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ao to Rev.

1/20t0

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2, Court or Organization US DIST COURT, MIDDLE DIST- AL 5n. Report Type (check appropriate type) I [] Nomination, [] Initial Date [] Annual [] Final

Rot,oft Required by the Ethics

in Governm~nt Act ofl978


(~ u.s.c, opt,. ~ IO1.111)
3. Date of Report 07/21/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I, Perlon Reporting (last name, first, middle ioi:ial) DE MENT, IRA 4. Title (Arlicie Ill judges indicate active or senior status; magistrate judges indicate fv.ll- or pan-time) US DISTRICT JUDGE, SENIORSTAT

7. Chambers or Office Address P O BOX 2149 MONTGOMERY, AL 36102-2149

5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, In my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying thls form must be followet Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~n~ai~g
~ NO~ ~o reportable positions.)

pOSI~ON
I. TRUS~E 2. CO-TRUSTEE

H3~ OF ORGANIZATION~ITY
G~NTOR ~UST ~TRUST

3.

- .....
~~" "

5.

NONE ~o reportable agreements.) ~ PARTIES A~ TE~S

I.

De Ment, Ira

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date o[ Report

Page 2 of 11

Dr~ MENT, IRA

07/21/2010

III. NON-INVESTMENT INCOME. ~R~o~ng


A. Fliers Non-lnvestment Income NONE (No reportable non-investment income.) DATE
I. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - if you were married daring anyportion of the repor~ing year, comphrte this section.
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.) DA_A_T~ ~OURCE AND TYPE

1. 2. 3. 4.

IV. REIMBURSEMENTS - tra,~,~,ort.ao.,


(lnciodes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) ~OURCE


I.
2.

DATE~

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

3. 4. 5.

Name of Person Rep~rting

Datg og Report

FINANCIALpage 3 of 1 1 DISCLOSURE REPORT I DE MENT, IRA

0712112010

V. GIFTS. (Inrludes those to spouse and dependent children; see pp. 28-31of flling insrr=ction~) NONE (No reportable g~.) SOURCE
!.
2. 3. 4.

~!ALLrE

5.

NONE ~o repo~able liabilities.) CREDITOR


I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT I~ .... Page 4 of 11 I


NONE ~o reportable income, ~sels, or tramactions.)
A. Description of Assets (inclu~ng I~ asse~) Plac~ "(X)" aR~ ~ch ~st exempt from prior di~los~ B. Income d~ng reining period (~) (2) Amount T~ (e.g.. Code I div.. rnL (A-~ or ~t.)

IP .....Reporting

Dateofgeport

07/21/2010 DE MENT, IRA

VII. INVESTMENTS and TRUSTS - Inco,.e. ,a~.e, t,o~,acao~, (l~.do,,hos~ of,po.,,.ndd~pe~,t


C. G~ss value at end of reporting ~iod O) Valu~ C~s 2 (~-P) (~) Valu~ Me~ ~d 3 (]) T~ (e.g.. buy. sell. r~emplion) D. T~sac~o~ d~ng (2) (~) (4) Date Value ~ C~ 2 (~-P) (~) Id~Ii~ of ~y~/srller

Ga~ ~l (A-~

I.

U.S. SAVINGS BOND #1

Intcrst

2.

BROKE~GE ACCOST #1

3.

Regions Fin~cia[ Co, ration. Common

Dividend

4.

AL DriVing WFA RVL Bond 4.85% duc 8/15/2022 Sun Life Financial

Interest

5.

Dividend

6.

Capit~ Incomc BLDR Fd CI C

Dividend

7.

Calamos Growth & Income Fd C

Dividend

8.

AL Sm[ B~ ~ Reid St Tcch Col]ego

Interest

9.

AL Bldg ~vm Fin Au~ Rv B]dg

Intcrst

I0.

Bo~ AL 3.55% 3/I~0[3

Interest

I I.

Eaton Van~ Mum ~ EV Nail Muni FD

Ink~iv.

12.

Wachovia Money Market F~d

Interest

Sold

03/3 ]/09

13.

Citib~kNA Ba~ ~sil P~

Interest

Buy

03/31/09 K

14.

