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Douglas H. Ubelaker1
ABSTRACT
Pathology plays a key role in various aspects of interpretation within forensic anthropology. These contributions include
observations of the effects of pathological conditions and using them to facilitate identification efforts. In the context of
the broader definition of pathology as “something abnormal” it forms the foundation of much of the logic, methodology
and practice of forensic anthropology. In fact, only unusual conditions not shared by many others can be utilized for
positive identification. Recovery efforts and evaluation of the evidence of foul play, as well as the estimation sex, age
at death, ancestry, living stature, time since death and other important components depend upon recognition of normal
and abnormal patterns. The multifaceted contributions of pathology to the practice of forensic anthropology are firmly
documented in casework applications.
RESUMEN
La patología juega un rol principal en varios aspectos relacionados con la interpretación dentro de la antropología
forense. Se presentan aquí diversas observaciones sobre los efectos de las condiciones patológicas y las formas cómo
140 éstas pueden ser usadas para facilitar el proceso de identificación. Es justamente en el contexto de la definición más
amplia de patología, como “algo anormal”, que se forma en gran medida la base de la lógica, de la metodología y de la
práctica de la antropología forense. De hecho, las condiciones que no son frecuentes o que no se comparten con muchas
otras personas son las que pueden ser utilizadas para llegar a la identificación positiva. Los esfuerzos durante el rescate
y la evaluación de la evidencia de actividad criminal (foul play), así como la estimación del sexo, la edad al momento
de la muerte, la filiación poblacional, la estatura en vida, el tiempo transcurrido desde el momento de la muerte y otros
componentes importantes, dependen del reconocimiento de los patrones normales y los anormales. Las múltiples con-
tribuciones de la patología a la práctica de la antropología forense son documentadas aquí a través de casos aplicados.
tool marks produced during recovery procedu- jury. Blunt force trauma can result from injury
res, alterations diagnostic for chewing by rodents associated with blows with objects, vehicle cras-
and other mammals, and alterations produced by hes and falls from considerable heights. Their
plant root growth or sun exposure (Haglund and proper interpretation calls for the assessment of
Sorg, 1997; Nawrocki, 2009). perimortem status as discussed above and also
recognition of patterns and employment of bio-
In addition, evidence for perimortem timing may mechanical principles.
involve characteristics indicating the bone was in
a fresh state when the alterations were sustained. Figure 1 presents an alteration on the left side
Such evidence relates to a plastic response of of a cranium reflecting blunt force trauma. The
fresh bone, such as the tendency to bend or curl. affected area is slightly pushed inward with frac-
In research comparing breakage patterns in fresh ture borders. While the area is suggestive of pe-
bone vs. dry bone, Moraitis and Spiliopoulou rimortem blunt force trauma, the alterations do
(2006) found that the fresh bone pattern involved not reveal sufficient detail for a more precise
obtuse or acute fracture angles. They also noted diagnosis.
that the fresh bone fracture edges were smoother,
sharper and more beveled than those of dry bone.
The term “trauma” in forensic anthropology con-
text is closely linked with the perimortem defini-
tion provided above. Alterations considered to be
traumatic do not include the bone breakage and
weathering associated with postmortem factors.
The types of perimortem trauma commonly ob-
served in forensic anthropology casework in-
volve blunt force trauma, sharp force trauma,
gunshot injury, blast trauma and thermal effects
142
(Loe, 2009). Although these categories can over-
lap, each presents particular diagnostic features.
Interpretation reflects understanding of the nature
of the types of force applied as well as the biome-
Figure 1. Alteration reflecting blunt force trauma, left
chanical properties of bone (Ubelaker, 1991). All
side of the cranium.
forms of perimortem trauma present abnormal
alterations and evidence suggesting they do not
reflect normal human anatomical variation and In some cases, the injuries sustained in blunt
were not produced long after death. Interpretation force trauma are sufficiently patterned that they
of perimortem trauma then calls for recognition can be linked to a particular type of object. Such
of the patterns of alterations associated with the “patterned trauma” may suggest class characte-
categories listed above, in conjunction with other ristics or general information regarding the natu-
evidence (e.g. context and recovery of projecti- re and form of the materials involved. The extent
les). The following presents examples of the pri- to which such patterns can be detected depends
mary forms of perimortem trauma observed in not only on the instrument employed but also on
forensic anthropology practice. the areas of the skeleton impacted.
The term blunt force trauma refers to perimortem In 1990, a dispute in rural Washington State led
injuries that are general in nature and cannot be a man to strike another with the working end
linked to more specific patterns or types of in- of a tire iron (Ubelaker and Scammell, 1992).
Although an attempt was made to dispose of the Such alterations tend to be linear with well-defi-
body by putting it into a nearby river, eventually ned margins (Ubelaker, 1999). Since many diffe-
it was recovered and made available for analysis. rent instruments can inflict sharp force trauma,
Careful examination revealed alterations to the the form of the alterations can vary extensively.
cranium suggestive of impact with a hard object. Some can be very long, narrow and superficial
In particular, one of the alterations (Figure 2) re- while others can penetrate deeply into the bone
vealed a circular outer border and an irregular in- or even separate it into segments. While injury
ner border. The measurements and pattern of this variation can be profound, all present evidence
alteration closely matched those of one end of a that an edged instrument was involved.
tire iron that had been recovered from the scene.
