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Los agroforestales dependían menos de la producción de ganado en base a las ventas de 2009.
AbStracto
¿La adopción de agroforestería por parte de los pequeños agricultores de la Amazonia brasileña
promueve la sucesión de bosques secundarios en las praderas degradadas y en los campos de
cultivo? Nuevos resultados de un proyecto piloto de agroforestería agropecuaria en pequeña escala,
el Proyecto Piloto Agroforestal de Rondônia (RAPP), que comenzó en 1992, se presentan en este
documento. En 1992, 242 agricultores fueron encuestados mediante un protocolo de muestreo
aleatorio estratificado, 50 de los cuales fueron seleccionados para participar en el RAPP,
constituyendo su grupo experimental. Los restantes 191 agricultores sirvieron como grupo de
control. Los agricultores de ambos grupos fueron re-encuestados en 2002 (después de 10 años) y de
nuevo en 2010 (después de 18 años). Se realizaron visitas anuales a las granjas de los grupos
experimentales de 1993 a 2003 para monitorear el desarrollo y manejo de la parcela agroforestal y
los cambios en las características socioeconómicas y demográficas pertinentes, como la capacidad
de los hogares, los sistemas de producción y la participación social. Se encontraron diferencias en el
tamaño de la propiedad, número de personas que residían permanentemente en la propiedad y
participación social entre el grupo experimental y el grupo control, con el grupo experimental con
propiedades más grandes, más residentes y más participación en asociaciones de ayuda mutua. Los
agricultores del grupo de control también dependían más de la producción de ganado (sobre la base
de las ventas de 2009) a pesar de tener cantidades similares de pastos como los agricultores del
grupo experimental. Dentro del grupo experimental, se encontraron muy pocas diferencias entre los
agricultores en función del tipo de parcela agroforestal: madera, mixta o no maderera. Los análisis
de sensores remotos revelan diferencias espectrales a largo plazo (10 años +) en términos de
similitud con el bosque primario tanto de las parcelas agroforestales como de las propiedades totales
de las granjas en este estudio. Los agricultores de grupos experimentales con parcelas agroforestales
mixtas o basadas en madera permitieron que ocurriera más sucesión de bosques secundarios en y
alrededor de sus parcelas que los agricultores con parcelas no maderables. Aunque en promedio, las
propiedades agrícolas se han vuelto menos espectralmente similares a los bosques primarios desde
1992, las propiedades con parcelas agroforestales tienden a tener más sucesión secundaria y / o
bosque primario en sus tierras en 2011. Varias propiedades de ejemplo muestran la tendencia de los
agricultores Con parcelas agroforestales para permitir una mayor sucesión de bosques secundarios
en sus tierras.
Palabras claves
• Deforestación ;
• Desarrollo ;
• Frontier ;
• Uso de la tier
Abstracto
¿La adopción de agroforestería por parte de los pequeños agricultores de la Amazonia brasileña
promueve la sucesión de bosques secundarios en las praderas degradadas y en los campos de
cultivo? Nuevos resultados de un proyecto piloto de agroforestería agropecuaria en pequeña escala,
el Proyecto Piloto Agroforestal de Rondônia (RAPP), que comenzó en 1992, se presentan en este
documento. En 1992, 242 agricultores fueron encuestados mediante un protocolo de muestreo
aleatorio estratificado, 50 de los cuales fueron seleccionados para participar en el RAPP,
constituyendo su grupo experimental. Los restantes 191 agricultores sirvieron como grupo de
control. Los agricultores de ambos grupos fueron re-encuestados en 2002 (después de 10 años) y de
nuevo en 2010 (después de 18 años). Se realizaron visitas anuales a las granjas de los grupos
experimentales de 1993 a 2003 para monitorear el desarrollo y manejo de la parcela agroforestal y
los cambios en las características socioeconómicas y demográficas pertinentes, como la capacidad
de los hogares, los sistemas de producción y la participación social. Se encontraron diferencias en el
tamaño de la propiedad, número de personas que residían permanentemente en la propiedad y
participación social entre el grupo experimental y el grupo control, con el grupo experimental con
propiedades más grandes, más residentes y más participación en asociaciones de ayuda mutua. Los
agricultores del grupo de control también dependían más de la producción de ganado (sobre la base
de las ventas de 2009) a pesar de tener cantidades similares de pastos como los agricultores del
grupo experimental. Dentro del grupo experimental, se encontraron muy pocas diferencias entre los
agricultores en función del tipo de parcela agroforestal: madera, mixta o no maderera. Los análisis
de sensores remotos revelan diferencias espectrales a largo plazo (10 años +) en términos de
similitud con el bosque primario tanto de las parcelas agroforestales como de las propiedades totales
de las granjas en este estudio. Los agricultores de grupos experimentales con parcelas agroforestales
mixtas o basadas en madera permitieron que ocurriera más sucesión de bosques secundarios en y
alrededor de sus parcelas que los agricultores con parcelas no maderables. Aunque en promedio, las
propiedades agrícolas se han vuelto menos espectralmente similares a los bosques primarios desde
1992, las propiedades con parcelas agroforestales tienden a tener más sucesión secundaria y / o
bosque primario en sus tierras en 2011. Varias propiedades de ejemplo muestran la tendencia de los
agricultores Con parcelas agroforestales para permitir una mayor sucesión de bosques secundarios
en sus tierras.
