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FORM II200-2

version 12/2021

INDEPENDENT INTRODUCER APPLICATION


APLICACIÓN DE INTRODUCTOR INDEPENDIENTE
APPLICATION NUMBER / NÚMERO DE APLICACIÓN:
575354

INDEPENDENT INTRODUCER APPLICATION BY ("APPLICANT") TO / APLICACIÓN DE INTRODUCTOR


INDEPENDIENTE, DE ("SOLICITANTE") PARA:
ITA DISTRIBUTION of Governors Square, Unit 3-107A, 23 Lime Tree Bay Avenue, P.O. Box 32203, Grand Cayman KY1-1208, Cayman Islands, (hereinafter called “ITA”)
ITA DISTRIBUTION en Governors Square, Unit 3-107A, 23 Lime Tree Bay Avenue, P.O. Box 32203, Grand Cayman KY1-1208, Cayman Islands, (en adelante, “ITA”)

A. INTRODUCER INFORMATION / INFORMACIÓN DEL INTRODUCTOR


INDIVIDUAL INTRODUCER / INTRODUCTOR INDIVIDUAL:
First Name / Primer Nombre: Maria
Middle Name / Segundo Nombre: Magdalena
Last Name / Apellido : Vidal
Gender / Género: Female / Femenino
Birth Date / Fecha de nacimiento: 19/04/1973
Country Of Birth / País de Nacimiento : Uruguay / Uruguay
Nationality / Nacionalidad: Uruguay / Uruguay
Identification / Identificación: Government ID / Identificación Gubernamental: 27314672
Issuing Country / País Emisor: Uruguay / Uruguay
Identification Issue Date / Identificación Fecha de Emisión: 24/08/2022
Identification Expiration Date / Identificación Fecha de Vencimiento : 24/08/2032
Occupation / Ocupación: Insurance-Salesman / Seguros-Vendedor
Years of Experience in the Financial Industry / Años de experiencia en la Industria Financiera : 3
Email address / Correo electrónico : maguividalstar@gmail.com
Telephone Number / Número de Teléfono: Mobile / Celular : +598 99728137
Residential Address / Dirección Residencial: Orinoco 5041 Montevideo Montevideo 11200 Uruguay
ADDITIONAL INFORMATION / INFORMACIÓN ADICIONAL:
Are you currently or have been entrusted with prominent public functions by a government, country or by an international organization, for example Heads of State or of
government, senior or influential politicians, senior government, judicial or military officials, or a senior executives of state owned corporations, or are you closely associated
with or an immediate family member of such politically exposed person? (The definition is not intended to cover middle ranking or more junior individuals in the foregoing
categories).
¿Ha desempeñado usted en el pasado o desempeña actualmente funciones públicas importantes en el marco de algún gobierno, estado u organización internacional, como
ser jefe de Estado o de Gobierno, político de gran trayectoria o influencia, funcionario gubernamental de alto escalafón, funcionario judicial de alta jerarquía, militar de alto
rango, o alto directivo de una empresa estatal, o es familiar inmediato o alguien estrechamente asociado a dicha persona políticamente expuesta? (La caracterización
ofrecida no pretende incluir a personas que ocupen esos cargos como mandos medios o con menor jerarquía.)
No / No

B. NOMINATION OF BENEFICIARIES / DESIGNACIÓN DE BENEFICIARIOS


The Beneficiary(ies) will receive the payment of any outstanding commission in case of death of the Introducer if a sole proprietorship:
El/Los Beneficiario(s) recibirá(n) el pago de cualquier comisión pendiente en caso de muerte del Introductor, si fuera el único propietario.
N/A / No Aplica

C. TERRITORIES / TERRITORIOS
On which the Introducer intends to conduct business.
En los cuales el Introductor pretende realizar negocios.
Uruguay/Uruguay

D. INTRODUCER AGENCY / AGENCIA INTRODUCTORA


502347 - ICG Company S.A.

E. MANAGER / GERENTE
566542 - Sbn Group Srl

F. COMMISSION DISBURSEMENT FREQUENCY / FRECUENCIA DE PAGO DE COMISIONES


Commissions will be paid to the Introducer according to the frequency selected.
Las comisiones serán pagadas al Introductor según la frecuencia seleccionada.
Monthly (Commission payment will be processed the first monday of every month, if the processing day falls on a holiday, payment will be processed the next business
day.)
Mensual (Pago de comisiones se procesará el primer Lunes de cada mes. Si el día de procesamiento cae en un día festivo, los pagos serán procesados al siguiente día
laborable.)

