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Resumen
* Article product of research of the process
of doctoral formation in Education of the
Este artículo de reflexión problematiza las relaciones entre la fenomenología y la
authors in the Catholic University of Cordo- hermenéutica como lugares epistémicos del quehacer investigativo por medio de un
ba, Argentina.
abordaje documental construido en dos fases. En primer lugar, el texto reflexiona
§
PhD student in Education at the Universi- alrededor del uso terminológico presente en los paradigmas, enfoques, perspectivas
dad Católica de Córdoba, Argentina. Specia-
list and Master in Bioethics from Universi- epistemológicas y métodos investigativos, identificando con ello que no existe unicidad
dad del Bosque, Bogotá, Colombia. B.A. in de criterios en sus referencias y aproximaciones en los tratados de metodología de la
Theology from the Pontificia Universidad
Javeriana, Bogotá, Colombia. Researcher in investigación analizados. De igual manera, se evidencian que hay propuestas metodo-
the Educational Research Group. Full-time lógicas que comprenden la fenomenología y la hermenéutica de manera complemen-
professor at the School of Education of the
Universidad Santo Tomás, Colombia. taria, articulada o aislada sin permitir con ello lugares precisos de comprensión que
E-mail: johnjapeva@gmail.com y permitan situar su aplicación en la investigación. En razón de lo anterior, la segunda
johnperezv@ustadistancia.edu.co
0000-0001-9978-3997 fase propone una aproximación individual a los antecedentes y comprensiones de la
‡
PhD student in Education at the Universi- fenomenología y la hermenéutica, identificado particularidades que les caracterizan,
dad Católica de Córdoba, Argentina. Master posibles diferencias teórico-prácticas y aproximaciones que se pueden establecer de
in Education from the Universidad Santo
Tomás, Bogotá, Colombia. B.A. in Philoso- cara a su relevancia desde el marco epistémico y metodológico de la investigación en
phy and Religious Education from the Uni- las ciencias humanas y sociales.
versidad Santo Tomás, Bogotá, Colombia.
Researcher of the Educational Research
Group. Full-time professor at the School of Palabras clave
Education of the Universidad Santo Tomás,
Colombia. Hermenéutica, fenomenología, investigación, Ciencias humanas y sociales, metodolo-
E-mail:johannieto@ustadistancia.edu.co gía de la investigación.
0000-0002-8608-8511
¶
PhD student in Education at the Univer- Abstract
sidad Católica de Córdoba, Argentina. Mas-
ter's and Bachelor's degrees in Theology This article of reflection problematizes the relationships between phenomenology and
from the Pontificia Universidad Javeriana.
Specialist in Pedagogy for Higher Education hermeneutics as epistemic places of research work through a documentary approach
from the Universidad Santo Tomás, Colom- built in two phases. First, the text reflects on the terminological use present in the
bia. Researcher at the Ibero-American Insti-
tute of The Hague for Peace, Human Rights paradigms, approaches, epistemological perspectives, and research methods, thereby
and International Justice (the Netherlands). identifying that there is no criteria univocity in its references and approaches about
Assistant researcher at the Latin American
Centre for Pedagogical Epistemology-CES- research methodology treaties. Likewise, it is evident that there are methodologi-
PE (Cuba). Lecturer and researcher at the cal proposals that include phenomenology and hermeneutics in a complementary,
School of Theology of the Universidad Santo
Tomás, Colombia. articulated, or isolated way without allowing precise places of understanding that
E-mail:juanessantrax87@gmail.com allow to locate their application in research. Based on the aforementioned, the second
0000-0002-4632-4700
phase proposes an individual approach to the background and comprehensions of
How to cite this article: phenomenology and hermeneutics, identifying particularities that characterize them,
Pérez, J., Nieto-Bravo, J., y Santamaría-
Rodríguez, J. (2019). Hermeneutics and possible theoretical-practical differences and approaches that can be established in
Phenomenology in Human and Social view of their relevance from the epistemic and methodological framework of research
Sciences Research. Civilizar: Ciencias
Sociales y Humanas, 20(38), 137-146. doi: in human and social sciences.