stracto
¿La adopción de agroforestería por parte de los pequeños agricultores de la Amazonia brasileña
promueve la sucesión de bosques secundarios en las praderas degradadas y en los campos de
cultivo? Nuevos resultados de un proyecto piloto de agroforestería agropecuaria en pequeña escala,
el Proyecto Piloto Agroforestal de Rondônia (RAPP), que comenzó en 1992, se presentan en este
documento. En 1992, 242 agricultores fueron encuestados mediante un protocolo de muestreo
aleatorio estratificado, 50 de los cuales fueron seleccionados para participar en el RAPP,
constituyendo su grupo experimental. Los restantes 191 agricultores sirvieron como grupo de
control. Los agricultores de ambos grupos fueron re-encuestados en 2002 (después de 10 años) y de
nuevo en 2010 (después de 18 años). Se realizaron visitas anuales a las granjas de los grupos
experimentales de 1993 a 2003 para monitorear el desarrollo y manejo de la parcela agroforestal y
los cambios en las características socioeconómicas y demográficas pertinentes, como la capacidad
de los hogares, los sistemas de producción y la participación social. Se encontraron diferencias en el
tamaño de la propiedad, número de personas que residían permanentemente en la propiedad y
participación social entre el grupo experimental y el grupo control, con el grupo experimental con
propiedades más grandes, más residentes y más participación en asociaciones de ayuda mutua. Los
agricultores del grupo de control también dependían más de la producción de ganado (sobre la base
de las ventas de 2009) a pesar de tener cantidades similares de pastos como los agricultores del
grupo experimental. Dentro del grupo experimental, se encontraron muy pocas diferencias entre los
agricultores en función del tipo de parcela agroforestal: madera, mixta o no maderera. Los análisis
de sensores remotos revelan diferencias espectrales a largo plazo (10 años +) en términos de
similitud con el bosque primario tanto de las parcelas agroforestales como de las propiedades totales
de las granjas en este estudio. Los agricultores de grupos experimentales con parcelas agroforestales
mixtas o basadas en madera permitieron que ocurriera más sucesión de bosques secundarios en y
alrededor de sus parcelas que los agricultores con parcelas no maderables. Aunque en promedio, las
propiedades agrícolas se han vuelto menos espectralmente similares a los bosques primarios desde
1992, las propiedades con parcelas agroforestales tienden a tener más sucesión secundaria y / o
bosque primario en sus tierras en 2011. Varias propiedades de ejemplo muestran la tendencia de los
agricultores Con parcelas agroforestales para permitir una mayor sucesión de bosques secundarios
en sus tierras.
Highlights
•
More secondary forest succession occurred near timber and mixed agroforestry plots.
