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Ao 10

get,. 1/2008

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization US District Court-Southern Dis
5a. Report Type (check aplm)priatc type) [] Nomil~ation. Date [] Aont,al [] Float

Repo,r Required ~v rite Ethics


in Government dot q[1978

(5 u.s.c, at,p. L~" IOl.t ll)


3. Date of Repmt 8/6/2010
6. Reporting Period 01 h) I/2009 to 12/31/2009

1. Persou Reportiug (last name, first, middle initial) McMahon, Colleen


4. Title (Article [11 judges indicate active or senior staam; magistr,,e judges indicaie full- or part-time) US District Judge-Active

[] initial

5bo [] Amended Report 7, Chambers or Office Address 500 Pearl Streel New York, NY 10007 Chambers 640 Moynihan Cour~hou 8. On the basis of the information contained in this Report and any modifications pertaininl~ thereto, it is, in my opinion, in compliaace with applicable ]a.ws and regu|ations. [ Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying th~ form must be followed. Complete all parts,
checking the NO!VE box for each part where you have no reportable information. Sign on lastpage.

1. POSITIONS. (Reporting indi,oidual ,rely; see pp. 9-13 ojilling instroetions.)


~ NONE (No reportablepositions.)

POSITION
I. Trustee Trust # I

NAME OF ORGANIZATION;ENTITY

3. T~stee 4. Director
5I

Foundalion Music Bridges ln~ernatinal Inc Ill

1 I. A GR E EM ENTS. ~,,,,,,;,g indiuld,tal anI),; see IP. 14-16 ,,filling instructions.)


~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

I~INANCIAL DISCLOSURE REPORT


Page 2 of 28

N~,.e of Per.ion Reporting MeMahon, Colleen I 8/6/2010 Date of Report

IH. NON-INVESTMENT INCOME. Rep,,.i,,~, individual and sp .....


A. Fliers Non-lnves~men~ Income NONE (No reportable non-investment income.) DATE

; See l,p 17-24 of fling instructions.)

SO~CE AND TYPE

~COM~ (yours, nol spouses)

2. 3. 4.

B. Spouses Non-invest nlellt ][llCOllle - IS.F,~a were married during any pvrdon of the reporting.Fear, complete this seetiom ~ NONE

(NO r~7~ortable
DATE

non-investment income.) SOURCE AND TYPE :~,;:;~:~,, ~,~.~:~ ~,~ ~ Deleted Compensation

1. 2009 2. 2009 3. 2009 4.2009 5.2009 6, 2009 7. 2009 8. 2009 9. 2009 10.2009 11.

CSG Systems lnc-Director Fee Kobls Department Stores Inc-Director Fee Northstar Realty Finance CoD~ -Director Fee Director Safe Bolkers Inc -Director Fee Jet Blue Ai~ays Corp-I)irector Fee Mencmsha Capital Partners-Ltd-Employee Linx Paancrs LLC_Direclor Fee Morgan Stanley-Pension Income

IV. REIMBURSEMENTS ...... ~-;


(hwludex tht~.w, to spmtse am1 dependent childri,n." s.:e pp. 25-27 o.~filing m.rtruetion.~.) ~ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I~INANCIAL DISCLOSURE REPORT

~ ..... fP ......Reporting

Dace of Repor!

Page 3 of 28
1.
2. 3, 4, 5.

McMah,m, Colleen

8/612010

FINANCpage 4 of 28AL DISCLOSURE REPORT

Name of Person Reporting

Date of Repor~

~cM.hon, Colleen

8/612010

NONE (No reportable g~s..)


~ DESCRIPTION VAL~

2. 3.

5.

VI. LIABILITIES. a,,,.~,ae.,. ,n ..... ,~~, ....... a dependent children; see pp. 32-33 Of fillng in~trltctions.)
[---] NONE ~Vo reportable liabilities.) CREDITOR
I. JP Morgan Bank 2. 3. 4. 5. Credit Card

DESCRIPTION

VALUE COD~
K

I~INANCIAL DISCLOSUREREPORT

Name of Person Reporting

Date of Report I

Page 5 of 28

McMahon, Colleen

I
Transactlonsduringreporfingpcriod
V .... t Value IG t Date Monlh- [ Code 2 Code I

NONE (No reportable income, assets, or transactions.)


DcscgiptionofAssek~ (including ~gt ~se~) Place "(X)" a~er each ~set c~empt from prior disclosure Incomcdaring repor6ng period [ Gros~ value a~ end of I repot6ng period Value Code 2 Value Melh~ Type(e.g., ~uv, sell,

[A ...... t [ Typc{e.g., Code I div., renl,

buyer/sU

1. 2. 3. 4. 5, 6. 7. 8. 9. 10. I I.

Thomburg Ltd. Te~ Muni. Fd NaCl Kohls Coq~. Corn (1~) Thoruberg Value Fund Cl~s A Mut ~d, (I Morgan Stauley Veuture Investors 11I LP (I RA) KohPs Corp Corn (Trust #2) Morgan Stanley Venture Investors Iit LP Psychemedics Cotp. Corn EES 1986 LP Citibank(Checking) Skyline Venture Partners,L.P. M~CP I11 L.P.

Dividend None

L O O K N K J J

T T T U T U T U Closed 1/15 J Sold (purl) 9/9 L F

Dividend None None None

Dividend None None None None

L L

U U

13. 14. 15. 16. 17.

:: (1998 300.000) Bond Finance International Con Due I I/2 3/2058(1RA) NoOhwestem Mututal Life Citibank Checking (Trust # 2) EVII,CO l,ite lnsurnacc (Trust # I)

N one None None None Nooe

N J K J J

R T T T T

FINANCIAL DISCLOSURE REPORT

Page 6 of 28
VH. INVESTMENTS an d TRUSTS - ~ ........

Name of Person Reporting

[ [

Date of Report 8/6/2010

I McMahon, Colleen

t.e.r ...... ,~o,,s (Includes those of ~.se and dependent children; see pp. 34-60 ,~ling i ......

lions.)

N ONE (No reportab& income, asset~, or transactions.)


Description of Assets 0neluding trust resets) Place"(X)" al~creachassel exempt from prior disclosure Income during repo~n.~.re~d Gross value at end of ]. repo~ing period .......... : Value Code 2 (J-P) Value Metho~ Code 3 T~e (e.g., buy, sell, redemption) TTansaclions during reporting pedod

Amount I Type (e.g., Code I div. rent [ IA-II) or int.)

