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DAVID ARMSTRONG
I
* ltmffi':duction: the idea of international society...
" llFtr'u "Srrlstian and lstamic
........".39
orders
..,...,,,....,...42
...............".......44 .....................4g ........,."........49
'
society " "\,rr giobalization of international society - im'c.r.rsion: problems of global international society,..
ieacer's Guide
of their
interaction
-'',
:'
:
:-:::eT
:
: :
:-:
with each other. lt has taken many forms over 5,000 years but today's internationaI society is composed
::,.
-:: :-.i
of interconnected but independent sovereign states. It faces a complex range of chaltenges in the era of
gIobatization.
. r ' '
,.,:tll,i.L.it;,..
.-
f;!.?.a!:i:::l
DAVID ARMSTRONG
of
characterizing the
overall structure and pattern of relations among distinct political communities. At one hlpothetical extreme we
dational figures in international law, notably Grotius is known as the international society approach or tl-., Engtish School of International Relations, the most s''',
tematic and comprehensive presentation of whose ide. came from Hedtey Butt. Like Waltz and the neo-realis
societies retained distinctions based on such features as language, culture, or religion but their political and legal independence were no greater than that of the constitu-
ent parts of the USA. Between these extremes we find the many forms of interaction that have emerged in different times and places throughout world history. These
range from empires, which can themselves be loosely or
ment). Like Waltz, he sees this central facet of the ove:. all international structure as an essential determinant ,::
tightly organized, more or less centralized and relatively formal or informal, to international systems organized on the basis of the independence of individual units-or their sovereignty-with various kinds of international
hierarchical orders in between.
international relations. Unlike Waltz, who emphasize , the inevitability of power struggles that can only be cor' strained by a balance of power, he sees order in worl: politics as also potentially deriving from the existenc. of an international society. Historical examples of suc-.
international societies all had a common culture enconpassing linguistic, ethical, reiigious, and artistic elemen:, which assisted the degree of communication and mutua understanding that were required for common rules anc institutions to emerge. Both the English School and the much older historical narrative on which it draws have been attacked for helping to legitimize what was, in reality, an oppressive and exploitative colonial order. Although the notion oi
In the broadest
tices. However, the term has come to be applied more narrowly to a particular historical narrative and to a theo-
retical perspective derived, in part, from this historical narrative. The narrative concerns the emergence of the
European state system, with its key principles of sovereignty and non-intervention, from the complex medieval
a Christian international society pre-dated Columbu' it was used in a more systematic way to justifi- -- ,
European seizure of land from the indigenous peop . America and elsewhere (Ked 2003). Similariy, the
it.
ln one versjon of
id.'
the 'standard of civlftzation'was employed to rationalize nineteenth-century imperialism and the unequal treatment ofnations like China andthe Ottoman Empire. Some
of civilizationi that marked out the members of this inner circle from those outside. Within the club relations were to be governed by the principles of sovereign equality and
Box
2.1
non-intervention and the rules ofinternational law (see Ch.16). Outside it, those societies deemed'uncivilized'
could be subject to various means of control or domina-
(Bull 1977:13)
Chapter
would argue that, from this perspective, the use today of terms like the international community merely masks the
same old reality: one dominated by the great powers.
economic, power-politicai,
Such critlcisms of the international society tradition may have much validity but it is also important to remain
underlying rules, norms, and institutions that shape the relations among international actors at any given time.
The term'international society' is, in essence, a shorthand
of the insights into world politics that a more nuanced and balanced understanding of international
aware
society can yield. The interactions among states and other
if
Key Points
:ret
,
'lnternationaI society'is any association of distinct poLitical communities which accept some common vatues, rutes, and institutions.
.
.
lt
School'of International
r"
Relations.
-.-ance of power. An interpretation of world hisiory in .:ns of the clash between different structures of ideas
communities.
, - atemporary international society comprises the * ,:ms, rules, established practices, and institutions gov-
religious authority (the caliphate and the papacy) coexisted ln a sometimes uneasy relationship with their secuIar, usually monarchical, counterparts. Medieval Europe
::ring
.
::upying
was also marked by a complex mosaic of subnational and transnational entities, ali of which claimed various entitlements and frequently possessed some independent
:,rdel, mainly
--
l:ional law of all states that characterizes contemporary :-:ernational society. In some cases, such as Imperial -:ina at its peak, one powerful state would only deal ',ih others on the basis of an acknowledgement of its .tn superior standing. In some, other kinds of subordisuch as early Islam
characteristics were
in
in fixed territorial
areas
and consequently to develop more complex hierarchical social orders and more varied economies than their hunter-gatherer ancestors had enjoyed, as well as more
comprehensive structures of religious beliefs (Buzan and
.:d
DAVID ARMSTRONG
t:ir!:iJ:!i i:ii: llrrl::r,l
Box2.2
Key dates
BCE
551-479
Life of Confucius Creeks victorious against Persia Kautilya writes Arthasastra ldea of war crimes mentioned in Hindu code of Manu
1789
1815
490-480
Circa 250 200
'1855
End
146
1863
Formation of the lnternational Committee of the Red Cross in Ceneva followed by the first Ceneva Conventioon the laws of war in 1864
570-532 1414-14
1453
Ottoman-Empire captures
Constantinople
1919
1945 1944
553
583-1 645
1949
1960
law'
1644
War
1643 1713
Defeat of Ottomans at Vienna Treaty of Utrecht formally recognizes balance of power as basis of order in European society of states
1979
1
989
cotd war
2001 2003
1776
Little 2000). Territorialpossession needed to be deirned, defended, and, if possible, accepted by outside groups.
