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ARTÍCULO DE INVESTIGACIÓN

CARICOM Fifty-Fifty: Prospects for Ideological


Shift from Personal to Popular Sovereignty1
Cincuenta años de CARICOM: perspectivas de cambio ideológico
de la soberanía personal a la soberanía popular en los próximos 50 años

Terri-Ann Gilbert-Roberts2

Abstract: Resumen:
A balance of CARICOM leadership performance Se presenta un balance del liderazgo la dirección del
through the first 50 years of the organization is pre- CARICOM a lo largo de los primeros 50 años de la
sented, focusing on the participation or exclusion of organización, haciendo énfasis en la participación o
common people in the evolution of the organization exclusión de la gente común en la evolución de la or-
and its member states. It is shown that leaderships ganización y sus estados miembros. Se muestra que los
have been acting as single persons, mainly supported liderazgos han actuado como personas individuales,
on their individual authority. This behaviour has led apoyados principalmente en la autoridad individual.
to the exclusion of people from the regional integra- Este comportamiento ha llevado a la exclusión de la
tion process since the construction of sovereignty has gente en los proceso de integración regional ya que la
resulted in the personal sovereignty of political leaders. construcción de soberanía ha devenido en la soberanía
Limitations and restriction on people mobility within personal de los líderes políticos. Este tipo de liderazgo
member states, among other issues, have also arisen también ha dado lugar, entre otras cosas, al surgimien-
as a result of this type of leadership in opposition to to de limitaciones y restricciones en la movilidad de la
the declarations of good intentions in this direction. gente entre los estados miembros, contrario a las de-
In accordance with the diagnostic, the need of a new claraciones de buenas intenciones en este sentido. De
agenda pretending to attain the popularisation of the acuerdo con el diagnóstico, se establece la necesidad
sovereignty of CARICOM is stated as a component to de instaurar una nueva agenda con miras a alcanzar la
be taken into account in a wide framework in the pro- popularización de la soberanía del CARICOM, como
jection for the next 50 years of the organization. The un componente a ser tenido en cuenta como parte de
required agenda should be constructed on the basis un marco de referencia amplio en la proyección de los
of a sovereignty bargain built around some essential próximos 50 años de la organización. La agenda reque-
features which allow the attainment of a popular sov- rida debería construirse sobre la base de un acuerdo de
ereignty involving common people and considering si- soberanía construido alrededor de algunas condiciones
multaneously the regional and national sovereignties. esenciales que permitan el logro de una soberanía po-
pular que involucre a la gente común y que considere
Key words: CARICOM, personal sovereignty, popu- simultáneamente las soberanías regionales y nacionales.
lar sovereignty, sovereignty bargain, Caribbean.
Palabras clave: CARICOM, soberanía personal, so-
beranía popular, acuerdo de soberanía, Caribe.
1 Paper presented at the Ciclo de Pensamiento Social Caribeño – Casa de las Américas, Havana, 28th June, 2012
2 Sir Arthur Lewis Institute of Social and Economic Studies (SALISES), UWI Mona. e-mail: terriann.gilbertrobertsQuwimona.edu.jm.

Recibido: 3 de junio de 2014. Aprobado: 8 de septiembre de 2014.

Cuadernos del Caribe ISSN: 1794-7065 | ISSN-e: 2390-0555 | Vol. 17 No. 1 de 2014 | pág. 11-19
revista
San Andrés Isla, Colombia
Terri-ann Gilbert-roberts