Date Monlh Day

Code 2 Code l

buyer/sel!er

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29, 30. 31.

Noflhwestem Mututal Life (Trust#l) Northwestern Mututal Life(Trust #1) Madison National Life Ins(Trust # I) Passport Money Markel Fund (IRA) SFivl Domestic lnvestn:cnts LLC

Interest None

N M N J Pl

T T T T U Sold (parl) Buy (addl) Buy (addl) 8/20 8/20 12/1 K K J

A A

Interest Dividend None

Sunrise Capital Special Partners, LLC CSG Systemslntemational lnc.Com

None None

J N

U T Buy (addl) Donated (part) 8/19 K

Suwinli! Mariner, LLC Skyline Venture Partners Qualified Purchase Fund 11

None None

Pl N

U U Buy (addt) Sold (part) 7/27 3/I I J K

Triden! Capital Fund-IV LP

None None

L K

U U

32. Sentinel Capital Parmers II LP

(part) 34. Summit Mariner LLC/JP Morgan Checking A Interest L T

,N
~

Fh ANCIAL DISCLOSURE REPORT age 7 of 28

a~m,,aem VI I. INVESTMENTS and TRUSTS -.i ..... e, value, t ......dons a,~.t~ae.~ a, ose of ~-,a...... children; see pl,. 34-60 of filing instruct~.) N ONE (No reportable income, assets, or transactions.)
Description of Assets (including ~mst ~ts)

~ ....

fP .....Repot, lug

Oate of Report 8/612010

McMahon, Colleen

...................................... A.

- ...........................................~. ~, ........... ~ .............. ] ......................... E .......


ln~)m~ during ] Gross value at end of re~ing period .......... ~po~ing peri~ ................................ Type (e~g., div., ~nt, orint.) Value Code 2 [ (J-P) Value Meth~ C~e 3 (Q_%r) T R T T U Sold (part) Sold (part) 2/16 12/8 L Typ~ (e.g., buy, sell, redemptioO , Date Month Day ~ Amount [ Code I : (A-H) [ A E A

Transactions during reposing period

Place "~X)" after each asset exempt from prior disclosure

Value Gain Code 2 ~ Code i (J-P] ] (A-H)

ldentiB of buyer!seller [ifpriwt transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Rental # ! DPMorgan Checking Rental ,5 2 New York, NY(1999 $ 900,000) Rental g 2HP Morgan-Checking JP Morgan(Checking)Alrdux Resources LLC

Interest Rent Interest None

J O J K N

Distribution

See No~e

Vacant l.and~ !~1 ( 1999 $ 425,00 0) Five Point Fund LLC Trident Capital Fund V LP C F

None Distribution Distribution

N K N

R U U Buy (addi) Buy (add!) 1/21 9/28 4t28 8/4 12/16 1/16 4/2.3 2/11 12/I 7 J J K J L O P1 K K See Note # l See Note See Note # 1

~a~t)
Sold (part) Sold (part) Karsch Capital 11 LP None Sold (part) Sold Linx Partners (Q) LP Grove Capital Commitment Partners LP F None Distribution PI O U U Sold (part) Buy (addl)

Sold

~INANCIAL DISCLOSURE REPORT

Name of Person Reporting

I
[

Date of Reporl

Page 8 of 28

Mc~ahon, Colleen

~/6J20~o

Vll. ENVESTMENTS and TRUSTS - ~0~ ..... ~,,. t ...... fions (Includes those of ,~ouse and dependent children; see pp. 34-60 qffiling
NONE (No reportable income, assets, or transactions.)
Description of Assc~ (including trust ~sets) Place "(X)" aRer cah asse~ exempt from prior disclosure [nco~ during [ ~; reposing ~riod Gross value at cad of [ reporting period Transactions during rcpoaing period

~ O)

(2)
Type (e.g., div., rcnL or int.)

~) ~ ~)
VaLue Code 2 (l-P) Value Me~od Code 3 (Q-W)

~)
Ty~ (e.g., ~ buy, soil, redemption) ~ S~ld (par0

~ Amount Code I (A-H) [

Date Value Momh - ~ Code 2 Day ~ 11-~) [ 1/6 L

(2) (3)

Gain / C~e I (A-H) :

(4) ]

(5)
Idenfi~ of buyer/seller t~aasaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 161. 62. ! i i, 63. i 64, i 65. 66. 67. 68. Skyline Venture Partners Qualified Purehas er Fund I11 LP B Distribution N U Perseus Biopharmaeeutical Investor LP E i Distribution PI U Marth~s Vineyard GolfP~ners LLC Silvaris Cnrp Preferred B JP Morgan (Checking) NY State Dorm.Auth 6.1% due 07/19 NY NY Transitional 5.3% due 11/09 Rome NY HSG DEV 6.25% due 01/18 Oneida Cnty NY 6.25% due 06/15 JK & B Capital lV QIP LP C E E D E None None Interest Interest Interest Interest Interest None L O O T T U K N Pl O U U T T

Redeemed Sold (part)

l 1/16 1/2

N J

Buy (addl) Buy (addl) Buy (addt) " Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part)

1115 4/1 1/12 3/12 4/30 7!6 I 0/19 8/21) I/4

K L J K k J K K M See Note See Note

FINANCIAL DISCLOSURE REPORT

N ....f P ...... Repurting McMahon, Colleen

Date Of Rep0r! 8/6/2010

Page 9 of 28
VII. INVESTMENTS and TRUSTS - ~,,co,~e, ~.~..,,

NONE (No reportable income, assets, or transactions.) Description of Assets (ineloding trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period : Amotmt [ Code I (A-tl) Type (e.g., div.. rent, or int.) [ Gros~ value at end of ] reporting period Value Code 2 i (JP) : Value Method Code 3 (Q-W) Type (e.g,, buy, sell, redemption) Transactions during reporling period

Date Month - ~ Code 2 Day (.I-P)

Code I (A-H)

buyer/se!ler (if private transaction)

69. 70. 71o 72. 73. 74. 75. 76. 3P Morgan Checking(Foundation #1) MM Community Funding Ill Sub Note A Interest N~me None None None None A D A A D Dividend lntercst Dividend Dividend Interest J K M J J M U T T T T T K N K 7" U Towerbrook Private Equity Partners I1 LP TCP Limited Partners LLC(N/C SPEP Limit ed Partners LLC) Gr~ve 1] LP Tactics 11 LP G None None Distribution None J PI J O U U U U

Sold (part)

