TYPOLOGY OF NATIONALISM IN BRAZIL
(A Case of Political Breakdown)
Guerreiro~Ramos
Professor, School of Public Administration
University of Southern California
Los Angeles, California
+++Yet the feeling has grown that nationalism is ceasing to
be legitimate. .
Karl Deutsch, "Nation and World" in Ithiel de Sola Pool
(ed.), Contemporary Political Science, McGraw-
Hill Company, New York, 1967, p. 218.
++.What I must do is all that concerns me, not what the people
think. This rule...is the harder because you will always
find those who think they know what {s your duty better than
you know it.
Ralph Waldo Emerson, Self-Reliance, The Peter
Pauper Press, Mount Vernon, New York, 1967,
pp. 16-17.
You always laughed at heroics. ‘People who suffer bore me,'
you said. .'Misfortunes are due mainly to miscalculations.'
And: 'If there are obstacles, the shortest line between two points
may be the crooked line.'
Andrea speaking to Galileo. In Bertolt Brecht,
Gali}eo, English version by Charles Laughton,
Grove Press, Inc., New York, 1966, p. 122.
Los Angeles
February, 1968TYPOLOGY OF NATIONALISM IN BRAZIL
(A Case of Political Breakdown)
Table of Contents”
Conceptualization of Brazilian Nationalism
‘Types of Nationalism in Brazil
The Image of the Nation as a Closed System
Operational Nationalism
Cooptive Nationalism
Populist Nationalism
Naive Nationalism
The Myth of Social Contradictions
The Myth of a Monolithic Brazilian Dominant Class
The Mythical Reification of Imperialism
The Myth of the Messianic Role of the Proletariat
Cognitive Orientations of Brazilian Nationalists
Wholism
Hyper-Historicism
Hyper-Objectivism
Disciplinary Syncretism
Views of Nationalist Writers Before the Coup d'Etat
Views of Nationalist Writers About the Coup d'Etat of March 31, 1964
Some Positive Aspects of Nationalism for the Brazilian Intelligentsia
Attempt at Disciplinary Integr#tion
Sociological Reduction :
Mobilization of Social Sciences to Clarify and Solve Concrete
Problems of Brazilian Development
Some Factors of the Breakdown of Brazilian Nationalism
The Crisis of ISEB
The Meteoric Career of Quadros as a National Leader
Goulart on the Stage
Idlosyneratic Variables
Idiosyncrasies of Quadros
On Goulart's Psychological Profile
The Political System of Brazil
Reascns for the Coup d'Etat
The New Brazilian Inteiligentsia
References
BibliographyIn an earlier effort the writer contrasted theories about modernization
_ by setting up two polar models called Theory N and Theory P. Theory N
proponents view modernization as a set of certain progressive steps based on
the necessary, and perhaps only, logical consequence of a given situation.
Thus, Theory N proponents tended to talk about things which were needed
or necessary or fatalistically determined. Proponents of Theory P, the
“possibility model," presuppose that human choices, within Umits, have a
relevant role in the social and historical process.
The present paper is conceived to be a concrete illustration of what
this writer has been calling the “possibility model." It deals with a case of
political breakdown in Brazil. “One of the main assumptions of this paper is
the idea that any thorough explanation of a case of breakdown will necessarily
fail, 1f one does not give formal attention to the decisions of human actors.
The historical and social process 1s not blind sequence of events in which
the human actor always plays a passive role. History and society are man=
ufactured by human decisions, although within Hmitations imposed by the
circumstances. In any social process, particularly the political process, it \,
i
4s possible to argue the responsibility of human agents. Success and failure,
achievement and breakdown, can be visualized from a volunatristic standpoint,
—.
*Although I assume total responsibility for my paper's content and
conceptualization, I want to express my gratefulness to Professor Wesley Bjur
who fitted my original English to grammatical requirements. Also I thank
Mare Lindenberg for his careful revision of this paper, from which resulted
many refinements, including conceptual ones.-2-
which does not deny the impingement of objective factors. In other words,
the so-called “objective conditions," soctal and historical "forces ," are
not the whole story in any course of events. In fact, very often they are
alleged as excuses for irresponsibility, for occasional or systematic mis~
calculation. There is no achievement without merit. No breakdown without
demerit. Both are results ef intanionel Bale of willing, tn a vortein measore,
joidie-or Bua, according to the circumstances. Determinism understood as
fatalism is unacceptable by social science. Soctety is an open system, 1.¢.,
one in which what {s actualized is always one among other possibilities .