INTRODUCTION: experience of sovereignty and citizenship in the


It would appear that sovereignty in the Com- Caribbean Community (CARICOM). First, I
monwealth Caribbean has reached a significant will explore the historical underpinnings of the
milestone. In just a few months, both Jamaica sovereignty concept and relate this to the theo-
and Trinidad and Tobago will mark 50 years of retical assumptions about its relationship to citi-
independence. While the year 2012 gives rise to zenship and regionalism. Secondly, I will outline
celebration, it also calls for sober reflection on the features of the personal sovereignty tradition
the state of self-governance and sovereignty–even evident in the CARICOM regional governance
at a regional level. While the frailty of Caribbean framework. Thirdly, I will demonstrate the em-
sovereignty at the national level has been given a beddedness of the tradition by examining the
lot of attention [see (Meeks 2012; Boxill 2005; ways in which it has limited rights of regional
Munroe 2005). Munroe, Boxill, and most re- citizenship and stymied popular participation in
cently Meeks, the latter in relation to the impli- regional decision-making. Finally, the paper con-
cations of the 2010 Dudus Affair for Jamaican cludes with brief proposals for an agenda towards
sovereignty], there still remains room for frank the popularisation of sovereignty in support of
analysis of the transfer of that frailty to the re- the next 50 years of CARICOM leadership.
gional level, where, an implementation deficit (a
feature of stagnation) is evident. Indeed, the pro-
jection of a potential collapse of the Caribbean A. Sovereignty, Regionalism and
Community (CARICOM) within five years is a Citizenship
reflection of concern about the stagnation and To begin the discussion we must come to unders-
sustainability of Caribbean regional governance tand how sovereignty has evolved to become such
(see for example Stoneman, Pollard, and Inniss an important institution in contemporary gover-
2012). The problematic relates to a paradoxical nance. In brief, we can summarise the evolution
relationship between sovereignty and regionalism of the concept in three historical periods which
in the Caribbean experience – where historically have resulted in sovereignty being transformed
both have emerged from the same shoots of West from a theoretical descriptor for the exercise of
Indian Nationalism but have evolved to embra- power and authority to an international legal
ce divergent paths to the exercise of power and institution representing the “totality of rights
authority which are difficult to reintegrate. In and duties recognised by international law, as
my view, the inability to manage this paradox residing in the State” (Crawford 2006, 32). Tho-
and reverse the stagnation arises from a failure of se three periods are:
leadership founded on a misconception of sovere- 1. Initial Conceptualisation: The initial
ignty. That failure extends to the perpetuation of concept of sovereignty, coined by Jean Bodin,
an archaic construction of sovereignty–concep- provided a framework for support of an ideal
tualised as a “personal sovereignty” of political order in which absolute political authority would
leaders–which has been evident throughout most reside with the kings and princes of 16th Cen-
of the last 50 years of Caribbean regional leader- tury Europe rather than the papal authority of
ship. That limited conceptualisation of sovereig- the Republica Cristiana (in Boli 2001, 56). The
nty has also served to alienate and exclude people significant area of attention relates to its des-
from the regional integration process–effectively cription of absolute and autonomous [freedom
denying them the right to claim a Caribbean from external influence] exercise of authority
regional citizenship. and power.
In support of that argument, I will share some 2. Popularisation: That initial notion of an
preliminary observations about the regional absolute authority was thereafter, modified and

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Caricom fifty-fifty: prospects for ideological shift from personal to popular sovereignty