10/13

Buy (addl) Buy (addl) Buy (addl) Sold (part)

3/10 6/15 12~2 4/6

L L L K See Nole # 1

"~",,. OR Music LLC 78. 79. 80. 81. 82. 83. 84. 85. The EPI Companies LLC Windstar Capital LLC Notes Receviable SFM Parti~:ipation LP Capilal Income Builde,s Fd CI A(IRA) NYS Env 6.7 6/15/10 MSILF M/M MSILF M/M Glen Cove NY Ser A 5.375 1/15/10

Closed Closed

!2/31 12/3 t

See Note # 3 See Note # 3

~qNANCIAL DISCLOSURE REPORT Page 10 of 28

[ N .....f Person Reporting


I[ McMahon, Colleen

Da,e of Report I1 8/6/2010 [

VII. INVESTMENTS and TRUSTS - i.c,,,~e, ~.t.e, t ......


NONE (No reportable income, asset& or transactions,)
Description of Asmts (including trust resets) Place "rX)" after each asset .... pt ,,ore prior discl .....

a~- anclude~ those of sp .......d dependent children; see pp. 34~0 ojfiling instructions,)

/
1

Income during repoaing period

Gross value at end of repoaing period alue Type (e.g.. ~ Method [ buy, sell, C~e3 redemption)

"lmnsactians during rcpoaing period

] Amouol :: Type (e.g.. [ Value div..rent I Code, [ ~:1 { ,----( " ) { or int.) (J-P)

Date Value Gain I Mo~th- C~e2 i Code ,

ldenti~ of

86, 87. 88.

Northstar Realty Finance Corp Corn

Dividend

Sold (part) Buy (addl) Buy (addl)

g/5

M K K

2~27 8/7

89. 90, 91. 92. 93.

Kinderhook Capital 1 LP

None

PI

Buy (addl) Buy

1/16 10/26

L L

[~uy (addl) Sold ~part) Morris Global Strategies LP None Sold (part) Sold

12131 12/31 4/6 7/[ 6

K K O

94.

95. 96. 97. 98. 99.

Capital World Orth & Income Fd CI A(IRA) "l-homburg CRE GWT I Thornburg CRE GWT 1 NYC GO 5.25 8]1109 NYS Dormitory 5.0 7!1/09

Dividend None None

M L L

T T T Redeemed Redeemed Redeemed 813 7/I 5/I [. L M

D C C D C

Interest Interest lrtterest Interest Interest M M T T

100. Erie Cnty NY 5.0 5/IR)9 t01. Niagra Falls NY 5,625 6/15!10 102. NYC GO 4.125 3115110

FINANCIAL DISCLOSURE REPORT Page 1 1 of 28

Name of Person Reporting McMahon, Colleen

O=,e of Report 8!6!20

VII. INVESTMENTS and TRU STS - i .........

~. t ...... lions anctuaes ttwse of spouse and aepenaent children: see ~. 34-~0 o]~ling insurelions.)

NONE (No reportable income, assets, or transactions.) Description of Assets (including trot .... ts)
Place "(X)" after each ~set exempt from prior disclosure

In,me d~ring repo,ing ~

Gross wdue al end ol" repo,ing period

Transactions duri~g reporting, period

~ ~) ~ ~2)
~Amoum : C~e I T.pe (e.g., div., renl,

~) ~ .........~ .........
Value C~e 2 I

......................
~ Date ~ Mo~th Value Gain Code 2 ~ Code I ]denfiw buyer/sel

:, (A-H)

orl,,.)

<->/ Code 3

Va]oe Method

Type (e.~., buy, sell,

redemption) I Sold Redeemed Redeemed

Day

[ (Q~) ~t03. NYS Dormitory 5.0 2/15/11 104. Suffolk County NY 5.0 2/I/09 105. NYS Dormitory 5.25 7/1/09 106. Yonkers NY 6.25 2/1/16 107. NYC GO 5,125 3/15/!9 F E E E C E Interest Interest Interest Interest Interest htterest None None B E Interest Distribution None None P] U Buy (addl) Buy (addl) Buy (addl) Alba Advisors LLC None None PI U Sold Sold (part) Sold (part) Sold (parl) O K K T T U Closed N T

(J-P) ] (A-H) " P1 O N K M E

(ifprlva,e transaction)

11/18 2/2 7/1 2/2 3/t6

Sold (part) Sold

108. JP Morgan "I"ax Free MM Premier Sweep t09. R Thompson Trucking(Subordinated Note) 110. R Thompson Tracking(Corn) 1 I !. The EP1 Co LLC Sub Note 112. ~i:,~. I~,~ I

12/31

See Note # 3 See Note # i &Note# 2

l 13. --Snow Beverage Corp Preterred C 114. -Dynova Laboratories lnc (Corn) 115. 116.

2/25 4/14 11/23 9/14 8/3 12/18 12/31

L N N J N L M

See Note # 2 See Note # 2 See Note # 2

117. Camulos Partners LP 118. 119.

FINANCIAL DISCLOSURE REPORT Page 1 2 of 28 [ VII. INVESTMENTS and TRUSTS - i,, ..........

Name of Person Reporting

Date of Report

r~lcMahnn, Cole~n

8/6/2010

~,,,,, .......,,o,,~ (Includes th,,se o.f sp ........d dependent children; see pp. 34-60 ,,filling instructions.)

[] NONE (No reportable income, assets, or transactions.)

......................... ~~ ..................... ~7 ............. T


Description of Assets (ineluding trust assels) Place "{X)" after each ~set exempt from prior disclosure Income during reposing period t~/ ~ [ AmountI Type (e.g., Code 11 diV,, rcnl, [ (A-H)[ or int.} / ~

Grosz value at end of re~aing period (1) (2) Value Value C~e 2 Method (J-P) Code 3 (Q-W) J P2 U U

c.

~ ........................... ............................................... i3~


Transactions during reposing period (3) ~4) Value Gain Code 2 C~e I {J-P) (A-H) : (l) Type (e.g., buy, sell, redemption) ] (2) Dale Month Day (5) Identity of buyer/seller (if private ~ansaction)

120, Capital SI.I Group LLC 121. CGI Partners,LP 122. 123. 124. 125. MicellTeehnologies Inc.(Corn) 126. ~ East 571h Street LLC 127. Half Shell Entertainment Films LLC 128. ICP DI00 LLC 129. ICP D400 EL(? 30. ICP D200 LLC 13 I. ICP 2g(t0A LL(? 132. t.inx Partners II 1.P 133. 134. Lone Cypress, Company Lid !35. Sentinel Capital Investors I11 LP 136.