Abstract
Does the adoption of agroforestry by small farmers in the Brazilian Amazon promote secondary
forest succession on the degraded pastures and crop fields? New results from a small-scale farm
agroforestry demonstration project, the Rondônia Agroforestry Pilot Project (RAPP) that began in
1992 are presented in this paper. In 1992, 242 farmers were surveyed by a stratified random
sampling protocol, 50 of whom were selected to participate in the RAPP, constituting its
experimental group. The remaining 191 farmers served as a control group. Farmers from both
groups were re-surveyed in 2002 (after 10 years) and again in 2010 (after 18 years). Annual site
visits to the experimental group farms were conducted from 1993 through 2003 to monitor
agroforest plot development and management, and changes in pertinent socio-economic and
household demographic characteristics such as household capacity, production systems, and social
participation. Differences in property size, number of people permanently residing on the property,
and social participation were found between the experimental and control group, with the
experimental group having larger properties, more residents, and more participation in mutual aid
associations. Control group farmers were also more reliant on cattle production (based on 2009
sales) despite having similar amounts of pasture as farmers in the experimental group. Within the
experimental group, very few differences were found between farmers based on the type of
agroforestry plot: timber, mixed or non-timber. Remote sensing analyses reveal long-term (10
years+) spectral differences in terms of the similarity to primary forest of both the agroforestry plots
and the entire properties of the farms in this study. Experimental group farmers with mixed or
timber-based agroforestry plots allowed more secondary forest succession to occur in and around
their plots than farmers with non-timber plots. Although, on average, farm properties have become
less spectrally similar to primary forest since 1992, properties with agroforestry plots tend to have
more secondary succession and/or primary forest on their land in 2011. Several example properties
are shown to illustrate the tendency of farmers with agroforestry plots to allow more secondary
forest succession to occur on their land.
Keywords
• Deforestation;
• Development;
• Frontier;
• Land use;
• Landsat;
• Multi-temporal
Object 1
Introduction
Agroforestry and tropical forest succession
Socio-economic research articles on the role of agroforestry in promoting secondary forest
succession were absent from Mercer and Miller's (1998) content review of the journal Agroforestry
Systems, spanning 1982 to 1996. Since then this subject has entered into a broader scientific
discourse on tropical agroforestry (e.g., Chowdhury, 2007; Ehiagbonare, 2006; JIRCAS., 2007;
Lieberei and Gasparotto, 1998; Meza et al., 2006; Raman et al., 2009; Shono et al., 2007 ; Vieira
et al., 2009). Agroforestry, defined as a “system of land use in which harvestable trees or shrubs are
grown among or around crops or on pastureland” (Agroforestry, 2011) has evolved in numerous
social and cultural contexts as a managed successional land cover to achieve fallow enrichment,
secondary forest cover, riparian forestland rehabilitation, degraded forest recuperation or recovery,
and agro-successional restoration. As a vehicle for promoting reforestation through managed
secondary forest succession, research has also focused on the factors that influence farmers to adopt
agroforestry practices ( Smith et al., 1998; Warner, 1993 ; Yokota et al., 2009). Related research has
also explored the impacts of agroforestry and secondary forest succession on nutrient cycles (Sirois,
Margolis, & Camiré, 1998), on biodiversity and wildlife populations ( Bobo et al., 2006; Harvey
and Haber, 1998; Letcher and Chazdon, 2009; Lozada et al., 2006 ; Schulze et al., 2004), on
atmospheric carbon sequestration ( Castro et al., 2003; Delaney, 1999; Fearnside and Guimarães,
1996; Lasco et al., 2004; Roshetko et al., 2002; Schroth et al., 2002; Takimoto et al., 2009 ; Wise
and Cacho, 2011), and on agroforestry's contribution to rural household livelihood, not being
limited to just income generation ( Alavalapati and Nair, 2001; Barton, 1994; Budowski, 1980 ;
Pattanayak and Mercer, 1998). As the research literature on agroforestry and its potential
contribution to natural reforestation grows, questions remain regarding what types of agroforestry
systems produce greater positive results in promoting secondary forest succession in the tropics.
Rondônia Agroforestry Pilot Project
This paper updates selected findings of the Rondônia Agroforestry Pilot Project (RAPP), an on-
farm experimental agroforestry demonstration project involving small-scale farmers in the
southwestern Brazilian Amazon state of Rondônia over an 18 year (1992–2010) period (Browder
and Pedlowski, 2000; Browder et al., 2005 ; Summers et al., 2004). One of the long-term research
questions that the RAPP sought to address was: Is successful agroforestry a catalyst to secondary
forest succession that might encourage reforestation of degraded lands on small farms in the
Amazon? And, more specifically, does the type of agroforestry system (non-timber, mixed, or
timber-based) adopted influence the likelihood that a farmer will manage degraded land for
secondary forest regrowth as previously hypothesized (Browder et al., 2005)? Furthermore, are
there socio-economic household characteristics that might predict secondary forest succession based
on agroforestry?