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Copyright © 2022 ITA International Holdings, LLC. All rights reserved. Investors Trust is a licensed trademark of ITA International Holdings, LLC.
LA TRADUCCIÓN DE ESTE DOCUMENTO TIENE SOLO FINES INFORMATIVOS. ÚNICAMENTE EL IDIOMA INGLÉS TIENE VALIDEZ LEGAL.
G. CURRENCY / MONEDA
Commissions will be paid to the Introducer according to the currency selected. Commissions generated in other currencies will be converted to the selected currency at the time of payment.
Las comisiones serán pagadas al Introductor de acuerdo a la moneda elegida. Las comisiones generadas en otra moneda serán convertidas a la moneda seleccionada al momento del pago.
US Dollar / Dólar Americano

H. COMMISSION DISBURSEMENT INSTRUCTIONS / INSTRUCCIONES DE PAGO DE COMISIONES


Disbursement Type / Tipo de Pago: Wire Transfer / Transferencia Bancaria
Name of Account Holder / Nombre del titular de la cuenta: Magdalena Vidal Brito del Pino
Beneficiary Bank Name / Nombre del Banco Beneficiario: Scotiabank Uruguay SA
Beneficiary Account Number / Número de cuenta del beneficiario: 1145135700
Beneficiary Bank ABA / Número ABA del Banco Beneficiario : 026005092
Beneficiary Bank SWIFT / Código SWIFT del Banco Beneficiario: COMEUYMMXXX
Beneficary Bank's Address / Dirección del Banco Beneficiario: Luis Alberto de Herrera 1248 local 31. Montevideo, Montevideo, Uruguay, 11600

I. MINIMUM DISBURSEMENT AMOUNT / MONTO MÍNIMO DE PAGO DE COMISIONES


Commissions will be paid out once the commission balance reaches the specified amount below.
Las comisiones se pagarán una vez que el balance de las mismas alcance el monto especificado a continuación.
Amount / Monto: US$500.00

J. PREFERRED LANGUAGE FOR COMMUNICATION / IDIOMA DE PREFERENCIA PARA COMUNICACIONES


Spanish / Español

K. WEB USER / USUARIO WEB


The introducer will be able to review and manage business information online in ITA's Secure Account Access Website
El Introductor podrá revisar y gestionar la información de negocio en línea en el sitio web de Acceso Seguro a Cuenta de ITA:
The Introducer will personally register and set-up the Web User online after completing this agreement/application. / Luego de completar este Acuerdo/Aplicación, el
Introductor se encargará personalmente de registrar y configurar el usuario web en línea.

L. ANTI-MONEY LAUNDERING CERTIFICATION / CERTIFICACIÓN PARA LA ANTI-LEGITIMACIÓN DE CAPITALES


By signing this agreement/application the Introducer acknowledges the receipt of ITA's Anti-Money Laundering Policy and Procedures Handbook and the Introducer's
responsibility to become familiar with it's contents. The Introducer further represents and warrants that:
Al firmar esta Aplicación/Acuerdo, el Introductor confirma haber recibido un ejemplar del Manual de ITA para la Prevención y Detección de Legitimación de Capitales y
asume responsabilidad de familiarizarse con su contenido. El Introductor también declara y asegura que:

The Introducer has read the Company's Anti-Money Laundering Policy and Procedure Handbook.
El Introductor ha leído el Manual de Prevención y Detección de Legitimación de Capitales de la Compañía.
The Introducer understands his/her/its Anti-Money Laundering responsibilities as they pertain to the business relationship with ITA.
El Introductor entiende cuáles son sus responsabilidades para combatir la legitimación de capitales en lo que se refiere a sus funciones en la Compañía.
The Introducer has brought all matters of Anti-Money Laundering concern, if any, to the attention of the Company.
El Introductor ha reportado a la Compañía todos los asuntos que le generaron preocupación en materia de combate a legitimación de capitales, en caso de que
los haya habido.
The Introducer is satisfied with the level of training and guidance available to him/her.
El Introductor está satisfecho con el nivel de capacitación y orientación disponibles para él/ella.
In the event that the Introducer is not satisfied with the level of training or guidance provided to him/her/it, the Introducer will immediately inform the Company.
En caso de que el Introductor no esté satisfecho con el nivel de capacitación u orientación que ha recibido, le informará inmediatamente a la Compañía.