Growing economic complexity and diversity gave rise to increasing trade relations with other communities, which in turn produced the need for mutual understanding and, ideally, rules about such issues as the rights of'foreigners'to travel through or reside in other lands. As rulers
extended their authority over ever-larger areas, so they
It
communities or city-states. In the ancient Middle E., the pattern from the third millennium BCE on\\'a:was for the'great kings' of Akkadia, Sumeria, Assyna.
.'
.
Iords-their vassals-who, in return for their ailegia.. retained some freedom to form alliances and even h. their own vassal states. Treaties between great kings ,'
were increasingly drawn to less violent (and therefore cheaper and safer) means of consolidating and legiti-
mizing their positions. Diplomatic envoys, treaties, and careful definition ofthe rights and duties oflesser kings
all played their part in such endeavours. Finally, as primi-
their vassals concerned matters such as borders, tr.-, grazing rights, inter-marriage, extradition, det!:--,
and the rights and duties ofcitizens ofone state "-: ing or residing in another. Treaties wr occofilpa:.: by ceremonies and rituals and they generally conta-:: clauses invoking divine sanctions upon treaty-brea-.. They were often negotiated by diplomatic envol'5. '.', did not, strictly speaking, enjoy the equivalent of d-: matic immunity characteristic of modern internat-society: they could be punished and held hostage a,
"
tive religious beiiefs evolved into comprehensive ideologies, emtrracing complex notions of right and wrong and divine reward and retribution, so did the relations among :a:h- societies acquire common normative assumptions.
: - :i.;! .
: I-,
-l ... n rurn.
--
religious solemnity. The fragmentary written evidence from this period olIers tantalizing glimpses of the normative underpinnings of the relations among the major states. One post-'rar treaty between Egypt and the Hittites (c. 1300 BCE)
assertions of an ultra-realist view of international relations: only power counts, rules and morality play no part.
:iedged permanent alliance, freedom of commerce, :nd extradition of criminals, subject to the surprisingly
rumane provision that neither theynor their close relatives
to which they constituted a highly developed internationai society. Nonetheless, other aspects of inter-city
relations suggest that an authentic and well-established international society was also a genuine element in their
affairs. First, there was a rudimentary institutional basis
.eouldbe subjectedto extreme punishment. However, the ..ements of international society that we can discern were :-most certainly marginal aspects of a world in which the :equently brutal struggle for survival in economic con:riions ofbare subsistence constituted the central reality. -1j economic circumstances improved and settled com-
religious institution, whose concern was to provide some protection for shrines such as the Delphic Oracie and to
enable Greeks to engage in religious rituals even during
::unities became less vulnerable to marauding nomadic --:rres who were outside and impervious to any concep-,rn of international rules, so more refined international
.'. stems
- lE
began to appear. In the period from about 700 to the beginnings of Roman domination in the lirst
BCE the three most notable examples of such sys-
:.r:ury
had a particular religious, strategic, or economic significance. The proxenia was essentially an ancient version of
the modern institution of the consulate, in which a proxenos (lit: 'for the foreigner') was appointed to represent the interests of the foreign communities in the larger states.
h
-
al1
-..e period
.::: ;ompetition and conflict, they also retained a sense ' .-.err cultural unity. In Greece, the city-states shared a
.::::on language and religion, together with institutions
-i-3
Greek international society was also underpinned by shared moral understandings about rightful international conduct that were ultimately derived from religious
norms. These concerned areas like diplomacy, the sanctity
of treaties, entry into war and the treatment of enemy dead.
.: :
:::
'
;.- .':lue on their independence, which enabled them to - .. :qalnst the threat of Persian hegemony. .
common Greek identity did not prevent sev:-.- r,rS at hegemony that were sometimes accompa- :: :-.' brutal warfare. The most famous of these, the I : . : .resian War between Athens and Sparta (431-404
-.r:
ring
r :
-,,,
- .r-:r. rebuffed a request from the isiand of Melos '::-.a,l-r neutral in the war. Melian appeals to justice, - ::- r. and honour all fell on deafears. The Athenians
,
' : -'," riiLl believe. You know as well as we do that the . -: . :- t-riiustice hardly ever comes into human affairs. - : r -ir is that the powerful take what they can and the
:
through various rituals to be observed at the commencement of war to numerous prohibitions on certain forms
-. :::nt
.. ;
rvhat they must' (also see Ch.5). When the >tiil refused, the Athenians, after a siege, killed
ofconduct during and after war. The concept of dharma, a multifaceted term signifying natural and eternal laws, provided the underlying moral foundation for these injunctions. Kautilyas Arthasastra (fourth century BCE)
added a sophisticated set of maxims concerning the rules
.=i*:)*"1j*
i.
-.
' .'
DAVID ARMSTR.NG
to be followed by kings seeking to dominate the Indian state system. These present the necessity for humane conduct in war as a requirement of prudent statecraft rather than simply of morality. As with Greece and the earlier
the emperor. In so far as the term 'international sociefr may be applied at all to this perspective, it needs to be formulated in very different ways from those revolvins
around the concept ofa system ofinteracting, independent states. The Chinese identified themselves-at least i: Confucian theory-essentially in cultural terms and sar'
having a sacred quality, although additional securities against the breaking of a treaty, such as hostages, were
sometimes insisted on.