Considerable differentiation in the spectral signatures from satellite images of the RAPP planting
sites and their immediate surroundings were noticed over time. In some cases, farmers had allowed
secondary forest vegetation to subsume their agroforest plots and in others, farmers had more
carefully managed their plots sites to minimize secondary vegetation. The spectral differentiation
within the experimental group led the principal investigators to speculate about socio-economic
factors that might influence these spatial patterns. They hypothesized that three variables, for which
household level survey data were available, might contribute to a better understanding of these
patterns, as follows: (1) Household capacity of the control and experimental groups (number of
working age adults living and working on the farm and the size of the farm area). The greater the
household capacity the more likely a household might be to pursue a more labor intensive non-
timber or mixed agroforestry experiment. (2) Dominant farming strategy pursued by the
experimental farmers (area devoted to perennial cropping, annual cropping, and cattle). The more
area in perennial cropping the more likely a farmer would exhibit a tendency to manage crops for
annual harvest and income leading to a non-timber agroforestry preference. (3) Associational
activities of control and experimental groups (farmer participation in mutual aid associations and
rural workers unions). Farmers more active in these associations would be more likely to innovate
and adopt agroforestry experimentally because of the greater network of technical information and
mutual support such participation provides.
From these questions and observations the research objectives for this paper, enumerated below,
emerged – to assess the potential impact of agroforestry adoption on secondary forest succession
and primary forest conservation.
Objectives
In this paper, both 2010 land owner survey results and contemporaneous remote sensing analyses
were used to address the following research questions:
1)
a)
The experimental group of agroforestry adopters (n = 31) and the control group of non-
adopters (n = 39) included in the 2010 survey?
b)
The three different sub-groups of agroforestry adopters; timber, non-timber, and mixed,
in the experimental group?
2)
Are there any significant spectral differences in land cover in and around the agroforestry
plots between the sub-groups of agroforestry adopters in the experimental group that might
indicate a positive synergy between agroforestry demonstration plots and subsequent
secondary forest succession?
3)
Are there any significant differences in the amount of remnant primary forest cover on the
properties in the project's experimental and control groups that might indicate a potential
natural forest conservation effect of agroforestry adoption?
Study sites
Both control and experimental groups were drawn from the same rural population of family farmers
who had migrated to Rondônia between 1980 and 1985 and settled in the project's two study sites,
the municipios (counties) of Nova União and Alto Paraiso. The largest proportion of these farmers
originated in the South and Southeast regions of Brazil, most having worked as sharecroppers and
tenant farmers on coffee plantations. With the progressive government-sponsored conversion from
coffee to soybean production beginning in the mid-1960s this rural population became
progressively displaced from their traditional livelihoods and the government actively encouraged
their migration to Rondônia as part of a larger regional development and resettlement program
called The Northwest Region Development Plan (POLONOROESTE) ( Browder & Godfrey, 1997;
pp. 164–175). The farming strategies pursued by these new homesteaders in Rondônia typically
followed a similar pattern: Small-scale forest clearing and planting of annual crops (corn, rice,
beans) and a small area of perennial crops (usually coffee and cacao). Small livestock and
eventually milk cattle, then beef cattle were added over time. For various reasons, several patterns
of socio-economic and land use differentiation began to emerge leading some unsuccessful farmers
to sell all or part of their properties, whilst more successful neighbors enlarged their holdings (for a
more detailed examination, see Browder, 1994). The causes of these parallel processes of property
subdivision and enlargement and how they correlated to changes in land cover, land use, household
income, and numerous other household level socio-economic and demographic characteristics
within the context of leading theories of frontier expansion are presented elsewhere (Browder et al.,
2008). Suffice it to say that the study sites and their rural populations surveyed were representative
of the general rural population of Rondônia during the time period of the project.
Methods
The Rondônia Agroforestry Pilot Project (RAPP) – ground-level analyses
Detailed descriptions of the RAPP study sites and project methodology were previously published
in Browder and Pedlowski (2000) and Browder et al. (2005). In summary, during 1992, 50 farms
were selected from a stratified random sample of 242 farms surveyed in two colonization areas of
the frontier state of Rondônia, in the western Brazilian Amazon. Farmers self-selected their
participation in the project based on their responses to the initial standardized baseline
questionnaire, which was administered by personal interview by trained Brazilian agronomy and
forestry students. Invited participants were those indicating a predisposition toward planting trees
(for example, did they already plant trees on their farm, could they recognize native species in the
wild, and the like) and experimenting with innovative agro-silvicultural practices in the survey and
subsequent open-ended interviews.
