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Finite element analysis of two total knee joint


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Article in International Journal for Interactive Design and Manufacturing (IJIDeM) · May 2013
DOI: 10.1007/s12008-012-0167-7

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Int J Interact Des Manuf (2013) 7:91–101
DOI 10.1007/s12008-012-0167-7

ORIGINAL PAPER

Finite element analysis of two total knee joint prostheses


T. Ingrassia · L. Nalbone · V. Nigrelli · D. Tumino ·
V. Ricotta

Received: 24 January 2012 / Accepted: 1 June 2012 / Published online: 14 June 2012
© Springer-Verlag 2012

Abstract Aim of this work is to compare two different total and FEM to modify the shape of the stabilizing cam of the
knee prostheses that differ mainly in the shape of the poly- best prosthesis, in order to reduce the stress peaks in the
ethylene (PE) component inserted between the femoral and original prosthesis without affecting kinematics of the joint.
tibial plates. The best solution between them has been origi- Good results have been obtained both in terms of stress and
nally reshaped in order to reduce stress peaks. The study pro- contact pressure peaks reduction.
cedure has been divided into the following steps. First step
is the digitalisation of the shape of the prostheses by means Keywords Total knee replacement · FEM simulation ·
of a 3D laser scanner. The morphology of two prototypes Contact analysis
of the prostheses has been acquired by elaborating multiple
Moirè fringe patterns projected on their surfaces. Second step 1 Introduction
consisted on the manipulation of these data in a CAD mod-
ule, that is the interpolation of raw data into NURBS sur- Total knee joint replacement allows the patient to restore the
faces, reducing singularities due to the typical scattering of full functionality of the knee joint and to overcome arthritic
the acquiring system. Third step has been the setting up of pain. Clinical studies are reported in literature [1] where dif-
FEM simulations to evaluate the prostheses behaviour under ferent solutions are compared in terms of geometry and kine-
benchmark loading conditions given in literature. The CAD matics of the mating components.
model of the prostheses has been meshed into solid finite Such a prosthesis consists of femoral and tibial metallic
elements. Different flexion angles configurations have been plates rigidly bonded to the bones, separated by a plastic
analysed, the load being applied along the femoral axis. FEM spacer. Usually, femoral and tibial components are made of
analyses have returned stress fields in the PE insert and, in titanium, while the plastic insert is made of Polyethylene
particular, in the stabilizing cam which function is to avoid (PE).
dislocation. Last step has been the integrated use of CAD Some cases are found [2] where an hybrid knee implant,
combining a polymer-composite with an existing stainless
T. Ingrassia · V. Nigrelli · V. Ricotta steel implant system is studied: this solution is expected to
Dipartimento di Ingegneria Chimica, Gestionale,
Informatica e Meccanica, Università degli Studi di Palermo,
transfer load to the femur more effectively compared to con-
Viale delle Scienze, 90128 Palermo, Italy ventional metallic implants.
The PE insert can be shaped in a way that dislocation
L. Nalbone of the joint for high values of flexion angles is avoided.
Ambulatorio di Ortopedia e Traumatologia, Azienda Ospedaliera
Universitaria Policlinico Paolo Giaccone di Palermo,
Prolonged use of this prosthesis can cause wearing of the
90100 Palermo, Italy contact surfaces of PE; the creation of debris can lead to
infection and, eventually, to a reduced ability of the patient.
D. Tumino (B) Load applied to the knee joint during normal activity of the
Facoltà di Ingegneria, Architettura e delle Scienze motorie,
Università degli Studi di Enna Kore, Cittadella Universitaria,
patient has been clinically studied in literature. In [3] kine-
94100 Enna, Italy matic and loads acting on the knee are studied especially
e-mail: davide.tumino@unikore.it in cases of deep flexion angles: largest values of posterior

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92 Int J Interact Des Manuf (2013) 7:91–101