1~ #I

15.

Wachovia C~oncy Market Fund

In,rest

Sold

03/31/09

16 ....

Continued

Dis~buti~

17.

Royce Fd Total Rcmm Fd

Dividend

I. la~ome Gain Codel: (~ Co]~t BI ~d ~) 2. Value Cod~ (See ~l~ CI and D3)

A =51.000 or less F =$$0,~1 - $1~,~ ] =$15,~ or less N ~250.~ I - $5~.0~

G -$1 ~.~l - $ I,~,~0 K =515.001 O =SS~.00l - I I,~,~

HI ~$1,0~,~I - $5,~,~ P I =$ l.~,~l - 15,~.~

H2 -Mo~ ~ $5,~,~ ~ =$5.~,~1 - $25.~.~

(See Col~ ~)

U -Book Value

I PagcFINANCIAL5 of 1 1 DISCLOSURE REPORT I D~ Mi:~rr, mA


Name of Person Reporting NONE ~o reportable income, ~sets, or transactions.) A. Description of Assets (i~luding ~st ~sets) Pla~ "(X)" a~er ~ch a~set exempt ~m prior disclosu~ B. Income during r~o~ing p~i~ O) Amo~t C~e 1 (A-~ (2) ~ (e.g., die., renL or int.) C. Gro~ value ~ ~d ofr~ing O) (2) Value Value Me~ C~e 2 (J-P) C~ 3 D. T~sacti~ ~fing r~ng ~ O) T~ (e.g., buy, ~11, redemption) (2) Date ~ O) [ (4) Val~ ~ G~ C~ 2 i ~ I (J-P) (A-~

Date of Report

07121/2010

(~) Id~ti~ of b~/s=ller (i~p~va~

18. 19. 20. 2 I. 22. 23. 24. 25. 26. 2~. 28. 29. 30. 31. 32. 33.

T Rowe Price Blue Chip G~ Fd RG P~i~ B~k ~dge & Cox Infl St~k Fund ~ngl~f P~e~ FDS T~t ~gl~fP~ers FDS ~ S~II Cap Discover Bank G~enw~d DE Highland B~k ST MichaelMN Fairholme Fund FM~ Ha~ford Captial Appr* F~d Cl~s I Amed~n High Income T~t Class F ~yf~ Mon~ M~et Fond BROKE~GE ACCO~ #2 ~n V~cc National Municipals Fund Huntsville Madison Co AL Bond 5.0% due Jeffe~on CN~ AL Brd ED Bond 4.75% due ~15/16 Eve~r~n Fix~ Hi Yld CIC

A C A A A A A A

Di~dend Inte~st Dividend Dividend Di~dend Inte~st Interest Dividend

T Sold 09~1/09 L

K K K

T T T Sold 06/01/09 K

K K K

T T T T T Buy Buy 0~16/09 03/31/09 K L

B A

Dividend Int.~iv.

K L

C B B B B

Int~iv. Interest Interest Dividend Interest

L K K K K

T T T T T

34. ~ Bldg Rn~4%

1. Income Gain Codes: (Sc Colurrms B I ~od D4) 2. Value Code~ (Scc Columns C I and D3) }. Value Method Co~:s (Sc Column C2)

A -$1.000 or I~s F -$50,001 - $10(},000 J -$15,000 or less N -$250,001 - $500,000 P3 -$25,000,001 - 150,0G0,000 Q -Appraisal U -Blink Value

B =$1,001 - $2,500 G -$100,001 - $1.000,000 K =$15,001 - $~.0,000 O =$500,001 - $1,000.000 R =Cost {P.cal Estate Only) V -Other

C =$2,501 - $5.000 HI =$1,000,001 - $~,000,000 L -150.0~1 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More then 130,0~XI,000 S -Asscssmcm W -Estimated

D -$5,001 - $15,000 H2 =Mor than M -$100,001 - $250,000 P2 =$$,000.00t T -,Ca, sh MarkO.