None None

Buy (addl) Buy (addl) Sold (parl) Buy (addl)

4/27 10/29 I/6 12117

0 N K N

None None None None None None None None

K PI K

U U U Buy (addl) Closed Closed Closed Closed 8/3 12131 12;31 12/31 12/31 6/1 2/28 6129 11/t6 !I/16 M N K L J M See Note # 3 See Nole # 3 See Noie # 3 See Nole # 3

PI

Buy (addl) Buy (addq)

None None

PI O

U U

Sold ~part) Buy (addl) Sold (part)

i~INANCIAL DISCLOSURE REPORT

~eportiog
McMahon, Colleen

Da~ofRep0rt

Page 1 3 of 2 8

8/6/2010

l ~meofe ..... VII. INVESTMENTS and TRUSTS - ~, ......... t,~. ........ ,io~ (Includes those of sp ....... d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trot assets) Place "(X)" after each assct exempt from prior disclosu~ ~ Income during . : reposing period ~Amount[ Typete.g., Code I ~ di,~n, * t (A-tt) or int ) Gross value at end of ~ re~ing period Value Cod 2 e (J-P) i Value Me hod Code 3 [ Type(e.g., buy, se, redemption) Transactions during reporfi~g period

~ Date ~ Value [ Gain Monfl- ~ Code 2 ~ Code 1 ] b ycr/se er Day

137. St:M Pa~icipation 11 LP ~38. 139. [140. ~ 141. T6ad Liquidating Company LLC t42. North Salem Acquisition & Development F und 2005 LP 143. 144. 145. 146. 147. 148. 149. 150, 151. 152. 153.

None

P2

Buy (addl) Sold Buy (addl) Sold (part)

2/3 2/3 12/2 ~ 12/2~ 12/31 2/4 3/4 4/6 4/27 5/29 6/29 713 gi3 I 10/7 I I/4 11/30 1212~ J 3 J J K K K K J N See Nolo # 3 K

None None K U

Closed Sold (part) Sold (part) Sold (par0 Sold

(part)
Sold (part) Sold (part) Sold (par0 Sold (part) Sold (parO Sold (part) Sold (part) Sold (paa)

FINANCIAL DISCLOSURE REPORT Page 14 of 28


V11. INVEST MENTS and TRU STS - ~..,e. ,,~ne, t ......

N~,.e of ~~r~n. R~po~ting


McMahon, Colleen

O~,~ of R~,ort 8/6/20


d dependent children; see pp. 34-6# of filing instractions,)

,ion~ (Includes tho~e of ~ ......

~ NONE (No reportable income, assets, or transactions.) Descripron of Assets (including t~s, asse~s) Placc"(X)"a~ereachasset exc ~p fr,,,~ prurdscosure ~ Income during ~ng period Gross value at end uf ] Transactions during reporting period

Amount Type(e.g.. [ Value C~cl div..rent, Code2 (A-H) [ or[m.) : (J-P)

~ Value ~ [ Meth,~ [ ] Co~3

Type(e.g., buy, selL redemption]

Date MonthDay

Value ~ Gain ~ Code2 ~Codc! ~ {.I-P) ~ (A~H) ~

Identityof buyer/seller (ifpriva~e

! ....... ...................... ................................................................................. ! ....


t54. Thomburg Core Growth C1 A (1~) 155. ~ Thornburg Invt Tr lnfl Value CI 1 156. Thornburg hwt Tr lnll Value CI ~ 157. Jetbk~e (Corn) A A A None Dividend Dividend None ln~erest None None None None None None Pl U Pl Pl K U U U Sold Buy (addl) Buy (addl) Buy (addl) Buy (addi) Buy (addl) Sold (part) Nonc Pl U 1/4 3110 6/5 9121 11/I 8 12/17 10t8 Pl N M K K K M M K K N ~ T T T T T Closed Boy (addl) Buy (addl) 12/31 12/31 12/9 O K See Note # 3 Donated (part)

158. Interactive Brokers LLC--Futures Fund 159. ICP 2800B LLC 160. West 12th St L~C

161. Aisling Capital II LP 162, By The Way Productions ELC 163. HMLP Private Investor LLC 164. J K & B Capital V LP 165. 166. 167. 168, 169. 170. SEEF 11 LP

FINANCIAL DISCLOSURE REPORT Page 15 of 28


VII. INVESTMENTS and TRUSTS - i, .......

McMahon, Colleen

816/2010

t,,e., .....,io,,, (Includes those of sp ...... d dependent children; see pp. 34-60 af filing instructions,)

[] NONE (No reportable income, assets, or transactions.)

................... ........................................ -0. ................


(including tn~st assets) Place"{X)" a~er cach ~se~ cnempl from p~or disclosure ] reining ~riod Amount ~ C~e I T~c (e.g., Value ~: Value div., ~nl, 2 ~ Method C~ Ty~ (e.g., Dine ~ Value ~ Gain buy, sell, - Code 2 Codc } Monlh Idemity of buyeffscllcr

171. Stafford Logislics the (Corn) 172. Towerbrook Investors 1I Executive Fund LP 173. !74. Trident VI LP 175. 176. 177. 178. Kindefl~ook Capilal Fund II LP E

None None

L P1 U Sold (part) Sold (part) 9/25 1211 i 3/31 10/1 1/22 9/16 1/5 1!28 5/11 6/t0 11/9 919 12/31 M M M L M D M L K O J L See Nole # I

Distributiort

Buy (addl) Buy (addl) Sold (part) Sold

(pan)
None P1 U Buy (addl) Buy (addl) Buy (addl) Bay (addl) Boy (addl) None D Interest None D E Interest Interest Pl T O N Pl T T U Redeemed Sold (part) Sold (part)

i179.
180. 181. 182. 183. Kohts Corp tCont). 184. North Salem Aquisition & Dev Fund 2005 LP-Pret~rrcd Equily t 85. I,LPB Partners LP t86. NYS Dormitory 5.25 % due 5/15/09 187. NYS Thruway 5% due 4/1/I 0

