Escenario

Actividad PELIGRO RIESGOS

 MATRIZ DE RIESGO:

o Riesgo Actual - 2015

Consecuencia

Probabilidad
CONSECUENCIAS Controles Actuales Nivel de Riesgo

Err:502 Err:502

Err:502 Err:502

Err:502 Err:502

Err:502 Err:502
Err:502 Err:502

Err:502 Err:502
DE RIESGO:

Riesgo Objetivo - 2016 Monitoreo & Medi

Consecuencia

Probabilidad
Propietario
Fecha de
Propietario s de los
Controles Futuros Nivel de Riesgo Cumplimien
del Riesgo controles
to
Futuros

Low

Ing. Juan Ing. Cesar

Low 1/5/2013
Perez Espiritu
Low
Monitoreo & Medicion

Descripsio
Fecha de la
No. de n de la
ultima Status
accion ultima
revision
revision

100%
 Escenario

Actividad
PELIGRO RIESGOS

Omisin de uso de EPP Exposicin a cortes

(guantes)

Caseta de guardiania Ambiente ruidoso Exposicin al ruido

Tropiezos de cadas al mismo

Obstruccin de reas nivel

Choque
Exceso de velocidad

Atropello
Transporte de Mantenimiento inadecuado del
vehculo Colisin
materiales

Cadas a desnivel

Distraccin de los
Ergonmico
conductores
Estrs
 no usar EPP (orejeras) ambiente Ruidoso

Distraccin de los Volcaduras

conductores

no se humedece el terreno Generacin de polvo

Excavacin de
terreno

Maquinas en movimiento sin Cadas a nivel

proteccin.

Mal manejo de maquinaria Derrumbes

Instrucciones de trabajo
insuficiente, inadecuado o
mal entendida

Mal manejo de maquinaria

Vaciado del concreto Cadas de altura,golpes

caida de objetos
 poner de forma inadecuada Cadas de objetos
herramientas u objetos

falta de orden Cadas a nivel

no usar EPP (arnes) Cadas de altura

Concreto, encofrado y
acero de Columnas

mal manejo de las herramientas Golpes

alzar peso Sobreesfuerzos

manipulacion de maderas Incrustaciones

poner de forma inadecuada Cadas de objetos

herramientas u objetos

ARMADO DE
ANDAMIO
no usar EPP (arnes) Cadas de altura

mal manejo de las herramientas Golpes

 uso inconrrecto de EPP Cadas a desnivel

Muros mal manejo de las herramientas Cadas de objetos

falta de orden Tropezones

Cadas de objetos

TRANSPORTE
VERTICAL DE Mal manejo de maquinaria
MATERIAL

Golpes
 MATRIZ DE RIESGO:

o Riesgo Actual - 2016

Consecuencia

Probabilidad
CONSECUENCIAS Controles Actuales Nivel de Riesgo

heridas ,contuciones No uso de EPP 2 3 8 Medium

Sordera No uso de EPP 1 4 7 Medium

Fracturas, contusiones No se delimita las reas de trabajo 3 3 13 High

Algunos conductores sobrepasan el

lmite de velocidad 4 2 14 High
Lesiones mltiples (heridas,
fracturas)

Traumatismos No se hace mantenimiento 4 2 14 High

Molestias lumbares

Calambres musculares
Muerte
Incapacitacin Algunos conductores tienen
distracciones 4 2 14 High
temporal o permanente
Sordera ocupacional No uso de EPP 1 3 4 Low

Golpes y heridas, Algunos conductores tienen

politraumatismo distracciones 4 2 14 High

Neumoconiosis, asfixia, asma, No se practica el humedecr el

dermatitis, alergias terreno 2 3 8 Medium

Algunas maquinarias tienen

Golpes y heridas 3 3 13 High
proteccin

Heridas y golpes, contusin, Los operarios no tienen

4 2 14 High
politraumatismo, muertes capacitacin

Los operarios no tienen

capacitacin 4 2 14 High

Los operarios no tienen

Heridas y golpes, contusin, capacitacin 4 2 14 High
politraumatismo, muertes

Los operarios no tienen

capacitacin 4 3 18 Extreme
 Los operarios no tienen
heridas 2 4 12 High
capacitacin

Los operarios no tienen

Golpes y heridas, 3 4 17 High
capacitacin

Heridas y golpes, contusin, No se cuenta con la cantidad

4 3 18 Extreme
politraumatismo, muertes necesaria de EPP( arns)