My report and subsequent court testimony noted Figure 3 presents an example of perimortem
the similarities and indicated that the cranial al- sharp force trauma in a rib. Note the linear nature
terations were produced either by that instrument of the alteration, the clearly cut margins and the
or another one with the same features. bending of the partially detached segment. While
the nature of alteration suggests sharp force trau-
ma, the outward bending of the segment indica-
tes perimortem status. The outward bending was
possible because the bone was in a fresh state
when the injury occurred.
143
along with any evidence of fragment displace- mortem status can be problematic in such cases
ment (Ubelaker, 1996). Of course, evidence may since many taphonomic factors can also lead to
also involve perforations in associated clothing fragmentation. Bones fragmented postmortem
or recovery of the projectiles themselves. can also be exposed subsequently to thermal
alteration.
trauma described above, the broken bone surfa- tal enamel in both the maxillary and mandibular
ces clearly revealed coloration contrasts. While anterior dentition (Figure 7).
the unbroken outer bone surfaces were uniformly
stained due to postmortem exposure, the broken
surfaces were unstained and revealed the natu-
ral color of bone (Figure 6). Apparently, the bo-
nes had been broken recently by the trampling
effect of the weight of the heavy power equip-
ment employed at the construction site (Ubelaker
and Adams, 1995). This recent trampling effect
had mimicked a well-known perimortem trauma
condition. The case reveals the challenges of fo-
rensic interpretation and the value of careful exa-
mination for taphonomic indicators.
Many taphonomic alterations represent well- The issue of uniqueness is paramount within fo-
known postmortem factors and can be easily re- rensic science. Within forensic anthropology, this
cognized. Chew marks by rodents and other mam- issue represents a dominant feature of personal
mals can produce diagnostic bone alterations. identification. The identification process repre-
Plant root growth can produce bone fracture and sents a two-step process. In the first step, anato-
leave characteristic markings on bone surfaces. mical features must be found that are shared bet-
Sun exposure, fungal and algae growth, staining ween the recovered remains and the documented
by decomposing leaves, soil contact and inte- antemortem information of a missing person.
raction with associated metal artifacts all repre- These features usually consist of anatomical fea-
sent well-known taphonomic factors (Nawrocki, tures such as the frontal sinus discussed above.
2009). Many of the alterations produced by these The antemortem information usually involves
agents can mimic perimortem conditions, thus radiographs taken of the individual before death.
calling for experienced interpretation.
The second critical step involves assessing the
uniqueness of the features shared. To support po-
Normal and Abnormal Variation sitive identification, the features must be unique
or known to be shared with so few other indivi-
An important skill that forensic anthropologists duals that the likelihood of the remains relating
bring to casework is knowledge of normal anato-
other such evidence that can contribute to positi- proach to disease diagnosis in skeletal remains
ve identification. Several of the cases discussed offers the potential to determine with confidence
above offer such examples. Past events of trau- the pathological condition suffered by the indivi-
ma producing bone fractures are particularly use- dual and facilitate a more focused search for re-
ful since they usually require medical treatment cords and other materials to enable identification.
and such treatment likely involves radiography. An example of the forensic use of molecular
Radiographic study of antemortem lesions and diagnosis of disease is provided by a case appli-
fractures on recovered remains can be generally cation from the American southwest (Donoghue
dated (timing of the event prior to death) through et al., 1999). Following recovery of a human ske-
the extent of bone remodeling (Ubelaker and leton in potentially a forensic context, analysis
Montaperto, 2011). Such evaluation must consi- suggested the individual represented was a young
der the location of the injury and the age of the adult female of undetermined time since death.
individual but can provide useful information. Analysis also revealed erosive and reactive le-
Interpretation of the timing of antemortem trau- sions on the skeleton, especially on the visceral
ma can be especially valuable in child abuse ca- surfaces of the ribs. The lesions were suggestive
ses and be used to document the history of abuse. of tuberculosis, although other diseases could not
Disease diagnosis from skeletal evidence alone be ruled out. To clarify the actual disease agent
can prove challenging since different diseases responsible for the lesions and to assist the inves-
can produce similar bone responses. While trau- tigation, a rib sample with pathological alteration
matic injuries can be obvious if death occurred was analyzed by PCR. The molecular analysis
soon after the event, they can be difficult to detect revealed the residual DNA of Mycobacterium
and accurately diagnose after considerable remo- tuberculosis, proof of the disease that afflicted
deling. More problematic are systemic diseases, the young woman. Molecular analysis for disea-
nutritional problems and localized infections se diagnosis represents an exciting emerging ap-
whose effects on bone can be multiple and over- proach that promises to bring more precise infor-
lapping. Detailed treatment of these issues is too mation to forensic investigation.