10.22518/jour.ccsh/2020.1a10
Keywords
Hermeneutics, phenomenology, research, human and social sciences.
Received: 06/06/2019
Revised: 22/08/2019
Accepted: 30/08/2019
137
John Jairo Pérez Vargas, Johan Andrés Nieto Bravo,
Juan Esteban Santamaría Rodríguez
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Hermeneutics and Phenomenology in
Human and Social Sciences Research
approaches can be analytical or systemic. The for- and social sciences does not have a formula of an
mer are characterized by their focus on the parts; algorithmic nature, which leads to a unique and
the latter, on the totality of phenomena, events, and precise epistemological or methodological founda-
objects, among others. Within them, he situates tion or meaning that allows the establishment of
phenomenology and hermeneutics in a macro-con- a uniqueness of theories leading to methodological
text of research approaches in the human and social approaches. The tools of the researchers are mul-
sciences that also includes historical, social-critical, tiple and so are their uses. For this reason, the con-
and complex systems approaches. stitution of a method for one author or researcher is
On the other hand, Pablo Páramo (2011) situ- not the same as for another. The same happens with
ates phenomenology and hermeneutics in the field approaches, perspectives, and paradigms, among
of epistemological positions or paradigms, under- other aspects that surround the methodological
standing these as the set of philosophical assump- panorama (Rivadeneira, 2015).
tions that researchers use, most of the time in a tacit Thereby, applied to the subject of phenomenol-
manner, to approach the search for knowledge (p. ogy and hermeneutics —regardless of whether they
22). With this description, the epistemic and meth- are recognized as approaches, as paradigms or as
odological uses of phenomenology or hermeneutics methods— it is important to consider their mean-
are relevant in research work and must shape the ing, the implications that they have within the
course of all research in accordance with its par- research and the place that researchers determine
ticularities. for them. To this end, the scope and possibilities
For their part, Alicia Gurdián (2007) and Bola- offered within the methodologies are considered,
ños (2015) place phenomenology and hermeneutics through which the relevance and coherence of the
at the level of a method. That implies that their use research work is guaranteed.
must have a clear intentionality, order, and syste- The approach to these understandings at the
maticity that, in the end, leads to procedures and level of research methodology allows expand the
measurable results that support the research work. scope of phenomenology and hermeneutics. This
Based on the proposals of these authors, there is aspect is not a minor issue since its origins and
a latent dilemma in the comprehension of the use of subsequent developments have been closely related
phenomenology and hermeneutics in the research while several proposals of methodologists conceive
field. As it is appreciated, there is not a unique, clear, their independent use.
and defined positioning in the research field; which, The possibility of articulation or independence
for example, makes that the conception or founda- discussed between the epistemological nature of
tion of key courses and research panoramas for the phenomenology and hermeneutics is based on the
methodological elaborations of researches in human methodological orientations that analyse the world
and social sciences enter in a loop of conceptual and and its place referred to at an epistemic level in the
epistemic disruptives. research processes. It is for this reason that, below,
a brief approach is proposed around both phenom-
In this regard, Pablo Páramo (2011) draws atten-
enology and hermeneutics to analyze their origins,
tion by stating that the study of the recent evolution
proposals, limits, and possibilities of articulation.
of the different epistemological positions makes it
Based on this analysis, it is also intended to charac-
clear that the aim is not to unify the different epis-
terize their identity traits, thus allowing research-
temological discourses in a single paradigm, nor to
ers to have points of reference when determining
seek a homogeneous and hegemonic discourse on
the epistemic and methodological place of their
how to build knowledge, which was more typical of
research, as well as their possibilities of articulation
modernity —although it is possible to adopt some
or independent work.
basic rules on the different routes of carrying out
research, such as that theories must be coherent, Phenomenology as an epistemological
logically firm and correspond to the observation setting for research
data obtained in an objective way and be processed In the research method, it is relevant to identify
appropriately (p. 29). a double discussion of meaning in which the nomo-
In addition to Páramo’s proposal (2011), it is thetic intentionality of explanation and the ideo-
important to recognize that research in the human graphic perspective of interpretation and description
Civilizar: Ciencias Sociales y Humanas, 20(38), 137-146
139
John Jairo Pérez Vargas, Johan Andrés Nieto Bravo,
Juan Esteban Santamaría Rodríguez
are confronted (Wright, 1979). The methodological path, preventing the encounter between phenom-
monism that marked the ways of doing research enology and social action.