exploited over several centuries according chan- – in the third phase of evolution–by reflecting a
ging political context and varying leadership as- responsibility of states to provide developmental
pirations. This is the phase of evolution which is support – that is, the exercise control of various
most critical to my attempt to link sovereignty variables in the interests of the people. The im-
to citizenship. It was the philosophical debates portant issue here is to exercise deliberate con-
between the 17th and 18th centuries which dee- trol to produce development effect for citizens
pened the significance of sovereignty by esta- of the state.
blishing a distinct relationship between the king The state-centric notion of sovereignty be-
(as state representative) and the society – two gan to erode with increasing globalisation and
spheres which had previously remained separa- regionalisation of activity from the 1960s pe-
te. Classic realist theories of state sovereignty, riod of decolonisation. Sovereignty was now
following Bodin’s initial framework (including increasingly being manipulated within regional
those of Hobbes) had placed no responsibility arrangements in order to enhance state capacity
on rulers to be accountable to ‘the people’ or to fulfil their international legal obligations.
to seek their consent to govern. In opposition In order to understand this process we must
to that context of unlimited state power, other unbundle sovereignty [as would be recommen-
theorists, particularly Locke and Rousseau, revi- ded by (Krasner 1999)] and conceptualise re-
sed the conception of sovereignty by acknowled- gionalism as a sovereignty bargain. I will make
ging the need for a social contract between the here just a short introduction to the sovereignty
state and the people, based on respect for the bargains framework I have used elsewhere to
right of every individual to grant their consent discuss the implementation deficit. (This fra-
to be governed and to be protected from unjust mework is an expansion and refinement of the
rule (in Camilleri and Falk 1992; Pierre 2000). frameworks started by Byers 1991; Litfin 1997;
Thus, the second stage of sovereignty’s evolution Litfin 1998).
– the popularisation of sovereignty – establis- In the past, I have used the analogy of a
hed a link between the will of the people and cocktail to explain how sovereignty bargains
the legitimacy of state control. The significance provide for the manipulation or reconfigura-
of this lies in its representation of a shift from tion of sovereignty towards better development
an absolute personal sovereignty of European outcomes. One could compare the negotiation
monarchs to a popular sovereignty held by the of a sovereignty bargain to the mixing of a coc-
people of the state and their representatives. It ktail comprising various ingredients. Different
is that notion which became the hallmark of the combinations of the ingredients produce varying
French and American revolutions–the legacies of levels of consistency, concentration, acidity or
which, buttressed thereafter by European colo- sweetness, without compromising the overall
nial influence, facilitated the almost worldwide integrity of the cocktail. The challenge lies,
adoption, between the 19th and 20th Centuries, therefore, in creating a cocktail which satisfies
of a dominant ‘Western’ model of representati- the tastes of the people.
ve government in a modern democratic state as To apply it to the regional integration fra-
well as an international legal order. That is the mework – the challenge is to mix a cocktail of
foundation upon which leaders claim to have various attributes–autonomy authority, legiti-
built Caribbean independent states. The impor- macy, and control should be properly blended
tant phrases here relate to the legitimacy of in order to meet the development aspirations of
sovereignty. the people. The resulting regional integration
3. Internationalisation: The popular concept cocktail should suggest to the people that sove-
of sovereignty was embedded in international law reignty has been enhanced, in spite of whether

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Terri-ann Gilbert-roberts

larger or smaller measures of each attribute have suggest that the post-independence political
been retained in the mixture. The ideal bargain culture has equated national sovereignty with
[if we abide by the legacy of popularisation and a personal sovereignty (the latter concept was
legalisation of sovereignty] would be to limit the first proposed by Lewis 1991). I argue that this
amount of state autonomy [freedom from external inflexible notion of personal sovereignty has in-
influence] in decision-making in order to maxi- tensified over time and has stymied opportuni-
mise control [producing a development effect] and ties for establishment of effective structures for
legitimate authority [meeting the will of the people popular participation and partnership.
through their participation in and influence on the The main features of the CARICOM So-
decision-making process]. vereignty Bargain, which reflect this personal
Theoretically therefore, sovereignty is inten- sovereignty tradition, are:
ded to enhance citizenship, whether at national 1. Maximisation of Autonomy through for-
or regional level. However, the extent to which mal authority: Authority is naturally emphasi-
the operationalisation of that popular sovere- sed as a symbol of the achievement of national
ignty is achieved depends, in my view on the independence in constituent members. However,
interpretations of meaning applied by political within the Caribbean political culture, authority
elites – in this case, the political leaders of an is invested within individual Heads of Govern-
regional integration movement. The CARICOM ment who are personally responsible for political
to date has not held true to the popular sovere- and socio-economic affairs, including the safe-
ignty concept. guarding of the purist conception of sovereign-
ty [e.g. the limited legal framework, based on a
dualist system has maximised national autonomy
B. The 50-Year Tradition of Personalised in CARICOM; the lack of supranationality has
Sovereignty achieved the same effect].
Contrary to the ideal outcome of a sovereignty 2. Misinterpretation of the Control attri-
bargain which I have just outlined, CARICOM bute: Control is perhaps the most important at-
governance has reflected, over the last 50 years, tribute to CARICOM governments because it is
a negative outcome whereby the meaning of so- conceptualised as a symbol of the authority and
vereignty has been completely misconstrued by autonomy of Heads of Government. In the CA-
leaders and a purist (absolutist) conception has RICOM tradition of sovereignty formal autho-
taken root. Since 1962, generations of Caribbean rity has been confused with effective control. In
leaders have been dedicated to the protection and theory, control is conceptualised as an ability to
safeguarding of a particularly divisive notion of produce a developmental effect. In CARICOM,
absolute sovereignty against the intrusion of non- control has been conceptualised as an authorita-
governmental authority. Their limited construc- rian system of supervision by leaders which does
tion of the concept reveals a misunderstanding not extend beyond control of deliberations and
of the multi-dimensional nature of sovereignty as decision-making to embrace effective executive
an amalgamation of various attributes of legiti- action. In other words, rather than an ability to
macy, autonomy and control. The leader-centric produce a development effect it is conceptualised
regime to date has emphasised the authority and as an individual capacity to control the regional
control of Heads of Government at the expense decision-making process [e.g.: At the regional
of legitimacy, as demonstrated by the exclusion level it is translated into various mechanisms
of others from the decision-making process. which reinforce the authority of Heads above
Heads of Government have been so promi- other actors – the prominence of the CARICOM
nent in the evolution of the Community as to Heads of Government (CHOG); contingent

