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I
the Ethics
I. Person Reporting (last name. first, middle initial) Brotman, Stanley S. 4. Tllle (Aaictc III judges indicate active or senior stat~s; magistrate judges indicate full- or p~t-timc) U.S. Dislrict Judge/Sr. Status
7. Chumber* or Oftlee Address 6030 M.H. Cohen US Courthouse 4th & Cooper Streets, Box 1029 Camden, NJ 08102-1029
Sb, [] Amcnded Rcport S. On the ba~ls of the Informallon ontolued In this Report and modlflcatlons pert,lnlng thereto, It Is, In my opinion, In omplhmee with =ppliosble I=wt tend regul=tloo~. Reviewing Officer
IMPORTANT NOTES: The instructions accompanying this form must be followed~ Complete all parrs,
checking the NONE box for each part where )~ou have no reportable information. Sign on last page,
NAME OF ORGAN[ZA~ON~I~
5.
"- -
-~ ....
ITI
I.
Brotman, Stanley S.
5/14/2010
] Brotman, Stanley S.
I11. N ON-INVESTMENT IN COME. tRepo,ing Z~divid~,t ~ sro~e~ s,e p~ 17.:~ o/~ ~,,.~tio.~
A. Filers Non-Investment Income
[-~ NONE
(No reportable
DATE
non-investment income.)
INCOME
(yours. not spouses)
1.
B. Spouses Non-Investment Income - If>,ou .,ere married during any portion of the reporting year, complete thi~ ~ecrio~
(Dollar umount not required ~cept for honoraria.)
[---1
1. 2009
DATES
LOCATION
New York. NY Dinner
PURPOSE
NY Intellectual Property Law 4/27-28/09 Association Third Circuit ludiciat Con ferenc e 5/04-5,06/09
2.
Philadelphia, PA
Conference of Judges
3.
5/I 4/09
Atlantic Cily, NJ
4.
10~9,09
New York, NY
Dinner
Food
D.,. of aepo.
6/14/2010
V. GIFTS. tt,~, ,so.~ ,o ~ ..... ~ deptndtnt chitdren; ste l~p. 2S-31 of fiti,~g instructions.)
[] NONE (No reportable g~s.)
I. 2. 3.
5.
[-~
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
D~te of Report
~14/2010
NONE (No reportable income, ~sets, or transactions.) A. Description of As~ {i~luding ~sl as~ts) B, Income durng ~po~in8 pcfi~ C. Gross va[~ at end of ~ing pc~ D.
~.~"(xr.~,~--~h-,~,
exempt fr~ prior disclos~e
A~.., T~(~.~.,
Code l d~v.. rcn~
v~;.~ I v.[.~
C~ 2 [ Method
~=~ or
buycr/~]l~
,
1. Advan~ge Pi~a~ Liq. F~%pe~eimer A Int~est J T
2. 3. 4,
5. 6. 7. 8. 9. 10. 11, I2. 13. 14. 15, 16. 17.
U.S. Enviro Systems, Inc. c./s (formerly Cogenic Energy ) Sys General Electric c/s Xerox Corporation c/s
PNC Bank c/s San Nat. Bank, Vineland, NJ (chkg acct) Israel Bonds Command Asset Money Market, formerly W~chovia Cap. Acct. Wells Fargo Co., formerly Wachovia Corp. Israel Bonds Minotola National Bank, Vineland, NJ (checking) ~ TRUST: -GlenmedeFund Inc.-Tax Exempt Cash Port prin. cash & reserve - General Electric Co. c/s - Colgate Palmolive Co.c/s - Johnson & Johnson c/s - Royal Dutch Petroleum NY shares c/s C B A A B
None B A
B B A B A A A
J L K
K J J J K J J
T T T
T T T T T T T
Dividend Dividend
Dividend Interest Interest Interest Dividend Interest Interest
K L K K L
FINANCIAL DISCLOSURE
Page 5 of 17
o,,,ot I oo 6/14/2010
VII. INVESTMENTS and TRUSTS - i.co,~,, v,t.e., ...... no., (Include, tho, of sp ...... d dependtnt children; see p~ 34-60 of filing in~uctlon~)
NONE ~o reportable income, assets, or transactions.)
