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de Ingenierı́a Quı́mica
Academia Mexicana de Investigación y Docencia en Ingenierı́a Quı́mica, A.C.
Vol. 12,CONTENIDO
No. 2 (2013) 351-360
ISSN 1665-2738
1 Introduction
(Optimización estadística de la fermentación etanólicachemical
de Saccharomyces cerevisiae
and industrial en presencia
processes, de storage
like liquid
zeolita Valfor® zeolite NaA) tanks (Liu et al., 2005), continuously stirred tank
reactor (CSTR) (Qing-Chang, 2006), etc.
Delayed systems, also termed
G. Inei-Shizukawa, H. A. dead-time systems,
Velasco-Bedrán, G. F. Gutiérrez-López and H. Hernández-Sánchez
Delays are perhaps one of the main causes of
occur in most of the industrial processes (Pierre,
instability and poor performance, producing in general
2003). Time delays are present in systems where some
unwanted behavior in dynamical systems. Therefore,
kind ofIngeniería
mass ordeenergy
procesos
is /transported,
Process engineering
for example
stability analysis and controller design of delayed
271 Localización
in distillation columns, de unaexchange
heat planta industrial: Revisión
processes, etc. crítica y adecuación de los criterios empleados en
systems deserve special attention. As a consequence,
Sometimes,estadelays
decisiónarise due to the own system there is great motivation for studying the effects that
design, for example due to computational cost of the
(Plant site selection: Critical delays cause
in thisindecision)
dynamic systems behavior. From
control algorithm, remote control andreview and adequation criteria
communication used
the control point of view, time delays introduce
networks inJ.R. Medina, R.L.
distributed Romero
systems, etc.yHowever,
G.A. Pérezmost of
complications that must be overcome by designing
the time, delays are introduced by the sensors and/or
control strategies. Such strategies must provide both
actuators devices (Liu et al., 2005). Particularly,
unstable processes with time delay are common in
∗ Corresponding author. E-mail: bdelmuro@ipn.mx
Tel. (52)56-562058
Publicado por la Academia Mexicana de Investigación y Docencia en Ingenierı́a Quı́mica A.C. 351
Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
acceptable performance and stability of closed-loop and stabilization of systems with delay based on
system. approaches of Lyapunov-Krasovskii and Lyapunov-
The simplest approach is to ignore the delay term, Razumikhin. These results are expressed in terms
i.e., the compensator is designed for the delay-free of algebraic Riccati equations, (Kolmanovskii and
processes and applied to the original delayed system. Richard, 1999); Qing-Chang, 2006), etc., or linear
Clearly, this method only works for processes with a matrix inequalities, (Fridman and Shaked, 2002; Lee
sufficiently small delay. Other approach consists on et al., 2004; Mahmoud and Al-Rayyah, 2009), etc.
the approximation of the delay operator by means of In Michiels et al. (2002), a numerical method is
Taylor or Pade series expansions that leads to non- employed to shift the unstable eigenvalues to the left
minimum-phase models with rational transfer function half plane by static state feedback, applying small
representation (Munz et al., 2009). Another solution changes to the feedback gain. The same approach
to control delayed systems is the use of Proportional- is implemented by considering an observer-based
Integral (PI) and Proportional- Integral-Derivative strategy; however, stability conditions with respect to
(PID) controllers. An example of this technique is time-delay and time constant of the process are not
the work presented by Nesimioglu and Soylemez, provided.
(2010). In this work a first order unstable process with In del Muro et al. (2009), necessary and sufficient
time delay is analyzed, the stability analysis based on conditions for the stabilization of linear systems by
Walton and Marshall (1987) is used to calculate all static output feedback with one unstable pole, n real
stabilizing values of proportional controllers for those stable poles and time delay τ, are provided. In See
systems. A complete set of PID-controllers for time- et al. (2010), the problem is also solved by PI-PID
delay systems is analyzed in Silva and Bhattacharyya controllers.
(2005), where different bounds for the stabilization of This work is aimed to give a further step in this
first-order, dead-time systems were provided. topic. Particularly, the static feedback stabilization
The effect of time delay can also be compensated problem of delayed system with one unstable and two
by trying to remove the exponential term from stable poles, which may be complex conjugate, is
the characteristic equation of the process. This addressed. Necessary and sufficient conditions for this
strategy tries to eliminate the time delay effects by problem are derived. Once the stabilization conditions
means of schemes intended to predict the effects of obtained, a predictor-controller scheme to improve its
current inputs in future outputs. This technique was transient response is designed. Transient response
introduced by Smith (1957) and the proposed time performance has a core importance in chemical
delay compensator is known as the Smith Predictor processes. The proposed scheme is then applied
(SP). Such technique does not have a stabilization step, to an unstable Continuously Stirred Tank Reactor to
this restricts its application to open-loop stable plants. give an example of the control strategy in a practical
To deal with this disadvantage, some modifications framework.
