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AO 10 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S. C. app..~.,~ I01-111)
!. Person Reporting (last name, first, middle initial) England, Jr., Morrison C.
4. Title (Article II I judges indicate active or senior status; magistrate judges indicate full- or parl-time)
Date
[] Annual [] Final
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPOR TANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4.
B. S p o u s e s N o n - I n v e s t m e n t ] n c o m e - If yo u were married during any p onion of the reporting yea r, complete this section.
(Dollar amount not required except for honoraria.)
I. 2010 2. 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. (includes those to spouse and dependent children; seepp. 28-31of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D NONE (NO reportable liabilities.)
CREDITOR I. 2. 3. 4. 5. American Express Bank of America CreditCard Credit Card
DESCRIPTION
VALUECODE K K
VII. INVESTMENTS and TRUSTS - inco,.e, ,,alue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period Transactions during reporting period
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(i)
Type (e.g., buy, sell, redemption)
(2)
Date mm/dd/yy
(3)
Value Code 2 (J-P)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
RETIREMENT #1 - ROTH IRA -Large Cap -AIG Blue Chip Growth Fund -AIG Large Cap Core -AIG Large Cap Value Fund -AIG Socially Responsible Fund -AIG Stock Index Fund -Vanguard Windsor It -Mid Cap -AIG Mid Cap Growth Fund -AIG Mid Cap Index Fund -Small Cap -AIG Small Cap Index Fund -AIG Small Cap Value Fund -Global & Intl Equity -A1G Foreign Value -AIG International Equities Fund
Int./Div.
Int./Div. lnt./Div.
Int./Div. Int./Div.
Int./IS)iv. Int./Div.
I. Income Gain Codes: (See Colurans BI and D4) 2. Value COdes [SceColumnsClandD3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less E -$50.001 - $10~.0~O J $15.000 or less N=$250.001-$5~).000 P3 =$25.00~.0OI - $50.000.000 Q =Apprai~l U -Book Value
B =$ I,O01 - $2,500 G =$100.001 - $1,0~),000 K =$15,0OI - $50.000 O $500.001-$1.090,0~0 R =Cost (Real Estate Only) V -O~hcr
C =$2,501 - $5,000 HI =$1.000,001 - $5.000.000 L =$50,001 - $100.000 P1=$1,000.001-$5,000,00~ P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,0OI - $15,000 H2 =More than $5,000,000 M =$100,0OI - $250.0OO P2 $5,0~O.O01-$25.OOO.O00 T =Cash Markcl
E =$15,001 - $50,000
lions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-AIG lntl Small Cap Equity -Specialty -AIG Global Real Estate Fund RETIREMENT #2- 403 (b) -Large Cap -AIG Blue Chip Growth Fund -AIG Large Cap Core -AIG Large Cap Value Fund -AIG Socially Responsible Fund -AIG Stock Index Fund -Vanguard Windsor II -Mid Cap -AIG Mid Cap Growth Fund -AIG Mid Cap Index Fund -Small Cap -AIG Small Cap Index Fund -AIG Small Cap Value Fund lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. A Int./Div. Int./Div.
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc~ (Sc Columns CI and D3) 3 Value Method Codes ISce Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25.0OO,0OI - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$10~.0~1 - $1.0~0.0~0 K =$15.001 - $50.01~ 0 =$500.001 - $1.000,000 R =Cost (Real Estate Oaly~ V Other
-$2,501 - $5,000 1 =$ 1,000.0~ I - $5,00~,0~0 =$50,001 - $ 100,000 PI =$1,000,001 - $5,009.000 P4 =More than $50,00Q,000 =Asscssmcm W =Estimated
D =$5,0OI - $15,000 H2 =More than $5,000,000 M =$100.001 - $250,0~O P2 =$5,000,0OI - $25,000,000 T -Cash Market
E =$15,001 - $50,000
VII. IN VESTMENTS a nd TRU STS - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after ~ch asset exempt from prior disclosure Income during reporting period
(l)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(5)
Identity of buyer/seller (if private Iransaclion)
(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -Global& Intl Equity -AIG Foreign Value -AIG International Equities Fund -AIG Intl Small Cap Equity -Specialty -AIG Global Real Estate Fund RETIREMENT#3-403(b) -Large Cap -AIG Blue ChipGrowth Fund -AIG Large Cap Core -AIG Large Cap Value Fund -AIG Socially Responsible Fund -AIG Stock Index Fund -Vanguard Windsor 11 -Mid Cap -AIG Mid Cap Growth Fund -AIG Mid Cap Index Fund Int./Div. IntJDiv. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. T Int./Div. Int./Div. Int./Div.
I. Income Gain Codes: (See Colurans BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Melhod Codes (See Column C2)
A $1,000 or less F =$50.0~1 - $1130.0OO J =$ 15.0OO or less N =$250.001 - $509.0~0 P3 =$25,0OO.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $I.000,000 K =$15.001 - $50,000 O -$500,001 - $ 1,000,009 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I = $1.000,001 - $5.000.000 L =$50,001 - $100,000 PI =$1,00~,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,0OO.0OO M =$100,001 - $250.000 P2 -$5,090,001 - $25.000.090 T -Cash Market
E =$15,001 - $50.0~O
(1)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(i)
Value Code 2 (J-P)
(2)
Value Method
0)
Type (e.g., buy, sell, redemption)
(2)
Date
(3)
Value
(4)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)
Code 3
(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63.
64.
-Small Cap -AIG Small Cap Index Fund -AIG Small Cap Value Fund -Global & Intl Equity -AIG Foreign Value -AIG Intemational Equities Fund -AIG Intl SmallCap Equity -Specialty -A1G Global Real Estate Fund
RETIREMENT #4 (THRIFT PLAN) -Government Securities Investment (G) Fund lnt./Div.
Int./Div.
Int./Div. Int./Div. T
65. 66.
67.
68.
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15.0~) or less N =$250.001 - $500,000 P3 =$25.000.0~1 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,0~ I - $50,000 O =$500.0~1 - $1.000.00~ R =Cost (Real Estate Only) V =Other
C =$2.501 - $5,000 HI =$1,000.001 - $5.000.0~) L -$50,0~ I - $ 100.000 PI =$1.009,0OI - $5,000.000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000.000 M =$ 100.001 - $250,0~0 P2 =$5.000.0OI - $25.000.000 T =Cash Market
E $15.001 - $50.000
VII. INVESTMENTS and TRUSTS - income, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trost assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
O)
Value Code 2 (J-P)
(2)
Value Method Code 3
O)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code I (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
69.
70.
:71.
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100.0~ J =$15.000 or less N =$250,001 - $500.000 p3 =$25.0~0.001 . $50,000.000 Q =Appraisal U =Book Value
B -$ 1,001 - $2,500 G =$100,001 - $1,000.00~ K =$15,0~1 - $50.000 O =$500,001 - $1,090.0~) R =Cost (real Estate Only) V =O~her
C =$2,501 - $5,000 HI =$1,000.0~1 - $5,0t)0.0~ L $50.001 - $100.000 PI =$1.000,0Ol - $5,00t),0t)0 P4 More than $50.0t)0,000 S =Assessment W =Estimalcd
D =$5.001 * $15,000 H2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5,000.001 - $25,000,000 T =Cash Markcl
E =$15,0~1 - $50,0OO
Date of Report
05/04/2011
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside emplo3nnent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544