forces on the joint are found to be related to flexion angles and one with a third median condyle. Numerical compari-
greater than 90◦ . The load-deflection response of the knee in a sons have been performed in terms of contact and equivalent
fully extended configuration is studied in [4] by means, also, stresses on the plastic insert for both models. Furthermore,
of finite element analyses. Similar numerical techniques are geometric modifications of the anti-dislocation element are
used in [5] to study different combination of flexion angles proposed to enhance the stress distribution and minimize the
with axial forces and to calculate the resulting contact areas. risk of wearing and fracture damage.
The experimental measurements performed in [6] point out
that, in isokinetic knee extension, a large influence on peak
and average force values is given by torque of the knee. Other 2 The knee joint prosthesis
tests performed in [7,8] have returned the force applied to the
knee joint during a gait cycle in the condition of level and The knee prosthesis is an artificial joint made usually of
downhill walking: the latter condition is the most demanding metallic alloy and plastic materials, that can replace the dam-
in terms of net forces, with a maximum load acting on the aged knee totally or partially [1]. The total prosthesis consists
knee equal to 15 N/kg of body mass. of three components: the femoral part, the tibial part and the
Contact stress distribution in the PE insert follows from plastic insert that replaces menisci in a healthy knee. Figure 1
the shape of sliding surfaces. Measurements via thin film sen- shows a standard total prosthesis.
sors are reported in [9] where, under a constant femoral load Two different total prostheses are objects of this work:
value, the contact areas of the medial and lateral compart- one is produced by Stryker Corp., the other is produced by
ments are calculated together with the load acting on each Tornier Surgical Implants. Both of them are considered as
compartment. Whether if the femoral load is differently split posterior stabilised prosthesis because their shape is made in
on the two compartments, the contact pressure is similarly a way to prevent possible dislocation of the joint due to high
distributed on the two surfaces. flexion angles of the knee joint. Figure 2 shows the two men-
In [10] finite element analyses are performed on two pos- tioned prostheses. Femoral and tibial components are made
terior stabilised joints, one with a flat and one with a curved of titanium alloy Ti6Al4V, while the plastic insert is made of
post cam. Results show that the second solution reduces Ultra High Molecular Weight Polyethylene UHMWPE.
peaks and average values of Von Mises stress in the PE Main differences between the two prostheses are related
insert. The reduction of stress concentration gives benefits to the plastic insert: in the Stryker prosthesis, the PE insert
in terms of wearing reduction of the plastic material. In the has a central cam element that goes in contact with the mate
same paper, the influence of flexion angles on the contact surface in the femoral plate when the flexion angle exceeds
stress distribution is analysed, namely increasing the flexion a limit value; in Tornier prosthesis, the PE insert has a third
leads to greater contact peaks.
Results of numerical explicit analyses can be found [11]
for a total knee replacement without a posterior cam. This
Femoral component
method is used to find the position of the joint for each flex-
ion angle of the gait cycle. Also loads and contact pressure
are calculated and it has been found that the maximum stress
concentration appears in proximity of the mid point of the
gait cycle.
Beneath the solution of a posterior stabilising cam has a
widespread diffusion in clinical application [12], new mod-
els are recently available that are characterised by a different
shape of the anti-dislocation system; one of these uses a third Plastic spacer
median condyle instead of a post stabilising cam. In [13] a
clinical follow-up study of the performances of this type of
prosthesis has been performed; their results are only in terms
of functionality of the replacements on the patient. To the
author’s knowledge, no mechanical analysis has been per-
formed on the third median condyle joint and no comparison
has ever been done with the posterior stabilising cam solu-
tion, in terms of stress distribution during normal activity of
Tibial component
the prosthesis.
In this work two posterior-stabilized knee joint prostheses Fig. 1 The total knee replacement (courtesy of Tornier Surgical
have been compared, one with a posterior stabilising cam Implants)

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Int J Interact Des Manuf (2013) 7:91–101 93

Fig. 2 Comparison between the systems under analysis: Stryker (left) and Tornier (right)

median condyle where a convex surface on the femoral part


can slide.

2.1 Shape acquisition of the prostheses

To digitally acquire the shapes of the prostheses, a 3D laser


scanner COMET 5 has been used. The scanner COMET 5 is
composed of a 11 mega-pixel camera, a laser source, a work-
station and a software, the COMETPlus, that manages all the
data, from the scanning phase to the CAD model exporting.
The system has a measuring volume that can vary from 80
to 1,000 mm3 , an accuracy level (depending on the volume)
lower than 5 µm and a very reduced acquisition time (about
1 s). The acquisition procedure is here briefly summarised. Fig. 3 CAD models of the prostheses
At first, surfaces to be acquired are sprayed with a mat white
colour in order to minimize reflective spurious phenomena. Table 1 Elastic properties of the materials
Then a regular fringe pattern is projected on the object sur- Young Poisson Stress at
faces by means of a Laser source. Fringe pattern resulting on modulus (MPa) ratio failure (MPa)
the surfaces to be measured is modified according with Moirè
Ti6Al4V 110,000 0.34 1,140
optical principles [14]. Multiple images have been acquired
UHMWPE 2,000 0.44 60
by rotating the object around a vertical axis. All the fringe
patterns have been processed in order to obtain a point-by-
point description of the scanned surfaces.
This kind of systems are usually subjected to noise that requirements for these materials, and in particular for ortho-
causes scattering in the acquired points. For this reason, these paedic uses, are:
points have been imported in the Geomagic Studio software
where they have further been filtered and interpolated into
• load carrying capability and low notch sensitivity due to
NURBS surfaces.
stress concentration; loads generated by normal activity
Final step of this process is the conversion of the NURBS
of the joint should not be modified by the presence of the
surfaces into CAD solid models, depicted in Fig. 3.
prosthesis. Moreover, static, fatigue and creep resistance
are of great importance when considering a biomaterial
application;
2.2 Materials
• good tribological properties: small friction coefficients
and high wearing resistance.
As mentioned before, materials used for these prostheses are
titanium alloy Ti6Al4V and high molecular weight polyeth-
ylene UHMWPE, both are considered as biomaterial because Table 1 summarises elastic characteristics of the materials
of their high compatibility with human tissues [1]. Main used in the models.