All Commissions generated by the Introducer will be held until this agreement/application is approved by ITA and the Introducer submits the online AML Test, at which time
they will be automatically released.
Todas las Comisiones generadas por el Introductor serán retenidas hasta que este Acuerdo/Aplicación sea aprobado por ITA y el Introductor realice y envíe el Test de AML
en línea; en ese momento, serán liberadas automáticamente.

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Copyright © 2022 ITA International Holdings, LLC. All rights reserved. Investors Trust is a licensed trademark of ITA International Holdings, LLC.
LA TRADUCCIÓN DE ESTE DOCUMENTO TIENE SOLO FINES INFORMATIVOS. ÚNICAMENTE EL IDIOMA INGLÉS TIENE VALIDEZ LEGAL.
M. TERMS AND CONDITIONS / TÉRMINOS Y CONDICIONES
INDEPENDENT INTRODUCER APPLICATION requirements. ITA may, at any time and from time to time, as a condition of Applicant’s
ability to conduct Business relating to the Products, require Applicant to confirm satisfaction
INDEPENDENT INTRODUCER APPLICATION SUBMITTED BY THE APPLICANT (as of the foregoing requirements and to complete any compliance assessment to ensure
hereinafter defined) to ITA DISTRIBUTION, of Governors Square, Unit 3-107A, 23 Lime Applicant is acting in accordance with the standards in the industry and by all applicable
Tree Bay Avenue, P.O. Box 32203, Grand Cayman KY1-1208, Cayman Islands, rules, regulations or guidelines adopted by ITA.
(hereinafter called “ITA”).
3) AUTHORITY
3.1 There is no exclusive relationship between the parties. Applicant may represent,
TERMS AND CONDITIONS
ITA's consideration and acceptance of this application is subject to the following Terms and perform services for, and/or be employed by other clients, persons or companies.
Conditions, which, by submitting this application, are deemed agreed to by Applicant. 3.2 Whether or not this application is approved by ITA, Applicant (if an Organization,
including its agents, employees and representatives) does not and shall not, have any
1) ITA acts as the master distributor for entities offering a wide range of
insurance/investment products, including variable and equity indexed annuity products with authority to act for, on behalf of, in the name, place or stead of the ITA GROUP, or hold
fixed maturity dates. itself out to others or otherwise represent by act or omission, that it has the authority to bind
2) ITA contracts with independent Introducer Agencies for distribution of the above- the ITA GROUP.
3.3 Whether or not this application is approved by ITA, Applicant (if an Organization,
referenced products subject to the terms and conditions of an Independent Introducer
Agreement between ITA and each independent Introducer Agency; including its agents, employees and representatives) shall not, directly or indirectly, incur,
create or assume any liability, obligation, commitment or undertaking, contractual or
NOW, THEREFORE, the Applicant acknowledges as follows: otherwise, for, on behalf of or in the name, place or stead of the ITA GROUP, or otherwise
bind or purport to bind ITA in any manner whatsoever and without exception. Without
1) DEFINITIONS limiting the generality of the foregoing, Applicant shall not give cover notes for any risk,
1.1 The following terms have the meanings set forth in this Section 1: issue any acceptance letter or settle or admit any claim, surrender, or liability on behalf of
“Applicant” – the individual or organization completing the Independent Introducer the ITA GROUP.
Application. 3.4 Whether or not this application is approved by ITA, Applicant (if an Organization,
“Business” – The introduction of a third party for the purposes of a proposal or application including its agents, employees and representatives) shall not allow credit to any person for
for acquiring any of the Products (as defined below) or dealing with the same for or on a payment, extend the time allowed for a payment or advance a payment on behalf of a
Client.
behalf of such third party.
“Client” – A plan participant, policy holder or account holder, depending upon the nature of 3.5 Whether or not this application is approved by ITA, Applicant (if an Organization,
the product acquired. including its agents, employees and representatives) is not authorized to endorse checks
“Introducer” – An Applicant who is approved by ITA and is affiliated with, and working under on behalf of ITA GROUP, receive cash payments from Clients or to receive payments in
the authority of, an Introducer Agency with respect to the Business. the name of Applicant.
“Introducer Agency” – A person or an organization (e.g., a partnership, corporation or other 3.6 Whether or not this application is approved by ITA, Applicant (if an Organization,
entity) with whom ITA has executed an agreement relating to distribution of the Products including its agents, employees and representatives) is hereby prohibited from using any
(as defined below). logo, trademark, service mark or trade name of the ITA GROUP, except as otherwise
authorized in writing by ITA.
“ITA GROUP” – the group of entities comprised of ITA, Investors Trust Assurance, SPC
and its sub-sidiaries and branch offices, ITA Global Trust Ltd., ITA Cayman Holdings, Ltd.
And its subsidiaries, ITA International Holdings, LLC and its subsidiaries, and Investors 4) COMMISSION
Trust Administration, LLC and its subsidiaries, ITA Asia Limited, and its subsidiaries, and 4.1 If Applicant is approved by ITA, any commission generated in respect of Business
ITA International Insurer and its subsidiaries, and ITA International Financial Services and proposed by Applicant through the Introducer Agency shall be the property of, and owed
its subsidiaries. exclusively to, the Introducer Agency. Except as otherwise set forth herein, there shall be
“Products” – The products and/or services for which ITA acts as a Master Distributor, as no obligation, contractual or otherwise, to pay Applicant any commissions directly.
amended from time to time. 4.2 Notwithstanding the foregoing, if directed in writing by the Introducer Agency, ITA, shall,
“Proposed Client” – An individual or organization who applies for or receives information either directly or through a third party appointed by ITA, pay Applicant directly such
from an ITA-approved Introducer in respect of any of the Products. amount(s) as the Introducer Agency directs for commissions generated by Applicant in
The headings are for convenience only and shall not affect the interpretation of this respect of Business proposed by Applicant through the Introducer Agency. Any such direct
document. The masculine gender shall include the feminine and the singular shall include payment to Applicant shall cease upon any of the following:
the plural, and vice versa. • Written direction by the Introducer Agency
• Termination of the Introducer Agency by ITA
2) SCOPE/APPOINTMENT • Termination of Applicant by Introducer Agency
2.1 Nothing contained in this Application, whether it is approved by ITA or not, shall create, • Termination of Applicant by ITA as set forth herein
or be construed to create, a contractual relationship between Applicant and ITA. The only • death, disability, bankruptcy, dissolution, insolvency or receivership of Applicant, or
contractual relationship shall be between ITA and an Introducer Agency. If this Application Applicant entering into a settlement for the benefit of Applicant’s creditors
is approved by ITA, Introducer’s ability to conduct Business shall, at all times, be subject to • Determination by ITA that good cause otherwise exists to cease such direct payments,
ITA’s ongoing approval. including but not limited to, a determination that good cause exists to prohibit Applicant
2.2 If this Application is approved by ITA, nothing contained herein shall create, or be from continuing to conduct Business
construed to create, a relationship of employer/employee or of principal/agent between ITA Any payments from ITA to Applicant for commissions generated by Applicant in respect of
and Introducer. At all times, Introducer shall be considered the agent of the Introducer Business proposed by Applicant through the Introducer Agency shall be subject to the
Agency and the Introducer Agency shall be considered the agent of the Proposed Plan scales or rates of commission and terms of payment set forth in the agreement between
Participant. ITA and the Introducer Agency and the Applicant and the Introducer Agency. A proposed
2.3 Business may only be submitted by an Introducer Agency and not from any individual commission schedule is attached hereto.
Introducer. 4.3 There shall be no obligation to provide commission statements to Applicant.
2.4 Applicant, if approved by ITA, shall not conduct or introduce Business in the United Commission statements and details of payments will be made available to the Introducer
States, the Cayman Islands, or in any other jurisdiction where Business may not lawfully be Agency on a regular basis.
conducted or introduced. 4.4 By submitting the application, Applicant (if an Organization, including its agents,
2.5 Applicant, if approved by ITA, shall not conduct Business (1) with any Client/Potential employees and representatives) is deemed to have warranted the truth of all information
Client who is a citizen or resident of the United States, the Cayman Islands, or any other supplied by him at any time to ITA concerning Applicant.
jurisdiction where Business may not lawfully be conducted, or (2) with any Client/Potential 4.5 If any information shall become materially different or untrue after it has been supplied
Client who is present within the United States, the Cayman Islands or any other jurisdiction to ITA, Applicant shall notify ITA immediately and shall provide ITA with such further correct
where Business may not lawfully be conducted. information as may be necessary, in ITA’s sole discretion, before ITA conducts any further
2.6 Applicant represents that, by virtue of his/her/its affiliation with an Introducer Agency, Business as proposed by Applicant to the Introducer Agency.
he/she/it is not in breach of any express or implied terms of any contract.
2.7 Applicant (if an Organization, on behalf of its agents, employees and representatives) 5) LIABILITY OF APPLICANT
hereby represents and warrants that all documents submitted to ITA, an Introducer Agency 5.1 Applicant, on Applicant’s own behalf and, in an Organization, on behalf of Applicant’s
or any other entity, or otherwise in connection with the Business shall be true and correct employees, agents or representatives and each of their successors and assigns and any
copies of the originals, and by submitting any such documents, Applicant shall be deemed other person that may claim by, through or under any of them, hereby agrees to indemnify,
to have certified them as true and correct copies of the originals. defend and hold ITA GROUP and their respective present and future members, managers,
2.8 Applicant (if an Organization, on behalf of its agents, employees and representatives), if shareholders, officers, directors, employees, attorneys, agents, representatives,
approved by ITA, shall at all times adhere to any rules, guidelines and/or policies of the successors and assigns, harmless, from and against any and all claims, liabilities,
adopted by ITA, as amended from time to time, as well as any rules, guidelines and/or obligations, suits, actions, causes of action, losses, damages and accounts of whatsoever
policies of the Introducer Agency with whom Applicant is affiliated type or nature, whether having arisen, accrued or matured heretofore or hereafter, as a
2.9 Applicant (if an Organization, on behalf of its agents, employees and representatives) result of, relating to or concerning any wrongful conduct, whether negligent or intentional,
will not disparage ITA GROUP or any of its affiliates or business partners or any of their by Applicant (if an Organization, including its agents, employees and representatives) in the
shareholders, officers, directors, members, managers, attorneys, agents, representatives, course of conducting Business.
successors and assigns at any time, either during or after the term of Applicant’s 5.2 Applicant hereby acknowledges and agrees that in the event that any amount is or
association with an Introducer Agency. becomes due or payable by Applicant to ITA as damages or otherwise, ITA shall have the
2.10 Applicant (if an Organization on behalf of its agents, employees and representatives), option (but not the obligation) to elect to (i) reduce, on a dollar-for-dollar (or selected
if approved by ITA, shall at all times be responsible for the actions or conduct of his/her/its currency) basis, any amount due, owing or payable to Applicant or (ii) debit the bank
employees or agents whether in connection with Business or otherwise. account of Applicant (using the account information on file with ITA); or (iii) attach any other
2.11 Applicant (if an Organization, on behalf of its agents, employees and representatives) asset of Applicant, in the total amount due, owing or payable to ITA. This elective right of
represents that he/she/it, is, and will, at all times, be in compliance with all applicable rules, setoff shall be cumulative and in addition to any and all additional remedies to which ITA
regulations or guidelines adopted by ITA, including all anti-money laundering (“AML”) may be entitled at law or in equity.