5/15

FINANCIAL DISCLOSURE REPORT Page 16 of 28

N~me o~ P ..... ~eportin~ mc~.ho., C,~ll~en

Oate nf

NONE (No reportab& income, assets, or transactions.) Description of As~ts (including ~st ~sets) Ptac+ "(X)" aft ..... h asset Income durng Coss value at end of ~ransacfions during reposing period ~ rcpoaing period ~ l re~m~ _ ............................................. ~.__.~ ................... ~ ......... period +Amount + T)ge (e.g., Value Value T~ (e.g., Date i Value " Galn l ~ (A-t!) i (Q-W) ....................................... t88, NYS ~omfito+, Authority 5.25% du+ I I/I+ ]23 t89. Broo~aven NY4..25% ldue 11/1/37 190. Dutchess County NY 5 % due 8/1/11 t91. NYS Dormito~ Zero Coupon due 8/15/40 192, City ofNY Genl Pur 5 % due 8/I/12 193. NYS Dormitory 4.5 % due 7/I/1 } 194. NYS Dormitory 7.5 % dne 7/I/10 195. NYS Dormitory 5.25 % due 7/I/09 196. Troy NY 5 % due 9/1/37 197. NYNY6. I%due6115/31 198. NYS Dormitory Adj rate due I 1/15/29 199. Thornburg-lncome Builder CI 1 200. Thurnburg Global Opportunity CI 1 201. Thornburg CRE GWT t (Trust # 2) 202. I~lorgan Stanley Bank (Savings) 203. Morgan Stanley Bank (Savings) 204. Thomburg CRE GWT (IRA) F E E E E E D E E D E C B A A A Interest Interest Interest Inlerest Interest Interest Interest interest Interest Interest tn|erest Dividend Dividend Dividend lnteresl Interest None PI M N K K K K K J T T T T T T T T T Sold (part) 10/15 J PI PI O N O PI M T T T T T T T Sold (part) Redeemed 7/1 7/I L N Sold (part~ t I~2 J identity of (ifp~vatc

{See Cohm,ns C I ;rod I)3) 3. Value Nte(l~ud C~des

N =$250,00| - $500.00D Q =Appraisal

O ~$500,(X)1 - $1,000.0U{) R =Ct~st (Real Estate Only)

PI ~$ l,O00,0t~l - $5.000,01XI S =Assessment

P2 =$5,000,001 - $25.000,000 T =Cash Marke!

. FINANCIAL DISCLOSURE REPORT Page 17 o f 28

McMahon, Colleen

8/6/20

VII. INVESTMENTS and TRUSTS - i.co. ..... ~.,. transactions (Includes those of spo~,e and dependent children; see pp.
NONE (No reportable income, assets, or transactions.) Description of Assots Income during Gross value at end of {Amount Ty~(c.g., Cod~ I } di ....... t, (A-H) ~ orint.) Trzasactkms during reporting peri~

Place "(X)" after each ~set cxemptfrompriordiscl ......

[ Value [ C~E (J-P)

Value Me~od Cod~3

} Type(e.g., [ buy, s~il, I redemption)

Date MonthDay

Value Gain J Cod2 Codgl [ (J-P) ;~ (A-H) [

Idcnliw of buyer/s~tlcr (ifpfivatc

205, Morgan Stanley Bank-(Savings) 206. Atticus Global LP 207. 208. Inavein LLC 209. ironwood Management Partners Fund I1 LP 210. 211. KCM Alphan Only Fund LP 212. 213, Linx-Cimarron Energy Co-Invest, LLC 214. 215. 216, Linx-McBride America Co-Invest. LLC 217, 218. 219. 220. 22 I. RGI Partners Lid RC__il Partners II B LP

Interest None

T Sold (part) Sold 6/5 6/I 9 O L

None None

J M

U U Buy (addl) Buy (addl) 212 6/16 1121 4/23 6/9 1/27 4/17 4/17 8/24 1012 6/1 5/29 6/I J ,I M K N M M See Note K K N O K

None

Sold (part) Sold

Interest

Buy (addl) Sold (part) Sold (part)

B F

Interest Distribution PI U

Sold Buy (addl) Sold (part)

None

PI

Buy (addl) Buy (addl) Sold (part)

FINANCIAL DISCLOSURE REPORT Page 18 of 28

~ .... f Person Reportiug McMahon, Co|leen

Date of Report 8/6/2010

VII..INVESTMENTS and TRUSTS -income, ~t~e, ........ ,io,~ a,,.t~d~ t~o.,.~ ,.~,,,,,~ o,,,t d~,~,,~t ~,i~d~;
~ NONE (No reportable income, assets, or transactions.)

.......................................... -~ ........
Dcscrlptlon of Ass~ (including trust assets) Placc"(X)" after each asset exempt fiom prior disclosure

~. c, I ......................................................................................
Income duriug ~ r~pofling peri~ Amount C~e I [ Groas value at end of ~ reposing pcriad ......... [ Value [C~e2 [ [ Value [ Me,hod I Ty~ (e.g., buy, setl,

~ ................

Transactions during reposing period

T~ (e.g., div., rent, ............

Date Value Month- C~ie2

Gain Code 1

Idcnti~ buyer/seller .

(Q-W) transaclion) [ ............... .................................. ................................ Sold (part) 5!29 4/15 6/I 1 8724 11/18 6710 9/16 I I;13 6/10 9~16 11/3 M J J M See Note g 1 See Note~ I & Note #5 Sc Nolo ~l 5 See Note ~5 See Note g5 See No~e #5 M K K K K M See Note ~5

222. 223. SC Capital (P) LP ~4. 225. 226. ~7 ~ ~: ................ 228. 229. 230. 231. 232. 233. ~ ~ 234. ~: ~;~~[~l ::I G D Dislribution Distribution None None None None O Pl U l.J -None PI U None PI U

Buy (addl) Buy (addl) Buy (addl) ~uy (add~l) Buy (add } Buy (addl) Buy (addl) Sold (part) Sold (part) Sold ~part)

t ~-~. --Archwuy Matkeling Se~ices Inc(X) [ 236. --Dianet Communications I nc(X) 237. 238. --Freedom Innovations LLC(X) --Nantilus Ncurosciences lnc(X)

FINANCIAL DISCLOSURE REPORT Page 1 9 of 2 8 VI I. INVESTMENTS and TRU STS -- i,,co..e, w~.e, t .....

~ .....t~. .....reportln.* mtmanon, Colleen ,inns (Includes thv.se ~,p ....


and dependent children; see

t~ateofrepo. 8/6/2010 pp. 34-60 of filing instructh,ns.)

N ONE (N% reportable income, assets, or ~ansactions.)