A. Description of As~ (including t~st assets) Place(XFa~ .... ch ....t exempt from prior disclosure lncom~ during rc~ing ~riod Gross value at end of rc~ng Transactions during rc~ing period
A .... ~ [ ~y~.g.,
c~o i (A-H)
ws~ / w~
~a~,s~or
buyer/seller (if private
Iransaction)
18. - Bmk of Am~icac/s 19. 20. 21. 22. 23. 24. 25. 26, 27. 28. 29. 30. 31. 32. 33. 34. - Automatic Da~ Pr~essing. Inc. c/s - MicrosoRCo~,ds - [ntelCo~. c/s - Ch~ Manhatt~ Co~.~s Daimler Ch~sler ~s IBM c/s Pepsico, Inc. c/s Special~ Re~ilGroup, Inc. ds THE GLENMEDE TRUSTCO.(I~I): - GIcnmede Fund, Inc.: S~ategic Equi~ Poo THE GLENMEDE ~UST CO.(I~2): - Glenmcde Fund, Inc. : St~tegic Equi~ Paa THE GLENMEDE TRUST CO. INVESTMENT ADVISORY: - Glenmede Fund, Inc.: Strategic EquityPa~ Vcrizon c/s Pepsico, Inc. c/s
B A A B A A A A
K K K J J J M J J
T T T T T T T T T
InffDiv
In.iv
B A A
L J J
T T T
Brotman, Stanley S.
6/14/2010
...................... ~7 ......................
~scfiption of Asse~ (including ~st ~) Place "{X)" afl~ each ~mt xempt ~om prior dimlosur*
~ ..... ~
[ tn~me during ~ rc~ing
c.
Gr~s vfl~ =t end Transactfont during r~ing pc~
t ~>
<:>
~ .......
buyer/seller
A A A
J K K
T T T
38.
39. 40, 41, 42". 43. 44. 45. 46. 47. 48. 49. 50.
Israel Bonds
Vodaphonc AirTouch c/s TRUST: - Exxon MobilCorp. eds - Sayreville, NJ (dtd 911/00; 4.6% Due
A
A
Interest
Dividend
J
K
T
T
B B B B
K K K K
T T T T
9/I/10)
- Mercer County, NJ lmpt.(dtd 12/15/00 4.4*/,,due I I/1/10) - Ocean City,NJ FSA G.O.(dtd 4/1~)8 4.5%;due 4/1/08) THE GLENMEDETRUSTCO.(IRAI): - Glenmede Fund, Inc.: Strategic Equity Part THE GLENMEDE T~UST CO.(IRA2): - Glenmede Fund, Inc.: Strategic Equity Pat~ TIlE GLENNIEDE TRUST CO. INVESTMENT ADVISORY: - Glenmede Fund, Inc.: Strategic Equity Por~
Dividend
Dividend
Dividend
Dividend
Dz~ofReport [
I
D. Transactions during ~po~ing
WI4~OI0
VII. INVESTMENTS and TRUSTS - ~.~o~., ~t~., ~.~o~. a~t~ ,~o.. o~,~, .~ ~.~t ~h#~.,~: ,,, ~
NONE (No repo~able income, assets, or transaction.)
A. ~ription of As~ (including ~t ~s) ~ ! B, Incom~ d~ng rc~ing ~fi~ C. Gross v~ ~t e~d of ~o~ng p~
(t~
~- ~~ ............. ~) ............
52.
Dividend
53.
