319 West 92nd Street New York, New York 10025 917.441.6990 markbradley_esq@yahoo.

com

NEW YORK BAR (2003) | FINRA SERIES 63 B/D REGULATION (2009) | TOP SECRET (SCI) CLEARANCE (1990)

Consultant & External Project Manager Electronic Evidence Discovery July 2008-Present Assess electronic evidence discovery platform consistency with client requirements and resources Translate all requests for electronic discovery into feasible, reasonable and manageable evidentiary database queries & maintain/update all evidentiary databases and required log documentation Develop case specific search techniques & Boolean algorithms of high discrimination likely to yield high-value exculpatory or inculpatory information of litigative or regulatory interest Proactively manage the review Instruct & train assigned personnel in most effective techniques to manipulate the specific database and associated review platform to maximize & leverage available time & resources to achieve client regulatory or litigation objective. Intellectual Property (IP) Litigation & Regulatory Compliance Analyst Sullivan & Cromwell, LLP, New York, NY 03/2003-05/2008 Perform proactive enforcement of the IP rights & claims on behalf of international pharmaceutical & software design clients Conduct internal compliance estimates & due diligence assessments for clients subject to constant state, federal & international regulation & litigation. Supervised, trained, and provided Quality Control (QC) for over 60 Attorneys for 10 months in a Method Patent dispute between two major pharmaceutical manufacturers involving infringement of the system for respiratory administration of medication, created evidentiary database collating organizing & creating case crucial timeline of R&D spreadsheets, patent applications/correspondence and FDA related documentation (Discovery Partner) Maintained litigation & regulatory electronic database concerning inter-synovial pain pump patent applications & FDA 510k Forms (Introspect.) Evaluate all potential merger & acquisition (M&A) clients, targets or partners that are consistent with the Office of Foreign Asset Control (OFAC) reporting & documentation requirements. Review & assess broker dealer transactional activity that may indicate structured payments that may require a suspicious activity report (SAR) violate the know your client (KYC) rule or require, multiple regression electronic network communication (ECN) or wire house analysis or other type of look back review. Law Clerk January 1995 December 1995 Federal Public Defenders Office New Orleans, Louisiana Conducting case research and audio & video evidentiary review & trial transcript analysis Memoranda preparation for money laundering conspiracy (SMURFING & RICO) trial Writing appellate briefs & habeas corpus writs Associate May 1994 - September 1994 American Bar Association Central and Eastern European Law Initiative (CEELI), Moscow, Russian Federation Conducted survey of Intellectual Property law legislation and anti-piracy initiatives in the Russian Federation. Regulation & monitoring of Informal Value Transfer Systems (IVTS) of former

USSR Republics

MILITARY EXPERIENCE, TRAINING

& EDUCATION

1st Lieutenant 1989-1996 Military Intelligence Corps United Army Intelligence Officer with the 1st Armored Division January 1990 September 1992 Research and analysis of political and military developments in the former Soviet Union and Warsaw Pact countries. Guide and Russian interpreter for the Treaty Verification team of the Conventional Forces Europe (CFE). Signals Intelligence & Traffic Analysis of Soviet & Warsaw Pact Strategic & Tactical Communication in the US Army Europe (USAEUR) Theater Tulane Law School, New Orleans, Louisiana, Juris Doctor, May 1998 Maritime Law Certificate Tulane Appellate Clinic GPA 4.0/4.0 Tulane University, New Orleans, Louisiana, Bachelor of Arts, May 1988 Dual Degree: Russian and International Relations Cumulative GPA: 3.51/4.0 Honors/Awards: Cum Laude, Army ROTC scholarship

PROFESSIONAL AFFILIATIONS/ CERTIFICATIONS/AWARDS

New York State Bar Association, 2003 Association of Certified Fraud Examiners 2009 NASD Series 63 Uniform Securities Agent State Law Examination, 2009 Louisiana State Bar Association 2000 (currently inactive) Department of Defense Certified Russian Linguist 2+/3 1995 Department of Defense Top Secret Secret Compartmentalized Information Clearance (TS-SCI, 1995) US Army Military Intelligence Officers Basic Course (MIOBC, 1990) US Army Officers Psychological Operations Course (JFK Special Warfare School, 1993) US Army Military Intelligence Officers Advanced Course (MIOAC, 1995) Federal Bureau of Investigation, Behavioral Analysis Unit Award For Original Research (2004) New York State Real Estate Brokers License 2009 International Association of Blood Pattern Analysts (IABPA) 2003

