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Journal of Cleaner Production xx (2005) 1e7


www.elsevier.com/locate/jclepro

A decomposition of the end of life process


P. Tanskanen*, R. Takala 1
Nokia Research Center, Nokia Group, P.O. Box 407, Helsinki FIN 00045, Finland
Accepted 11 November 2005

Abstract

New legislation on electronics waste in Europe will set formal requirements for product end of life (EOL) processes. These include producer
responsibility for obsolete product take-back, pre-treatment and recycling. A structure is needed for the complex interactions between technical,
environmental, socio-economic and legislative factors in product take-back and EOL treatment. EOL process can be divided into three distinct
stages with different characteristics and stakeholders. The first stage is the organization of an effective take-back process. The second is the
structural pre-treatment and fragmentation of the product. The third stage is the recycling and disposal processes of the product material content.
In this paper we propose a simplified economic model for an EOL process for mobile terminals. We use the model to create a step-by-step EOL
process. Furthermore, we present through examples, technical as well as engineering process solutions in promoting economic implementation
of the EOL processes.
Ó 2005 Elsevier Ltd. All rights reserved.

Keywords: End of life; Recycling; Life cycle; Economics

1. From the system level to an EOL process effects of a mobile terminal during its life cycle, in Fig. 1.
This is relevant when the product ends up into proper end of
In order to be able to solve a complex multifaceted problem life treatment and is not landfilled or incinerated.
of end of life (EOL) management, the problem must first be Even if the EOL is only a part of the whole picture the ac-
defined and partitioned into meaningful parts. A model of tivities within the EOL phase need to be clarified and parti-
the EOL is presented based on the work in the area of mobile tioned in more detail. This has to be done to allow concrete
phone EOL treatment and it is shown in a larger context. The implementation of a sound EOL process and to enable the de-
problem is also decomposed so that specific solutions can be velopment of technologies to promote these processes. Fig. 2
found [1e4]. describes how the EOL can be shown in a larger context.
The EOL is the last phase in the lifespan of a product. It has The figure shows how the EOL is related to the overall envi-
been one of the primary topics of environmental discussions ronmental thinking regarding electronic products and shows
during the past few years. This topic is at the source of the levels of abstraction from a general view to concrete engi-
much activity as familiar waste treatment issues now also con- neering solutions. This is drawn in the shape of a funnel, to
cern electrical products. However, the EOL stage represents show the shift from large abstraction to more defined and lim-
only a part of the product life cycle and environmental im- ited views and to concrete solutions.
pacts, as seen from the distribution of the environmental The levels of abstraction shown are: the system, process,
technology, and individual solution levels. The system level
describes the whole environmental impact of the product.
* Corresponding author. Tel.: þ358 7180 37628; fax: þ358 7180 37128.
E-mail addresses: pia.tanskanen@nokia.com (P. Tanskanen), roope.
We have opted to use the term system as there is a network
takala@nokia.com (R. Takala). of actors and a product’s environmental impacts can be viewed
1
Tel.: þ358 7180 20860. from many different angles, such as energy consumption,

0959-6526/$ - see front matter Ó 2005 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jclepro.2005.11.016
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facilities. In this phase the user of the product plays a crucial


