,~o 10

gev. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Courl or Organization U.S. District, Central District of California 5a. Report Type (cheek appropriate type)

Report Required by the Ethics

in Government Act ofl978 (s u.s.c. ,,pp. ff,( 1oi.111)

I. Person Reporting tlast name, fi.,~t, middle initial) CARTER, DAVID O. 4. Title (Article Ill judges indicate active or senior staras; magistrate judges indicate full- or part-time) U.S. District Judge- Active

3. Date of Report 05/I 4/2010 6. Reporting Period [] Final I/I/2009 to 12/3112009

Nonfination. Initial

Date [] Annual

7. Chambers or Office Address Ronald Reagan U.S. Courthouse 411 West Fourth Street, Suite 9-160 Santa Ann, California 92701

5b. [] Amended Report 8. On the basis of tile Information contained In Ibis Report and any modifications pertaining thereto, it Is, In my opinion, in compliance ssith applicable laws and regulations. Reviewing Officer Date

IAIPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable informatiott Sign on last page.

I. POSITION S. rR,vorti, g i, ai~ia~t o,ty: ~,, ,,. 9-13 of filing instructions.)

NONE (No reportable positions.) P.OS|TION NAME OF ORGANIZATION/ENTITY

5.

6.

I1. AGREEMENTS. ~n,~o,~i~w~,~to~.r;.~,,vr.

~ NONE (N~ reportable agreements.)

PARTIES AND TERMS

Carter, David O.

FINANCIALDISCLOSURE REPORT

Page 2 of 7

| CARTER, DAVID O.

05/14/2o10

lIl. NON-INVESTMENT INCOME. :Repo,~i,g individuM and spouse; see pp. 17.24 of filing instructions.)
A. Fliers Non-lnvestment Income ~ NONE (No reportable non-investment income.) ~ SOURCE A~ ~PE ~COME
(yours, not spouses)

~1
3.

B. Spouse s N on-Investment Income - Jf ~,ou wee, married during any portton of the reporting year, complete thl~ section.
(Dollar amount not required ~,.cept for honoraria.)

[]

NONE (No reportable non-investment income.) DATE SOURCE AND TYP~

I.

I*,. REI MB URS EM ENTS - t,o,,,,or,~ao.. Ioa~Z,g, tood, ent~rtal .... ~

(lnclud~ those to spouse and dependent childr*:n, see pp. 25-27 o filling i~tmcttons.)

NONE (No r~ortable reimbursements.) ~ ~ LOCATION P~POSE ITEMS PAID OR PRODDED

5.

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6.

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FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name.of Person Reporting

D~e of Report

0~/~/~.0~0 I CA~TEP~ ~AW~ O.

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PageFINANCIAL4 of 7 DISCLOSURE REPORT I

Name of Person Reporllng CARTER, DAVID O.

Date05/[of4/201Repor~0

NONE (No reportable g~s.)

~
I. 2. 3. 4. 5.

DESCRIPTION

VI. LIABIL IT1ES. (Inct, aes ,host o.~sp ......

[--~ NONE (No reportable liabilities.)

d dependent children; see pp. 32-33 of filing in~tructi~n.~.)

CREDITOR

DESCRIPTION

3.
4. 5.

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PageFINANCIAL5 of 7 DISCLOSURE REPORT [ CARTER, DAVID O.

Name of Person Reporting

Date05/1

VII. INVESTMENTS and TRUSTS - ;~ ........ ..........~,,.,~ (Include, those of spa ..... d dependent childr,n; seepp. 34-60 Of filing in~tru~ions.J ~u
NONE (No reportable income, assets, or transactions.)
Dcsctgption of Asse~s (including trust assets) Income during reporting period Gross value at ond of reporting period D. Transactiortl during reporling period

[ {

rlaoe"(Xyaftereacr~asse!
.... pt from prior disclosure

i-7,) ] ...... i2i ..... (~- -i-7~i .... // TyI~(e.g., valueI Amoun, lype~e.g.,
Value
I Code I / di ........ Code 2 I Method buy, sell.

Date Value [ Gain J

[mm/dd/yy I Code 2 [ Code 1 I

Identityof
buyer/seller

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12. "13. 14. 15. 16. 17.

FINANCIAL DISCLOSURE REPORT Page 6 of 7 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOS URE REPORT [ Page 7 of 7 IX. CERTIFICATION.

~,e of Repor, 05/14/2o10

I certify lhat all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that an) information not reported was withheld because it met appllcable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.SoC. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544