Los operarios no tienen

HERIDAS 3 2 9 Medium
capacitacin

Inflamaciones de tendones, Los operarios no tienen

hombro, mueca y mano capacitacin 3 4 17 High

Los operarios no tienen

Heridas punzocortantes 2 2 5 Low
capacitacin

Golpes y heridas Los operarios no tienen

2 3 8 Medium
capacitacin

Golpes y heridas, No se cuenta con la cantidad

politraumatismo necesaria de arnes 4 3 18 Extreme

Los operarios no tienen

Heridas 2 3 8 Medium
capacitacin
 Los operarios no tienen
capacitacin 4 2 14 High
Golpes y heridas,
politraumatismo

Los operarios no tienen

heridas 2 3 8 Medium
capacitacin

Golpes, contusiones, Los operarios no tienen

traumatismo capacitacin 3 3 13 High

Golpes y heridas, Los operarios no tienen

politraumatismo capacitacin 4 2 14 High

Los operarios no tienen

Heridas 3 3 13 High
capacitacin
RIESGO:

Riesgo Objetivo - 2017

Consecuencia

Probabilidad
Controles Futuros Nivel de Riesgo

Err:502 Err:502

Err:502 Err:502

Brindar capacitaciones 3 2 9 Medium

Brindar capacitaciones,
implementar normas de 4 1 10 Medium
seguridad

Brindar mantenimiento
peridico de las unidades de 4 1 10 Medium
transporte

Brindar capacitacin y
concientizar a los trabajadores 4 1 10 Medium
 Err:502 Err:502

Brindar capacitacin y
concientizar a los trabajadores 3 1 6 Medium

Err:502 Err:502

Implementar supervisin 2 2 5 Low

Brindar capacitacin y
4 1 10 Medium
concientizar a los trabajadores

Brindar capacitaciones 4 1 10 Medium

Brindar capacitacin y
concientizar a los trabajadores 4 1 10 Medium

Fomentar uso de EPP 4 1 10 Medium

Brindar capacitacin y
concientizar a los trabajadores 2 2 5 Low

Brindar capacitacin y
concientizar a los 2 2 5 Low
trabajadores

Implementar y capacitar el
4 1 10 Medium
uso de EPP

Brindar capacitacin y
concientizar a los 2 2 5 Low
trabajadores

Brindar capacitacin 2 2 5 Low

2 2 5 Low

2 2 5 Low

Implementar y capacitar el
3 2 9 Medium
uso de EPP

2 2 5 Low
Brindar capacitacion 3 2 9 Medium

2 2 5 Low

Brindar capacitacion 3 2 9 Medium

Brindar capacitacion 3 2 9 Medium

Brindar capacitacion 2 2 5 Low

NEWMONT CONSEQUENCE TABLE / TABLA DE CONSECUENCIA
Level Health & Safety
1 First Aid Injury; Nuisance value:
Minor reversible health effects
Insignificant (e.g. minor irritations, nuisance
noise
2 Medical Treatment Injury;
Restricted Work Injury: Minor
Minor reversible health effects requiring
treatment (e.g. high altitude
sickness, sunburns)
3 Single Lost Time Injury:
Moderated reversible health
Moderate effects; Agents with good
warning properties (e.g. sulfur
dioxide, ammonia)
4 Multiple Lost Time Injuries;
Admission to intensive care unit
Major or equivalent: Serious, chronic,
irreversible health effects
resulting in long term
impairments or shortened life.
5 Fatality(s) or permanent
disability; Immediate irreversible
Catastrophic health effects resulting in
permanent disability or death.
Legal Compliance Financial
Environmental Community Operational Security
No or very low Isolated complaint. Loss equivalent to 1 hour of Infractions: Violations of Minor technical/legal > $1,000
environmental impact. production interruption. internal policies and compliance issue unlikely
No media enquiry. procedures. No personal to attract a regulatory
Impact confined to small Routine wear and tear of injury of property damage. response.
area. screen panels at crusher
requires change out.
Low environmental Small numbers of Loss equivalent to 6 hours of Minor Criminal Offenses. Technical/legal compliance > $10,000
impact. sporadic complaints. production interruption. Example: Trespassing, Theft issue which may attract a
under $5000.00, Minor low level administrative
Rapid cleanup by site staff Local media enquiries. Metal tooth on loader bucket Property Damage, etc. response from regulator.
and/or contractors. comes loose while feeding
crusher. Crusher plugged Incident requires reporting
Impact contained to area and tooth has to be cut out of in routine reports (e.g.
currently impacted by crusher. monthly).
operations.
Moderate environmental Serious rate of Loss equivalent to 12 hours Appreciable property Breach of regulation with > $100,000
impact. complaints, repeated of production interruption. damage. Theft over possible prosecution and
complaints from the $10,000.00 value. Low penalties.
Cleanup by site staff same area (clustering). The pressure oxidation vessel intensity civil unrest
and/or contractors. develops a small leak in the Continuing occurrences of
Increased local media brick liner. minor breaches.
Impact confined within interest
lease boundary. Incident requires immediate
(within 48 hours)
notification.
Major environmental Increasing rate of Loss equivalent to 3-7 days of Significant property damage Major breach of regulation > $1,000,000
impact. complaints, repeated production interruption. resulting in operational shut resulting in investigation by
complaints from the down. Significant Criminal regulator.
Considerable cleanup same area (clustering). A critical piece of offenses committed against
effort required using site environmental control persons. Prosecution, penalties or
and external resources. Increased local/ national equipment for gas cleaning at other action likely.
media interest. the roaster facility fails and High intensity civil unrest.
Impact may extend requires replacement. High level fraud or
beyond the lease embezzlement
boundary. Ground fall at the open pit
closes of access road and
buries equipment.
Severe environmental High level of concern or Loss equivalent to more than Major criminal offenses. Serious breach of >$10,000,000
impact. interest from local a week of production Multiple fatalities. Forced regulation resulting in
community. interruption. evacuation of all personnel. investigation by regulator.
Local species destruction
and likely long recovery National and/or Pressure oxidation vessel Operation suspended,
period. international media fails and depressurizes. licenses revoked.
interest.
Extensive cleanup Ground fall at an
involving external underground heading causes
resources. loss of entire heading.
361115327.xls
NEWMONT LIKELIHOOD TABLE / TABLA DE PROBABILIDAD
Nivel Descripcin Criterios (leelos como y/o)