considered that the enunciation of mechanical laws The German philosopher Alfred Schütz (1993)
expressed in the universal language of physics and proposes to give a phenomenological turn when
mathematics was the only possible path to generate overturning this study to society, when transcend-
knowledge (Comte, 1984). In addressing this concep- ing the scope of conscience and giving it a social
tion, ideographic movements motivated by Husserl’s dimension, whose epicenter is the phenomenon
phenomenology and hermeneutics committed them- of the intersubjective. This phenomenon does not
selves to making an approach to reality, capable of respond to the jurisdiction of the private or to an
transcending the explanatory intentionality (Erk- intimate mentality, but rather opens up to the
lären) of the exact sciences, which are characterized dimension of the dialogical encounter with the
by the generalization of the postulates that have other. From there a phenomenological investigation
passed through the hypothetical-deductive method, dives into the conscience of the ego, but also dis-
to land in interpretation as a platform of understand- cusses the experience of the alter.
ing (Verstegen) that subjectivizes and particularizes A social phenomenology can be the basis for the
a phenomenon (Droysen, 1983). work of the qualitative researcher, whose concern is
Surrounding on this presupposition, it is neces- to consolidate an inclusive knowledge mediated by
sary to read phenomenology as an epistemological the experience of intersubjectivity. That experience
place of research. This takes distance from specula- occurs in the lived present, in which we speak and
tive nomothetic theorization to receive and describe listen to each other (Mieles, Tonon y Alvarado, 2012,
that which manifests itself to consciousness as it p. 208), where the reality of daily life constitutes
is (Husserl, 1992). This epistemic shift surpasses the collective fabric of social consciousness and the
the materialization of the measurable to open the subjects share life as a place of interconnection in
door to that which, being born from the sensitive, is which consciousness flows.
problematized in the consciousness (Husserl, 1994). The contemporary revolution of knowledge
Consciousness unveils the face of subjectiv- has motivated the transformations of the current
ity that has been eclipsed by positive objectivism, society, which is crossed by a triad integrated by
transcending the explanatory hypothesis to tran- daily life, science, and technical reflexivity (Valera,
sit through the Epoché as a wealth of qualitative 2008). Thus, the construction of knowledge is not
research, that puts in suspicion —Husserl (1992) given unilaterally by the verification or falsifica-
describes them with the image of putting between tion of hypotheses, but rather, by the maturation of
parentheses— the erudite pre-knowledge, with problems that do not find solution unless cognitive
the purpose of opening to the possibility of the dichotomies and old ideals are reconstructed or
quaestio as form of reality problematization, as it replaced (Sotolongo & Delgado, 2006, p. 28), in last,
is presented, that starts from the investigation and by the capacity to put between parenthesis.
commits to look for the truth (Parra, 2011). To investigate from a phenomenological per-
A relevant contribution of this epistemic place spective implies to clear the research of the macro-
to the forms of research with qualitative approaches comprehensions created by the theoretical artifice,
is the return to subjectivity since within the empir- to designate the appearance of the sensible things
ical-analytical construction of positive knowledge, as opposed to their essential or intelligible being
this was always seen as a risk to make visible and (Marín, 2006, p. 127). In line with Kantian thought,
listen to the voice of the subjects. To do so could the expression “phenomenon” is opposed to the
shake the accuracy offered by the objective, thus expression “thing in itself”, which is a representation
tending to error. However, this cannot constitute a of our sensibility. Every object of empirical intuition
form of solipsism in which the subject turns in on is a phenomenon” (Caimi, 2017, pp. 201-202). This
themself and is not able to dialogue with the other. notion is opposed to noumenon by transcending the
This is perhaps the main Achilles’ heel of Husserl’s unintelligible from the perspective of human sen-
phenomenology (1992) since he reduced intersubjec- sibility, which is why it shows itself, making itself
tivity to the field of consciousness. At present, many manifest and visible (Castillo, 2000, p. 29) to human
qualitative researchers continue to travel along this knowledge.