of the SP original structure have been proposed (see The paper is organized as follows; Section 2
for instance (Seshagiri et al., 2007) and (Kawnish and introduces the problem statement. In Section 3
Shoukat, 2012). In Rao and Chidambaram (2006), it the proposed control strategy and the necessary and
was presented an efficient modification to the Smith sufficient conditions for the existence of the stabilizing
predictor to control unstable first order systems with control structure are derived. In Section 4 the example
time delay, using the direct synthesis method. In is presented. Finally, some conclusions are given in
this manner, a lead-lag compensator is designed to the last section.
control the open-loop, second-order unstable delayed
process. With a different perspective, Normey-Rico
and Camacho (2008, 2009), propose a modification to 2 Problem statement
the original Smith Structure in order to deal with first-
order unstable delayed systems. Other studies have Consider the following class of Linear Time Invariant
been reported, such as that described in (Xian et al., systems (LTI), a Single-Input Single-Output (SISO)
2005), which proposes a control scheme with two- with delay in the input-output path,
degree-of-freedom for enhanced control of unstable Y(s) N(s) −τs
delay processes. = e = G(s)e−τs , (1)
U(s) D(s)
Using a different approach, some recent works
have been devoted to the analysis of stability where,
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Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
• U(s) is the input signal, Lemma 1 Considering the delayed system (5) and the
proportional output feedback (6), then, a proportional
• Y(s) is the output signal, gain k exists such that the closed loop system (7) is
• τ ≥ 0 is the time delay, stable if and only if
• G(s) is the delay-free transfer function. The proof of Lemma 1 can be easily obtained
by considering different approaches, such as the
Applying an output feedback control strategy of the ones given by (Niculescu, 2001) and (Silva and
form, Bhattacharyya, 2005). A simple proof based on a
U(s) = [R(s) − Y(s)]Q(s), (2) discrete time approach is shown in (Márquez et al.,
to (1) the transfer function Y(s)/R(s) can be obtained 2010).
yielding
Y(s) Q(s)G(s)e−τs
= , (3) 3 Proposed control strategy
R(s) 1 + Q(s)G(s)e−τs
−τs
Note that the exponential term e located at the This section presents the necessary and sufficient
denominator of this transfer function, leads to a system conditions to stabilize a third-order delayed system (4)
with an infinite number of poles. Hence, any closed- by static output feedback. In order to improve the
loop stability properties must be carefully stated. transient response, an observer scheme is proposed.
Hereafter the third-order delayed system with one
unstable and two (possibly complex) stable poles,
characterized by 3.1 Stabilizing conditions
Y(s) α Lemma 2 Consider the class of third-order
= e−τs , (4) characterized by (4), with the static output feedback
U(s) (s − a)(s2 − 2ζ omegan s + ω2n )
is considered. The parameters ζ and ωn are the U(s) = R(s) − kY(s), (8)
damping relation and the undamped natural frequency
respectively. Note that when 0 < ζ < 1, a couple of where R(s) is the new reference input.
complex conjugate poles is present in the system. A gain k exists such that the closed loop system (4)
and (8),
2.1 Preliminary results Y(s) αe−τs
= (9)
This Section presents some preliminary results useful R(s) (s − a)(s + 2ζωn s + ω2n ) + kαe−τs
2
with a > 0. Consider a proportional output feedback, Proof The proof is made by using a frequency domain
analysis. From the Nyquist stability criteria, the
U(s) = R(s) − kY(s). (6) system is stable if N + P = 0, where P is the number of
poles in the right half plane ‘s’ and N is the number of
If the time delay τ is small compared to the unstable clockwise rotations to the (-1,0) point. N is negative if
time constant 1/a, then a gain k exists such that the rotations are counterclockwise in the Nyquist diagram.
closed loop system, Eq. (7), is stable. First, let us to analyze the first order unstable
Y(s) αe−τs delayed system given by (5). Note that in this case
= . (7) P = 1, hence there exists a gain k that stabilizes the
R(s) s − a + kαe−τs
system if N = −1, i.e., if a there is a counterclockwise
This idea may formally be stated as: rotation to the point (-1,0).