El evento ocurrir
5 Certeza
El evento ocurre diariamente

Se espera que el evento ocurra

4 Muy Probable
El evento ocurre semanal/ mensualmente

El evento se d bajo la ocurrencia de algunas circunstancias

3 Posible
El evento ocurre anualmente

El evento ha ocurrido en otro lugar

2 Poco Probable
El evento ocurre cada 10 aos

El evento podra darse bajo la ocurrencia de circunstancias

1 Raro excepcionales
El evento rara vez ocurre en la industria

Level Description Criteria (read as either/or)

361115327.xls
 Consequence

Likelihood 1 2 3 4 5

Insignificant Minor Moderate Major Catastrophic

5
11 16 20 23 25
Certain
4 7 12 17 21 24
Likely
3 4 8 13 18 22
Possible
2 2 5 9 14 19
Unlikely
1 1 3 6 10 15
Rare

Actions to Maximize
Risk Level Priority Actions to Minimize Risk
Opportunity

Detailed research and

Detailed research and
planning required; determine
planning required; high payoff
Extreme 1 whether activity or task should
potential; pursue opportunity
be stopped pending further
aggressively
investigation

361115327.xls
NEWMONT CONTROL RANKING GUIDE

Risk Control Score = Control Effectiveness Score x Control Rating Code

Control Types
DESIGN CHANGE Engineering type controls that potentially eliminate the hazard.
PASSIVE CONTROL Controls that are in place that do not require human intervention.
ACTIVE CONTROL Controls that are in place that require humans to activate them.
WARNING DEVICE Alarms or monitoring that indicate a hazardous situation.
PROCEDURE Documented SOP's that control the hazardous situation.

Control Rating Code

Pre-event (2) Post-event (1)
Design Change (5) 10 5
Passive Control (4) 8 4
Active Control (3) 6 3
Warning Device (2) 4 2
Procedure (1) 2 1

Control Effectiveness Score

Effectiveness Score Guide

Not used, not known of, not reliable, not readily available, waste of time
Very Poor 1
using.

Used occasionally, doesn't work all the time, known by only small
Poor 2
percentage on site, would use if available.

Control known of, works majority of time, normal expectation that control
Good 3
is available, used regularly.

Control known by 80% of personnel, reliable and used frequently,

Very Good 4
available for large percentage of situations, tested occasionally.

Best practice, difficult to improve, well supported by all personnel, works

Excellent 5 every time, backups available, not subject to being overridden, tested
independently frequently.

Risk Control Score Adequacy Requirement

Pre-Event Post-Event Total

Catastrophic Consequence 100+ 40+ 140+

Major Consequence 60+ 23+ 83+