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Caricom fifty-fifty: prospects for ideological shift from personal to popular sovereignty

subordination of other Councils; maintenance of The decisions at Grande Anse in 1989 initiated
the unanimity rule of decision-making]. Howe- a process towards the establishment of a Single
ver, actual control outside the deliberative fora, Market and Economy intended to meet the de-
is not achieved. The capacity for effective control velopment aspirations of the people. That was
over state and regional affairs remains weak or followed by a 1990 Kingston Declaration on De-
non-existent. This is in effect the implementa- mocracy and Popular Participation which recog-
tion deficit which has been widely studied. nised the rights of the Caribbean citizen within
3. A minimisation of Legitimacy and Po- the CARICOM Single Market and Economy
pular Sovereignty: The people’s objectives and (CSME). Heads declared:
development aspirations have been ignored in “We are determined to strengthen the proces-
favour of making the system a personal project of ses by providing every opportunity for the full
Heads of Government who, once elected, are not involvement of all our citizens in the governan-
held accountable for implementation of regional ce of their affairs, in particular the deepening of
decisions. Legitimacy is interpreted in a very na- our integration effort toward the achievement of
rrow sense in CARICOM. It is viewed solely in a truly authentic Caribbean personality. We rei-
respect of the role of the electoral process in esta- terate our commitment to establishing an Assem-
blishing the authority and autonomy of national bly of Caribbean Community Parliamentarians
governments. Beyond the ballot, Legitimacy of with representatives from both government and
regional decision-making and citizen participa- opposition members of our Parliaments. This
tion is not given high priority. In fact, neither Assembly will be deliberative and consultative
are regional issues a part of national political and will, we confidently expect, be a powerful
manifestos nor are citizen rights and aspirations influence on the integration movement and on
given priority in regional decision-making fora. furthering democratic processes in the Region.”
The limited engagement of the political oppo- (CARICOM Conference of Heads of Govern-
sition, business, labour and civil society in the ment 1990).
CARICOM system has led to concerns about How has the personal sovereignty tradition
the legitimacy and relevance of CARICOM inf luenced these CSME and popular partici-
decision-making. pation agendas? I intend to look at four areas
Now, I would like to share some examples of keeping ordinary people out of the intended
of the way in which the tradition of safeguar- “people-focused” agendas:
ding a personal sovereignty has served to deny
Caribbean people access to a regional identity
and opportunities to claim the rights accorded to 1. The CSME Free Movement Agenda:
them under the Revised the Treaty of Chagua- The Revised Treaty of Chaguaramas speaks a
ramas, and other decisions of the Community. commitment to achieve the free movement of
people within the Single Market established
in 2006 (see Articles 45 and 46). On paper it
C. Keeping (Ordinary) people out of the represents great potential for consolidating a
people-focused CARICOM agendas regional citizenship through building bonds
The personal sovereignty tradition has been so among peoples across state boundaries. Howe-
embedded in CARICOM that it has served to ver, its operationalisation has, in fact, advanced
undermine the people-focused agendas initiated a limited and elitist conception of citizenship in
by leaders themselves. The 1989/1990 period re- two main ways. First, it has limited the scope
flects a watershed in the efforts towards popu- of citizenship by essentially ascribing full free
larizing sovereignty in CARICOM governance. movement only to a limited set of approved