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94 Int J Interact Des Manuf (2013) 7:91–101

Fig. 4 Scheme of the loads acting on a knee

3 Loads and constraints on knee prosthesis transmitted to the femur through the hip and can be decom-
posed into two components: one (FA ) along the femoral axis
The determination of loads acting on the knee joint during and another (FT ) perpendicular to it. By imposing the equi-
real working conditions is not a trivial task and requires suit- librium between the femur/knee system and assuming the
able assumptions. A schematic representation of the human lower part of the tibial component as locked (Fig. 4) [11], it
skeleton has been defined in Fig. 4. In this scheme femur can be deduced what follows. Due to the fact that the knee
and tibia are considered as link elements, while main artic- works like a cylindrical joint, it can only react to the axial load
ulations (hip, knee and ankle) are assumed to be cylindrical F A , while the force FT and themoment due to it are balanced
joints [15]. Considering a general position where a person through the muscles [15] that generate axial and transversal
maintains both feet on the ground, the vertical force (FB ) forces but also a reaction moment (MM ).
due to the body weight is equally split between the two legs. In this study, nevertheless, it was assumed to consider only
When a person, instead, stays on a single foot (for example the axial forces acting on the femur and to neglect the trans-
when climbing the stairs), the whole body weight is trans- versal forces and the moment due to the muscles forces. This
mitted to the ground by means of only a leg. assumption does not reduce the quality of results because
Of course such a situation is very common and represents the force along the femoral axis is the one that mainly pro-
one of the worst load conditions for the knee. duces contact stresses between the femoral part and the plas-
In this study the main interest is to evaluate the stress tic insert of the prosthesis.
and pressure values at the interface between the femoral part According with experimental tests in literature [6–8], three
and plastic insert interface, so different working conditions configurations have been studied: φ = 60◦ , 90◦ and 120◦ .
have been investigated by changing the knee flexion angle φ First two values can easily be reached when climbing the
(Fig. 5). stairs (Fig. 4) with different heights of the steps, last value,
instead, is the maximum flexion angle that can be reached in
3.1 Assumptions and limitations a normal use of the prosthesis, for example when squatting
down (Fig. 6). Different contact regions correspond to each
To evaluate the maximum forces on a knee during a nor- of these angles for both Stryker and Tornier joints [9]. In all
mal working condition, it is useful to consider the scheme the analysed configurations, a reference load of 500 N, that
in Fig. 4. In this case, to simplify the load analysis, a sin- takes into account both the force FA and the axial compo-
gle leg support has been studied. The body force (FB ) is nent of the muscles reaction forces [15], is applied on the

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Int J Interact Des Manuf (2013) 7:91–101 95

Fig. 5 Definition of the flexion


angle φ

femur along its axis. Same benchmark load has been used in
literature [10].
Moreover, to apply the axial load to the joint, the femo-
ral bone has been simulated as a cylindrical bar fixed to the
upper component of the knee prosthesis. This model does
not reduce the quality of the results because, as said, the only
considered load acts along the femur towards the knee joint
centre so it is not affected by the shape of the bone.

4 FEM analysis

3D models of the two prostheses have been imported in the


finite element (FE) commercial code Ansys Workbench. FE
models, depicted in Fig. 7, are meshed with esaedric eight-
noded solid elements. The total number of elements is about
140,000 for the complete model. Face-to-face contact is mod-
elled with surface contact elements; in these elements an
augmented Lagrangian method is used to avoid penetration
between the surfaces [16].
To reproduce the real working conditions of the pros-
thesis, two springs have been applied, connecting the tibial
to the femoral component. These springs mimic the behav-
iour of the collateral ligaments, restricting rotations of the
femur around its axis. Spring stiffness value has been taken Fig. 6 120◦ knee flexion angle load case

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this study, both during reverse engineering and CAD/FEM


modelling phases.