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 1 1

I Name el" rer~on Reporting [ DE MENT, IRA

Date of Report

07/2112010

VII. INVESTMENTS and TRUSTS - i.co,.,, ~,~,. , ..... "alan, (Includes those of ~pou~e and dependhi chiMrtn; se, ~ 34-60 of filing inst,uction~)
NO~ ~o reportable income, ~sets, or transactions.)
A. B. C. D.

Description of ~sets (including trust assets)


Pla~ "(X)" a~ ~ch a~l

In.me during ~ng peri~ (0 (2)


Amount Typ~ (e.~., or int.)

Gross value at end of reporting ~ O) (2)


Value (J-P) Valu~

T~nsactlons d~ng reining p~ 0)


T~ (e.g., ~mption)

(2)
Dal~

(3) (4)
Value (J-P) Ga~

(5)
Iden~ of

~empt from p~or ~Io~ur~

C~ I
(A-H)

div., ren~ 2 C~

Mc~h~ C~e 3 (Q-W) T T T

buy, sell, C~ 2 ~d~

C~e I
(A-H)

buy~/~ll~
(ifp~vat~

35. 36, 37. 38. 39.


40,

Calamos Growth & Income Fd C Capital Income Bldr CI C Franklin Income FD CLC Wachovia MoneyMarkct Fund Citibank NA Bank Deposit
Beneficial Interest in ...... ]Trust #1

A B C A A

Dividend Dividend Dividend Interest Interest

K K K

Sold J T Buy

03/31/09 03/31109

J J

41, 42. 43. 44. 45,


46. 47.

Regions Bank, Montgomery, AL (formely Amsouth) Income Beneficiary only, no interest in principal U.S. Savings Bonds, Series HH Pioneer Fund CI Y Regions Trust Money Market Account
AIM TrimarkCL I Pioneer Mid Cap Value Fund Class

B B A
A

Interest Dividend Dividend


Dividend None J T

Redeemed M J T T
Sold

05/01109

07/13/09

48. 49, 50. 51.

RMK Mid Cap Growth Fund See Note 2. Eumpacific Growth FD CL F See Note 3, Vanguard Tax Exempt Fund #42 Tax Exempt BD FD of Amer D D

None None Interest Interest M M T T

Sold Sold Buy (addl) Buy (addl)

05/15/09 06/18/09 07/15/09 07/15/09

J K J J

I. I ncorae Gain Co~~: (See Colurtma B I end IM) 2. Valt~ Cod~ (See Column| C I and D3) 3. Value Method Coder (See Column C2)

A -$I.0~1 or.lest F -$50.001 - $100.000 J -$1 $.000 or l~s N ~$250.D01 - $500,000 P3 =$25,000,001 o $50,000.000 Q =Appraisal U ~Book Value

B "$1,001 - $2,500 G =$100.001 - $1,000,000 K O =$500,001 - $1,000,000 R -~Co$! (Real Estate Only) V =Otlmr

C -$2.501 - $5,000 HI =$1.0~3.001 - $5,000.000 PI =$1.000,0OI - $5,000,000 P4 =Mo~ tha~ S =Ass~sment W =E~tin~ted

D =$5.001 - $I 5,000 H2 =More ~.aa $5,000,000 P2 =$5,00~,001 - 125,000,000 T=Cash Mark~

~" =$I 5,O01 - $50,000

] PagcFINANCIAL7 of l l DISCLOSU~ ~PORT I


A. De~fiption of As~ (incl~ing t~t asse~) Plac~ "~X)" after ~ch ~t exempt from prior disclosu~ B. lncom~ d~ng ~ing p~

I~lame of ]~er$on Reporting

Date o1" Report

DEME~,I~

07/21120~0

VII. INVESTMENTS and TRUSTS - ~,~o~,. ~,t,. ,,,~o~ (lnclud~ tho,e of ~o~t and de.dent childrent ~ee pp. 34-60 of f cling instruction.~)
NONE ~o reportable income, ~sets, or transactions.)
C. G~ss valu~ at end of ~ing D. T~nsactions du~ng re~ing

0)
~u~ ~de 1

(2)
T~e (e.g., div., r~

(D
Valu~ ~2

(2)
Value Me~

(0
Type (e.g., buy, ~ll,

(2)
Dale m~d~

(3)
Value C~e 2

(4)
Gain C~ I

(s~
Identi~ of buyer/~eller wan~ction)

52. 53. 54. 55.