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Copyright © 2022 ITA International Holdings, LLC. All rights reserved. Investors Trust is a licensed trademark of ITA International Holdings, LLC.
LA TRADUCCIÓN DE ESTE DOCUMENTO TIENE SOLO FINES INFORMATIVOS. ÚNICAMENTE EL IDIOMA INGLÉS TIENE VALIDEZ LEGAL.
6) DOCUMENTS
6.1 Except as provided herein or expressly authorized in writing by ITA, Applicant (if an
Organization, including its agents, employees and representatives) shall not, before, during
or after he, she or it is approved by ITA, make any written or oral statements, promises or
representations which could in any way be deemed to bind the ITA GROUP.
6.2 Without limiting the generality of Section 6.1 above or any other term or condition
herein, Applicant (if an Organization, including its agents, employees and representatives)
shall not, whether before, during or after he, she, or it is approved by ITA:
a. issue any material (documentary or otherwise) relating to the ITA GROUP unless such
material has been approved in writing in advance by ITA or supplied directly by ITA.
b. purport to prepare, issue or vary the terms or conditions associated with any Product,
endorsement, contract note, certificate, receipt or any other document on behalf of the ITA
GROUP.
c. purport to allow credit to any person for a premium or investment or extend the time for
payment of such premium or investment.
d. alter any information supplied by ITA or Applicant’s Clients.
6.3 Applicant acknowledges that, as applicable, the ITA GROUP (or one or more particular
entities within the ITA GROUP) reserve the right to send communications directly to the
Client.
6.4 Applicant, if approved by ITA, will produce to ITA on demand such records as ITA may
reasonably require in connection with Business transacted with ITA. Applicant will maintain
a list of all Applicant’s Clients who have completed any application for the Products and
supply a copy of same to ITA upon request.
6.5 All books, records, documents and computer software and hardware furnished by ITA
to Applicant from time to time while Applicant is conducting Business through the Introducer
Agency, must at all times be available to ITA for inspection and be delivered to ITA by
Applicant on demand and, in any event, upon termination of Applicant’s association with
the Introducer Agency or Applicant’s cessation of Business.