role, as he initiates the whole EOL process. The take-back is
critical to the EOL process, as its success determines to
what detail the subsequent EOL processes can be tailored.
The take-back phase can be characterized as an organizational
issue. Pre-treatment includes sorting of the products and their
disassembly or shredding. This is done by recycling compa-
nies utilizing different technologies, from manual treatment
to more automated systems. The ease of this phase depends
on the mechanical structure of the product. Content recycling
and material disposal include the sale or disposal of the mate-
rials/components according to what is appropriate for each
fraction. In this phase the value of the material is defined by
the global material markets.
An economic model for the EOL process of mobile termi-
nals can be presented based on these three phases. The model
describing the three phases is shown in Fig. 3. The costs of the
different phases are normally combined and shown only as one
figure. In the model the cost of each phase can be separated,
and therefore the transparency of the system is greater. The
Fig. 1. Environmental impacts of a mobile terminal during its life cycle. The model shows the financial bottlenecks in the EOL phase and
number of x’s signifies the amount of impact [5].
enables identification of key issues where action needs to be
taken.
packaging material, manufacturing, and so on. Tools for these In the model, the individual cash flows of the whole EOL
are, for example, supplier network management, design for en- process can be identified. By separating the three phases
vironment (DfE), environmental management systems, material and identifying the roots for positive and negative cash flows,
data management, and guidelines for end of life practices. it is possible to find ways for maximizing system efficiency.
The process level describes the processes and interaction ac- The cost of EOL is related to the two first stages, take-back
tivities of the different parts of the system, which in this exam- and pre-treatment, and to the treatment of hazardous substan-
ple is EOL. The third level concentrates on the technologies ces in the product. Revenues in the process come from the
and methods needed for implementing one process, such as sales of recyclable material and reusable components. The
take-back or fractioning. The fourth level looks at individual amount of revenues therefore depends on the amount of pre-
design solutions for products that can help achieve environ- cious and recyclable materials in the product. The final bottom
mental targets for a certain technology. A similar leveling line is from the sum of the relations of four factors: the frac-
down could be done also for other environmental processes tions suitable for sale, hazardous materials, and the complexity
at the system level. of the product structure and the efficiency of the take-back
In this paper we concentrate on the last three levels of system. In mobile phones the precious metal content is typically
abstraction as the highest level of abstraction is already well quite high and therefore recycling shows positive value when
covered in literature [6e9]. We show a model of the end of logistical costs are not taken into account. The model can
life activities for an electronic appliance, a mobile phone. therefore be used as a tool for pinpointing the expenses and
From the process model we derive technologies that can be revenues from the EOL process. After this it is easier to decide
used to target individual technical solutions in a meaningful on the necessary improvements to be made in the process,
way so that the whole environmental framework can be whether they are related to product design, take-back or
addressed by tackling individual parts of it separately. This recycling activities.
paper concentrates on the final treatment of obsolete electron- The two first phases, take-back and pre-treatment, offer no
ics products. Reuse, upgradeability, refurbishment and other direct economic benefits, but rather require investments in sys-
means to extend a products live are not considered here as tems and facilities. Controlling cost formation in these phases is
these are seen as activities that are done prior to the EOL important as only the sale of recyclable materials and reusable
treatment [10]. components offers economic benefits. The incineration of plas-
tics is considered to be a zero sum activity. The financial bene-
2. A model of the EOL process fits are evident only in the last phase, which means that the
earlier, costly, phases must take place before the benefits can
The process view of EOL can be modeled into three distinct be collected. In order to obtain a sustainable comprehensive so-
phases: take-back, pre-treatment, and material content recy- lution it is therefore desirable to build up enterprises, which can
cling and disposal of the products. Take-back involves the lo- include both expenses and profitable activities in their portfolio.
gistics, systems, and technologies for the collection of The model also describes the logistical network of the prod-
obsolete products and transferring these products to recycling uct EOL. The organization of take-back is the main logistical
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Fig. 2. The context and levels of abstraction of EOL.

challenge, as the products must be collected from widely dis- are sorted according to their economical value and according
persed customers around the world. Products need to be trans- to their different material compositions. The following phase
ported from the collection points to predefined recycling is product disassembly, for example batteries are disassembled
facilities. Material fractions are further transported to different from the product. The fifth phase is separation of different ma-
material companies from the recycling facilities. For total sys- terial fractions, for example separation of glass displays from
tem efficiency, an optimization of EOL logistics is important. the circuit boards and plastics. These three phases (sorting,
By building up a process from the different phases it is pos- disassembly, and fractioning) represent the pre-treatment
sible to start searching for various solutions to the issues in phase in the EOL process (Fig. 3). The last process phase is
each phase. We can then move down one level of abstraction the sale or disposal of materials, and it forms the recycling
and start to look at technologies and methods for the processes. and disposal phase in the EOL model.
We have derived a simple step-by-step process from the
model to describe the activities that need to take place in the 3. Technological and design solutions for disassembly
EOL. The process, shown in Fig. 4, consists of six phases.
The initiator of the take-back process is the user. Mobile In order to further explain the need for structuring the pre-
phones enter into the EOL phase when the user (owner) de- treatment phase of the EOL process, it is necessary to look at it
cides not to use the product anymore and returns the product more closely. The purpose of pre-treatment (sorting, disassem-
to a collection point. It is extremely important to motivate bly, and fractioning) is to separate different material fractions
the user to do this in order to get back the products and route as efficiently as possible from the obsolete products. This is
them for proper EOL treatment. The second phase is the activ- done in order to be able to sell as much material as possible
ity that takes place during the take-back processes. This starts to be used as raw material for new products and at the same
when the terminal is returned to the collection point [11]. time safely remove hazardous and other duly disposable mate-
Take-back systems and routes currently depend very much rial fractions.
on the location; different systems have been described in sev- Different technologies can be used for pre-treatment. Pre-
eral publications [12e16]. treatment can be done manually (Fig. 5), by shredding
After the appliance/terminal is returned to the collection (Fig. 6) or by various automated processes (Fig. 7). All of
point it is moved to sorting, which is the third phase. Products these methods have their benefits and limitations. General
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User

Take-back

Sorting

Disassembly

Separation fractions
and components

Sale/disposal
of fractions

Fig. 4. EOL process.