Artisan Funds Inc. Small Cap Value Fidelity Advisor Sma[lCap Fund Pioneer Select Mid Cap Growth Y See Note 2. Thornburg International Value Fund Class I A A A A

None Dividend Dividend Dividend Dividend

J J J J J

T T T T T

Buy ~ Buy Buy Buy Buy Sold

07/13/09 07/13/09 07/13/09 05/15/09 06/18/09 06/23/09

J J J J K

56. Europacific Growth FD CL F2 See Note 3. 57.... continued


58. Regions CD #1

(part)
B Interest L T

59. 60. 61. 62. 63. 64. 65. 66. 67. 68,

Grantor Trust #2 Capital Income BLDR Fd C1 C Wachovia Money Market Fund IRA #2 Davis NY Venture Fd A Evergreen Equi~ Index Fd CI C Washington Mutual Investment Fd C1A Capital Income Bldr FD CL C Series HH Bonds Regions Bank Acct #5 (formely Amsouth) A A A A A A Dividend Dividend Dividend Dividend Interest Interest J J" 3 J K L T T T T T T A None InLfDiv. Sold Sold 03/06/09 J 03/06/09 J

1. Income Gain Code*: (~ Col~s BI a~ ~) 2, VaI~ C~ (~ Colu~s C I and D~) 3. VM~ M~d C~ (~ CoI~ C2)

A -$1.000 or I~ss F=$50,~1 - $1~,0~ J =$15,~0 or less N =~50,~1 - $5~,0~ Q "App~i~l U =B~k Val~

B -$1,001 - $2,500 G =$1~,~1 - $1,~,~ K O -$5~,~1 - $1.0~,~ R V

C -$2,501 - $5,000

D *$5,001 - $ } 5,000

E =$15,~1 - $50,~

PI =$1,~.~1 - ~.~,~

~ ~5,~,~1 - $~,~,~

FINANCIAL DISCLOSURE REPORT Page 8 of 11

[ N .... [

fP ....

Reporting

DateofReport

07/21/2010 DE MENT, IRA

NONE (No reportable income, ~sets, or tra~actions.)


A. B. C. D.

Place "(X)" after ~ch as~t ~x~t f~m prior d~cIo~

Amo~ C~e I (A-H)

T~ (e.g., die., ren~ or [n~.)

Val~ Code 2 0-P)

Value M~th~ C~ 3 (Q-~

Ty~ (e.g., buy, ~1, redemption)

Date m~

Value Gain C~e 2 [ C~e I [ 0-P) (A-H)

Id~a~ of buy~/sdler (if ~iva~ ~n~ction)

69.

Regions CD ~ (Y) Scc No~ 4

70. 71. 72.


73~

BROKERAGE ACCOUNT #3 Wachovia Money Market/Sweep Funds Pinnacle National Bank CD


FirstBank PRCD

A A
A

Interest Interest
Interest

Sold Sold
Redeemed

03/31/09 01/26/09
05/26/09

K K
K

74. 75. 76. 77. 78. 79.


80.

Flagstar Bank FSB CD CapitaI One 4.5% Darby Bank 3.5% Discover Bank 3.8% GE Money Bank 5% GE Money BK 4.7%
Imperial Cap 3.8%

B B B B B B
B

Interest Interest Interest Interest Interest Interest


Interest

Redeemed K K K L L T T T T T
Sold

08110/09

12/23/09

81.
82.

Wachovia BK4.55%
Wachovia BK 5%

C
B

Interest
Interest

L
K

T
T

83. 84. 85.

WachoviaMTG 4.75% Cit Bank - UT 3.5% KeybankNatlAssociation 2.4%

B A A

Interest Interest Interest

K K L

T T T Buy Buy 06/24/09 04/15/09 K K

FINANCIAL DISCLOSURE REPORT Page 9 of 1 1

[ N,~ or peso. a,portin~ 07/2112010 II


DEMENT, IRA

NONE ~o reportable income, ~sets, or transactions.)