Social scientific theories are risky theorles in the sense that they
commit the honor of one's reasoning, They are exact conjectures, {.e.,
conjectures with predictable and precisé margins of error-—The true scientist
does not excuse himself when-his-Gonjecture 1s empirically unconfirmed. In
such a case, he is ethically obliged to admit he is wrong.
The case of breakdown we are going to examine may reveal the m=
{tations of both a theoretical attitude about nationalism and a set of human
actor's decisions. Indeed, March 31, 1964, 1s a landmark in the contemporary
political history of Brazil. It is not only the day when President Jo&o Goulart
was ousted from office by a military coup d'etat;? it can also be considered
a tuming point in the course of the Brazilian nationalist movement. From, our |
vantage point, such a movement can be considered a case of a prophecy that |
failed. This paper will examine the reactions of the Brazilian nationalist=3-
mo. \
intellectuals and politicians to the breakdown of their endeavors, illustrated |
by the fall of President Jofo Goulart. It will focus, also upon the behavioral
and cognitive orfentations of the nationalist intelligentsia in Brazil. 3 |
Finally, no social scientist can hope to screen out all of his personal
values. I wish to wam my readers that I was a dissident Participant in both
the nationalist movement and the prevailing left current of Brazilian political
life.
My approach is limited in the following ways. First, the expression
“nationalist political theory" which will occur here cannot be considered as
@ set of empirically valid statements, but rather as a complex set of views
and conceptual assumptions of variable degrees of logical and concrete
consistency. Second, since the main point of the paper is typological; I
will ir clude historical details only when necessary. Third, no individual
cited in this paper completely fits my typology. Some writers are moré
Tepresentative than others. Fourth, Iam studying nationalism in a limited
time span, the last fifteen years in Brazil. ,
A Conceptualization of the Brazilian Nationalism
In the last fifteen years nationalism in Brazil deserves to be technically
considered as a social movement. As such, it has been, as any other social
movement, a “large-scale, widespread, and continuing elementary collective
behavior in pursuit of an objective that affects and shapes the social order
in some fundamental aspect.’ This definition is, in itself, a criterion to
characterize contemporary Brazilian nationalism.‘There are in Brazilian history many instances of mobilization of people v
around issues and problems which are again under consideration by nationalists .
But in the past, nationalism as a political systematic attitude, never attained
the stage of a true social movement as above defined.° As a social movement,
itis a comparatively late phenomenon in Brazil. Thus, we can define it as
a social movement whose followers feel themselves committed to the task of
mobilization of the national population to achieve full capacity of self-
direction as a nation anda state. This definition is sufficiently general to
include the latter day nationalism in the Western European countries as well
as of contemporary emergent countries. But this 1s not to say that nationalism
has not had different reasons to appear and different contents in the past
and present, Although tt has some similarities with other movements, Brazilian
nationalism is globally a specific historical event. Thus, the attempt at its
categorization in this paper is not thought to be fully extrapolated to other
cases or to other nations.
Since nationalism began in Brazil as a social movement about fifteen
years ago, a great number of books, publications, and articles in newspapers, °
periodicals, and journals of several sorts, sizes, and degrees of sophistication
have appeared and have been read sympathetically by a significant part of
the Uterate population everywhere in the country. Although heterogeneous
as far as organization, ideological and theoretical orientation is concerned,
such movement became powerful and influential. However, at a certainmoment of its evolution, its elite, intellectuals and politicians, and its
mass membership became committed to a style of thinking, some of whose
characteristics became dysfunctional for the manifest goal of the movement.
These characteristics arrived at a climax point at the time when
Jo8o Goulart was President of Brazil from September 7, 1961 to March 31, 1964.
If the nationalist literature has always had a high content of metaphysics and
belief, during the Goulart presidency such a content was stronger than at
any time before. As President, Goulart flattered the nationalists, attracted
them, while pursuing his own political roles, and, so to speak, made them
believe that they had mass power, which the circumstances did not support.
‘They became extremely bovaristic and optimistically faithful about the val-
idity of their ideas. Nationalism in those days was rather a faith than a
true theory.
A great part of the predictions and analyses of the nationalist writers
were based on assumptions dogmatically taken for granted, without satis-
factory consideration of their empirical support. The breakdown of the Goulart
government and the subsequent events in Brazil have created difficult Mmes
for nationalists. In a word, such happenings are a demonstration of the lack
of objectivity and even of the metaphysical content of the general approach
of those who, in the days of the Goulart government, seized the leadership
ofthe Brazilian nationalist movement.Types of Nationalism in Brazil
First of all, let us consider what deserve to be called the myths of
Brazilian nationalist political theory. ‘
‘The Image of the Nation as a Closed System
The first of these myths 1s the one which considers the nation as a
closed system or as an entity, intrinsically good or rational. While it is
true that this image of the nation has not been shared by all nationalists, it
can'be considered as a category of our typology because it was predominant
“in the movement. Thus, it is possible to classify different types of nation-
alism across a gamut of commitment by the nationalists to this kind of
nationalistic myth. We will characterize four types of nationalism: operational
nationalism, cooptive nationalism, populist nationalism and naive nationalism.
