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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. Court of Appeals 9th Circuit 5a. Report Type {check appropriate type) [] Nomination. Date [] Annual [] Final

~p,,. Required b.p the thics

in Govet~Tment Act ~f 1978

(5 u.s.c, app..~" lot-ttl)

3, Date of Report 04/22/2010 6. Reporting Period 01101/2009 to 12/31/2009

I. Person Reporting (last name, first, middle inilial) Graber, Susan P. 4. Title (Article I11 judges indicate acti.e or senior status; magistrate judges indicate full- or part-tlmc) U.S. Circuit Judge- Active

[] Initial

5b. [] Amended Report 7. Chambers or Office Address The Pioneer Courthouse 700 SW 6th Ave PoP.land OR 97204 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~vith ~pplicable laws and regulations, Reviewing Officer Date

IMPORTANT NO TES: The instructions accompauying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Rovo.i.g i,,ai,,;~,,~t o.v; ~ ~v. 9-t ~ of filing instructions.)

[~ NONE (No reportable positions.) POSITION
I. Trustee Trust # I

NAME OF ORGANIZATION/ENTIT~

1I. AGREEMENTS. (Reportlngindlvidualonl),;seepp. 14-16 of filing instructions.)

~ NONE (No reportable agreements.) PARTIES ~NO TERMS
I. 1988

" "~

S~

"

~~

,0

O[~gon Public Employees Retirement Sysl~ms [PERS) with fom~r employer when I w~ a s~t~ ou~ j~dg. (slalutodly defined benefits, no control)

Graber, Susan P.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

[ n*=~ t e..o~ .,~o.~

~b~. S.~. e. ~O ~0

IH. NON-INVESTMENT INCOME. cx,~,~i,~+,~,,~.,~,~ .... ~,,~. tz-z4offa~

A. Filers Non-Investment Income NONE ~o repotable non-investment income.) DATE
I. 2. 3. 4.

SO~C~ A~ T~

~OME
~ours, ~ ~ouses)

B. Npo~se~s Non-I nvestment Income - if.vote were mn~td during any portion of the repo~g yeot, complete ~ IDollar amount not required e.~ept for honorurio.)

~
I. 2~ 2. 3. 4.

N ONE (No reportable non-investment income.)

so~cg A~ ~E
Pe~l~nd General (refi~emem i~me)

IV. REIMBURSEMENTS (Incl~tde$ those to x~e ~nd depende.t ~~ildren: s~ pp. 25-27 of liling in~t~wtions.)

NONE (No reportable reimbursements.) ~ I. Lewis and Clark ~w ~hool ~ Feb 6-9, 2~9 LOCATION Cambridge Mass P~POSE National Ani~l ~w Competition a~ Hazard Law Sch~l Prince M~t Cou~ Competition Appellete P~tiee I~titute I~MS PA~ OR PRODDED T~vel, f~d and lodging

2.

Brooklyn ~w Sch~l

April 2~, 20~

Brooklyn NY

Travel, fo~ aM lodging

3. 4. 5.

Am~ican B~ Ass~iation

May 29-31, 2~9

Chicago, IL

T~vel, food and lodging

Name of FINANCIAL DISCLOSURE REPORT ] Graber, Person Reporting Susan P. Page 3 of 7

Date of Report

04~22/2010

V. G I FT S. a~a,,~, ,~o~ ,o ~o .... ~ de~ndent children; see .op. 28-3 ! of filhcg i.sfracf2o,z.) NONE (No reportable gifts.)
SOURCE
1.

DESCRIPTION

2. 3. 4. 5.

[~]

NONE (No reportable liabilities.) CREDITOR DESCRIPT|ON VALUE CODE

1.

2.
3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

I ~a~, at Pa~o. a,~o.~n~

] Graber, Susan p. [

~Ol0

VII. INVESTMENTS and TRUSTS - ~., ~=,, ..... ~ a=~ a,~-~ o~o~...~..~ ~=.; ~ ~.
NONE ~o reportable income, ~sets, or transactions.) D~iption of Asse~ (i~in8~ust assets) Plaee{X)a~=eachas~ ex~ptfrompri~disclosu~ l~me during ~aingp~i~ :Amo~ Co~ I ~A-H) Type~c.~, div., rent, or int.) ~ Gr~s value at end ~ ofr~ng p~ [ VMue : Code2 - (I-P) : Value ~ M~h~ [ C~ 3 Tr~c.g., buy,~ll, ~p~on) T~ions during r~aing pe6~ ~ Dale ]w~ i ~i. ~ ~m~d~ ~2 [C~e I ~ i . (J-P) ~ (A-B)

l~ti~of buy~/~llcr

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16, 17.