ELECTRONIC DOCUMENT REVIEW PLATFORMS & FINANCIAL SOFTWARE APPLICATIONS

* Atennex * Bloomberg * Catalyst * Concordance * Discovery Partner * Dochunter * EDGAR * Excel* Introspect * Lextranet * Lexis/Nexis * Microsoft Word* NICE (Audio Review) * PowerPoint * Relativity * Ringtail * Stratify * Relativity

Major Projects: Project Management & Document Review Document Review Bankruptcy Clawback issue involving a multibillion dollar Ponzi Scheme involving allegations of banking fraud and money laundering requiring look back reviews of international bank wire transfers over a 10 year time span (Ringtail/Relativity) Intellectual Property (IP) litigation between a Top 3 computer company and music aggregator licensor involving copyright & royalty issues (Concordance & Catalyst)

Sherman Act/Antitrust litigation involving a large retail store chain & a major digital entertainment corporation (Catalyst) Securities Litigation in a 10-b Action between major investment fund & subprime mortgage company, involved a complex analysis of GAAP accounting rules and financial instruments including loan tapes & other various securitization vehicles (Lextranet) Coordinated production & filings between state & federal courts as well as among the SEC & DOJ. FINRA/ Broker Dealer Investigative review of charges of brokerage misconduct, to include misrepresentation of account status, churning, caps, violation of know your client rule, comingling, market timing and late trading in investment bank sell side operations, conducted exhaustive analysis and cross referenced over 600 Dealer/Rep Dummycodes that were being misused by brokerage member (Concordance) Subprime mortgage litigation involving the trading of mortgage backed securities & related derivatives for a major investment bank, the mortgage companies and the related Rating Agencies (Attenex) Performed due diligence & Anti-Money Laundering (AML) compliance on behalf of Internet Sector Mutual Fund, prospectus investigative fact checking, review and research into allegations of market timing and late trading by a major investment bank (Concordance) Internal assessment of possible noncompliance of Know Your Client (KYC) rule potential breach of investment advisor fiduciary duty by client & ISDA violations in the marketing, promotion and trading of municipal interest rate swaps and foreign exchange (FOREX) based derivatives by a major investment bank (Stratify) Litigation concerning fraud, collusion and insider trading of energy futures & options and other commodities based derivatives, analysis of documentation & correspondence with regulatory agencies and various boards of trade NICE (audio) & (Attenex) Antitrust implications of a contemplated acquisition of several Transfer Agent and wire house facilities by a top tier investment bank, involved extensive review of SEC Filings: TA-1 & TA-2s to determine relative market share (Bloomberg/EDGAR) Conducted: internal audit, due diligence & Know Your Client (KYC) compliance of Verticals company that was the subject of acquisition negotiations by a Bulge Bracket firm (Attenex)

Project Manager Supervised, trained and provided quality control (QC) 25 attorneys for a 3 month project addressing a complex multi-jurisdictional dispute involving substantive issues of The Bank Secrecy Act (BSA) and the Patriot Act between a major international hedge fund and federal regulators in commercial bank demutualization (Relativity) * Supervised, trained and provided quality control (QC) 80 attorneys & 30 paralegals for a 9 month project in complex, multidistrict, class action, securities litigation representing a major Internet media company, handled logistical, administrative as well as substantive review and analysis. Assisted in the preparation of witness binders, evidentiary & privilege spreadsheets, maintained & updated electronic document and privilege log with over 10,000 entries (Concordance)

Work hand-in-hand with client, outside counsel and discovery vendors to implement structure and work flow; Communicate timely identification and resolution of substantive issues from review team in a defensible and documented manner to Outside Counsel; Update client coding manual as needed and disseminate documented answers to review team; Perform metrics and review productivity analysis for each client assignment; Manage and perform Quality Control on a daily basis; Perform QC sampling of responsive and non-responsive documents according to parameters established by client and Outside Counsel; and Make staffing recommendations to insure the review is completed on time, on budget and with best in class results.