..................... ~ ................................................... ~ .......... ~


Description of Assels (including t~st assets) Place"X)" a,c~ each asset exempt l~om prior disclosure Income during reposing ~riod Amount Code I (A-H) Type (e.g., div.. rent, or int.)

c. " ............................. ..................................... .......................... ~


G~oss value at end of repoaing period .............. Value C~e 2 (J-P) Value Meth~ Code 3 Ty~ (e.g., buy, sell, re~mption) T~nsactions during ~poning period

Date ] Value ~ Gain ] [ Month - [ Code 2 ~ C~e I ] [ Day [ (J-e) ~ (A-H) i

tdentiu of buyer!seller (ifpd,,a,c

239. --Optimal Solutions Integration,lnc(X) 240. --PetMedicus Laboratories Inc(X) 24 I. --Pillar Processing lnc(X)

None None None None None None None None None None None None M O PI PI N U LI T 1.1 U Buy (addl) Buy (addI) 1/2 4/6 3/23 1/12 3/12 4/30 PI L N .I K K Closed Sold (part) 12/31 6/8 M

See Nole ~5 See Note #5 See Note #5 See Note See Note #5 See Note #5 See Note

242. --SDI Health LLC(X) 243. --TowerCo I! Holdings LLC(X) 244. --Versapham~(X) 245. Unigo I.LC 2~-6. Camulos Special Sitoations Fund LP 247. Wall Street Sources Inc(Com) 248. Navagate lnc (Promissory Note)

249. Onmilink Systems lnc (Set" B Preferred SIoc 250. An~erican llome Food Products Inc (Corn) 25 I. 252. 253. 254. 255. Pend Vest I..P G

None Distribution O T

Sold Buy (add!) Buy (addl) Buy (addl)

See Note # I

FINANCIAL DISCLOSURE REPORT Page 20 of 2 8

N ....

f P .... Repor,ing

Da,e of Report

McMahon, ColLeen

I
D.
Transactions during reporting period

8/6/2010

VII. INVESTMENTS and TRUSTS - in .......


]

lueo t ....... (lnclude,v those of sp ...... d dependent children; see pp. 34-60 af filing instructionsO rions
B. C.
Gross value at end of reporting period

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets (including trust assets) Place"IX)" after each asset exempt from prior disclosure Income during reporting period

(I) [ (~)
Amount [ Type(e.g., Code I i div., rent,

(1)
Value Code 2

(~)
Value Method

(l)
Type (e.g., buy, sell,

12)
Date Month -

(3)

Gaiu Value Code 2 I Code I

(~)

IS)
Identity of b~yer/seller

256. 257. 258. Syndicate Holdings Corp(Com) 259. City of NY 5.35"/o Due 8/t/12 260. MTA 5.00 Due 11/15/10 261. NYS Dorm 5.75 % Due 7/I/09 262. NYS Dorm 5.75 Due 7/I113 263. City of NY 5.5 % Due 8/I/12 264. State ofNY Mtg Agency 3.125 % Due I0/I /11 265. State ofNY Mlg Agency 2.875 % Due 4/1/ 10 266. NYS Dorm 5.7 Due 7/!/13 267. City of NY Health & Hosp 4 % Due 2115/13 268. NYS Mtg Agency 5 % Due 10/1/17 269. State ofNY Dorm 4 % Due 9/I/12 270. State ofNr Dorm 4.125 % Due 4/I/13 B E E F E E D F E E E E None Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Pl N O N PI O O O N T T T T T T T T T N U

Buy (addl) Buy (addl) Sold (part) Sold Sold Redeemed

7/6 10/19 5/27 8/3 8/6 7/1

J J L J O N D

(addl) 272. Buy (addl) 3/12 J

I. Income G a in Codes: (See Colu mils B I and D4) 2. Value Codes (See Columns C I and I)3) 3. Value Melhod Codes (See Column (72)

A =51 ,O00 or less F =$50~001 - $ 100,000 J ~$15,000 or less N =$250,001 - $50a,000 P3 ~$25,000,0OI - $50,000,000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15.001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estale Only) V =Olher

C ~$2,501 - $5,000 ~I I =$ 1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$ 1,0(~),0(]l - $5,fl00,000 P4 =Mo~e than $50,000,000 S ~Assessmem W =Estimated

D =$ 5.001 - $ ] 5,0110 H 2 = M ore tha n $5.000,000 M ~$ 100,001 - $250,0(10 P2 =$5,000,0oi . $25,000,000 T =Cash Market

E =$15,001 - S 50,000

FINANCIAL DISCLOSURE REPORT Page 21 of 28

Name of Person Reporting

Date of Report

Mc~t~ho., Caliper,

S/6/2010

VII. liN VESTMENTS and TRUSTS - in,.o ...... t,,e, tr ....... lions (Includes those ,sp ...... d dependent children; see pp. 34-~0 q~lltlng in ....... ions.)
NONE (No reportable income, assets, or transactions.) A. Descriptim~ e.f Assets (including trust assets) Plaee "(X)" aft ..... hzsset exempt from prior disclosure i [ B. lt,.come during reporting period C. Gross value at end of reporting period D. Transactions during reporting perio,.d

Value [ Value Type(e.g., Dale ]Gain [ Identitvof IAmount1 ITvpe(e.g., Code I div., rent, Cede 2 [ Method buy, sell, Month - [ Cede 2 i Code 1 buyer/seller (A-t1) I Cede 3 redemption) or int.) (J-P) Day I.I-19 (A-H) (if private :: / (Q-W) transactlou) ~ ......... ..................................................... ~ ............................................... L ...............................................................................................