7) CONFIDENTIALITY
7.1 Applicant (if an Organization, including its agents, employees and representatives)
acknowledges and agrees that, at all times during and following the termination of his, her,
or its association with the Introducer Agency or cessation of Business, Applicant shall not
use or disclose (i) any nonpublic information, knowledge or data relating in any way to the
Business, financial condition, sales, customers, suppliers, operations, products, inventions,
business relationships, technologies or services of the ITA GROUP; or (ii) any other
proprietary or confidential information, knowledge, data or details of the past, present or
future business affairs or practices of the ITA GROUP, including without limitation,
quotations, software or information about ITA GROUP systems, manuals and commission
rates (collectively referred to as “Confidential Information”), except as specifically
authorized in writing by ITA for the benefit of ITA or the ITA GROUP, as applicable.
7.2 Applicant further acknowledges that, if approved by ITA, as a result of conducting
business, he, she or it may obtain access to certain documents, reports, memoranda, files,
customer and supplier lists, records, studies, computer discs, manuals, books, accounting
or financial information, data, statements, correspondence and other material and
information which may contain or relate to Confidential Information (collectively
“Confidential Materials”) of the ITA GROUP.
Applicant (if an Organization, including its agents, employees and representatives)
covenants and agrees that (i) all Confidential Materials are and shall remain at all times the
sole exclusive property of the ITA GROUP, or one or more entities within the ITA GROUP,
as applicable, and (ii) upon the request of ITA or upon termination of his, her, or its
association with the Introducer Agency or other cessation of Business, Applicant shall
promptly return all Confidential Materials (including, if Applicant is an Organization, all
Confidential Materials in the possession of Applicant’s agents, employees and
representatives), and all copies or other records thereof, to ITA. At no time shall any
Confidential Materials be used, copied, published, circulated or disclosed in any manner
whatsoever, except as specifically authorized in writing by ITA.

8) TERMINATION
ITA shall have the right, in its sole discretion, to prohibit Applicant from continuing to
conduct any Business relating to the Products, and to require the Introducer Agency to take
all necessary action to ensure that Applicant ceases to conduct any Business relating to the
Products, including, but not limited to, terminating Applicant’s association with the
Introducer Agency and terminating Applicant’s access to any information, including physical
and electronic documents, and systems and databases, relating to the ITA GROUP, the
Business or the Products.

9) GOVERNING LAW
9.1 This Application shall be governed by and interpreted, and the rights and duties of the
parties hereunder, both procedural and substantive, shall be determined under the laws of
the Cayman Islands, notwithstanding the fact that any party is or may hereafter become
domiciled in a different state or jurisdiction.

