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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization FIRST CIRCUIT COURT OF APPEALS
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.,~ 101-111)

I. Person Reporting (last name, first, middle initial) THOMPSON, OJEq~IA R. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or parl-time)

3. Date of Report 08/05/2011 6. Reporting Period 01/01/2010 to 12/31/2010

CIRCUIT JUDGE

5b. [] Amended Repor~

7. Chambers or Office Address ONE EXCHANGE TERRACE PROVIDENCE, RHODE ISLAND 02903

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instrucaons accompanying this form must be followet Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P O S I T I ON S. mepora, g i, dlvi~uat o,ly; s,e pp. 9-t 3 o/YU~,g instructions.I


D NONE (No reportable positions.)

POSITION
1. 2. 3. 4. 5. EMPLOYEE DIRECTOR TRUSTEE TRUSTEE EMERITUS

NAME OF ORGANIZATION/ENTITY RHODE ISLAND SUPERIOR COURT THE COLLEGE CRUSADE OF RHODE ISLAND YMCA OF GREATER PROVIDENCE BROWN UNIVERSITY

I[. AGREEMENTS. m,,or~i,u i,a~via,at o,ty; ~e, po. 14-16 of filing instructions.)
D NONE (No reportable agreements.)

DATE
I. 2010

PARTIES AND TERMS


RHODE ISLAND STATE EMPLOYEES PENSION FUND: PENSION START DATE, APRIL I, 2010: DEFINED BENEFIT PLAN

Thompson, OJetta R.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting THOMPSON, OJEIIA R.

Date of Report 08/05/201 I

11 I. N 0 N- I N V E S T M E N T I N C 0 M E. m ~o,~,~ i.~i~idual a.d spouse: see pp. i Z-2 o/~li,~ i,s~uc, io,~ 7
A. Fliers Non-Investment Income D NONE (No reportable DATE
1.2010 2.2010
non-investment

income.) SOURCE AND TYPE INCOME (yours, not spouses)


$31,691.00 $71,937.00

RHODE ISLAND SUPERIOR COURT--SALARY RHODE ISLAND EMPLOYEES PENSION FUND--PENSION INCOME

3. 4.

B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this sectio~
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.)

DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE


RHODE ISLAND DISTRICT COURT--SALARY

IV. REIMBURSEMENTS -,~u,~s~,o.aao., Iod~i,,g,.rood,


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[-~

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting THOMPSON, OJETTA R.

Date of Report 08/05/201 I

~]

NONE (No reportable gifts.) SOURCE DESCRIPTION

VALUE

I. 2. 3. 4. 5.

VI. LIABILITIES. a.dua, s tho, o/spo~e and aepe,de,t chitdre~; see pp. ~2-~ o:~,ng instructions.)
D

NONE (No reportable liabilities.) CREDITOR DESCRIPTION


MORTGAGE ON SC PROPERTY #1

VALUECODE M

1. 2. 3. 4. 5.

CHASE HOME MORTGAGE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting THOMPSON, OJETTA R.

Date of Report 08/05/201 I

VII. INVESTMENTS and TRUSTS - i.cor~e, vat.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure [ 1. CITIZENS BANK ACCOUNTS SOVEREIGN BANK ACCOUNT PAWTUCKET CREDIT UNION GREENWOOD CREDIT UNION REAL ESTATE, MA (Y) REAL ESTATE, SC #1 REAL ESTATE, SC #2 REAL ESTATE, SC #3 REAL ESTATE, SC #4 BROKERAGE ACCOUNT#I A A Dividend Dividend J J T T E D Rent Rent None None O L L O W W W W A B A A Int./Div. Int./Div. Int./Div. Int./Div. B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) L M L J T T T T D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

2. 3. 4. 5. 6. 7. 8. 9. 10.

I1. --NEW DISCOVERY FUND 12. 13. 14. 15. 16. 17. --MFS BROKERAGE ACCOUNT #2 IRA --MFS SER TRw-NEW DISCOVERY --WRK INTEREST--GAS UNIT 19-13 #1, JEFFERSON DAVIS, MS PROVIDENCE, RI RETIREMENT FUND BROKERAGE ACCOUNT #3 C/F

A A

Dividend Royalty None

J J J J

T W T T

I. Income Gain Codes: (See Columns B I and IM ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Cohann C2)

A =$1.000 or less F =$50.001 - $ 100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,0~0 Q =Appraisal U -Book Value

B =$1,001 - $2.500 G = $ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O -$500.001 - $1.000.000 R -~Cosl (Real [:.state Only) V =O~h~a"

C =$2,501 - $5.000 I 11 =$ 1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More lhan $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 112 =More than $ 5.000.000 M =$100.001 - $250.0~0 P2 =$5.000.001 - $25,000.000 T =C~h Market

E =$15,001 - $ 50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting THOMPSON, OJETTA R.

Date of Report 08/05/701 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. tln,tlcate part of report)


I. SECTION Vl--In my previous 2009 filing I listed Sun Trust Mortgage as a liability. I have removed it from this filing as the mortgage secur ~_~ _~i~ only. 2. SECTION VII--Real Estate listed on line 5 was listed in my 2009 filing but I have removed the financial information from this filing as it is a

i~;~___~_il only.
3. SECTION VII--The line I 7 Investment is a C/F custodial accout for~ who is now an adult. ~. controls the account and reports al income on~ personal federal and state tax returns. I was not aware it should have been reported on my 2009 filing.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting THOMPSON, OJEVIA R.

Date of Report 08/05/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ OJETTA R. THOMPSON

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544