In the case of China during the five hundred years before its separate kingdoms were unified under the
Chin dynasty
in22l
India and Greece, took place in a context ofcultural and intellectual richness and dynamism. This produced a
complex range of contending schools of thought which, inevitably, touched upon questions ofwar and peace and other international issues. As with Greece and India, it is
hard to determine with any precision the degree to which
into its international relations. Republican Rome olt.sought legal means of settling certain kinds of dispu:., with other states and also required various religious r': uals to be gone through before a war could be declar-just, and therefore legal. Rome also acknowiedged a se: norms known as ius gentium (taw of nations). As Ron:.
the principles of conduct elaborated by Confucius and other thinkers influenced the actual practice ofthe contending states. In the earlier'spring and Autumn period
(722-48I BCE) the frequent wars that characterized the constant struggle for hegemony were sometimes fought almost in a formalistic manner, with rules of chivalry strictiy observed. During the later 'Warring States' period (403-221 BCE), however, great improvements in the
techniques ofwarfare produced a fierce and brutal struggle for dominance that was eventually won by the Chin state. The new Imperial China was to last in different forms and wirh varying degrees of unity for more lhan 2000 years. It came to adopt the formal position that its
power grew from the first century BCE, its need to with other states on a basis of equaiity declined.
d:.
Key Points
.
. .
.
tin-:
of the first organized human communities. Earty forms of diplomacy and treaties existed in the ancient Middle East.
Relations among the city-states of ancient Greece were characterized by more developed societaI characteristics, such
as arbitration.
with foreigners-'outer barbarians'-were only possibie on the basis of an acknowledgement by the foreigners of
China's higher status, including the payment of tribute to
Ancient China, lndia, and Rome all had their own distinctive international societies.
:nal division of the empire into eastern and western parts - . 195 AD. Indeed the eastern, Byzantine Empire, with
Byzantium, which also became the centre of Orthc: Christianity, made up for its relative military weak:, vis-d-vis the Islamic world by building up a highll-e-. tive intelligence network and using policies of divide .rule among its enemies, aided by the most organizec -
:. :.::t-1 at Constantinople (modern Istanbul), sur.: ::: --"-en ilourished for nearly a thousand years, :'' -:- -::": --r:--: JorlSt&ot pressure frOm the riSing : :: . : .,. -- : .- ::::;= :aalh'Or.erthreW it in 1453.
well-trained
also the most duplicitous) diplo::.' corps to have appeared in world politics up to that p,, ':
(if
Chapter2, .,,.,
:.,.e
'
In the West, the papacy long maintained its claim to inherited Rome's supranationat authority over the structure of subnational, transnational, and
- rplex
profound implications for international politics. First, the dramatic and rapid expansion of the Arab peoples in
the century after the death of Muhammad in 632 across the Middle East and into Africa, Asia, and Europe created
a dynamic new force that soon found itself at odds with both Roman and Byzantine Christianity. Second, Isiam
-ationa[ entities that coexisted in medieval Europe. The . pet role was usually conceptualized in terms of its .*:hority' rather than 'powerl and specific papal edicts -:e frequentiy ignored by secular rulers. Nonetheless,
-: Catholic Church was an important unifying element - nedieval Europe's international society. The Church's
nprehensive moral and ethical code touched upon ::rnational relations in several key respects. There were,
r example, prohibitions against dealing with Muslim or
was originally conceived as creating a single unif ing social identity for ali Muslims-the umma or community of believers-that overrode other kinds of social identity, such as tribe, race, or state. In its early stages, the ideal of
the ummawas to some extent realized in practice through
,her non-Christian states. In reality, neither the papal - je nor the similar Islamic doctrine prevented either -:ie or alliance with non-believers, but it needed to be ..:n into account, if only because violations might need :e iustified later. To back up its religious doctrines, the -.rrch constructed an elaborate legal order, comprising . )', stem of sanctions, the use of arbitration, formal legal -=.rings, and numerous specific rules called canon [aw. -re Church laid down rules on the safe conduct of dip:,mats and on many aspects of treaties, including injunc.-cns against their violation and the grounds on which ,rer-could be annulled. The Churchi main sanction was ,-e threat of excommunication but it could also order ...ser punishments, such as fines or public penance. The ,,:ucture as a whole was maintained by the priesthood: . massive international bureaucracyl in Martin Wight's
;,Lrds (1977:22).
erning role of Muhammad). The great schism between sunni and shia branches of the faith, together with the urge to independence of the numerous local leaders, brought an end to the caliphate as an effective central political institution, although the adoption of Islam by the nomadic Turks brought a new impetus. The Turks
established the Ottoman Empire (1299-1922), which, at its peak, dominated much of southern Europe, the Middle
East and North Africa. It did not suffer a major defeat in Europe until the battle of Vienna in 1683, after which it gradually declined in significance.
-:e Church also elaborated the most systematic docthe norms to be observed in
maximum of ten years, were possible. Muslims were theoretically obliged to wage jihad (struggie by heart, words,
hand, and sword) until the dhr al-hqrb had embraced Islam. The sole exception were the 'peoples of the book
(Christians and ]ews, although the designation was sometimes pragmaticaliy extended to other religions), who
were permitted to continue their religions, albeit at the price of paying a poll tax and accepting fewer rights than
..iuct and conclusion of war. All of the ancient societies . :onsidered in the last section formulated sets of moral
. : eihical principles relating to war. The specific prob.:l ;onfronting Augustine, Aquinas and other Christian
- f:\ers was how to reconcile war-which might be nec::)r:\' to defend Christian lands from their enemies..-.
Muslims. The periods of truce between the two abodes required treaties: once signed these were to be strictly
observed by Muslims. Indeed, Islamic doctrine on honouring treaty commitments was rather stricter than its Catholic equivalent. Islam also laid down various moral
: .
:undamental Christian doctrines such as 'turning .:f cheek to enemies. Their attempted resolution of ---.*i.1. through requirements for war to have a
,.
: *: : proportionate force, be declared by a proper . :ale a fair prospect of success and be waged
: :-::tt :: ,ld
intention, were seldom, if ever, observed
stayed there to the present day. They also
principles to be observed in the course of war. Although, as with Christian just war ideas, these were frequently disregarded, there were occasions when military ieaders (such as Saladin during the Crusades) attempted to
observe them. These doctrines were developed by Muslim jurists during Islam's initial, dramatic expansion. Inevitably, as
. .