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Human and Social Sciences Research
The consolidation of phenomenology as a field phenomenon and are in the capacity to be able to
from which it is possible to construct investigative describe it (Creswel, 1998).
knowledge has propitiated processes of transit that Under these assumptions, it is understood
continue to change. Therefore, phenomenology that phenomenology is not ultimately interested
cannot be conceived only as a method of essential in explanation. The typical question asked is not
description of the fundamental articulations of “which causes X”, but “what X is”. Phenomenological
experience (perceptive, imaginative, intellectual, research emphasizes the individual and subjective
volitional, axiological, etc.), but as a radical self- aspects of experience (Sandín, 2003, p. 16). Thus, it
foundation in the most complete intellectual clarity can be affirmed that an epistemological and onto-
(Ricoeur, 2000, pp. 200-201). logical presupposition of phenomenology consists in
José Tadeo (2011) complements this appreciation that the being is manifested, exposed to the world of
by proposing that phenomenology is understood as life (Bolaños, 2015, p. 42), being this world of life the
a science coming from philosophy, a science based place in which the phenomena are developed and,
on the understanding of phenomena whose weak- therefore, the scene par excellence of knowledge
ness is the absence of a method on which to philoso- and interpretation of them.
phize. Therefore, it is often necessary to complement The processes of investigation thought from
it with hermeneutics. Notwithstanding the above, phenomenology give sense to the community and
this author can be criticized for the notion of science the lived experience in front of the phenomenon. A
that underlies this context. Science is the result of constitutive aspect of these research processes is
a mode or manner of knowing. On the other hand, the descriptive nature that provides the opportu-
philosophy is more inscribed in the critical-reflexive nity for study, analysis, and reflection on the phe-
scope that is in a discursive level; hence, one thing nomenon. Similarly, it is important to recognize a
turns out to be scientific knowledge and another to rigor and an academic character that is conducive to
be philosophical knowledge. transcending the level of subjective descriptions, to
Identifying the platform from which qualitative achieve a reach or an intentionality of intersubjec-
research is carried out with a phenomenological tive understanding, making the dynamisms of the
episteme favours the non-assumption of the results scientific knowledge possible, along with its use in
or findings of the research. This type of research the investigation processes.
must not be preceded, for example, by common It can then be identified that one of the great
sense, scientific proposals, psychological experi- challenges in scientific production is the consoli-
ences, beliefs, and/or prejudices. Hence, phenom- dation of alternative ways of building knowledge.
enology, in the words of Gurdián (2007), does not Ritzer (1998) calls it the integration or synthesis of
start from the design of a theory, but from the paradigms, a fact that recognizes that the episte-
known world, from which it makes a descriptive mological frontiers of research extend and merge.
analysis based on shared experiences —where the For this reason, a relational interaction from the
known world and the inter-subjective experiences field of the qualitative is required, where the phe-
offer the signs or warnings to interpret the diversity nomena are found face to face as a form of constitu-
of symbols (pp. 151-152). tion of consciousness and the social fabric (Ritzer,
The position defended by Gurdián (2007) 1998).