54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. ~65. 66. 67. 68. -Medtronic, lnc. C/S - NJ SY EDL FACS Auth Re Ambae dtd 7/1/01 4.3/o 7/I/I I THE GLENMEDE TRUST CO.(IRAI): - Glenmede Fund, Inc.; Strategic Equity Fund - Vanguard Institutional Index 500 FD THE GLENMEDETRUST CO.(IRA2): - Glenmede Fund, Inc. - Strategic Equity Part - Vanguard Institutional Index 500 FD THEGLENMEDE TRUSTCO. INVESTMENT ADVISORY: - Vanguard Institutional Index 500 Fund ~ TRUST - NJ SPORTS&EXPOSITION dtd 1/1/02 4.6"/0 due 3/1/12 - Target Corp. c.ts State of Israel Bond dtd 2/01/02 4,0% State of Israel Bond dtd 12/01/02 4.0% B A A A Interest Dividend Interest Interest K K J J T T T T A Dividend K T A B Dividend Dividend J K T T A B Dividend Dividend J L T T Sold 12/23/09 J A A Dividend Interest K K T T
{pro)
{part)
Sold
9/I/09
F =$50J~1 - $100.~
G =$1~,~1 - $1,~1,~
HI =$l,~,~l - $5.~0,t~
H2 =More thaa
Brotman,$tanleyS.
~1~/2010 I
exemptfrompfi~lo~
.)
(2~
Amgen, Inc.~s Mer~ Cn~,NJ Imp.Au~.dtd 8/01/02;du 8/01/09 3.25% Davis N.Y. Venture Fund Cl~s C
A A A
T Rede~ed 8/30/~ K
Lucent Technologies, now known as Alcate[-Lucent Allianz RCM Innovation Fund now known as RCM Global Technol. Prudential Financial, inc.. S.J, Port, Corp., NJ Rev, 3.50, dtd 12/01102 due 1/01/09
A A A A
J J J
T T T Redeemed I/2109 K
A
A
Dividend
Dividend
L
J
T
T
A A
Dividend Dividend
T Sold 2]17/09 J
None A A
A
K K J
J
T T T
T
Dividend Dividend
Dividend
(part)
Sold
8/31/09
6/14/2010
86. 87.
~vidend None
K J
T T
88,
89. 90. 91. 92. 93. 94. 95, 96. 97. 98. 99.
A
A A A A A A A B
Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest None
K
J K K J J K
T
T T T T T T Sold 2/17/09 K Sold 2/17/09 J D
L J
T T
Interest
Dividend
Sold
5/13/09
Page I 0 of 17
Brotman, Stanley S.
6/14/20
INameotrmn Itepoalat
VII. INVESTMENTS and TRUSTS - i.c ...... ot.e. transactions anclu~s those ~f ~.se and dtptndtnt childrtn: sep~ J4~O of filias ins~ctio~x)
NONE ~o reportable income, assets, or tra~actions,)
A. Des~pfion of As~ (including ~st ~sc~) Place "(X)" afl ..... h .... t [ [ ] B. ] In.me d~ng re~ing ~fiod T~(e.g., C. Gross val~ ~t ~d ~ [ of r~ing p~ i V,I~ [ Value (Q-W) ..... T T T T T T T T Sold K T 2119109 K T~e(c.g., D. T~nsactions d~ng r~ing
JAmount
IdenfiWof t~action)
[ 103. - Oni~d Technologies ~o~., c/s 104, - Glenmede Fund, Inc. -Intematioml Port 105. - Tweedy Brown Global Value Fund 106. - William Blair Inst. Intl. Growth Fund 107. - Quest Diagnostics, Inc. c/s 108. -General Ele~e Cap. Corp., dtd4!28/06, 5.5% due 4/28/11 109. - United Technologies Corp., did 4/29,;02 6.1% due 5/1512012 110. - LP. Morgan Chase & Co., did 11/25/02 5.75% due 1/2/2013 I 11. - Citigroup, Inc. dtd 2/21/02 6% due 2/21f2012 I 12. -William Blair Intl. Growth - 1 A B A B A C C B C D Oividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Dividend
, K K K K K L L K
113.
