- DocumentoU.S. Securities and Exchange Commission Strategic Plan - Fiscal Year 2014-2018cargado porVanessa Schoenthaler
- DocumentoSEC Office of the Investor Advocate - Report on Objectives FY 2015cargado porVanessa Schoenthaler
- DocumentoReport of 32nd Annual SEC Forum on Small Business Capital Formationcargado porVanessa Schoenthaler
- DocumentoSEC FY 2015 Congressional Budget Justification, FY 2015 Annual Performance Plan, FY 2013 Annual Performance Reportcargado porVanessa Schoenthaler
- DocumentoSEC 2014 Chief FOIA Officer Reportcargado porVanessa Schoenthaler
- DocumentoLetter From Congressman Garrett to SEC Chair White Regarding the Definition of Accredited Investor (Oct. 2013)cargado porVanessa Schoenthaler
- DocumentoLetter From SEC Chair White to Congressman Garret Regarding the Definition of Accredited Investor (Nov. 2013)cargado porVanessa Schoenthaler
- DocumentoSEC FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Reportcargado porVanessa Schoenthaler
- DocumentoU.S. Securities and Exchange Commission - Strategic Plan 2014-2018 (Draft)cargado porVanessa Schoenthaler
- DocumentoU.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Reportcargado porVanessa Schoenthaler
- DocumentoFrom the on-Ramp to the Freeway - Refueling Job Creation and Growth by Reconnecting Investors With Small-Cap Companiescargado porVanessa Schoenthaler
- DocumentoReport on Review of Disclosure Requirements in Regulation S-Kcargado porVanessa Schoenthaler
- DocumentoU.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Reportcargado porVanessa Schoenthaler
- DocumentoNASAA Legislative Agenda 113th Congresscargado porVanessa Schoenthaler
- DocumentoAlternative Criteria for Qualifying as an Accredited Investor Should Be Consideredcargado porVanessa Schoenthaler
- DocumentoIOSCO-WFE Report -Cyber-Crime, Securities Markets and Systemic Riskcargado porVanessa Schoenthaler
- DocumentoCapital Raising in the U.S.-an Analysis of Unregistered Offerings Using the Regulation D Exemption (2009-2012)cargado porVanessa Schoenthaler
- DocumentoSEC Staff Review of Common Financial Reporting Issuers Facing Smaller Issuers (Dec. 2012)cargado porVanessa Schoenthaler
- DocumentoSEC-OIG Semiannual Report to Congress (Oct 2012 to Mar 2013)cargado porVanessa Schoenthaler
- DocumentoEvaluation of the SEC’s Whistleblower Programcargado porVanessa Schoenthaler
- DocumentoLetter From Congressman McHenry to SEC Chairman Schapiro Regarding JOBS Act (Nov. 2012)cargado porVanessa Schoenthaler
- DocumentoLetter From Congressman Garrett to SEC Chairman Schapiro Regarding JOBS Act (Nov. 2012)cargado porVanessa Schoenthaler
- DocumentoResponse to Questions Posed by Commissioners Aguilar, Paredes and Gallaghercargado porVanessa Schoenthaler
- DocumentoA Resource Guide to the U.S. Foreign Corrupt Practices Actcargado porVanessa Schoenthaler
- DocumentoThird Report on the Implementation of SEC Organizational Reform Recommendationscargado porVanessa Schoenthaler
- DocumentoReport on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)cargado porVanessa Schoenthaler
- DocumentoReport on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)cargado porVanessa Schoenthaler
- DocumentoSEC's Records Management Practicescargado porVanessa Schoenthaler
- DocumentoStaff Summary Report on Examinations of Information Barriers - Broker-Dealer Practices Under Section 15(g) of the Exchange Actcargado porVanessa Schoenthaler
- DocumentoSEC Report to Congress Credit Rating Standardization Studycargado porVanessa Schoenthaler
- DocumentoStudy Regarding Financial Literacy Among Investorscargado porVanessa Schoenthaler
- DocumentoInformation for Audit Committees About the PCAOB Inspection Process (Aug. 1, 2012)cargado porVanessa Schoenthaler
- DocumentoSEC Report on the Municipal Securities Marketcargado porVanessa Schoenthaler
- DocumentoReport to Congress on Decimalizationcargado porVanessa Schoenthaler
- DocumentoFactors That May Affect Trends in Regulation A Offeringscargado porVanessa Schoenthaler
- DocumentoCurrent Guidance on Economic Analysis in SEC Rulemakingscargado porVanessa Schoenthaler
- DocumentoSEC-OIG Semiannual Report to Congress (Oct. 1, 2011 - Mar. 31, 2012)cargado porVanessa Schoenthaler
- DocumentoGAO Report to Congress - Opportunities Exist to Improve SEC Oversight of FINRAcargado porVanessa Schoenthaler
- DocumentoCapital Raising in the U.S. - The Significance of Unregistered Offerings Using the Regulation D Exemptioncargado porVanessa Schoenthaler
- DocumentoStudy on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Actcargado porVanessa Schoenthaler
- DocumentoReport on the Implementation of SEC Organizational Reform Recommendationscargado porVanessa Schoenthaler
- DocumentoForum on Small Business Capital Formation - Final Reportcargado porVanessa Schoenthaler
- DocumentoSEC - Chief FOIA Officer Reportcargado porVanessa Schoenthaler
- DocumentoSEC's Fiscal Year 2013 Congressional Justificationcargado porVanessa Schoenthaler
- DocumentoFollow-Up Review of Cost-Benefit Analyses in Selected SEC Dodd-Frank Act Rule Makingscargado porVanessa Schoenthaler
- DocumentoLetter from SEC Chairman Schapiro to Senator Reed Seeking Greater Penalty Authoritycargado porVanessa Schoenthaler
- DocumentoA Plain English Handbook - How to Create Clear SEC Disclosure Documentscargado porVanessa Schoenthaler
- DocumentoSEC-OIG Semi-Annual Report to Congress (Apr. 2011 - Sept. 2011)cargado porVanessa Schoenthaler
- DocumentoSEC - FY 2011 Performance and Accountability Reportcargado porVanessa Schoenthaler