Participating farmers were invited to choose from a menu of 20 plant species (all native except for
teak – Tectona grandis – an Asian exotic introduced into the Amazon some 20 years before the
RAPP) each producing one or more commodities of local market demand. Seedlings were produced
on local project nurseries using regionally available seed stock. Plots were designed to fit on a 1-ha
area containing no primary forest vegetation. Each plot consisted of between 800 and 1000
individuals from between 2 and 18 species. Plot composition typically included a mix of fruit, palm,
oil and nut-producing species (with potential to generate revenues in the mid-term (4–5 years),
along with various citrus and industrial timbers (hard and soft-woods). To enhance farm income in
the short-term, participating farmers were offered a bee-keeping component, an option which 36%
of the original experimental farmers elected.
Seedlings were distributed to participants during the first half of the rainy season. The farmers used
household labor to plant the seedlings according to each farmer's plot plan. Within six months of the
initial planting each farm was visited, seedling growth was measured, and problems with plot
maintenance were described. The project was monitored annually from 1993 to 2001 and then, in
2002, a 10-year follow-up survey of all 242 farms (by then subdivided into 283 farms) was
undertaken (Browder et al., 2005 ; Summers et al., 2004). A second follow-up study was conducted
in 2003 of a smaller subset of the original sample, to further investigate the tropical forest
management and silvicultural practices of this farming population (Summers, 2008). Then in 2010,
a third follow-up farm-level survey was completed that revisited all 31 (out of 50) surviving RAPP
experimental farms, along with another 39 farms from the original control group.
By 2010, three types of experimental farms had emerged: those that had chosen initial agroforest
designs that emphasized long-term commercial timber components (timber-based agroforest
systems), and had subsequently managed those plots to maximize long-term timber yield; those that
opted for faster-growing ground and bush cropping agroforestry systems, without a significant long-
term timber component (non-timber-based agroforest systems); and those that combined timber and
non-timber elements into mixed agroforestry systems (Fig. 1). Mean values for each variable of
interest from the 2010 survey were calculated for the entire sample, for both the experimental and
control groups of farms, and for the three types (timber, non-timber, and mixed) of farms in the
experimental group, described above. The socio-economic variables of interest fell into three types
of characteristics: household capacity (property size and number of adults residing on the property);
production system type (based on annual cropping, permanent cropping, and pasture/cattle); and
social participation (membership in farmers organizations).
Fig. 1.
Illustrative agroforest plots of each experimental farm type. Note: The figure shows examples
of actual plots developed by RAPP farmers based on their interests (see Browder &
Pedlowski, 2000). Considerable variation exists within each farm type in terms of species
composition. All participants were required to include one tree species in their agroforest
plots. Classification Criteria: “Non-timber” based systems incorporated just one tree species
but predominantly consisted of perennial ground-covering bush species producing fruits,
seeds for commercial or medicinal purposes; “Timber based” systems usually contained one
perennial ground cover crop but predominantly included 2 or more timber producing tree
species; “Mixed” systems consisted of more balanced proportions of elements of both non-
timber and timber species.
Figure options
The Anderson–Darling normality test was used to determine if the continuous variables of interest
were normally distributed and could thus be evaluated with parametric statistical tests.
Nonparametric statistical tests were selected based on the normality test results. Medians between
the experimental and control groups were tested for all continuous variables using the Mann–
Whitney test. While medians between the intra-experimental groups were tested using the Kruskal–
Wallis test, which can accommodate more than two groups. Binomial variables were tested with
Fisher's exact test and the chi-square test of association for comparisons of two or three groups,
respectively. All tests were conducted with Minitab™ (Minitab Inc., 2012), a statistical software
program.
ED=∑i=27(≠6)(μi−xi)2
Turn MathJax on
where: i = Landsat band number; μi = mean value for band i; and xi = pixel value for band i. As an
example, the ED calculation for a pixel in the 2011 image from 232/67 is illustrated in Table 2.
Fig. 2.
Figure options
Table 1.
Landsat TM dates used in analysis for each path/row.
231/68 232/67
7/25/1992 6/28/1991
7/20/1996 6/09/1996
8/03/2001 8/10/2001
7/16/2006 6/21/2006
8/15/2011 8/06/2011
Table options
Table 2.
Euclidian distance calculation for a pixel in the 2011 image from 232/67 with an
ED = 363.398.
Table options
Summary statistics were calculated for three buffer zones, 50, 85, and 117.5 m (Fig. 3), around the
center location of each agroforestry plot using the spectral distance from primary forest images.
These radii were selected to assess the synergistic “spillover” effect of the agroforest plot on the
land cover of its immediate surrounding environment. The mean spectral distance of each
agroforestry plot from primary forest was averaged by agroforestry plot type and buffer distance.
