica a la Central de Emergencias.
• Se paraliza la actividad y se bloquea la zona del evento.
• Se traslada al trabajador a la posta médica para su evaluación y tratamiento médico. Luego es trasladado a la ciudad de Cerro de
Pasco para la evaluación de un especialista.
• Se conforma el equipo multidisciplinario para iniciar el proceso de investigación.
Department or industrial asset legal consulted (actual Cat 4 & 5 incidents): ☐ Yes ☒ No
Is regulatory/external notification required: Choose an item. (if yes, briefly describe below).
<<insert text>>
Comment(s) on any local authority legal investigation procedures that are required and other legal considerations (insert comment(s)
below, if already known).
<<insert text>>

2 ADDITIONAL INFORMATION (provide additional information, if applicable and as

available)3
2.1 Health and Safety (complete if applicable)
Number of fatalities: 0 Number and type of injuries: 1
Related hazard: Other For “Other” describe: Manipulación de materiales
Shift: Morning Shift
Zero energy Event4: ☒ Yes ☐ No PSM related ☐ Yes ☐ No
Details about the deceased/injured person(s) (for multiple fatalities/injuries copy-paste this table)
Name5: Pedro Benito Rapri Navarro Gender5: Male
Age5: 03/08/1973 Marital status5, 5: Married
Injury/illness type: MTI The incident involved: ☒ Employee ☐ Contractor
Number of surviving dependants5:
<<insert text>>
Capacity/relation of the deceased to the company at the moment of death: Choose an item.
If unauthorised person, provide details below:
<<insert text>>
If the deceased/injured was an employee or contractor, please indicate his/her:
a) Employment date: 11 August 2006 b) Job classification: Operador de Planta
c) Years of experience in the activity that resulted in the accident: 16 años y 8 meses

1 The rating must be based on the criteria of the Glencore Enterprise Risk Management Matrix and Appendices 1, 2 and 3 of the HSEC&HR Incident Management Procedure. In
case a HSEC&HR incident involves more than one HSEC&HR pillar (i.e., Health & Safety, Environment, Social Performance), the incident must be classified according to all the
relevant HSEC&HR pillars including an overall classification that is based on the highest classification allocated to any of the pillars.
2 Although “Image & Reputation” is not a HSEC&HR pillar, we classify HSEC&HR incidents in accordance with the “Health & Safety”, “Environment” and “Social Performance”
consequence columns setting out primary consequences for each pillar, taking into account possible secondary consequences under the “Image & Reputation” column of the
Glencore Enterprise Risk Matrix.
3 If not applicable, insert ‘n/a’ in the text sections
4 HPRIs with unsafe acts and conditions identified before an actual incident occurred, that is, before there was exposure to uncontrolled energy. An example may be when a
person fails to wear appropriate fall protection equipment while working near an open edge (above two meters) and the person did not fall.
5 Only to be provided in case of fatalities and if there are no privacy concerns

Title: HSEC & HR INCIDENT ALERT Issued by: Group HSEC and Human Rights Version: 4.0 Status: Approved
ID: GRP-FRM-HSEC-065-v4.0 Issued on: 20/03/2014 Last reviewed: 01/01/2023 Page 2 of 3
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HSEC & HR INCIDENT ALERT
Group HSEC and Human Rights

What is the status of the injured person(s) now?

Recibió tratamiento médico por especialista
Name6: <<insert text>> Gender5: Choose an item.
Age5: <<insert text>> Marital status5, 5: Choose an item.
Injury/illness type: Choose an item. The incident involved: ☐ Employee ☐ Contractor
Number of surviving dependants5:
<<insert text>>
Capacity/relation of the deceased to the company at the moment of death: Choose an item.
If unauthorised person, provide details below:
<<insert text>>
If the deceased/injured was an employee or contractor, please indicate his/her:
a) Employment date: <<insert text>> b) Job classification: <<insert text>>
c) Years of experience in the activity that resulted in the accident: <<insert text>>
What is the status of the injured person(s) now?
<<insert text>>

2.2 Environment (refer to appendix 2 of the HSEC&HR Incident Management Procedure)

N/A

2.3 Social Performance (refer to appendix 3 of the HSEC&HR Incident Management Procedure)
N/A

2.4 Other information

Did the incident have actual or potential consequences for any vulnerable groups? ☐ Yes ☒ No
Did the incident have actual or potential consequences for any Indigenous People? ☐ Yes ☒ No
Did the incident involve security consequences associated with the protection of people and ☐ Yes ☒ No
assets?
<<Provide any other information (i.e., information about any image and reputational impacts as a result of the HSEC&HR incident,
etc.)>>

2.5 Details of Persons Reporting

Name: Erick Miranda Diaz Title: Superintendente Planta (e)
Phone: +51 985180011 Email: emiranda@volcan.com.pe
Approved by
Name: Nilton Apaza Cori Title: Gerente de Operaciones
Phone: +51 942693750 Email: napaza@volcan.com.pe
Additional comments / remarks (if any)
<<insert text>>
Authorising signature from industrial asset

6 Only to be provided in case of fatalities and if there are no privacy concerns

Title: HSEC & HR INCIDENT ALERT Issued by: Group HSEC and Human Rights Version: 4.0 Status: Approved
ID: GRP-FRM-HSEC-065-v4.0 Issued on: 20/03/2014 Last reviewed: 01/01/2023 Page 3 of 3
THIS DOCUMENT IS UNCONTROLLED UNLESS VIEWED ON THE INTRANET