! 273. 274. 275. 276. Safe Bulkers tnc(Com) 277. 278, 279. 280. 281. 282. ICP D 100 LLC(Working Capital Loan) 283. ICP D 200 LLC (Working Capital Loan) 284. ~~: ] West 12th Street LLC(Working Ca pff~.~ ~oan) 285. Aerothrust Engine Leasing lnc (Notes Recci vable) 286. Artisanal Cheese LLC(Bridge Loan) 287. Nimblegen (Cam) 288. Nassau Point Partners I LP 289, Nassau Point Panners 11 LP B E None None None None Interest lnlerest None None J J IVl N M None K

Buy

5/28 (addl) Buy (addl) Buy (addl) 6/6 !0/19 1/3 4/2 7/2 10/2 9/I 1 11/19 12/31 12/31 " K K K K D E See Note # 3 See Nole ~,~ 3 K J

Buy (addl) Buy (addl) Buy (addl) Buy (addl) .Sold (part) Sold (part) Closed Closed

T T T Sold (part) Sold U U 2/27 2/25 M O G

Name of Person Reporling

Date of Report
81612010

PageFINANCIAL22 of 28 DISCLOSURE REPORT

MeM.ho,~, Solleetl

VII. INVESTMENTS and TRUSTS - i, ........


A. Dcscrip:ion of Assets (including trust assets) Ptace "(X)" after each asset exempt from prior disclosure

I.e, t ....... ,ions (Includes those of sp ......

d dependent children: see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) B. Income during reporting period <t) (2) iA ...... t Type(e.g., Code I div., rent, (A-H) or int.) C. D. Gross value at end of Transactions during reporting period reporting period ~l) (.9) tl) i (2) i (3) i~) [ Value Value Type(e.g. t Date [Value Gain I Code 2 Method buy, sell, [ Moalh - [ Code 2 Code IIi Code 3 rcdemplion) (J-P) Day (J-P) (A-H) ! (Q-WI ............................ [ Closed Closed Sold K M K L K K M K U U U U U U U U Buy (addt) Buy (addq) Buy (addl) Buy . (addl) E Distribution None N M U U Sold (part) Buy (addl) Buy (addl) 1.9 7/2 10!i 1 12122 12115 7127 l I)!l K L K See Note J K 3 12!31 12/3t 1i7 M E

(5) ................. ldcntiry of buyer/seller (if private transaction)

290. Synergy Bey Ser A (Preferred Stock) 291. Synergy Bey Ser B (Preferred Stock) 292. IBM Corp (Com)(Foundation # 1) i 293. Camulos 1301 I Street LLC 294~ Camulos BioEnergy Debt Holdings LLC 295. Camulos BioEnergy_Parmers LLC 296. Camulos Fountain) Hills Partners LLC 297. Camulos Gateway HI Partners LLC 298. Calllulos Gateway RH Partners LLC 299. Camulos Granite Ridge Fartners LLC 300. Asling Inveslors 11I LP 301. 302. 303. 304. Easlern Growth Capital I LP 305. Ea.stem Growth Capital I1 LP 306.

None None None None None None None None None None None

See Note # 3 See Note # 3

" FINANCIAL

DISCLOSURE REPORT

N~me Of P ..... Reportiltg

Page 23 of 2 8

MeMahon, Colleen

8/6/2010

NON E (,%Zo reportable income, assets, or transactions.)

(including ~rust as~els) Place "(X)" a~er eacl~ asset exemptl~onprordscosure .

re aing ~r~

re oaing period Value [ C~c2 [ (JP) ~

;
]

o) ~ (2)
Amount :.Code I (A-H) Type (e.g, div ~nt or int.)

o) ~ (~)

(~) ...........
Type (e g, ~ ~11 redemption)

Value Method Code 3 (Q-W)

~~
[ Date ] Value ~ Gain M,~h Day ~ ldenl ty of transaction

307. 308. E~tem Growlh Capital 1I LP(IRA) 309. 310. 3 ! 1. Linx-Metallech Co ]nveslment LLC 312. 313. Olympus Capilal Asia IV LP 3 ~4. 315. Sta~ Investments IV LP 316. 317. 3 ~ 8. 3t9. 320. American lnlernationsal Group hw.(Com) 32 I. UBS Bank Dep Account(MM)-(N/C UBS RMA Tax Free MM) 322. Safe Bulkers lnc (Cam)lIRA) 323. Eastern Growth Capital II LP (IRA)(Y) A D None Interest Dividend K M T T F Distribution None O U D Interest M U

Buy (addl) None N U Buy (addl) Buy (addl) Buy (addl) Sold Sold (par0 Buy (addl) Buy (addl) N U Buy (addl) Sold (paa) Sold (paa) Sold (par0 Sold (part) Sold

11/16 7/27 10/I 11/16 1/28 12,/31 1/20 6/25 3/24 3/31 6/30 9/30 12/30 3/25

K M L L J J L M K K K K See Note # I See Nole # I See Nole # 4

See Note # 4

NameofPerson Reporting

PageFINANCIAL24 of 28 DISCLOSURE REPORT

I Date of Report

McMahon, Colleen

8/6/2010 [

NONE (No reportable income, assets, or transactions.) Description of Assc~s dncluding trust ~sscts) Income d~ing ~ing period Gross value at end of repor~ng ~riod

~r~saclions during repoa/ng pcri~

exempt from prior disclosure . 324. JP Morgan High Yeild Bond Fund(IRA) 325. JP Morg~ C~h Fund (MM)(I~) 326, The Eroica Fund LP 327. Towerbrok lnvesto~ 1[I Executive Fund LP 328. Tactics II Stem Ceil Ventures QP LP 329. 330. Cellular Dynamics International Inc(PrefA) 331. l-argel Moderate Alloc Fund A(401k) 332. 333. Thomburg lntl Val Fd R#t401k) Vanguard lnterm Corp FO(Foundation # I)

C~e I[ ~ (A-H){

div., rent, or int.)

Code 2 (J-P)

Method Code 3

buy, sell, re~mptio,)

Month t Day

Code2 [ Code I / (J-P) [ (A-H) [

buyer/seller (ifpHvatc transaction)

E B

Interest Interest None None None N PI U U

Closed Closed Sold Sold (part) Buy (addl) Buy (add1)

9/10 1 I/4 8/26 12/17 6/23 12/22

O J L L O O

None .. None None E l)ividend None C B Interest Interest None

L J K O K M M

U T T T T T r Buy Buy Open Open Buy Sold 1/6 9/i6 1/2 1/2 3/I0 3/17 6/9 5/29 N L PI M M M O O E

334, Georgia GulfCorp Corn(Foundation # I) 335. Morgan Stanley Bank(Saving)(Foundation ~) 336. Morgan ,-hanley Trost( Saving)(Foundalion 337. GE Co ( (,oral(Foundation # 1) 338. "~"~9. NY State Donnitory 5% due 711/] 1 340. NYS Dormitory 4 % due 10/I/15 A

Interest None

O O

T Y

Buy Buy

1. Income Gain Ctges:

A =$1 ,(~4X) or less

" FINANCIALpage 25 of 28 DISCLOSURE REPORT

f Person Reporting McMahon, Colleen 8/6/2010

VII. INVESTMENTS and TRUSTS - ~ ....... ~ .......... tio,~ attcl,des those t,f sp ....... d dependent children; see pp. 34-60 tfiling instructbm,~)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including ta~st assets) Place "(X)" afie .... hasset excmptfrornpriordisclosure B. Income during ~poning period C. Gross value at end of ~porting period D. Transaclions during rcpoalng period

Amount "r~(~.g..
Codel (A-H)

di ...... t, ~r int.)