The mixed and timber plot types were combined in the remote sensing analyses because of similar
spectral distance trajectories through time (correlation of 0.79). A forest similarity index, between 0
and 1, was created by subtracting each plot's mean spectral distance from the maximum mean
spectral distance of all properties and then dividing by the maximum spectral distance. The forest
similarity index was plotted vs. time by agroforestry plot type and for an example plot where
secondary forest succession occurred (Fig. 4). The Kruskal–Wallis nonparametric test of medians
with an alpha of 0.05 was used to test for the equality of the forest similarity index medians
between the mixed/timber and non-timber plot types at each time interval. In order to compare
farmers that were part of the experimental group, who had agroforestry plots on their land, with the
control group of farmers, who were surveyed, but did not have agroforestry plots, the average forest
similarity index of all pixels within each property boundary was calculated by farmer group
(experimental vs. control). This surrogate measure of primary and/or secondary forest retention or
regeneration is plotted vs. year and by farmer group in Fig. 5 and also tested for equality of medians
with the Kruskal–Wallis nonparametric test.
Fig. 3.
Example plot with three buffer zones over a Landsat image displayed with a band 4,3,2
(RGB) band combination. (For interpretation of the references to color in this figure legend,
the reader is referred to the web version of this article.)
Figure options
Fig. 4.
Mean forest similarity index of pixels within a 50 m buffer of an agroforestry plot's center by
agroforestry plot type. A plot that was allowed to return to “Secondary Forest” is also
included for comparison. The first image date was collected in different years, 1991 and 1992,
for the two path/rows and is thus labeled 1991/1992.
Figure options
Fig. 5.
Mean forest similarity index of all pixels within all properties containing agroforestry plots
vs. control properties without agroforestry plots. A plot that was allowed to return to
“Secondary Forest” is also included for comparison. The first image date was collected in
different years, 1991 and 1992, for the two path/rows and is thus labeled 1991/1992.
Figure options
Results
The 2010 survey results revealed some statistically significant differences in household
characteristics between the experimental group and the control group, but no statistically significant
differences between the three types of agroforest farm designs adopted (Table 3a ; Table 3b). Since
all but one of the sample distributions from the continuous variables (Table 3a) were not normally
distributed, nonparametric tests were used to compare medians between and within the groups.
Table 3a.
Size
Size Pasture Pasture Cattle Cattle
(ha) People People
(ha) area (ha) area (ha) (au) (au)
media mean median
mean mean median mean median
n
Control group 76.8a 23.0d
57.8 50.6c 3.3 3.0c 34.6 24.1
(n = 39) (30.1b) (20.0b)
Experimental
group (n = 31)
75.7 77.1c 6.0 5.0c 30.3 21.7 18.2 6.0d
Timber (n = 7) 74.7 72.3 5.4 5.0 34.4 28.9 30.4 10.0
Mixed (n = 11) 76.0 77.1 6.3 5.0 30.5 19.3 16.7 6.0
Non-timber
75.9 79.5 6.2 5.0 27.9 21.7 12.8 10.0
(n = 13)
Overall sample
(n = 70)
65.7 68.7 4.5 4.0 32.7 21.7 50.5a 12.0
where:
One farmer did not respond to this question and is thus not included in this statistic.
Statistic calculated with three outliers (value greater than 200) removed.
d
Statistically significant difference based on the Mann–Whitney test at alpha of 0.055.
Table options
Table 3b.
Binomial socio-economic variable results from 2010 survey by farm and agroforestry plot
type groupings.
Table options
Household capacity
Statistically significant differences in median property size and household composition between the
experimental and control groups emerged between the two groups by 2010, although there were no
significant differences in either at the time of the 1992 baseline survey (Browder & Pedlowski,
2000), both having been drawn from the same initial population (Table 3a). Both median property
size and number of permanent property residents were larger for the experimental group, suggesting
that farmers participating in the RAPP until 2010 enjoyed greater capacity for innovation (more
land to work with and more workers per farm to work the land).