Specific technologies and solutions for issues arising during


the process phases can be addressed from understanding of the
problem partitioning gained from the process view of the EOL
model. It is possible to create technological solutions for
streamlining activity related to these process phases. The
take-back, sorting, and disassembly phases described earlier
have been studied. In order to illustrate how specific technol-
ogies can be used to solve EOL problems, a closer look is

Fig. 3. Economic model of EOL process.

goals for the processes are cost-efficiency, product diversity,


and flexibility, high product flow, safety, and good separation
capability.
We can view EOL solutions in more detail by studying
more closely the newest disassembly technology, automated
disassembly. We have introduced examples of active disassem-
bly [2e4] and induction heating [17].
After moving from the abstract level to a specified EOL
technology using a process model, specific design guidelines
can finally be drafted to provide a real solution for a coherent
EOL practice. Fig. 5. Manual disassembly.
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Fig. 6. Shredding plant.

taken at automatic disassembly as one solution for the disas- these specific problems are presented; they are examples of
sembly of electronics. Currently two lines are being pursued solutions that address EOL problems step-by-step. Several op-
to gain efficiency in mobile phone disassembly. The first is tions have been developed to solve a specific problem. The na-
to generate more sophisticated and effective disassembly pro- ture of these options may vary significantly, and they cannot in
cesses. The second is to design a disassembly function into the all cases be implemented in parallel. This means, that in order
products themselves. In the next section some solutions to to solve a problem, one option must be selected.

Fig. 7. Automated disassembly technologies (robotics, induction heating [17], mechanical impact, and active disassembly [3]).
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3.1. Process related solutions for disassembly Decision-making concerning the example presented is at the
moment rather difficult. The end of life treatment of electronics
Several cases of improved disassembly processes have been is a rapidly changing and developing area where new technol-
demonstrated. Fig. 7 shows different automated disassembly ogies and practices are constantly being created. Therefore the
processes for mobile phones. The problem with the most auto- feedback information from the end of the life processes to
mated technologies is that they are quite product specific and product design is not up-to-date. The delay between the design
require positioning of the product. of a product and its recycling is several years, which affects the
compatibility of these two ends of the products’ life cycle.
Recycling can be approached from two directions: how to
3.2. Product related solutions for disassembly design a product that can be easily recycled, and how to build
a recycling process that works in an efficient way. The chal-
In order to be able to go to the product design level one op- lenge is to approach the same solution from both of these di-
tion must be selected from the different technologies. Here rections, and this hampers decision-making significantly. The
built-in disassembly is taken as an example and one technical products’ design has to be optimized to facilitate a manual
solution is shown. sorting process. However, if an automatic take-back machine
A built-in disassembly system is a feature or component sorts the product automatically, it is bound to be sub-optimal
that can be triggered by a simple outside force to open the with such a design.
phone structure. Several designs that accomplish this task Decision-making is also slowed down by overly general
have been presented [2e4] in previous works. Common trig- design guidelines. Gradually DfE has been included in the de-
gering forces for self-disassembly (or active disassembly) sign guidelines within the electronics industry. In practice at
are heat and a magnetic field, or even chemical or biological the beginning, this means the use of lists and guidelines, e.g.,
agents. using only one type of screw, minimizing the number of screws,
The mechanism called ‘‘Fall apart’’ is shown in Fig. 8. The not combining metal and plastic materials. These instructions
device is based on the magnetic triggering of the fastening el- are effective for manual disassembly but not necessarily for
ement. A magnetic field will unfasten the element, disassem- automated processes. However, as we have shown here, the
ble the product and allow the separate treatment of different end of life processes for disassembly and material separation
parts as separate fractions. The mechanism was realized by de- are developing very fast. The recycling industry cannot rely
signing a screw-like discrete component that resembles the anti- on manual work in the future. For this reason general guidelines
theft tags used in clothing stores. This mechanism, however, was result in ‘‘good compromises’’. In these compromises a product
designed so that manual disassembly is also possible, enabling is designed to have some favorable characteristics for diverse
mobile terminal disassembly also without a strong magnet. processes but is not optimized for any processes. The difficulty
The development of this solution is on prototype level where at the moment is to design for practices that are not yet estab-
implementation to mass-production has not yet been done. lished. This uncertainty prevents radically new thinking in end
of life design, and so companies only make minor amendments.
At the moment it is not clear what material fractions need to
4. Factors restricting EOL implementation be separated in the electronics products. As an example, the
plastic covers of the phone can be separated and recycled, but
When taking any EOL solution into use participation and it is not eco-efficient at the moment [18]. This is because the
buy-in are required among all the players involved. As in total benefit is negligible when the small weight of the received
the example shown earlier, the built-in disassembly mecha- material is compared to the energy required for receiving it.
nism has no use, if the pre-treatment facilities for using it
are not in place.
5. Conclusions

Both new environmental legislation and discussions related


to electronics products have been concentrating to a large ex-
tent on recycling and hazardous material issues. This happens
even though the recycling phase accounts for only a fraction of
the environmental impacts of the product life cycle [5]. Much
attention is paid to the EOL because of the large amount of
electronic goods in use that should not end up in landfills,
and because of the risk of hazardous substances leaching
into the soil and water systems. With this in mind, a closer
look was taken at the EOL, and a detailed model was created
for this phase. The model describes the EOL against the gen-
Fig. 8. Built-in active-disassembly system, which can be triggered by a strong eral background of environmental issues, having regard to
magnetic field. problems and options as well as detailed technical solutions.
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