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Case: 19-55499, 08/30/2019, ID: 11417022, DktEntry: 17, Page 1 of 26

No. 19-55499
__________________________________________________________________

IN THE UNITED STATES COURT OF APPEALS


FOR THE NINTH CIRCUIT

ASHLEY JUDD, an individual

Plaintiff-Appellant,

v.

HARVEY WEINSTEIN, an individual

Defendant-Appellee.

On Appeal from the United States District Court


for the Central District of California
No. 2:18-cv-05724-PSG-FFM
Hon. Philip S. Gutierrez

BRIEF OF THE CALIFORNIA STATE SENATE AS AMICUS CURIAE IN


SUPPORT OF APPELLANT

Diane F. Boyer-Vine (SBN: 124182)


Legislative Counsel
Robert A. Pratt (SBN: 137704)
Principal Deputy Legislative Counsel
Brent W. Westcott (SBN: 294980)
Deputy Legislative Counsel
Office of Legislative Counsel
1315 10th Street, Room 3021
Sacramento, California 95814
(916) 341-8244
brent.westcott@lc.ca.gov

Counsel for Amicus Curiae


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TABLE OF CONTENTS

Page

TABLE OF AUTHORITIES .................................................................................. iii

STATEMENT OF INTEREST ................................................................................ 1

SUMMARY OF ARGUMENT ............................................................................... 2


ARGUMENT ........................................................................................................... 4

I. THE LEGISLATIVE HISTORY SHOWS THAT SB 224


CLARIFIED SECTION 51.9 BY ADDING "DIRECTOR OR
PRODUCER" TO THE LIST OF EXAMPLE RELATIONSHIPS ... 5

A. A Statute That Merely Clarifies Existing Law Must Be


Applied To Conduct Occurring Before Its Enactment ............ 5

B. Courts Must Consider Evidence Of Legislative Intent When


Interpreting A Statute's Effect, Including Legislative
History ....................................................................................... 6

C. The District Court Failed To Properly Weigh The One Piece


Of Legislative History It Had Before It .................................... 7

D. Additional Pieces of Legislative History Show That SB 224


Clarified Section 51.9 By Adding "Director Or Producer" To
The List Of Example Relationships .......................................... 9

II. DISMISSAL OF PLAINTIFF'S SECTION 51.9 CLAIM WOULD


IGNORE SB 224's HISTORICAL CONTEXT AND FRUSTRATE
THE LEGISLATURE'S GOAL OF COMBINING SEXUAL
HARASSMENT ................................................................................ 13

A. The Circumstances Surrounding SB 224's Enactment Show


That The Legislature Clarified Section 51.9 By Adding New
Relationships To The List of Examples ................................. 13

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B. The Legislature Enacted SB 224 To Ensure That Victims


Like Plaintiff Are Protected From Sexual Harassment ............. 16
CONCLUSION ......................................................................................................... 18

CERTIFICATE OF COMPLIANCE

CERTIFICATE OF SERVICE

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TABLE OF AUTHORITIES

Page(s)
Cases
ABKCO Music, Inc. v. LaVere,
217 F.3d 684 (9th Cir. 2000) ....................................................................5, 13
Aramark Facility Servs. v. Serv. Employees Int'l Union, Local 1877, AFL CIO,
530 F.3d 817 (9th Cir. 2008) ......................................................................... 10

Arce v. Douglas,
793 F.3d 968 (9th Cir. 2015) ....................................................................... 10
Carter v. Cal. Dept. of Veteran Affairs,
38 Cal. 4th 914 (2006) ................................................................................5, 6
DuBois v. Workers’ Comp. Appeals Bd.,
5 Cal. 4th 382 (1993) ......................................................................................7
Dyna-Med, Inc. v. Fair Emp’t & Hous. Comm’n.,
43 Cal. 3d 1379 (1987) .................................................................................16
Hassan v. Mercy Am. River Hospital,
31 Cal. 4th 709 (2003) ..............................................................................9, 12
Hughes v. Pair,
46 Cal. 4th 1035 (2009) ................................................................................15
Huson v. County of Ventura,
80 Cal. App. 4th 1131 (2000) ................................................................ 13, 16
Jevne v. Superior Court,
35 Cal. 4th 935 (2005) ..................................................................................12
Kern v. County of Imperial,
226 Cal. App. 3d 391 ............................................................................. 14, 16
S. Bay Creditors Trust v. Gen. Motors Acceptance Corp.,
69 Cal. App. 4th 1068 (1999) .......................................................................13
Scott v. City of San Diego,
38 Cal. App. 5th 228, 2019 WL 3491428 (Aug. 1, 2019)............................12