Operational Nationalism. We propose to call the first of these types oper-
ational, or strategic nationalism. Those who practice operational nationalism
do not consider the nation as a definitive or eternal form of organization of
a people in history. For them, every kind of nationalism is circumstantial,
and the contemporary version is a provisory means of mass mobilization in
the peripheral countries destined to liberate them from colonial dependence.
They believe that they are forced to act as nationalists by the contemporary
conditions of the world. The assumption of this type of nationalism is at
the foundation of the work of some Brazilian intellectuals and politicians.-7-
At least one writer expressed it in articulate terms.° Those who
have practiced this form of nationalism--intellectuals, professionals, social
scientists, and politicians--have been more concerned with specific national
issues and problems than with political agitation. Furthermore, the group
of intellectuals who founded the IBESP (Brazilian Institute of Economics,
Soctology and Politics) in 1953 can be considered as operationally orlented.
Again, the Advanced Institute of Brazilian Studies, very well known by its
acronym ISEB, was founded in 1955, also under the inspiration of this type
of nationalism. It was designed to be a scientific institution. In its
Department of Sociology, an effort was begun in that year, and continued
until 1988, to delineate the methodological guidelines of a social science
suited to the Brazilian conditions, and to constitute a bank of empirical date
about several problems. This Department constituted a research service
that, in 1958, prepared monographs on several Brazilian concrete problems.
In December, 1958, an internal crisis occurred , dividing those who had
founded the ISEB. This split resulted in the resignation of this writer, then
Director of that Department. From 1959 on the group of intellectuals who
controlled the ISEB considered it an agency for political mobilization rather
than for academic research.
In addition to the intellectuals, a number of politicians, businessmen
and administrators behaved as operational nationalists. For instance,
San Thiago Dentas served as Minister of Foreign Relations (from September,1961 to January, 1963) and Carvalho Pinto served as Minister of Finance
(from June to December, 1963). These men have served as problem-solvers
and negotiators with external interests, rather than as systematic bellevers
in an all inclusive ideology.
Cooptive Nationalism. Another variation is cooptive nationalism. In general
those who adopt the cooptive nationalism do so for Machiavellian reasons.
Recognizing the popular appeal of the movement, they adhere to it, without
arguing its eventual ideological content, but instead attempting to manipulate
the electorate in favor of their own political goals. We have to distinguish
between two types of cooptive nationalism: the paternalistic and the com-
munistic, Some professional politicians, who we call cooptive paternalistic
nationalists, run their careers in traditional terms. They are not concerned
about ideological issues. They are realists. They do not hesitate to present
themselves as nationalists in order not to lose their positions in the power
structure. The communists are also followers of the cooptive nationalism but
for different reasons. They are essentially internationalists and in theory
they tend to think of nationalism as a bourgeois ideology. However, ina
developing country like Brazil, they admit that nationalism is functional to
their goal. Therefore, they attempt to coopt the natfonalist movement. In
the days of the Goulart government, the communists had strong positions in
the leadership of the nationalist movement, and the faculty of ISEB was dom-
inated by them.Populist Nationalism. Populist natfonalism is usually practiced by politicians
who have no articulated ideology. In general, they mobilize sentiments,
feelings, and emotions, in combination with some theoretical elements of
a mandan flavor, They cannot be considered communists because, in general,
they do not relate their actions to mandsm nor do they admit the subordination
of the Brazilian nation to guidelines formulated by any other nation, even the
Soviet Union, China or Cuba. Nevertheless, they are very sympathetic to
the so-called socialist nations. They sometimes show a great degree of
Sincere concern about the suffering of the poor which makes them very
influential in the Brazilian context. We tend to include Jodo Goulart and
Leonel Brizola as outstanding representatives of this kind of nationalism.
Naive Nationalism. The followers of naive or ethnocentric nationalism
tend to consider the Brazilian nation as a closed system. Ina limited sense,
they believe that everything that {s Brazilian is essentially cocd and every-
thing that is foreign 1s essentially bad. This kind of nationalism 1s close
to xenophobia. Of course, a full, crude commitment to it is rare. Naive
nationalism has pervaded,