4.1 FEM results: Stryker prosthesis

In the following, contact regions and stress distributions are


shown for the PE insert under different flexion angles. Con-
tact happens usually in the two meniscal compartments and
in the anti dislocation element.
Figure 8 shows contact regions and contact stress map
on the PE insert for φ = 60◦ ; it can be noticed that contact
is restricted to external areas of the compartments and to
the central cam, where maximum peaks are present (about
Fig. 7 FEM models of the prostheses 37.5 MPa). In Fig. 9, the distribution of the Von Mises stress is
depicted for the same case of φ = 60◦ . Peaks are located in the
external parts of the cam and their values, equal to 20.7 MPa,
from typical values measured in human ligaments, that is are nearly twice the values calculated in the meniscal com-
K = 34 N/mm. partments. High equivalent stress values are distributed at the
External boundary conditions have been applied to the tib- root of the cam because it behaves like a short clamped beam
ial component and to the femoral bar. The tibial component under flexural loads.
is fixed in all directions, as found in literature [11], while the Figure 10 shows contact stress map for φ = 90◦ . Contact
femoral bar can only move along and rotate around its axis. areas on the meniscal compartments move rearwards with
PE insert has been bonded to the tibial component, the respect to the case of φ = 60◦ , and contact stress peaks on
same bonding is applied between the femoral bar and the fem- the central cam reach higher values (49.9 MPa). On the cam
oral prosthetic component. Bonding is modelled by the FE the pressure peak is located in a central point, while, in the
code as a perfect constrain between the bodies in a way that case of φ = 60◦ the peaks are located in the external areas of
no mutual movements or rotations are permitted. Friction the cam. Similar considerations can be done for equivalent
contact is assumed between the PE insert and the femoral stresses in Fig. 11: in all the stressed areas peaks of equiva-
component, with a friction coefficient of 0.01, according to lent stress are higher (about 27 MPa) than those calculated
considerations in [11]. for φ = 60◦ .
Static incremental-iterative analyses have been performed Last case is related to φ = 120◦ . Figure 12 shows that
to solve nonlinearities due to the contact behaviour. In post- most of the contact load is applied at the top of the central
processing, attention has been paid in evaluating contact and cam and peak values are quite high and equal to 99.6 MPa.
equivalent stresses in the PE insert to be compared with the Pressure peaks on meniscal compartments are again moved
limit stress of the material. All the obtained results are compa- rearwards. Also concerning equivalent stress (Fig. 13) the
rable with other experimental tests [9,10,17] both in terms of map shows that the cam is severely stressed and a maximum
Von Mises and contact stress distribution over the PE insert. value about 52.3 MPa is calculated. This configuration is the
This consideration gives reliability to the procedure used in most severe for such a prosthesis, both in terms of pressure

Fig. 8 Contour map of the contact stress in the Stryker (left) and Tornier (right) prostheses with φ = 60◦

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Int J Interact Des Manuf (2013) 7:91–101 97

Fig. 9 Contour map of the equivalent stress in the Stryker (left) and Tornier (right) prostheses with φ = 60◦

Fig. 10 Contour map of the contact stress in the Stryker (left) and Tornier (right) prostheses with φ = 90◦

Fig. 11 Contour map of the equivalent stress in the Stryker (left) and Tornier (right) prostheses with φ = 90◦

and equivalent stress. The central cam area is always more stress (85.7 MPa). Low stresses are present in the meniscal
stressed than the meniscal compartments. compartments, but peak values are definitively lower than the
one in the central guide.
Stress concentration at the end of the central guide is more
4.2 FEM results: Tornier prosthesis
severe in the case of φ = 120◦ , as Figs. 12 and 13 reveal. In this
condition, the maximum contact pressure is about 139 MPa,
Same loading conditions have been applied to the Tornier
while the stress peak is equal to 150 MPa. Now the meniscal
prosthesis. In the above mentioned Figs. 8, 9, 10, 11, 12,
compartments are fully unloaded and all the external load is
and 13, contact regions and stress distributions are shown
supported by the central guide.
for the PE insert under different flexion angles. Figures 8
and 9 are related to φ = 60◦ . Contact is distributed over the
meniscal compartments in two symmetric areas, the central 4.3 FEM results: comparison of the two prostheses
guide is unloaded. In this case, the pressure and equivalent
stress peak values are, respectively, equal to 66 and 37.5 MPa. Results of the analyses previously performed show that the
Figures 10 and 11 are related to φ = 90◦ . Contact is con- most stressed region of the two prostheses is the central one,
centrated at the end of the central guide where a stress peak is both acting as a cam (in the case of Stryker version) or as
present, both in terms of contact (115.7 MPa) and equivalent a guide (in the case of Tornier version). Results obtained