Code2 (J-P)

v~,~ [ v~ue i rypet~.g.,


Code 3 (Q W) " l Method I T T T T T T T 1" buy, sell, I redemption)

o~t~ l Value Gain :: I Momh- IC~e2 ~Codel ~ ] Day ~ [ 8/5 8/6 10/15 10/15 10/16 9/22 3/1 2/4 9/30 12/3] 6/29 7/9 12/15 10/28 6/29 1 t/20 114 N K K L L PI M PI L P1 O M M J

idcnti~of buyer/seller ~a~asaction)

341~ NYS Dormilo~ 5.25 due 8/15/15 342. NYS Dormilory 5.5 due 7/1/16

Interest None

PI O M M J J M O

Buy Buy Buy Buy Buy Buy Buy Buy Buy Closed

343. NYS Do~ito~ 3.5 % dne 12/15/11 344. NYC Transilional Finm~ce Auth 5 % due I 1/1/13 345. Morgan Stanley Bank (Tnast # 2)

A A A

Interest Interest Interest None

346. First Republic Bank( Checkb~g)(Ttusl # 2) 347. First Republic Bank (Checking) 348. The West Africa Fund LP 349. Synergy Beverage (Bhdge Loan) ~ 350. :. 351. NuCana Biomed Ltd (Ordina~ Shares)(l~ A

Interest None None

See Note # 3

)
352. 353. 354. Cordia Bancnrp Set B(Com)(IRA) Cookstr LLC(Conveaible Unsecured Promi sso~3, Nole)

None None

N L

T T

Buy Buy Buy {addIt

None None None D lnter~t

L L PI N

T T T T

[3uy Buy ~uy Buy

355. ConneclEdu Inc(Com)(l~) 356. Michael Walsdort: (Personal Loan-Note R eceivable) 357. Leo l)eSorcy-(Personal ~an-Nole Receiva hie)

I. Income Gain

. IN

AN CIAL DISCLOSURE REPORT

N ....

f P .....Reporttt,g

Da~e ef ReD0rt

Page 26 of 28

McMahon, Co een [

8/6/2010

VII. INV E STMENTS and TRU STS - ;,.~n~,e, ,~ue, ,,,~=ao,s a,e~a~..,. ,hose o~s~ ..... d dependent children; seepp. 34-60 off!li.g instruetian.~.)
NONE (No reportable income, assets, or transactions.j
Description of Assets (including trust assets) Place "(X)" after each asset exelrtpt from prior disclosure ............................... t_ ............ 358, 359. 360. 36l, MV Beach Stret Reaity(Mortgage Note)

~.

]
[ 1_

B.
Income during reporting period

--- -~ ............~ ..........................................-6. .................


Gross value at end of reporting period j Value Method [ Code3 I (Q-W) ] ..... "l)T~e (e.g. buy sell redenpion) Transactions during reporting pcrlod

Amount Type (e.g., i Value Code 1 div. rent, i Code2 orint/, i (A-H) ~ i (J-P) | ~ ..........................

:: Date I Value f Gain i Monlh- Code2 I Code I Day (_)i J P -)] A I1 II i~ I ! ........................ _. ~ ............ ~ _ Buy 1/13 1/4 11/16 11/16 L O

dent ty t f buyer/seller ( pff nvate tra~salio~)

(addl)
E Interest None O K T Buy Buy Sold (parO None None D D L M U T T T T T Boy Buy Buy

Be~llium LLC

K K L M N P1

362. Kinderhook C~pital Fond Ill LP 363. Omnlink Systems lnc(Bridge Loan) 364. NYS Dormitory 5.25 due 5/15/15 ! 365. NYS Dormitory 6.125 due 7/1/12 366. Troy Industrial Dev 4.05% due 4/1/37 Long Ishmd Power Authority 5.25/o due 4 367. !1110 i 368.

12/2 1/2 5/6 5/21 1/7 1/15

Interest Interest Interest Interest

N FI PI O

Buy Buy Buy

E E

O O

" " .FINANCIAL DISCLOSURE REPORT

r~ .... .....

Repor,,.

Page 27 of 28

I
[

Rep0rr I
8/6/2010

Mcblahon, Colleen

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Note #1 Explanation Re:Section VII Item # 39,42,43,51,62,67,72,112,174,217,233,234,253,304,311,315 The income from investments in Limited partnerships usually contain more tban one type of income. For income valuation purposes,the various amounts were combined to determine the amount code in column B( 1)The type of income in column B(2)is labeled "distribution", to denote more then one category of income was contained in schedule K-I received from the partnership. Note # 2 91anation Section VII Item #112, 113,114,1/5 is a Sub-chapter S corporation owned 100% ~"~ ~!:: ~:i ~!~ The corporta on purchased various secuities durin~ corpora on The value of the secunt es are mc t~ m~e tot~]~ate~ hne 145 Colnmn C(1) Note # 3 Explanation Section VII l|em # 78,79,11 I,I 28,129,130,131,141,159,245,282,283,290,291,350 These investmennts are worthless as of December 31, 2009. The assets are listed as "Closed" in Colmnn D(I), The date in Column D(2) is December 31. 2009. The value in Colum D(3) is blank since no value was derived from the worthless investmem.. Note # 4 Explanation # 308,323 Eastern Growth Capital 1I LP { IRA) was listed twice on the 2008 report in error. We have removed the second reporting of the asset by denotin~ a (Y) after the ent~ on line 313 on the 201)9 Financial Disclosure Report. Note # 5 Explanation # 227,234,235,236,237,238.239,240 241,242,243.244 e o .nersh.p interests m the compames h~ed.The costs ol the o~ersfi~p interests are included m th~ ~ the en~o~ponmg period indicalcd Column C(1).

o. h,,~ # ~ ,,~ ~, ~, ,j Co~.m.c.(]) and hne.

" " FINANCIAL DISCLOSURE REPORT

N ...... f~ .... a~po,iog


MeMahon, Colleen

O~,~of~epo.,

Page 28 of 28
IX. CERTIFICATION.

8/6/2010

I cerlify that all infiwmalion given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statulory provisions permitting non-dlsclosure, I further certiI~ that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY B ;UBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544