makes the subjects and subjectivities that are an The current epistemic shift outlines the chal-
essential part of the methodological approaches vis- lenge of moving between paradigms that simplify
ible. According to Martínez (2011), phenomenology and those that are complex; this is, that phenom-
is concerned with the understanding of social actors enology can advance from the observation of the
and therefore of subjective reality. It understands object to that of the phenomenon and the systemic
phenomena from the meaning that things acquire network that observes and determines it (Espina,
for social actors within the framework of their proj- 2003). The figure of the phenomenal interrelation-
ect of the world (p. 18). For this reason, individuals ship is as an act of revelation in which a human
are a fundamental part of phenomenological under- being manifests themself, makes themself present
standing by assuming the role of cognizant, who before another to teach him or her, to show him
provide meaning to the experiences lived about the or her something of their own being, to help him
Civilizar: Ciencias Sociales y Humanas, 20(38), 137-146
141
John Jairo Pérez Vargas, Johan Andrés Nieto Bravo,
Juan Esteban Santamaría Rodríguez
or her discover themself (Ferreyra & Blanas, 2011, In a historical journey to the 18th century,
p. 18) —a fact that constitutes a growth project for Marín (2006) clarifies that hermeneutics was related
the knowledge society that, despite technological to the understanding and interpretation of sacred
advances, continues to find fractured human rela- texts, but with the development of rationalism and
tionships (Ferreyra & Caelles, 2010). classical philology the history of hermeneutics in its
It can be concluded that human action is open modern sense begins (p. 132). In this sense, it cannot
to the various interpretations that are generated be ignored that hermeneutics is consolidated with
by the understanding of it (Nieto, 2017, p. 177). The Western thought (literary criticism, philosophy, and
above is enough to indicate that the epistemologi- social sciences) and, especially, with the interest of
cal places from which research is conducted are not Christian religious traditions (Catholic and Protes-
atomized fragments of a reality, but the scenario tant) in their commitment to understand the mean-
of interrelations of knowledge whose frontiers are ing of divine revelation from the sacred scriptures
thin; so much so that they can only be recognized and a reading of its context from the experience of
behind the research intentionalities that respond to faith (Noratto & Suárez, 2007, pp. 113-121).
the context needs. However, since hermeneutics is an epistemic
and methodological axis of theological science, it
Hermeneutics as an epistemological setting
is not exclusive to it. It is important to highlight its
for research
appropriation in various areas of the human and
Once certain appreciations have been estab- social sciences because its epistemological founda-
lished around phenomenology, it is time to explore tions offer essential elements for understanding
the role and place of hermeneutics in the research objects, symbols, texts, and realities, among other
process. For this purpose, a generic definition is aspects —in contrast to the epistemic tensions that
exposed inside its epistemological and historical arose between the eighteenth and nineteenth cen-
supports, which reveals the step and the scopes that turies regarding the claim to truth and validity of
it has for the research developments of human and knowledge between the sciences of the spirit and the
social sciences at present.
positive sciences (methodological monism). Regard-
Hermeneutics has its etymological roots in the ing this situation, Mardones (2005) states that from
Greek word hermeneutikos which, in a general and all this effort to specify a philosophy of science that
reductive manner, is related to the art of interpre- does not fall into the nets of positivism and does jus-
tation. In its Greek origins, this term is associated tice to the peculiarity of human, cultural, or spiritual
with the figure of Hermes, one of Zeus’ sons, who sciences, one thing is clear: the refusal to accept the
assumed the task of bringing the messages of the model of scientific explanation that has triumphed
gods to humans, ensuring that they could be under- in the West since Galileo. There is a recovery of the
stood. Hence, hermeneutics is associated with the Aristotelian tradition through Hegel. (p. 32).
art of interpreting or understanding written texts
In general, and in relation to its root in Hus-
or realities, making the text something that goes
serl’s phenomenology, hermeneutics attempts to
beyond writing (Ricoeur, 1990).
establish a process by which, initially, the meaning
The origin of hermeneutics cannot be sepa- of any phenomenon is interpreted, and, in a second
rated from phenomenology, as established by instance, the comprehension of it is realized (Gutiér-
Gurdián (2007). It is at this point where the rez, 1986, p. 57). This meaning makes possible the
greatest difficulty is found to differentiate these distinction of phenomenology in relation to herme-
two perspectives. Having a germ in common, it neutics, in which two clear levels of the latter can be
is a delicate and detailed task that is required to distinguished: interpretation and understanding.
establish their limits and frontiers. Thus, to define According to Mardones (2005), these two types of
these it is necessary to expand the epistemologi-
study take distance from the positivist paradigm of
cal sustenances of hermeneutics. This perspective
science and its philosophical absolutization as the
opens the possibility of being able to trace in a pre-
only way to build knowledge and explanation of
cise manner, or at least near, the limits and rela-
reality.