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98 Int J Interact Des Manuf (2013) 7:91–101

Fig. 12 Contour map of the contact stress in the Stryker (left) and Tornier (right) prostheses with φ = 120◦

Fig. 13 Contour map of the equivalent stress in the Stryker (left) and Tornier (right) prostheses with φ = 120◦

Fig. 14 Comparison of the maximum contact stress values for the two prostheses

for the two joints are collected in the following diagrams in subjected to lower stress peaks. This aspect leads to a higher
Figs. 14 and 15, where maximum contact stress and equiv- resistance to wearing and static failure of the PE insert.
alent stress in the PE insert are compared. For each case
meniscal compartments are not stressed as the central areas. 4.4 FEM results: improvement of the Stryker prosthesis
With the exception of the case of φ = 60◦ , where the cen-
tral guide of the Tornier prosthesis is unloaded, for the other In the previous paragraph, it has been proved that, in terms
load cases it is clearly shown that the Stryker prosthesis is of maximum stresses in the PE insert, the Stryker prosthesis

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Int J Interact Des Manuf (2013) 7:91–101 99

Fig. 15 Comparison of the maximum equivalent stress values for the two prostheses

20° for the two versions of this prosthesis. Diagrams in Figs.


17 and 18 show that the modified Stryker version is charac-
terised by a marked reduction of the peak stress in the case of
φ = 120◦ , while the other load cases are essentially unchanged.
In particular, in this case, pressure and equivalent stress peak
values are, respectively, 61.7 and 38.7 MPa. Being this case
the most dangerous in terms of specific stress on the cam, a
Fig. 16 Shape differences between the original Stryker cam and the reduction of 38 % to the contact pressure and of 26 % to the
modified one equivalent stress means a great improvement with respect to
the original version of the joint.

should be preferred with respect to the Tornier one. Starting


from the fact that contact stresses depend on the shape of the
mating surfaces [10], the central cam of the Stryker joint has 5 Conclusions
been redesigned in order to reduce peaks of contact stress.
In Fig. 16 a comparison between the original version and the In this work a comparison has been proposed of the per-
modified one is shown. formances of two total knee prostheses, one produced by
In the original version, the posterior surface of the cam Stryker Corp. and the other by Tornier Surgical Implants.
has a tangent plane almost vertical; in the modified version Both prostheses are shaped in a way to give posterior sta-
this plane has been rotated up to a value of 20◦ . This value bility to the joint, i.e. to avoid joint dislocation under high
has been chosen in an arbitrary way, by considering that too flexion angles of the knee. Geometries of the prostheses have
low values could have no considerable effect on the results, been acquired via 3D laser scanner techniques. CAD models
whereas too high values could obstruct the normal rotations obtained by interpolation of point-by-point raw acquisition
of the knee. data, have been imported into a FEM software where, under
This modification leads to a better distribution of contact some loading and boundary assumptions, contact and equiv-
without any modification of the kinematics of the joint. alent stress fields have been computed. Numerical analyses
Same load cases have been studied for this modified ver- simulate loading on the joint for different flexion angles.
sion of the Stryker prosthesis. Contact and equivalent stress Results reveal that the Stryker prosthesis is subjected to
maps obtained are quite similar to those seen for the original lower peak stresses; this reduces the risk of wearing of the
Stryker version, especially for φ = 60◦ and φ = 90◦ . Of great polyethylene insert and the resultant creation of dangerous
interest is the comparison of the maximum stress obtained debris.

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100 Int J Interact Des Manuf (2013) 7:91–101

Fig. 17 Comparison of the maximum contact stress in the cam for the original and the modified version of the Stryker prosthesis

Fig. 18 Comparison of the maximum equivalent stress in the cam for the original and the modified version of the Stryker prosthesis

Last step of this work has been the redesign of the Stryker angle varies. Then, considerations about the wearing and
prosthesis in order to enhance its behaviour at high flexion fatigue prediction of the prosthesis during his life-cycle could
angles. The posterior cam of the PE insert has been reshaped, be done.
by giving a different tangent angle of 20◦ , and smoothed.
Lower contact stress peaks have been obtained for this mod- References
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