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Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
Considering a frequency analysis, the phase the point (-1,0) decreases to extinction (the Nyquist
expression in the frequency domain ω for (5) is given diagram then starts with angle smaller than -180o ) as
by, it is illustrated in Fig. 1. Considering that for small
ω frequencies tan−1 (ω) ≈ ω, and taking into account that
hG( jω)i = − 180o − tan−1 − ωτ. hG( jω)i − 180o , it can be concluded that solving for τ,
a
the stability condition for the system (4) is
For this reason, condition τ < 1/a is equivalent 1 2ζ
to say that hG( jω)i = −180o when ω ≈ 0, i.e. the − τ<.
a ωn
Nyquist diagram starts (for frequencies near to zero)
with an angle greater than −180o . This means that The following corollary provides a useful procedure
there is a counterclockwise rotation to the point (-1,0). to compute the parameter k involved in the control
If the point (-1,0) is outside the loop, this can be fixed scheme.
by adjusting the k value. Corollary 1 Consider the system (4). Suppose there
Let us now to consider the system (4). The phase exists a gain k such that the corresponding closed loop
expression in the frequency domain ω is given by systems is stable, i.e., the condition τ < 1/a − 2ζ/ωn
holds. Then the family of k stabilizing the closed loop
2ζ ω
ω
ωn system is given by
hG( jω)i = − 180o − tan−1 −ωτ−tan−1 .
a ω 2 k1 (ω( c1 )) < k < k2 (ω( c2 )),
1−
ωn
! where
2ζ ωωn
Define β = tan−1 2 . Since the Nyquist q
1− ω
ωn k1,2 (ωc ) = (ω2c + a2 )(ω4c + 2ω2n ω2c (2ζ 2 − 1) + ω4n );
condition is the same (a counterclockwise rotation to
the point -1), if the condition τ < 1/a is satisfied with ωc1 = 0 and ωc2 satisfying,
and β is small enough, then a gain k exists that 2ζ ωc2
ω
ωn
stabilizes the system. As the parameter β grows, tan −1 c2
− ωc2 τ − tan −1
ωc 2 = 0.
a
the loop that forms the counterclockwise rotation to 1 − ωn 2
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Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
1
MG ( jω) = k p ,
(ω2c + a2 )(ω4c + 2ω2n ω2c (2ζ 2 − 1) + ω4n )
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Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
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Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
surrounded by a jacket (coolant jacket) through which • Flow cooling liquid (reactor jacket): F j f .
flows a coolant. Often, the heat transfer fluid is
pumped through agitation nozzles that circulate the Dependent variables (output variables):
fluid through the jacket at high velocity, as it is shown
• Concentration of the product A: cA .
in Fig. 3.
Preliminary considerations for modeling: • Temperature in the Reactor: T .
• Heat losses are negligible.
• Temperature in the cooling liquid (reactor
• The thermodynamic properties, densities and jacket): T j .
heat capacities of the reactants and the products
are constants. Measurable disturbances:
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Hernández-Pérez et al./ Revista Mexicana de Ingenierı́a Quı́mica Vol. 12, No. 2 (2013) 351-360
dC A
V = FC A f − FC A − VrA ,
dt
with
∆E
rA = k0 e− RT C A ,
dC A F ∆E
Fig. 4. Nyquist diagram
= (C A f − C A ) − k0 e− RT C A .
dt V
dT F −∆H − ∆E UA
= (T f −T )+ k0 e RT C A − (T −T j ).
dt V RT V pc p
dT j Fjf UA
= (T j f − T j ) + (T − T j ).
dt Vj V j p jcp j
Fig. 5. Error signal ŷ(t) − y(t).
C A (s) 0.0646
= e−.25s .
T j f (s) (s − 1.1772)(s2 + 10.51s + 29.26)
For the current example, the parameters of the system Fig. 6. Control performance of CSTR.
are a = 1.1772, ζ = 0.97, ωn = 5.4 and τ = 0.25.
Since 0.25< 1/1.1772 − (2 ∗ 0.97)/5.4 = 0.49, Using the predictor-controller scheme proposed in
the stability condition given in Theorem 1 is satisfied, this work, the output error signal limt→∞ [ŷ(t) − y(t)] =
such that this system may be stabilized by the 0 as shown in Fig. 5.
predictor-controller scheme shown in Fig 2. Hence this system can be stabilized and the poles
According to Corollary 1 the range of values for of the system can be relocated. The gain vector F
the stabilizing parameter k is, that relocates the poles at {-1,-3,-5} is F=[-3.33 -5.88
40.43].
531.915 < k < 925.926. Fig. 6 illustrates the simulated performance of
the observer-based controller for a unit step reference.
Selecting k = 600, the corresponding Nyquist diagram The continuous line denotes the performance of the
is shown in Fig. 4. nominal system.
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www.rmiq.org 359
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