A. ~scfi~ion of A~rts (including tm~ assets) Pla~ "(X)" after ~ch as~t exemp~ from prior di~lo~r~ B. [ncom~ d~ng ~ng p~i~ (0 (2) Amens ~ (e.g., Code I ~ div., ren~ (A-H)] or ~t.) C. Gm~ value at end of rc~ng 0) Value ~e 2 (J-P) (2) V~lue Method C~e 3 (O T~ (e.g., buy, sell, ~emption) D. Transactions during ~ing (2) (3) (4) Date Valu~ Gain m~d~ C~ 2 C~e l (J-P) (A-H) (~) ldenri~ of b~y~/seller {~f pfivat~

~anac~ion)
86. Dotal Bank A Imer~t K T B~ 08/I~ K

87.

Amcfi~n High Income Trust Fund Cl~s C A PIMCO Total Rc~ Fund Cl~s C

Dividend

Buy

07/28/~

88.

Dividend

Buy

07~8/~

89.

P[MCO Real Rct~ Fund Cl~s C

Non~

Buy

1~30/09

90.

Amcfican Express Ccnm~on Bank

None

Buy

0~05/~

91.

Citib~k Moncy Markc~ Fund

Interest

Buy

03/31/09

92,

Rcgions CD #6

~temst

93.

BROKERAGE ACCOUNT #4

94. 95. 96.


97. 98.

Cash/MM Atlantic Soudacm 4% Morgan Stanley 4.05%


Royal Bank 4.35% Wachovia BK4.55%

A C A
B B

Interest Interest Interest


Interest Interest

T Redeemed 12/30/09 K

K
K K

T
T T

99.

WachoviaMTG 4.55%

B
C A

Interest
Interest Interest

L
M J

T
T T

100. Regions Bank Acct# 4 101. Regions Bank Acct# 3

I. Income Gain Codes: (See Columns 81 ~ml IM) 2. Value Codes (See Columns CI and D3) 3. V~Iu Method Codes (See Columr~ C2)

A -$1,000 or less F =$50.001 - $100,000 J ~$15,090 or le~s N ~$250,001 - $500,000 P3 =$25.04)0.001 - $$0.090.000 Q =Appraisal U =Book Vtlue

I] ~$1,001 - $2,500 O -$100,001. $1,000,1300 K -$1J,0~l - $50,000 0 ~$500,001 - $1.00~,000 R =Cost (Real Estate Only) V ,<)~h~"

C-$2,501 - $5,000 HI =$1,000,00t - $5,000,000 L ~$50,001 - $ 100,000 P1 ~$1,000,0~1 - $5.000.00G P4 =More than $50,000,000 $ -Ar, sessm~nt W =Estimaled

D -$$,001 - $15,000 H2 =Morn Itan $5,000,000 M =$100,001. I250,000 P2 =$5,000,001 - $25,000,000 T =~sh M~fleet

E -$15,00l - $50,000

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


1 ) Judge Dements broker left Wachovia Sectafties to join Morgan Stanley Smith Barney. Assets held in all brokerage aeeoants, two IRAs, and Grantor Trust #2, found on line 57, remained intact in respective holding accounts upon transition of broker. Assets were not sold, merely transfered from one brokerage firm to another, with a new account name and number. 2) Part VII, Line 48, RMK Mid Cap Growth Fund shares were exchanged for shares of Part VII, Line 54, Pioneer Select Mid Cap Growth Y. The exchange was non-monetary, share for share, thus producing no gain or loss. 3) Part VII, Line 49, Europacifie Growth FD CL F shares were exchanged for shares of Part VII,Line 56, Europaeific Growth FD CL F2. The exchange was non-monetary, share for share, thus producing no gain or loss. 4) Part VII, Line 69, Regions CD #4, asset was erroneously left on last years report, asset was closed on 07/15/08.

FINA~NCIAL DISCLOSURE REPORT Page 1 1 of 11 IX. CERTIFICATION.

s.~..orPe~.o. Repo,t.~
DE MENT, IRA

D,teotR~po. 07/21/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to lhe be~t of my knowiedge and belief, and that any information not r~ported wa~ withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifi~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatu~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRI~|INAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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