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Copyright © 2022 ITA International Holdings, LLC. All rights reserved. Investors Trust is a licensed trademark of ITA International Holdings, LLC.
LA TRADUCCIÓN DE ESTE DOCUMENTO TIENE SOLO FINES INFORMATIVOS. ÚNICAMENTE EL IDIOMA INGLÉS TIENE VALIDEZ LEGAL.
N. COMMISSION SCHEDULE / ESCALA DE COMISIONES
Minimum Production Requirements and Career Plan
Requisitos mínimos de producción y Plan de Carrera
ITA’s obligation to maintain this schedule in force is conditional upon the attainment of the following minimum production requirements by the Introducer and Sub-
Introducers together:
La obligación de ITA de mantener esta escala en vigencia está condicionada a la realización de los siguientes requisitos mínimos de producción por el Introductor y Sub-
Introductores juntos:
Annual requirement for all Contract Years: 85000 Annualized Production Credits
Requerimientos anuales para todos los años contractuales: 85000 Créditos de Producción Anualizados
Furthermore, the Introducer shall make every effort to ensure that the persistency standards of ITA are attained on the combined business of the Introducer and Sub-
Introducers. The Introducer also acknowledges the ITA’s Career Plan.
Además, el Introductor hará todo lo posible para garantizar que las normas de persistencia de ITA sean alcanzadas en el negocio conjunto del Introductor y Sub-
Introductores. El Introductor también reconoce el Plan de Carrera de ITA.
Plan Type Plan Year
Tipo de Plan Año del Plan
1st Year 2nd Year 3rd Year 4th Year 5th Year
 
1º Año 2º Año 3º Año 4º Año 5º Año
ACS5000 4.75000% 0.00000% 0.00000% 0.00000% 0.00000%
ACS5025 3.56250% 0.00000% 0.00000% 0.00000% 0.00000%
ACS5050 2.37500% 0.00000% 0.00000% 0.00000% 0.00000%
ACS5075 1.18750% 0.00000% 0.00000% 0.00000% 0.00000%
ACS5100 0.00000% 0.00000% 0.00000% 0.00000% 0.00000%
ACS8000 5.25000% 0.00000% 0.00000% 0.00000% 0.00000%
ACS8025 3.93750% 0.00000% 0.00000% 0.00000% 0.00000%
ACS8050 2.62500% 0.00000% 0.00000% 0.00000% 0.00000%
ACS8075 1.31250% 0.00000% 0.00000% 0.00000% 0.00000%
ACS8100 0.00000% 0.00000% 0.00000% 0.00000% 0.00000%
ACSPL* 0.27500% 0.00000% 0.00000% 0.00000% 0.00000%
EVO05 12.00000% 3.75000% 1.40000% 1.40000% 1.40000%
EVO05-CR 12.00000% 3.75000% 1.40000% 1.40000% 1.40000%
EVO10 22.00000% 4.75000% 4.00000% 1.50000% 1.40000%
EVO10-CR 22.00000% 4.75000% 4.00000% 1.50000% 1.40000%
EVO15 30.00000% 5.00000% 4.50000% 2.00000% 1.40000%
EVO15-CR 30.00000% 5.00000% 4.50000% 2.00000% 1.40000%
EVO20 50.00000% 6.00000% 5.50000% 2.40000% 1.40000%
EVO20-CR 50.00000% 6.00000% 5.50000% 2.40000% 1.40000%
EVO25 60.00000% 9.25000% 8.75000% 4.80000% 2.40000%
EVO25-CR 60.00000% 9.25000% 8.75000% 4.80000% 2.40000%
EVOPL* 0.60000% 0.00000% 0.00000% 0.00000% 0.00000%
EVOSEL 2.25000% 0.00000% 0.00000% 0.00000% 0.00000%
EVOSEL* 0.60000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR03-CR 1.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR03-N 1.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR05-CR 2.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR05-N 2.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR07 3.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR07-CR 3.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR10 4.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIFR10-CR 4.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIVR05 3.25000% 0.00000% 0.00000% 0.00000% 0.00000%
FIVR15 25.00000% 4.25000% 4.25000% 2.00000% 1.40000%
FIVR15-CR 25.00000% 4.25000% 4.25000% 2.00000% 1.40000%
MSCI10** 22.00000% 4.00000% 1.40000% 1.40000% 1.40000%
MSCI10-CR** 22.00000% 4.00000% 1.40000% 1.40000% 1.40000%
MSCI15** 50.00000% 4.25000% 4.25000% 2.00000% 1.40000%
MSCI15-CR** 50.00000% 4.25000% 4.25000% 2.00000% 1.40000%
MSCI20** 55.00000% 4.25000% 4.25000% 2.00000% 1.40000%
MSCI20-CR** 55.00000% 4.25000% 4.25000% 2.00000% 1.40000%
PLAT 3.50000% 0.00000% 0.00000% 0.00000% 0.00000%
PLAT-CR 3.50000% 0.00000% 0.00000% 0.00000% 0.00000%