tions between phenomenology and hermeneutics
applied to the field of research in human and social Authors such as Heidegger and Gadamer
sciences. defined the hermeneutics as the self-compression,
142
Hermeneutics and Phenomenology in
Human and Social Sciences Research
which would not be another thing that the com- dynamics of the text (object, situation, symbol, real-
prehension of the own being as being in the world ity, among others) and to restore the work’s capac-
(Herrera, 2003, p. 1). In such a way, hermeneutics ity to project itself to the outside through the rep-
is related to a deep reflective process of knowledge resentation of an inhabitable world (Ricoeur, 2000,
and interpretation that is distinguished from phe- p. 205). This is where the hermeneutic exercise has
nomenology as this last one is understood in a more been associated with subtlety or sharpness which
analytical and comprehensive way of the world and have come to constitute the essence of hermeneutics
the diverse senses. (Noratto & Suárez, 2007, p. 121). This is, to its real-
According to Ricoeur (2000), hermeneu- ization from the subject in their historical reality,
tics remained at the level of texts for a long time, where such aspects give reason of the hermeneutics
restricting their use to them and vetoing or neglect- from three implicit forms for the one who inter-
ing other spheres that can be subject to interpreta- prets, namely:
tion. This was to the detriment of being recognized, • Subtilitas intelligendi or capacity to unders-
for example, from the oral traditions that are an tand what is being read or interpreted in the
essential part of the configuration of communities. world of life (text).
In this regard, the author allows himself to allude to • Subtilitas explicandi or extension of the
the discourse as a vindication of those. meaning of the text or of reality, from the
As a result of writing, discourse acquires a process of appropriation performed by the
triple semantic autonomy: with respect to the inten- subject (context).
tion of the speaker, to the reception of the primitive • Subtilitas applicandi or incorporation into
audience and to the economic, social, and cultural the world and/or appropriated reality by the
circumstances of its production. In this sense, the interpreting subject (hermeneutic) with a
written word moves away from the limits of face- caveat regarding its distance and the confi-
to-face dialogue and becomes the condition of the guration of its meaning (pretext).
discourse becoming text. It corresponds to the Thus, hermeneutics is an essential element in
hermeneutics to explore the implications that this research work in the light of the vital involvement
textual becoming has for the interpretative task of those who conducted it. In particular, it assumes
(Ricoeur, 2000, p. 204). a threefold dynamic (text, context, pretext) because
As a complement to the above, Martínez (2011) the task of interpretation requires an appropria-
integrates the value of community and the role of tion of the reality under investigation on which it is
hermeneutics in this sense, since it seeks to discover possible to understand what it represents (text), the
the meanings of the different human expressions, place in which it is situated (context) and its inten-
such as words, texts, gestures, while preserving their tionality and/or becoming (pretext).
uniqueness (p. 17), in such a way that it articulates in The application or hermeneutics at the level
its work reality in a much broader sense and is not of research in the human and social sciences must
limited to texts alone. In this regard, Gurdián (2007) involve serious, methodical, and profound work that
draws attention to remember that hermeneutics is goes beyond the descriptive or evaluative level, and
a general method of understanding, and interpre- goes into the thing itself in order to bring to light
tation is the natural way of knowing about human real meanings for the interpreters, within their sym-
beings. The mission of hermeneutics is to discover bolic contexts and networks. Thus, a new, critical,
the meanings of things, to interpret words, writings, objective, and differentiated vision of the apparent
texts and gestures, as well as any act and work, as reality is allowed. In this scenario lies its difference
best as possible, while preserving their uniqueness with phenomenology, since the descriptive interest
in the context of which they are a part (p. 146). of the latter, hermeneutics aims at an appropriation
Accordingly, and applied to the level of research of reality and/or textuality as a condition of possi-
in the human and social sciences, a great value bility to understand it in its structure, reality, and
must be recognized in hermeneutics given its role intentionality, while estimating the conflicts that
in the profound interpretation that subjects make of may arise from the same interpretations —be these
the world of life and its components. These mean- from the objectivity and/or from the subjectivity of
ings pose a twofold task: to reconstruct the internal those who perform it (Ricoeur, 2003).
Civilizar: Ciencias Sociales y Humanas, 20(38), 137-146
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John Jairo Pérez Vargas, Johan Andrés Nieto Bravo,
Juan Esteban Santamaría Rodríguez
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Human and Social Sciences Research
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