C~rles Schwab ~ Res~es #1 Charles Schwab Cash Reserves #2 Charles Schwab Cash Reserves #3 Oregon Savings Growth Plan PERS account (See description in Part I1 (I): Family Farm LLC - appraisal dated 5/28/98 IRA #1 - reported in the aggregate --Vanguard Short Term Bond Index Fund --Vanguard Index 500 --Vanguard Mid-Cap Index --Vanguard Total Stock Market Index --Vanguard GNMA Fund --Janus Overseas Fund IRA #2- reported in the aggregate --Vanguard Short Term Bond Index Fund --Vanguard Short Tenn Bond Index Fudn -EnronCommon Stock

A A A

Dividend Dividend Dividend None None

J J J K N M

T T T T W Q

D E

Distribution Dividend

M L L M M L E Dividend

T T T T T T

Sold (part)

5/21/09

Buy (addl)

5/21/09

Buy

5/22/09

Sold (paa) M J T T Sold (p~)

6/30/09 9/17/09

K K

FINANCIAL DISCLOSURE REPORT IName of P ....

Page 5 of 7 VII. INVESTMENTS and TRUSTS - ~,,~ ,~1... t ....
NONE ~o repo~able income, assets, or transactions.) A. D~p6on of A~ts (i~l~ing ~ ~ts) Pl~ "(X)" aficr ~ch ~ ~c~lfmmpriordisclo~c B. In,me d~ng cc~ing ~i~ Amo~t ~ C~c I " (A-H) Ty~ (e.g., div..~L orinl.)

R~por,ing

Date of Report

Crabr, Su~n e. ,~o., a.a.~,,,h~, q,~ ..... ~ d~p,.~..,,*Ud,~.; ~r~

C. Gm~ val~ a~ ~d of r~ing p~ Valoc C~2 (J-P) ~ Valac ~ Mc~ ~ Code3 T~ (e.g.. buy. sell, r~cmpfioa)

04a~0~0

T~n~cfiont during ~in[

[ Date V~ ~ Gain ~ ]m~d~yy Cod2 ~ C~c I [ (J-P) CA-H) ~ [

I~i~ of buys!seller (if~va~e

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.

--Schwab US Tr~u& Mon~ Mabel Fun~ --Vanguard ~velo~d M~ke~ Index Fund --Schwab Core Equity Fund --Vanguard GNMA Fund --Vanguard Inflation Protected Securities --Vanguard Shorl Term Federal Fund --Cohen & Steers Realty Fund --Janus Overseas Fund -Vanguard International Explorer Fund --Vanguard Primecap Core Fund --1Shares Small Cap Value ETF --1Shares SmallCap Value ETF --VtmguardTotal Stockmarket Index Fund IRA #3 -Fidelity Spartan International Index Fund A Dividend

T Sold Sold ~13/09 2/13/09 8/7109 2/17/09 2/17/09 9118/09 t0122/09 7/1/09 8/10/09 5/20/09 12/3109 5/20/09 L L L L L K K K L K L M

N L L L L L M

T T T T T T T

(part)
Buy Buy Buy Buy Buy Buy Buy Sold

Sold

M K

T T

Buy

32. Trust #l : 33. --Schwab US Treasury Money Market Fund A Dividend

FINANCIALDISCLOSU~ ~PORT Page 6 of 7

Name of Perzon Reporting

Date of

~2/~o~0

VIH. ~DITIONAL INFO~TION OR E~LANATIONS.

Part VII, lines I-3: The Charles Schwab Cash Reserve funds are cash--equivalent funds. Each account is listed separately. Part VII - IRA accounts, lines 7,14, & 31. Gains and losses are not reported to us in detail in lhe~e accounts. Part VII1 - line 32 Trust #1 was liquidated in 2009.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

s ....fPcr,on R,p~,i~: Grabm Snsau P.

D~ otR,~o, 0~:~0~0

I certify that all Information given above (including information pertaining Io my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutor~ provisions permitting non-disclosure. I further certify thai earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. "/353, and Judicial Conference regulations.

NOTE: ANY INDIVI DUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIllS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. I04)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Adminislvative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544