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Tyler v. State of California,


134 Cal. App. 3d 973 (1982) ..........................................................................6
W. Sec. Bank v. Superior Court,
15 Cal. 4th 232 (1997) ................................................................. 5, 6, 7, 8, 14
Statutes
Cal. Civ. Code § 51.9 (2000-18) ...............................................................................2
Cal. Civ. Code § 51.9.................................................................................................2
Rules
Fed. R. Evid. 201 .....................................................................................................10
Other Authorities
Cal. Assem. Comm. on Judiciary, Analysis of Sen. Bill No. 224
(June 29, 2018) .........................................................................................................11
Cal. Assem. Comm. on Rules, Floor Analysis of Sen. Bill No. 224
(Aug. 8, 2018) .......................................................................................................... 11
Cal. Assem. Comm. on Rules, Floor Analysis of Sen. Bill No. 224
(Aug. 23, 2018) ........................................................................................................ 11
Cal. Sen. Comm. on Judiciary, Analysis of Sen. Bill No. 224
(Jan. 8, 2018) ............................................................................................................10
Cal. Sen. Comm. on Rules, Floor Analysis of Sen. Bill No. 224
(Jan. 11, 2018) .......................................................................................................... 10
Senate Bill No. 224, 2018 Cal. Legis. Serv. Ch. 951 ................................................2
Senate Bill No. 820, 2018 Cal. Legis. Serv. Ch. 951 .............................................. 14

Senate Bill No. 1300, 2018 Cal. Legis. Serv. Ch. 955 ............................................ 14

Senate Bill No. 1343, 2018 Cal. Legis. Serv. Ch. 956 ............................................ 14

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STATEMENT OF INTEREST1

Amicus curiae, the California State Senate, is the upper house of the

California Legislature. California’s Constitution vests the Legislature with the

“legislative power” in California, including the power to pass laws protecting

victims of sexual harassment.

As the legislative body that originated Senate Bill No. 224, the Senate has a

strong interest in this case. SB 224 clarified that relationships between actors and

producers—like the one between the parties in this case—are and have always

been subject to section 51.9 of the California Civil Code, which prohibits sexual

harassment in “business, service, or professional” relationships. But in dismissing

Plaintiff’s claim the district court held that this clarification instead changed

section 51.9’s scope. The Legislature has an interest in ensuring that courts

interpret SB 224’s effect on section 51.9 in a manner that is consistent with the

Legislature’s intent and serves the bill’s purpose: protecting victims of sexual

harassment that occurs outside the workplace. It therefore submits this amicus brief

encouraging reversal of the district court’s order.

1
Pursuant to Federal Rule of Appellate Procedure 29, amicus certifies that all
parties have consented to the filing of this brief. Amicus further certifies that no
party’s counsel authored this brief in whole or in part; that no party or a party’s
counsel contributed money that was intended to fund preparing or submitting this
brief; and that no person other than amicus, its members, or its counsel
contributed money that was intended to fund preparing or submitting this brief.
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SUMMARY OF ARGUMENT

In 2018, the Legislature passed a series of bills to combat sexual misconduct

in this state. The legislation was prompted by the global #MeToo movement and

reports of widespread sexual misconduct by powerful individuals—including

Harvey Weinstein, the defendant in this case.

Senate Bill No. 224, 2018 Cal. Legis. Serv. Ch. 951, was one of these bills.

SB 224 emphasized protections for victims of sexual harassment in certain

industries by amending section 51.9 of the California Civil Code. Originally

enacted in 1994, section 51.9 broadly prohibits sexual harassment in all “business,

service, or professional” relationships. Even before it was amended by SB 224,

section 51.9 contained a varied, nonexclusive list of example relationships covered

by the law—everything from relationships with physicians and attorneys to those

with collection services and building contractors. Cal. Civ. Code § 51.9(a)(1)(A)-

(E) (2000–18). It also covered all relationships “substantially similar” to those on

the list. Id. at subparagraph (F).

SB 224 added relationships with investors, elected officials, lobbyists and—

relevant here—directors and producers to section 51.9’s list of example

relationships. See § 51.9(a)(1)(B), (F)-(H). Although section 51.9 already covered

these relationships, SB 224 expressly referenced them to make it crystal clear they

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were covered, and to reinforce section 51.9’s deterrent effect by giving individuals

in those industries explicit notice of potential liability.