Production systems
While there were no significant differences between the experimental and control groups in terms of
percentage producing annuals and perennial crops (Table 3b), and number of hectares in pasture,
there was a statistically significant difference in medians at an alpha of 0.055 in the number of cattle
marketed in the previous year (2009) (Table 3a). Three farmers in the control group sold more than
200 cattle in 2009, with one selling 1200. If these farmers are considered as outliers in the
population, the difference in median number of cattle sold between the control and experimental
groups is no longer statistically significant. Even though farmers in the experimental and control
groups allocated roughly the same amount of land to “productive pasture” (although non-adopters
had a larger proportion of their total property in pasture), the control group sold a larger number of
cattle in 2009 (median of 23 without outliers removed) than the experimental group sold (median of
6.0) despite the borderline statistical significance for this variable. Although both experimental and
control groups share similar production systems, the control group was more dependent on cattle
production for household livelihood than the agroforestry adopters.
Social participation
Differences in social participation rates observed between the experimental and control groups were
not statistically significant, although agroforestry adopters appear to be more engaged in both rural
workers syndicates (unions) (77.4% vs. 61.5%) and mutual aid associations (61.3% vs. 46.2%) for
sharing labor among different households (Table 3b). There is an effect in these findings, associated
with the survey instrument or sample design, since social participation was one of the original
criteria used for experimental group selection. Given that the sample frames were constituted in
1992, it is noteworthy that these social participation rates still remain higher among agroforestry
adopters than the control group of non-adopters.
Discussion
The RAPP began with utilitarian assumptions: (1) farmers would allocate effort in direct proportion
to benefit; (2) such benefits may or may not be pecuniary in nature, as even in fully commercialized
farms, some land devoted to subsistence production almost always occurs; and (3) utility
maximization always occurs in a contemporary policy context, which frames the ways costs and
benefits are apportioned in society. No personal welfare maximization model of behavior can ignore
the political economy in which household [land use] decisions are made. Hypothetically, then,
successful experimental group farmers are either: (1) deriving a tangible benefit from their
agroforest plots, monetary or subsistence; or (2) some exogenous factor has shaped the context that
either artificially encourages or dissuades the farmer from continuing in the RAPP.
Household capacity
Perz (2005) found that agricultural diversity on small farms in the Brazilian Amazon tended to be
greater for households that were more “asset-rich” with labor being the most important factor. We
similarly expected farmers with larger farms and more adult residents to have a greater capacity to
adopt a potentially risky innovation like an agroforestry experiment. The larger the farm, the more
likely a farmer could take a small area out of normal production to dedicate it to an experiment
without jeopardizing household food security. Similarly, the more adult residents present on the
farm, the more likely a farm household could adopt an additional productive activity minimizing the
labor reallocation costs of additional workload within the household. In this study, the experimental
group had larger farms on average and more people per farm than the control group (Table 3a),
which supports our expectations. This finding corresponds with Sydenstricker-Neto's (2012) results
showing that diversified agricultural systems in the Brazilian Amazon are associated with
households having more labor force and resource access.
Production system
Since the RAPP was intended to supplement, not substitute, existing farming practices, no
differences in farming systems (mix of cropping regimes) between adopters and non-adopters were
predicted. Very similar mixes of cropping regimes were found between the experimental and control
groups (Table 3b). The control group was more dependent on cattle, but this could have been
associated with the fact that they had smaller farms on average (sensu D’Antona et al., 2006; Vosti
et al., 2002 ; Sydenstricker-Neto, 2012). However, the RAPP project design did hypothesize that
farmers adopting agroforestry would either manage larger secondary forests or retain a larger
proportion of primary forests than non-adopters. We address this in Section 6.3.
Social participation
Rural households can diffuse the risks of adopting innovative farming practices by pooling their
energies in various forms of labor sharing and social participation (e.g., Pannell & Vanclay, 2011).
In the Brazilian project areas, two forms of farmer organization are prevalent: rural workers unions
(sindicatos de trabalhadores rurais) and associations of mutual (labor sharing) support
(associações de ajuda mútua). Rural workers unions, although often politicized with specific
partisan affiliations, frequently provide members with some collective clout of political
representation that individual farm households usually lack. These can be important for defending
contested property claims, voicing protests to abusive third party marketing practices, and
confronting corruption by local officials, all of which are widely viewed to empower farmers to
accept greater risk. Mutual support associations are usually basic labor sharing activities, where a
group of workers spend a few days per month working on one member's farm in return for
reciprocal support from the association. Hypothetically, such participation would reduce the risk of
innovation and agroforestry adopters, it was predicted, would be more involved in such
organizations, which is supported by the findings in Table 3b. Perz (2005) also found a positive
relationship between production diversity and participation in local organizations.