-
: -:: -ater attempts to devise international ^ - :'.. at limiting the horrors of war.
conven-
Chapter
In the West, the papacy long maintained its claim to rave inherited Rome's supranational authority over the
:omplex structure of subnationa[, transnational, and
national entities that coexisted in medieval Europe, The ?opei role was usually conceptualized in terms of its
ar,rthority' rather than 'powerl and specific papal edicts ,,ere frequently ignored by secular ruiers. Nonetheless, .re Catholic Church was an important unifying element e medieval Europe's international society. The Church's :,.mprehensive moral and ethical code touched upon rternational relations in several key respects. There were,
profound implications for international politics. First, the dramatic and rapid expansion of the Arab peoples in
the century after the death of Muhammad in 632 across the Middle East and into Africa, Asia, and Europe created
a dynamic new force that soon found itself at odds with
both Roman and Byzantine Christianity. Second, Islam was originally conceived as creating a single unifring social identity for all Muslims-the umma or community of believers-that overrode other kinds of social identity,
such as tribe, race, or state. In its early stages, the ideal of the ummawas to some extent realized in practice through the institution of the caliphate (the successor to the gov-
prohibitions against dealing with Muslim or .her non-Christian states. In reality, neither the papal - de nor the similar Islamic doctrine prevented either :::de or alliance with non-believers, but it needed to be ..-ren into account, if only because violations might need b,e iustified later. To back up its religious doctrines, the --.rrch constructed an elaborate legal order, comprising : .', stem of sanctions, the use of arbitration, formal legal -.=.:ings, and numerous specific rules called canon [aw. -.t Church laid down rules on the safe conduct of dip, :,ats and on many aspects of treaties, including injunc.:s against their violation and the grounds on which ;ould be annulled. The Church's main sanction was "'.' -. -hreat of excommunication but it could also order ::::r punishments, such as fines or public penance. The : -;:ure as a whole was maintained by the priesthood: . :.ssive international bureaucracyl in Martin Wightt
. r example,
erning role of Muhammad). The great schism between sunni and shia branches of the faith, together with the urge to independence of the numerous local leaders, brought an end to the caliphate as an effective central political institution, although the adoption of Islam by the nomadic Tlrrks brought a new impetus. The T[rrks
established the Ottoman Empire (1299-1922), which, at its peak, dominated much of southern Europe, the Middle
East and North Africa. It did not suffer a major defeat in
Europe until the battle of Vienna in 1683, after which it gradually declined in significance.
-:.
-
1977.
)')\
'::: r::rng upon a war in the lirst place and in the actual . :-;t and conclusion ofwar. A11 of the ancient societies
,.-
-e Church also elaborated the most systematic doc- :o date of 'just war': the norms to be observed in
maximum of ten years, were possible. Muslims were theoretically obliged to wage jihad (struggle by heart, words, hand, and sword) until the dhr al-harb had embraced Islam. The sole exception were the 'peoples of the book (Christians and Jews, although the designation was some-
: : -:sidered in the last section formulated sets of moral : .:lical principles relating to war. The specific prob-
::'. -,-,ntionting Augustine, Aquinas and other Christian i.::s ivas how to reconcile war-which might be nec: ::i'.' io defend Christian lands from their enemies-
times pragmatically extended to other religions), who were permitted to continue their religions, albeit at the price of paying a poll tax and accepting fewer rights than
Muslims. The periods of truce between the two abodes required treaties: once signed these were to be strictly observed by Muslims. Indeed, Islamic doctrine on honouring treaty commitments was rather stricter than its Catholic equivalent. Islam also laid down various moral principles to be observed in the course of war. Although, as with Christian just war ideas, these were frequently disregarded, there were occasions when military leaders (such as Saladin during the Crusades) attempted to observe them. These doctrines were developed by Muslim jurists during Islam's initial, dramatic expansion. Inevitably, as
." .
-
, --:nundrum, through requirements for war to have a * , . :: lse, use proportionate force, be declared by a proper
-
'
. :lndamental Christian doctrines such as 'turning . , :her cheek to enemies. Their attempted resolution of
-.:,-ri:it\l have a fair prospect of success and be waged .:- :he right intention, were seldom, if ever, observed
-
- -
-',
-:se and stayed there to the present day. They also ' ': ,:ricd later attempts to devise international conven- : :-med at limiting the horrors of war.
DAVID ARMSTRONG
lined up with one Christian king against the most powerful Christian force of the time, the Habsburg Empire.
Key Foints
in some
cases
.
.
tlements with some extraterritorial privileges in Muslim countries. The heads ofthese settlements were calied'consulsl By the sixteenth centuq4 the Ottoman Empire had
also become an important player in the great power poli-
Medieval Europe's international society was a complex mixture of supranational, transnational, national, and
subnational structures
The Cathotic Church ptayed a key rote in elaborating the
normative basis of medieval international society. lslam developed its own distinctive understanding of internationaI society.