TRUST
A B B A A A Dividend Interest Interest Dividend Dividend Dividend J T K L K J T T T T Sold 2/17/09 J
114. -FLP Group, Inc. c/s 115. -Walt Disney Company (dtd) 7/I 8106, 5.7% due 7/15/11 116. -Boeing Co. (dtd 2/I 1103) f.125%, Due 117. -Bmadridge Financial Solutions, Inc. I 18. -D~II, Inc. c/s I 19. -Rockwell Collins, cfs
Date of Report
Pag~ 11 of 17
6/14/2010
NONE ~o reportable income, assets, or transactions.) D~c~ption of As~ (including ~t assc~) Income d~ng
12 I. -Orrmicom Group, c/s 122..-Glenmede Fund, Inc., LargeCap. 100 Port A 123. -Pepsico Inc., dtd 5/21/07, 5.15%, 5/512 124. -Proctor & Gamble Co, 8/I 0/04, 4.95 %, 8/15/14 125. -NJ Sports & Exposition, dtd 1/1/02 416%, 3/1112 126. -NJ Sports & Exposition, did 1/1/02 4.6%, 3/1112 127..Emerson Electric Co, did 12/11/02 5%, 12/15/14 128. DavlsNY Venture Group 129. Davis NY Venture Fd, CLC 130. Capital One, 4%, Due 12/28/09 131. First Bank, 3.55%, due 6/29/09 132. GMAC Bank, 3.6%, Due 3/13/09 133. Jersey City, 5.35"/o, Due 10/I/09 134. New Jersey, 5%, Due 71t/10 135. Provident Bank, 4%, Due 12/28/09 136. N.J. Tran, 5%, Due 6/15/18
Dividend Dividend
J K K K K K K K K
B A 13 A B A A A C C C C C A
Interest Interest Interest Interest Interest Dividend Dividend Interest Interest Interest Interest Interest Interest Interest
arotman, StanleyS.
Date of Report
6/14/2010 [
[37. Delaw~e, 5.75%, ~e 1/1/26 138. Wachovia Bank~3.55%, due 9/I 1/09
C B
Interest Interest
T Redeemed 9/11/09 L
140. -Travel~ Companies, Inc. ~s 141. -Vanguard Global Equity FD c/s 142. -Verizon Communications dtd 4/4/08, 5.25,4 due4/15/10 143. -[-tewletl Packard Co., did 3/3/08, 4.5%, due 144. -Goldman Sachs Group, Inc. dtd 1/13/04, 5.15%, due 1/15/14 145. -Emerson Electric Co., dtd 8/24105, 4.75% due 10115115 146. -Assurant c/s 147. -Diageo PCL Sponsored ADR. c/s 148. -J. P. Morgan Chase & Co., c/s 149. -Patterson UTI Energy, LLC e/s
A B B B B B A A A A
Dividend Dividend Interest Interest Interest Interest Dividend Dividend Dividend Dividend
T Sold 12/~9109 K
K K K K
K J
T T Sold 2b17/09 J
151. Gilead Sciences, Inc. cls 152. McDermolt Ins. Inc. c/s 153. Omnicom Group, os
Dividend
J J
T T T
J J J
Dividend
FINANCIAL DISCLOSURE REPORT Pag~ 13 of 17 VII. ~VESTMENTS and TRUSTS - ~o ...... t.~.
~
Brotman, Stanley S.
~14/2010
c.