Household capacity
There is no particular reason to presume that farm size would be a factor influencing what type of
agroforestry system a farmer would adopt: timber, non-timber, or mixed. However, among the
experimental group of farmers adopting an agroforestry system, it may be argued that those
households adopting timber-based systems could afford to be smaller in number of residents than
those adopting either mixed or non-timber systems where regular labor requirements are greater
(e.g., in harvesting fruits, nuts, latex, etc.). Although the differences were small, the timber based
agroforestry adopters did have slightly fewer people residing on the farm than others in the
experimental group (Table 3a).
Production system
It is not intuitive that there would be any differentiation in farming systems resulting from the
adoption of different types of agroforestry systems, so none were predicted and again no significant
differences were observed (Table 3b). The slightly greater proportion of non-timber agroforest
adopters growing perennial crops than other adopters (Table 3b) would be expected since perennial
crops constitute a substantial part of non-timber agroforest systems. The same, however, could be
said for mixed system adopters given that the proportion managing perennial crops is the same as
those pursuing timber-based systems. A logical reason for the larger number of cattle sold by
timber-based system adopters (Table 3a) might be that timber-based system adopters derive less
income from the other components of their farming system and are more reliant on cattle. There is
no evidence from the survey to confirm this possible reason. This difference may be idiosyncratic to
the particular year of the survey, but is notable nonetheless.
Social participation
The greater social participation of timber-based system adopters in mutual aid associations might
have an ambiguous meaning. On the one hand it seems counter-intuitive that households planting
trees would require additional non-household labor typically used during the harvest periods for
perennial crops. On the other hand, timber-based system adopters may have more labor time
available to share with neighbors in mutual aid associations since they do not seasonally harvest any
crops from their agroforest plots; their plots are long-term investments, with negligible regular labor
requirements. Again, there is no evidence from the survey to support these speculations. Lastly, the
higher percent of timber-based system adopters reporting utilization of their agroforestry plots may
be a result of their plots potentially attracting a greater diversity of plant and animal populations
than either of the other two more intensively managed agroforest systems.
Boxplot of the mean forest similarity index in 2011 of pixels within a 50 m buffer of an
agroforestry plot's center by agroforestry plot type.
Figure options
Landsat time series of a farmer's property with the agroforestry plot, which was installed
between 1992 and 1994, location circled. Only the area in and around the agroforestry plot
has not been converted to pasture or other nonforest uses. Images are displayed with Landsat
bands 4, 3, and 2 displayed as red, green and blue, respectively. (For interpretation of the
references to colour in this figure legend, the reader is referred to the web version of this
article.)
Figure options
Fig. 8.
Landsat time series of a farmer's property with the agroforestry plot, which was installed
between 1992 and 1994, location circled. More than one third of the property has been
allowed to return to a forested condition. Images are displayed with Landsat bands 4, 3, and 2
displayed as red, green and blue, respectively. (For interpretation of the references to colour in
this figure legend, the reader is referred to the web version of this article.)
Figure options
Conclusions
Despite an overall land cover trend on small farms in the Brazilian state of Rondônia towards less
forest cover, the practice of timber-based agroforestry appears to encourage landowners to allow
secondary forest succession to occur on their lands at least for the short-term (11–15 years). The
type of agroforestry implemented by farmers matters, with more forest succession occurring on
properties with timber or mixed agroforestry plots. Landowners with larger properties and more
people residing on their farms were more likely in this study to try innovative systems that included
agroforestry. Participants in this agroforestry research project were also less dependent on cattle
(based on 2009 sales), although timber-based agroforesters appear to rely more on cattle sales for
household income than do non-timber agroforesters. The experimental group was also more
involved in mutual aid associations than the control group, probably because such participation
enables access to more extensive information networks and labor sharing support than non-
participation.
These findings would support the policy recommendation that timber-based agroforestry on small
family farms holds some promise as an intermediate degraded tropical forest land-use rehabilitation
strategy. The secondary forest succession that timber-based agroforestry appears to promote has
potentially synergistic implications for carbon sequestration, wildlife habitat restoration, and long-
term economic benefits for property owners, who will eventually harvest the mature timber
elements of the agroforest plots, as some apparently have after 10 years. Important questions
regarding the long-term impacts of timber-based agroforestry on land cover cannot be answered in a
longitudinal study that extends less than 20 years. The evidence gained at this juncture provides
some encouragement for those seeking to rebuild tropical forests through agroforestry.
Acknowledgements
The authors acknowledge the support of the John and Teresa Heinz Charitable Trust and the Landsat
Science Team (USGS contract number G12PC00073).
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