tics ofEurope. In a noted treaty of 1535 between Sultan Sulayman and Francis I, King of France, the Ottomans
As we have indicated, the contemporary international society is based upon a conception ofthe state as an independent actor that enjoys legal supremacy over all nonstate actors (or that is sovereign). Logical corollaries of
These constituent ingredients of European international society took hundreds ofyears to take shape. The key development was the emergence of the modern state,
would be hierarchica[, hegemonia[, or imperiat. The second corollary is the principle of non-intervention by outside forces (including other
states) in the domestic affairs of states, since acknowledge-
ment of
right by outsiders to intervene would implicitly give some other actor (such as the Pope) superior authora
ety based on these principles derive from its essential attributes. First, formal communication between states was carried on by diplomats who, because they stood for their sovereign masters, should have the same immunity from the laws of the land they were based in as their masters had. Second, rules given the status of international law couid not be binding upon states without their consent. Third, given that order in international affairs could not be maintained-as it is in domestic societies-by a higher authority vested with adequate means of enforcement, such international order as was possible could only emerge from the ongoing struggle among states to prevent any oftheir number from achieving preponderance,
importance: a professional diplomatic service; an ability to manipulate the balance of power; and the evolution of
treaties from essentially interpersonal contracts between monarchs sanctioned by religion to agreements between
states
It is impossible to allocate a precise date to any of these developments since, in reality, they were taking place
in a random manner
Byzantines, as we have seen, took diplomacy and intelligence gathering to a higher level. Even before the Italian
Renaissance, Venice had learnt this new craft from its own
interaction with Byzantium and issued the first set of formal rules relating to diplomacy in the thirteenth century.
The jealous rivalry among the Italian city-states led them
or, more precisely, from the balance of power that such . ..:uggle might produce. By the eighteenth century, the ::
::-.
::
::
..',',-er
to keep a watchful eye on each other. The Italian states also engaged in a constant balance of power game, including frequent wars. Other European states absorbed Italian
::rt
of international law.
Chapter
2 ''".. ',.
jr.',i
"'
,1,;1
.,
Box
than regionally
as
An important legal controversy that may be seen as anticipating .nodern doctrines of internationaI society occurred at the Counc![
of
cerned Poland's alliance with the non-Christian state of Lithuania against the Teutonic Order, which had been authorized to spread
Europe's conflicts, first through colonization, then in the two world wars of the twentieth century, finally through the many consequences of decolonization. But the trend towards a uniform politico-legal entity, namely the sover-
Christianity by force.The alliance contradicted the prevaiting doc:'ine that pagan communities had no legal rights and war against
-1em was, therefore, justified. The Polish defence of their alliance
in the rest of the world. Second, there was an ongoing attempt further to
develop the few ordering devices permitted by a society
:igued that the question whether a community had rights under :re law of nations depended entirely on whether they exercised :'fective jurisdiction over a given territory, not on their religious
,.eLiefs: a revolutionary doctrine at the time but one that gradualLy :ecame estabtished orthodoxy.
ofsovereign states. The voyages ofdiscovery gave a huge impetus both to the study of international law and to its
use
(Alexandrowicz, C. H.
DeveLopment ofthe Doctrine ofCoexistence ofChristian and NonChristian countries', British Yearbook of International Law, 441
the various entitiements and responsibilities to which the age of discovery had given rise.
of power came to be increasingly recognized as the most effective instrument against would-be hegemonial powers, making its mastery one of the supreme objects of statecraft. Finally, several of the major wars were followed by systematic attempts to refine and improve upon such means of pursuing international order. The first sixteenth-century writings on international
mmunity and other ambassadorial privileges, became ... established part of European international society. : -irteenth-century Italy also saw an early statement of . :e of the key doctrines of the sovereignty principle: 'the
r-rq
is emperor
law came mainly from Spanish jurists, such as Francisco de Vitoria (c. 1480-1546), who considered the thorny
-:;nth century played a crucial role in shaping the post:edieval European international society. First, the larger, :rore powerful states, such as France and the Habsburg i:oire, were increasingly dominating some of the smaller
:,:tes. Second, the Protestant Reformation of the sLxteenth
issue
inhabitants
of
the
theory denied them any such rights but Vitoria, though supporting the Spanish conquista, advanced a compiex
cou.nter-argument, to the elfect that the Indians did have some (albeit limited) rights under natural law. In doing so, however, he also went some waytowards shiftingthe loca-
:.liury
dealt a devastating blow to the Cathoiic Church's : .im to supreme authority, thus indirectly enhancing the
: ,unter-claim of state sovereignty. Finally, Columbust i'age to the New World in 1492, followed by Vasco da ':ma's discovery of a sea route to India in 1498 (thus ena:.'ng the dangerous and Muslim-controiled land route to --: brpassed) had enormous consequences for European
.-r:ernational relations. These included
a
tion of legitimate authority from the Pope to the emerging sovereign states. This argument, given the extreme
inequality of power between the Indians and the Spanish,
has been criticized more recently as advancing an early
much stronger
;:rphasis on territory and strictly defined boundaries. Two parallel developments need to be borne in mind
-:r evaluating the significance of all this for international
Later writings on international law attempted to define the rights and duties owed by sovereign states towards each other, the nature of the international
society within which sovereign states existed, and the role of the balance of power in this international society,
as well as setting down a host of specific rules reiating
;.rciety. The first is the struggle for power in Europe. :urope was to experience 450 more years of increas-ngly violent and widespread war, punctuated by Spanish,
lrench and German bids at hegemony and by intermit:ent periods of peace before something resembling a final
:esolution ofthe tensions unleashed by these forces was
to such matters as diplomacy, treaties, commerce, the law of the sea, and, most of all, war. Their works, especiaily those of Grotius and Vattel, were of considerable
influence, being carefully scrutinized by, among others,
.. .,;::,:.1i,1N1j11.l;1,:
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rii:jiiirll.