5 of 6

Copyright © 2022 ITA International Holdings, LLC. All rights reserved. Investors Trust is a licensed trademark of ITA International Holdings, LLC.
LA TRADUCCIÓN DE ESTE DOCUMENTO TIENE SOLO FINES INFORMATIVOS. ÚNICAMENTE EL IDIOMA INGLÉS TIENE VALIDEZ LEGAL.
PLATPL* 0.60000% 0.00000% 0.00000% 0.00000% 0.00000%
PLATPL-CR* 0.60000% 0.00000% 0.00000% 0.00000% 0.00000%
PLATS 4.75000% 0.00000% 0.00000% 0.00000% 0.00000%
PLATS-CR 4.75000% 0.00000% 0.00000% 0.00000% 0.00000%
SPX07-CR 3.25000% 0.00000% 0.00000% 0.00000% 0.00000%
SPX07-N 3.25000% 0.00000% 0.00000% 0.00000% 0.00000%
SPX10-CRX** 22.00000% 4.00000% 1.40000% 1.40000% 1.40000%
SPX10-X** 22.00000% 4.00000% 1.40000% 1.40000% 1.40000%
SPX15-CR 50.00000% 6.00000% 5.50000% 2.40000% 1.40000%
SPX15-CRX** 50.00000% 4.25000% 4.25000% 2.00000% 1.40000%
SPX15-X** 50.00000% 4.25000% 4.25000% 2.00000% 1.40000%
SPX20-CRX** 55.00000% 4.25000% 4.25000% 2.00000% 1.40000%
SPX20-X** 55.00000% 4.25000% 4.25000% 2.00000% 1.40000%
*The commission rate shown for the first year is payable throughout the term of the plan.
*La tasa de comisión que se muestra para el primer año será pagadera durante el término del plan.
**The commission rate shown for the fifth year is payable throughout the term of the plan.
**La tasa de comisión que se muestra para el quinto año será pagadera durante el término del plan.
‡Compensation paid to any Sub-introducer on new business issued while the Introducer has this commission schedule will reduce the Introducer's commissions by that
same amount.
‡ Las comisiones pagadas a un Sub-Introductor en un nuevo negocio emitido mientras el Introductor se encuentre dentro de esta escala de comisiones reducirán las
comisiones del Introductor por ese mismo monto.

O. SIGNATURES / FIRMAS

Person duly authorized to sign on behalf of INTRODUCER


Persona debidamente autorizada para firmar en nombre del INTRODUCTOR:
Signature: Electronically signed by Maria Magdalena Vidal on December 22nd, 2022 11:02:16AM GMT-5
Firma : Firmado electrónicamente por Maria Magdalena Vidal el 22 de diciembre de 2022 11:02:16 GMT-5

Acknowledgement
Reconocimiento
The IMO (Agency) hereby acknowledges submission of this Independent Introducer Application, certifies that all supporting documents are true and correct originals
or copies, and agrees with the terms thereof.
La IMO (Agencia) aquí declara que envía esta Aplicación de Introductor Independiente, que está de acuerdo con los términos que constan en la misma, y asegura
que todos los documentos de respaldo son originales o copias verdaderas y correctas.

Person duly authorized to sign on behalf of the agency:


Persona debidamente autorizada para firmar en nombre de la Agencia:
Signature:
Firma :

6 of 6

Copyright © 2022 ITA International Holdings, LLC. All rights reserved. Investors Trust is a licensed trademark of ITA International Holdings, LLC.
LA TRADUCCIÓN DE ESTE DOCUMENTO TIENE SOLO FINES INFORMATIVOS. ÚNICAMENTE EL IDIOMA INGLÉS TIENE VALIDEZ LEGAL.

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