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Terri-ann Gilbert-roberts

skilled groups interested in exploiting rights of Notwithstanding the limitations of reach, the
establishment. The ordinary man interested in commission approach to consultation has been
exploring the region – as a means of cultural fairly well applied since 1989, including the
and personal integration – does not have full establishment of a Commission on Health,
and free movement within the CSME zone. One 2007 and most recently on Youth Development
must provide evidence to national authorities of (2007-2010). These commissions have provided
the purpose of visit and in some instances will opportunities for useful interactions amongst
not be given the full 30 days leave of stay. The Caribbean people, raised their awareness of and
second challenge is that the implementation of participation in integration and produced recom-
free movement where it does exist is uneven mendation which reflect their voices and perspec-
and there remains uncertainty about standards tives on regional governance reform. However,
of treatment at ports of entry [notwithstanding, the implementation of these recommendations
the fact that we now await the outcome of the remains elusive –reflecting a disregard for the
case of Shanique Myrie which is now before the people. The disregard has even extended to the
Caribbean Court of Justice (CCJ)]. reception of the recommendations, as illustrated
by the case of the CARICOM Commission on
Youth Development (CCYD).
2. The Consultation agenda: Ironically, while the Youth Commission’s re-
The operationalisation of consultation in CARI- port documented the voicelessness felt by youth
COM has demonstrated the limited influence of in communities and made recommendations to
Caribbean citizens on regional decision-making. Heads to rectify this. When a Special Summit
The first approach has been to allow members of was convened to discuss the report in January
what used to be referred to as a Joint Consulta- 2010, Heads failed to seize the opportunity for
tive Committee (JCC) to interact directly with inclusive governance. The first Special Summit
Heads of Government at the annual summit. of Heads on Youth was convened in Suriname
This has since been suspended. My critique is to provide a forum for exchange between youth
that this preserved the notion of Head of Go- and Heads of Government as they received the
vernment control by placing it at this level. Se- report of the Commission. Only three of the
condly, it limited the interaction to an annual 19 Heads of Government attended. Few apolo-
exchange. Thirdly, it included a narrow group gies were tendered. At no other Special Summit
of representatives from the Caribbean Congress -a mechanism developed and employed by the
of Labour (CCL), the Caribbean Association of Heads themselves for matters they consider to be
Industry and Commerce (CAIC) and more re- of paramount importance- has the turn out been
cently the Caribbean Policy Development Centre so poor. The message it sent was that youth and
(CPDC). Where were the ordinary man and their concerns are not a priority and certainly
woman? Why divorced from umbrella groups? youth are not partners in the development pro-
How were their views heard? cess. It led the young people to stage a protest
The establishment of the West Indian Com- at the start of the Opening Ceremony because
mission (WIC) in 1989 is perhaps on the most of what one youth commentator described as a
prominent attempts to solicit the view of the “callous disregard” inherent in the absence of
ordinary man on the functioning and evolu- their leaders (Collins 2010).
tion of the regional framework. The years of The recommendations for reform from the
study and popular consultation advanced by West Indian Commission –contextualized
the WIC was a positive attempt to provide op- within a “unity among peoples” paradigm– were
portunities for the ordinary man to participate. also largely rejected or poorly operationalised

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Caricom fifty-fifty: prospects for ideological shift from personal to popular sovereignty

–including the proposals for an Assembly of of people-representatives in decision-making has