DAVID ARMSTRONG
the governments of China and Japan in the nineteenth century, when they came under strong pressure from
Europeans to grant what the Europeans were claiming as
mini-states still existed but it was the interaction ar: - no more than ten key players that determined the co.*: of events. Yet despite constant change and many r",:: European writers from de Callidre
legal'rights'-for example, to trade. The Thirty Years War (1618-48) is often seen as Europet last religious war but in fact it was not just a
struggie for power but
in
1716
to
Hee
::-
in
Europe
conflict over legitimate authority among several different kinds ofcontenders. The Papacy
a
its entirety constituted a kind of 'republic' (Whyte t: " Heeren 1971). Some pointed to religious and culi*:,. similarities in seeking to explain this phenomenon. :
_
was certainly one of these, but one of its chief supporters, the Habsburg Empire, stood for a kind of dynastic
hegemony, while the Holy Roman Emperor was less con-
mination by ali states to preserve their freedom, a mu::-.. recognition of each other's right to an independent e\_:
ence, and above all a reliance on the balance of por.,.Diplomacy and international law were seen as the oi:. two key institutions of international society, so long as .latter was based ciearly on state consent.
cerned with his traditional religious dimension than with his continuing hold over the many German states, which,
sovereign
independence. Holland's struggle (which had been proceeding ever since Philip II ofSpain had declared a death
sentence on all its inhabitants for heresy
in
1568) may be
It should be noted that some scholars have dispui. this interpretation of eigthteen-century internatior.
society. The French historian, Albert Sorel, dismissed -:, notion of an eigthteen-century'Christian republic' as .: august abstractionl arguing that ruthless self-interest r,,', the onlyprinciple that mattered (Cobban and Hunt 196:
ment of nationality.
The Peace of Westphalia (1648), which ended the Thirty Years Wat is regarded by many as the key event ushering in the contemporary international system. The Peace established the right of the German states that constituted the Holy Roman Empire to conduct their own diplomatic relations: a very clear acknowledgement of their sovereignty. They rvere also formally stated to enjoy
'an exact and reciprocal Equality': the first formal accept-
Indeed, even some, such as Edmund Burke, who belier'. that there was
a
appalled by the dismemberment of Poland from 1, -onwards, which Burke saw as a lirst move away from a s.,'.
tem founded on'treaties, alliances, common interest a:-,
public faith towards a Hobbesian state of nature (Stan 1953). More recently, Stephen Krasner (1999) has argu.: more generally that sovereignty was never more than
legal
_
as
encapsu-
fiction-or
an brganized
hlpocrisy'-that disguise-
very clearly and explicitly took over from the Papacy the right to confer international legitimacy upon individual rulers and states and to insist that states observe religious toleration in their internal policies (Armstrong 1993: 30-8). The balance of power was formally incorporated in the Treaty of Utrecht (I713), which ended the War of the Spanish Succession (I701*14), when a 'just
the extent to which powerful states were able to pursu. their own interests without hindrance. Such viewpoin:,
at the very ieast, caution against the more idealistic fo:
mulations of an international society whose foundatio: stone was undoubtedly the self-interest of its members.
The
found consequences for international society. In the cas, of the USA, these mainly stemmed from its emergence a:
a
lo
vested
First, the revolutionary insistence that sovereignty wa: in 'the nation rather than the rulers-especiallr
society that had been taking shape over the previous two hundred years come to fruition. Wars were frequent, if lacking the ideological intensity of the Thirty Years War.
Some states,
dynastic imperial rulers like the Habsburgs-gave a crucial impetus to the idea of 'national self-determination. This was the principle that was increasingly to dominate
international politics in the nineteenth and twentieth centuries and to endanger imperial systems that were
Chapter
2 "l'fo* *v*iuti+* *f
it:*+:rn*:?i*lt*9.
z*ti*tv
:ign states themselves. The second consequence of the French Revolution ltemmed from the response to it of the main European towers. After the defeat of Napoleon, the leading states rcreasingly set themselves apart from the smaller ones - a kind of great powers' club. This system, known as the 'Concert of Europe', lasted until the First World War. It
rtas characterized by regular meetings ofthe club that had
domination ofAsia and Africa. For example, the Congress of Berlin of 1885 helped to prevent a major war over rival claims in Africa but it also set out the rules governing 'new
acts of occupationl Pious sentiments about bringing the 'benefits of civilization to Africa meant little. The First World War brought an abrupt and perma-
other parts of the European empires. Moreover, existing smaller states were less willing to be dictated to by the
great powers' club, as was apparent in the deliberations
ie
jrawn up at the end of the Napoleonic Wars and reachig collective decisions on various potentially divisive
rssues. The leading dynastic powers, Austria and Russia, ',ranted the Concert to give itself the formal right to inter-
to set up the world's first multipurpose, universal international organization, the League of Nations, in 1919. This may be seen as the first comprehensive attempt to
establish a formal organizational foundation for interna-
If
and highly decentralized system of eighteenth-century llternational society towards a more managed, hierarchi-
In
1814 the powers had already formally declared their intention to create a 'system of real and permanent bal-
ance
aggression. This, it was hoped, would deter any potential aggressor. Second, League membership was worldwide,
hternational postal services, telegraphy, and sanitation, permanent international organizations were set
up. In international law the powers sought to draft what
of international
tively to guarantee various treaties, such as those defining the status of Switzerland, Belgium, and Luxembourg.
-{ great many treaties laid down rules in various technical and economic areas as well as over a few humanitar-
join the League and was pursuing a policy of non-involvement in European international relations. By the 1930s, four of the remaining powers,
States, had refused to
ian issues, notably slavery and the treatment of those ,,rounded in war. It should be noted, however, that, while
the Concert did help to bring some measure of peace and
Germany, Italy, |apan, and Russia, all had governments characlerized by extremist ideologies and expansionist
of power.
'ffiffi
.
DAVID ARMSTRONG
KeyPoints, ri
The main ingredients of contemporary international society are the principles of sovereignty and non-intervention and the
The NapoleonicWars were followed by a shift to a more managed, hierarchica[, international society within Europe and an imperial structure in Europe's relations with much of the rest of
the world.
of
throughout
Europe.