148
complex to be summarized here and is adequa-
tely reviewed in general texts on paleopathology Medical treatment of pathological conditions,
(e.g. Aufderheide and Rodriguez-Martin, 1998). especially traumatic injury may include surgical
Those working in the field of forensic science insertion of an orthopedic device. When such
need to remember to avoid speculation regarding devices are recovered in association with human
disease entities that could lead to erroneous con- remains, they offer potential information not
clusions since overly precise, incorrect diagnosis only about the surgery but direct identification as
can mislead authorities and throw an investiga- well (Ubelaker and Jacobs, 1995). Such devices
tion off-track. As in studies of paleopathology, include artificial heart valves, intraocular lens
accurate, detailed description is paramount ac- implants, fixation devices, artificial joints, pace-
companied by cautious interpretation. makers, artificial veins, ear vent tubes, dental and
silicone implants and infusion pumps (Praemer
While the perils of accurate disease diagnosis et al., 1992). Many of these devices (depending
from skeletal morphology evidence alone are on their size) may be individually marked in a
well-known, some hope for both paleopathology manner that allows tracing not only to the ma-
and forensic applications stems from recent mo- nufacturer but to the patient as well. Both the
lecular research. Through such research it may manufacturers and distributers may have records
be possible to recover and identify from forensic that may be consulted once contact with them is
remains the residual DNA of the microorganism made. Since orthopedic devices are commonly
that initiated the disease. This exciting new ap- found in individuals recovered in forensic con-
texts, they represent a valuable source of identifi- Two lines of evidence suggested a bovine origin
cation information. of the specimens. Analysis of associated hair re-
vealed a concentration of ovoid bodies charac-
The presence of an orthopedic device does not teristic of bovines. In addition, associated soft
necessarily indicate human status. In an Alaskan tissue was tested using immunological evalua-
case, a long bone diaphyseal fragment was found tion employing species specific antibodies. With
displaying a Pseudoarthrosis as well as a surgi- one of specimens, a precipitin line formed when
cally implanted fixation plate (Ubelaker, 1999). exposed to antibovine serum strongly sugges-
The presence of remodeled bone overlaying por- ting a bovine origin of the specimen. With this
tions of the plate indicated not only that it repre- information, a search of the veterinary literature
sented an antemortem condition, but also that and consultation with colleagues revealed that
the surgery had taken place long before death. the specimens represented crania of calves that
Animals had gnawed on both ends of the bone had suffered from hydrocephaly. This condition
destroying anatomical details of the metaphysis involves an increase in volume of cerebrospinal
and epiphyses. fluid and distention of the brain ventricles. When
this occurs in a growing animal, it can lead to
Radiographs revealed considerable cortical fla- enlargement of the cranial vault. The normal calf
ring (widening of the bone at both ends) sugges- cranium can easily be distinguished from that of
ting minimal reduction in length as a result of the human by its elongated shape, in addition to other
animal gnawing. This observation led to a deci- characteristics. However, with hydrocephaly the
sion to remove a sample for histological sectio- enlargement of the cranial vault mimics the hu-
ning. Microscopic examination of the thin section man morphology and can lead to confusion in the
revealed an osteon banding pattern (Mulhern and absence of the facial bone structure.
Ubelaker, 2001) that is common in many non-
human animals but does not occur in humans. Pathological Impacts on Methodology
Apparently, the bone originated from a large dog
that following leg fracture had experienced ve- Disease conditions and additional forms of ab- 149
terinary surgery to stabilize the area. Research normality can impact other areas of forensic
revealed that veterinary surgeons operating on anthropological analysis. Most other methods
large animals frequently use the same orthopedic rely upon databases with established ranges of
devices available for insertion into humans. variation. In many of the underlying studies, in-
vestigators chose to exclude specimens with ob-
Pathological conditions also can confuse detec- vious or known pathological conditions. While
tion of non-human animal status in bone morpho- the disease history may have been known in the
logy. In 1988, two calvaria were submitted for original research leading to specimen exclusion,
analysis from Oklahoma (Ubelaker et al., 1991). it may not be immediately apparent in the unk-
Both displayed considerable animal gnaw marks nown forensic case. Thus potentially a method
and lacked the facial area. A large bregmatic fon- developed from a database that excluded indivi-
tanelle was present suggesting immature status. duals with particular health problems could be
The generally rounded shape and size had sugges- applied to a forensic skeleton with a history of
ted human status or perhaps a large animal with those problems.
a rounded cranial vault. Careful examination re-
vealed a posterior located foramen magnum, pa- Individual abnormality also can lead to an impro-
rietal depressions and other characteristics ruling per sense of the probabilities involved. For exam-
out human status, but the morphology also did not ple, an abnormal individual may present data that
match that of any apparent normal mammals. fall undetected on the extremes of the range of
variation. A report of analysis may relate the pro- Training in forensic anthropology needs to inclu-
babilities associated with the method in general de a foundation in pathology and human varia-
whereas the actual error involved with the parti- tion. Most of the wide-ranging problems addres-
cular individual may be considerable. Issues of sed in the practice of forensic anthropology relate
representation of individuals with unusual mor- in various ways to interpretation of pathology. It
phology relate to methods of estimating age at is only through comprehensive understanding of
death, sex, living stature, ancestry, time since human variation that pathological conditions can
death and other areas of analysis. be recognized and integrated into interpretation.
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