Description of At~t~ 0ncluding ~t a~c~) Place(X)" a~rc~h as~t cxempt~omp~ordisclosu~ [ [ [mom* during rc~ing peri~ Gms~ Amount~ T~ (.~, [~l div-.~ (A-H} ~ or int.) VsI~ C~e2 (J-P) ~ Value , M~th~ [ Cod~ 3
Type (e.g.. buy, sell, ~dcmption) Date V~uc G~n ~ Im~d~ Code2 lCodl J -- [ (J-P) (A-H) [~: Idcnti~ of buyer/scl[~ (ifp~vat~
154. Callus Convc~iblc Fund-I, c/s 155. 156. Ontario Province, 2/3/05 4.5% 157. Applied l~aterials Inc., c/s 158. Franklin Resources, Inc., c/s 159. Gilead Sciences, c/s 160. ITTEducational Serveies, Inc., c/s 161. Van Eck Global Hard Assets - I 162. Capital Markets PLC dtd 3110/09 3.87% due 3/10/15 163. Franklin Resources, Inc. c/s 164. Gilead Sciences, Inc. 165. Schlurnberger Ltd. c/s 166. Nucor Corp c!s 167. Tweedy Browne Global Valve Fund 168. Oracle Corp. dtd I/13/06 5.25%, due 169. GlenMede Fund, lnc.Tax Exempt - See VIII Item (a) 170. GLENMEDE TRUSTINVESTMENT
Dividend
Buy Sold
2/1~09 11/25/09 2/25/09 5/13/09 5/13/09 5/13/09 5/13109 5/13/09 5/20/09 8/31/09 8/31/09 8/31/09 8/31/09 12/8/09 12/15/09 12/31/09
J K K J K J J J K J J J J K L K C
A A A A A A A
K J K J J K K
T T T T T T T
Buy Buy Buy Buy Buy Buy Buy Sold Sold (part)
A A A A
J J K L K
T T T T U
Date of Report
6/14/2010
VII. LNVESTMENTS and TRUSTS - i,, ...... ~.,., ..... ,~.. (I.,,tudt~ rho.t of am .... d aepe,u~t chltdrtn; Jee r~ J4.~o o/~llng tn~u.to~)
NONE (No reportable income, assets, or transactions.)
A. ~r;ption of As~ (i~[uding ~st ~scts) ~lac~ "(X)" a~er ~ch ~s~t cx~pt from p~or dlsc]osu~ B. Income during ~ing ~i~ A~un~ j T~ (e.g., C~ I ~ div.. ~n~ C. G~oss v~u ~t end of ~ing pc~ Va!,c C~c 2 (J-P) V~luc M~ [ C~3 T~ (~.g., buy, sell, redcmption) D. T~t~ons d~ng r~ing pc~
~-H). [ or ira.) .................................................. 171, - Glenmed Fund, I~. Stmt~ic Equity Po~ 172. - Glenmede Fund Inc. Advisory Small CAD A A Di~ide~ Dividend J J T T Buy Buy 9/1/09 911/09
r
J J
l (A-II)
: 173. -Glenmede Fund, Inc. - U.S. Emerging Growth 174. - Glenmede Fund, Inc. International Port
175. - Glenmede Fund. Inc. Large CAP 100 Port
A A
A
Dividend Dividend
Dividend
J J
J
T T
T
Buy Buy
Buy
911109 911109
911109
J J
J
A
A B B B B B C B C
Dividend
Interest Interest Interest Interest Interest Interest Interest Interest Interest
J
K K K K K K L K
T
T T T T T T T T
Buy
Buy Buy Buy Buy Buy Buy Buy Buy Buy Redeemed
911109
9/21109 6/26/09 6/26/09 6126109 6/26109 6/26109 4,r2/09 6/29/09 3/19/09 511109 3/19/09
J
K K K K K K L K L L
t]
Interest
Buy
Page 15 of 17
I
B. Income du~ng I C. Gross valu~ a~ end ofrc~ing
rc~ing ~
Code 1 (A-H) div., r~n~
C~e 2
orint.)
i (j.p)
~ Mcth~
buy, ~11,
m~d~ ~ C~c 2 I C~ I I
C~e3
buyer/seller (ifpfivate
188. Teaneck T~., 5% due 7/15/28 189. Washington, 4.875% due I/1/23
C B
Inlerest Interest
L L
T T
6/14/2010
Date of Report
6/I~/2oIo
!
[ certify that all Information given above (Including Information pertaining to my spouse and minor or dependent children, if any) In accurate, true, and complete to the best of my knowledge and belief, and that any information not reported w~ withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are In ompliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judlclal Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies Io: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544