A significant cause ofthe League's weakness had been the refusal of the American Senate to ratify the post-war Peace Treaty ofVersailles (including the League Covenant) and
diplomacy, and consensual international law. Successi,,. leaders in the developing countries did attempt to prcmote alternatives, such as pan-Africanism, pan-Arabisr and pan-Islam, but to no avail.
The collapse of the Soviet Union from 1989 completethe globalization of international society. Although . some respects resembling a traditional European empirthe Soviets had also stood for an alternative conceptio-_ of international society: one based on the notion th:. the working classes of all countries enjoyed a solidar-
it was largely American determination not to make the same mistake in 1945 that led to a considerably stronger new version of the League in the shape of the United Nations (also see Ch.18). In practice, however, the UN
was very seldom able to play the leading roie envisioned
for it in the post-war international society, largelybecause the cold war prevented agreement between the two most
across state boundaries. This had enable: Moscow to call upon the loyalty of Communist parti..
round the world, as well as the services of sympathize:, in the diplomatic and scientific establishments of severWestern countries. After the 1979 Iranian Revolutio_ the Ayatollah Khomeini made a similar call on Muslir::, to see their religion rather than their state as the centr
focus of their loyalties.
Although Soviet-American competition affected all aspects of world politics, the rough balance of power
between the two superpowers did help to secure a degree
of order, especially in Europe, where the military confrontation was greatest. There were also many relatively non-contentious areas where the two were able to agree to further development of international law. Elsewhere,
decolonization brought about what amounted to the globalization ofEuropean international society as the newly
free colonies unanimously opted for state sovereignty and
Key Points .
The United Nations was intended to be a much improved League of Nations but the cold war prevented it from
.
.
functioning as such. Decolonization led to the wortdwide spread of the European model of international society.
The collapse of the Soviet Union completed this process.
for an international society based on the various corollaries of sovereignty that had emerged in European international society: mutual recognition, non-intervention,
Chapter
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Khomeini challenged notjustAmerican power but the prevail_ ing conceptions of internationaL society. He believed the prob_ lems of the Middle East and other Muslim countries to have been caused by their disregard of lslamic religious principles and called for the overthrow of 'the illegitimate political powers that now
ruLe the entire lslamic wortd' and their replacement by religious governments. More generally, he argued that not onty were earthly governments illegitimate, but the state itsetf and the
concept of nationality were equatly invalid. ln opposition to the of the world into sovereign states, each defined by territoriaI boundaries ('the product of a deficient human mind'), Khomeini insisted that the only important social Westphalian division
lf Khomeini had Little time for the state itsetl he had even less for the notion of a society of states with rules, norms of behav_ iour, and institutions to which lran was supposed to adhere. For Khomeini, the correct approach to international reLations, as to everything else, was determined by lslam:,the reLations between nations shoutd be based on spiritual grounds,. These placed the
transnationaI bonds of the umma above unnatural territoriat boundaries that merely served to divide Muslims from each other.
Relations
according
with non-Mustim societies were also to be conducted to traditional lslamic principles. As interpreted by
Khomeini, these included, in the words of the lranian constitution, support for'the just struggle of the oppressed and deprived
Since 1941 lran had been governed by Shah Mohammad Reza Pahlavi, who liked to portray himself as heir to the great persian emperors. He allied himsetf ctosely to the United States and pursued modernization along Western Iines but as his regime came increasingty to be seen as corrupt, brutal, and wastefuI of its huge oil wealth, the USA was associated with his growing
while international law should on[y be observed if it accorded with the Koran. Similarly, Khomeini supported the seizure of the American embassy in Tehran and the hotding of many diptomats
there hostage for more than
a year.
to his rule came from many groups, including liberals and teftists, but after the lranian Revotution of 1979 the country was increasing dominated by conservative
Mustim clerics, led byAyatottah Khomeini, and dectared itself an lslamic Republic.
unpopularity. Opposition
Although lran espouses the minority, Shia, branch of lslam, which is strongly opposed by many adherents of the majority,
Sunni, branch, the lranian Revolution, particularly its anti_American and lslamist aspects, had many admirers in the Muslim wortd and
may be seen as a key event in the rise of radical lslamist movements around the wortd.
some measure of independence coexisted with clear hegemonial or imperial elements. International society
after the cold war was the first when sovereign equality ''{as-in practice as well as theory-the central legal norm tbr the whole world. At the start of the new millennium, all 192 UN members had formally agreed to what fackson
terms a global covenant enshrining the core values of independence, non-intervention, and, generally, .the
sanctity, integrity and inviolability of all existing states, regardless of their level of development, form of govern_
.:,r..;l.it-i.l$
riti:i
ijii:!:i'i(
Box2.4
rhetoric and action, shown a willingness to emplo,v power-unilaterally if necessary-to defend what it se'
as its inter-
vital interest.
'lTheGtobalCovenant]can be read
Fourth, earlier European international societies ue:. underpinned by a common culture and shared vali-r'' Although all states have signed up to human rights norr' and most declare their support of democracy, these a: ' often interpreted very differently by different societie' Moreover, there is a growing tendency in developi:lstates
tant sphere of human freedom; it affords PeoPle the potitical latitude to live together within their own independent country,
according to their own domestic ideas and betiefs, under a government made up of people drawn from their own ranks: internationaI freedom based on state sovereignty.'
as
part of
hypocritical Weste::
'
their right to go to war and to promote respect for human rights for all. However, this conception of international society raises several major questions. First, globalization itself is serving to dissolve traditional social identities as countless 'virtual communities'
emerge and as the global financial markets
strategy of imperialism. Radical Islamist movements ha' been at the forefront ofthis kind ofresistance.