Caribbean Community Parliamentarians and a been deliberately abandoned –the institution
Charter of Civil Society– both of which repre- being described by heads themselves in 2010 as
sent my final two examples of the embedded- “not a priority” for the current agenda.
ness of personal sovereignty (West Indian 4. The Partnership Agenda: My final exam-
Commission 1992). ple of the safeguarding of personal sovereign-
3. The Representation agenda: The Assem- ty relates to the treatment of the CARICOM
bly of Caribbean Community Parliamentarians Charter of Civil Society adopted in 1997. The
was established in 1994 as a forum for re-integra- principles outlined in the twenty-seven articles
tion of popular sovereignty into the governance of the Charter covered a wide range of issues
framework. Article 4 of the Agreement set out including good governance, human rights and
the objectives of involving the people and their respect for cultural and religious diversity (CA-
representatives, including those in opposition, in RICOM Conference of Heads of Government
discussions of regional affairs and in encouraging 1997). The Charter intimated a framework for
Member State adoption of coordinated foreign social partnership which would complement
policies and common economic, social, cultural other consultative processes and began with the
scientific and legal policies (CARICOM Con- phrase: “We, the People of the Caribbean Com-
ference of Heads of Government 1992) [though munity, acting through the assembled represen-
limited by Article 5 which forbids the discus- tatives of our Governments” which suggested the
sion of any matter falling “exclusively within acceptance of the principles of participation and
the domestic jurisdiction” of a Member State or accountability in governance, as conceptualised
Associate Member State (see Pollard 1997, 224)]. in the 1990 Kingston Declaration and elaborated
However, its role has now been obscured in the in the 1992 report of the WIC -“Time for Ac-
system –as no sittings have occurred since 2000. tion”. The new social partnership was expected
Prior to that, Caribbean people were detached “enhance public confidence in governance, the-
from their representatives and excluded from reby reinforcing the loyalty of the people”, and
their deliberations at its three sittings (1996, to secure governmental commitment to “respect
1999, 2000). At its inaugural meeting held in and strengthen the fundamental elements of a
Barbados in May 1996, Guyana proposed a mo- civil society” (CARICOM Conference of Heads
tion on the admission of NGO representatives of Government 1997). The Charter called for
as observers to the Assembly (Assembly of Ca- the institutionalisation of interaction between
ribbean Community Parliamentarians (ACCP) the CHOG and other Community Organs with
1996). Having realised the implications of such the social partners who were identified as those
amendment of the Agreement, for personal so- government, employers’, workers’ and other non-
vereignty, including the strong positions held governmental associations recognised by Mem-
by some government Parliamentarians about ber States more frequent direct consultations
the dilution of the Assembly with non-elected between the Joint Consultative Committee and
representatives, the Assembly rejected the pro- the CHOG on an annual basis and to the conve-
posal and missed an opportunity for greater ning of a broader regional consultative forum of
involvement civil society. A similar exclusion 150 representatives in 2002 called ‘Forward To-
was initially applied to Opposition parliamen- gether’. However, the Charter’s potential role in
tarians. In spite of calls for the strengthening of regional governance has been limited first, by the
the ACCP in the most recent round of proposals inadequacy of the provisions for its implemen-
for governance reform –initiated by the 2003 tation –achieved by not making it legally bin-
Rose Hall Declaration– it appears that the role ding-; and secondly, by limiting the conception

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Terri-ann Gilbert-roberts

of people –to approved groups selected by the Secondly, and perhaps more fundamentally, it
state-. There is very little information about what is in fact regional CARICOM Summits, Con-
has happened to this partnership agenda –not- ferences and Caucuses that have served to rein-
withstanding the launch of a CARICOM Civil force restrictive conceptions of sovereignty. In
Society Project in 2010. other words, personalised sovereignty, which I
will admit also exists at the national level, finds
expression at a collective level among 15 – 19
CONCLUSION Heads of Government, thereby lending a per-
In conclusion, my observations have shown the verted notion of legitimacy to the personal so-
following: vereignty tradition.
1. CARICOM has initiated a new fourth pha- Of course, I have assumed that people still
se in sovereignty’s evolution –The Personalisation want to participate, in a context where greater
of Sovereignty. levels of frustration with CARICOM are being
2. The focus of regional governance over the expressed by citizens, especially youth. However,
last 50 years has been on consolidating a tradi- I believe there is potential for analysis of the
tion of personal sovereignty. skeletons of the structures for popular partici-
3. The tradition has stifled the potential ele- pation which already exist, in order to give the
ments for advancing a regional citizenship, by Charter, the Assembly and other participatory
denying or limiting participation rights. mechanisms new flesh – to invigorate popular
The result of this has been: interest and commitment to the movement.
• Disregard of People (Exclusion from partici- Short-term initiation of a shift from personal to
pation; and even disrespect as in the case of a popular sovereignty is of paramount importance
vulnerable group like youth); in leading CARICOM into the next half-century
• Disempowerment of People (lack of knowled- of independence.
ge; lack of opportunity to participate; lack of
knowledge and connection to one another
through free movement). BIBLIOGRAPHY
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