Fifth, two issues-the environment and severe pover' (Ch.20 ar'd Ch.27)-are at the same time increasing importance and dificult to accommodate within a sor-eeignty-based internationai society. Tackling global pover
limit
states'
b
'
freedom to control their own economic policies. Some argue that globalization is bringing in its wake a new cosmopolitan culture, in which the central norms revolve around the rights of individuals rather than states. They point to the growing importance of 'global civil society' in the form of non-governmental organizations like
Amnesty or Greenpeace as a key aspect of this process (see Ch.19). Others use examples of 'humanitarian intervention to argue that a more 'solidarist' international society
with constraints on economic freedom in the leadin" economies. Deaiing with climate change-a problem th:
does
extensive international legislation but enforcement mecl anisms that also severely curtail states' freedom.
All these issues revolve, in different ways, around trt central questions: can an international society founde.
on the principle of sovereignty endure? And should i" English School theorists, iike Bull, have always argu'.
is emerging in which a strict principle of non-intervention can be qualified in the event of serious humanitarian emergencies (Wheeler and Dunne 1998).
Second, the post-cold war order has produced an
the need for international society to have a found;tion of agreed ideas and values, which may mean muc greater absorption of non-Western elements if it is :
become genuinely universal' One possible
increasing number
of
collapsed,
failed ot fragmenting
future-th'
ability not just to participate as an equal on the international stage but to maintain orderly government within the state. One consequence of the inability of some governments to perform these functions is a new set of serious security problems within rathet lhan between stales,
with which international society-because of the principle of non-intervention-is poorly equipped to deal. Third, American military power is currently greater
than that of the next ten most powerful states combined. This has produced a situation without precedent in international history, which some term a'unipolar moment:
as Christendom and Islam interacted in the Midd-' Ages. Another argues for a more assertive Westernis:': including the imposition of Western values, if necessa: a return, in some respects, to the nineteenth ceniu:' international society, albeit with more altruistic int;
tions. A third emphasizes the need to develop 'globa
institutionalized political processes by which nor::. and rules can be negotiated on the basis ofdialogue a' consent, rather than simply imposed by the most po\\ rl
is no realistic prospect of this happening in the next .''' ::;:3:s. Since 9/11, the United States has, in both
ful' (Hurrell 2006:21,3).In this formulation, sovereis' would remain the cornerstone of international soci;
Chapter
Box
they choose, including in their right to go to war. In the twentieth century the term came to be indelibly linked to the concept of national self-determination, bringing an end to the European powers' ability to insist on respect
'Al[ stable societies have to find some agreed process and procedure by which moral conflicts can be adjudicated and man-
if not resolved. Within world politics the challenge is sti[[ more daunting given the diversity and divisiveness of sentiments, attachments, languages, cultures and ways-of-living, combined
aged,
for all of their sovereign rights, while simultaneously denying these to their colonies. Peoples who have only won independence in the last few decades are unlikely to wish to relinquish it in favour of a more truly cosmopolitan order, so international society is likely to remain firmly based on the sovereignty principle. Whether such
an international society
ofjust
of humanity will be one that is built around some minimal notion process, that prioritizes institutions that embed procedural
fairness, and
will
challenges
it
faces
Key Points
:.rt with more inclusive, responsive; and effective collec::r'e decision-making processes.
.
.
-ng to meet different circumstances. Dynastic sover;-qnty gave way to popular sovereignty and states have
..cepted increasing limitations on their freedom to do
as
community, faiting states in Africa, American hyperpower, growing resistance to Western ideas, and global poverty and environmentaI issues.
ffi
1
Questions
Discuss and evaluate Hedley Bu[['s concept
of international society.
of internationaI society. 3 Why has the balance of power been such a central institution of a society of sovereign states? 4 Criticatly evaluate the general view of the Peace of Westphalia as the founding moment of
modern international society. was nineteenth-century European internationaI society merely a means of tegitimizing
imperialism?
why
has an originalty European society of states become the general norm around the
world?
Why did the 1979 lranian Revolution pose such a chailenge to the accepted understanding of internationaI society?
Can an international society of sovereign states resolve such problems as extreme poverty
contemporary relevance.
..::;l'..i+
-.1
DAVID ARMSTRoNG
ii.,
:.
(Basingstoke: palgrave).
The third edition of this classic statement of the Engtish School approach to internationaI society, with valuable Forewords by Andrew Hurrell and Stanley Hoffmann.
liriii. j'l..ir:::i:'i,rri.ii::::,r
Press). Edited
collection of essays (inctuding five by Butt and Watson) on different aspects of the historical expansion of European internationaI society to the rest of the world.
ii. (2004), From lnternational to World Society? English SchoolTheory and the Social Structure of Gtobalisation (Cambridge: Cambridge University Press). An important study that
;!-r:':r;ii.
attemPts to develop more rigorous conceptualizations of Engtish School theory, particularly in the context of globalization.
iir.i;:,rr,;.:.:..;r;r'j i..:riir,: ti. (2000), lnternationalsystemsinworldHistory (oxford:oxford university Press). A theoretically informed and wide-ranging discussion of the devetopment of different kinds
R|ghts
(Camhrirloe' Camhrirloc of lnfprnafional goricftt \----o-'----o--'"')---l"'--''oo---'_'--J I lnivprsitv Prcss) A challenaina recent qtrrdrr -t--'"--""'-----J
!:
(2002) , Beyond the Anarchical Society: Crotius, Colonialism and Order in World Politics
(Cambridge: Cambridge University Press).A valuable discussion of the dualistic nature of classical
!i,
,,i::i:l ''r'ri:i:;.*'rl:,
Palgrave). A recent
"'i..':":!::,r,,:'...r',.
account of internationaI society since the earliest times, with a particu[ar focus on hegemony.
4;-
u Visit the Online Resource Centre that accompanies this book to access more learning
r."rources on this chapter topic at www.oxfordtextbooks.co.uVuk/orclbaytis smith4e/
Ep