While statutes generally do not operate retroactively unless the Legislature

clearly intended them to do so, a statute that merely clarifies existing law must be

applied to conduct occurring before its enactment. A clarifying statute does not

raise any retroactivity concerns because it simply states what the law already is. SB

224’s addition of “director or producer” to section 51.9 was this type of clarifying

amendment.

The district court, however, concluded that SB 224 changed, rather than

clarified, section 51.9, and thus held that the amended version did not apply in this

case. The district court then found that the relationship between the parties was not

covered by the pre-SB 224 version of section 51.9 and dismissed Plaintiff’s section

51.9 claim.

In reaching this conclusion the district court improperly disregarded ample

evidence of the Legislature’s intent in passing SB 224. It gave insufficient weight

to a Senate floor analysis—a valuable piece of legislative history—showing the

Legislature’s intent to clarify section 51.9 by adding “director or producer” to the

list of example relationships. This intent is made even clearer by a more thorough

review of the legislative history, specifically additional committee analyses, which

the district court did not address in its decision. The district court also failed to

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consider SB 224’s historical context and the Legislature’s stated purpose of

fortifying existing protections for victims of sexual harassment.

It is clear under California law that legislative intent cannot be disregarded

in this fashion. Rather, California law requires courts to duly consider legislative

intent—including the Legislature’s views on the effect of its statutes on existing

law. And a statute’s legislative history is clear evidence of legislative intent. Courts

must also consider the wider historical context of a statute’s enactment and

interpret statutes in a way that serves the Legislature’s purpose.

A proper application of these principles leads to the conclusion that the

addition of “director or producer” merely clarified section 51.9, and that the

relationship between the parties in this case is one that has always been covered by

the statute. Accordingly, the district court’s order should be reversed.

ARGUMENT

The Senate submits this brief in support of Plaintiff’s appeal. The Senate

agrees that Plaintiff’s relationship with Defendant falls within section 51.9’s scope

when the terms “business, service, or professional relationship” are given their

plain meaning and, in the alternative, that the relationship is substantially similar to

the example relationships included in the statute before SB 224 added “director or

producer” to the list.

The Senate contends that the district court improperly disregarded the

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Legislature’s intent to clarify section 51.9’s scope—as clearly expressed

throughout SB 224’s legislative history—and that an affirmation of the district

court’s order would undermine the Legislature’s efforts to combat sexual

harassment in California.

I. THE LEGISLATIVE HISTORY SHOWS THAT SB 224 CLARIFIED


SECTION 51.9 BY ADDING “DIRECTOR OR PRODUCER” TO THE
LIST OF EXAMPLE RELATIONSHIPS

A. A Statute That Merely Clarifies Existing Law Must Be Applied


To Conduct Occurring Before Its Enactment

The district court erred in concluding that the addition of “director or

producer” to section 51.9’s list of example relationships changed, rather than

clarified, existing law.

It is a general rule that “statutes do not operate retrospectively unless the

Legislature plainly intended them to do so.” W. Sec. Bank v. Superior Court, 15

Cal. 4th 232, 243 (1997). “A statute has retrospective effect when it substantially

changes the legal consequences of events.” Id.; see also Carter v. Cal. Dept. of

Veteran Affairs, 38 Cal.4th 914, 922 (2006). The Senate does not contend that the

Legislature intended SB 224’s amendments to section 51.9 to apply retroactively.

But “a statute that merely clarifies, rather than changes, existing law does

not operate retrospectively even if applied to transactions predating its enactment.”

W. Sec. Bank, 15 Cal. 4th at 243; see also ABKCO Music, Inc. v. LaVere, 217 F.3d

684, 689 (9th Cir. 2000) (“We have long recognized that clarifying legislation is

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not subject to any presumption against retroactivity and is applied to all cases

pending as of the date of its enactment.”). This type of “legislative act has no

retrospective effect because the true meaning of the statute remains the same.” W.

Sec. Bank, 15 Cal. 4th at 243; see also Tyler v. State of California, 134 Cal. App.

3d 973, 976–77 (1982) (“The rationale of this exception is that in such an instance,

in essence, no retroactive effect is given to the statute because the true meaning of

the statute has always been the same.”).

Because relationships with “directors or producers” were already covered by

section 51.9, SB 224’s addition of these relationships merely clarified existing law.

As a result, the district court should have applied section 51.9—as amended by SB

224—to Plaintiff’s claims.

B. Courts Must Consider Evidence Of Legislative Intent When


Interpreting A Statute’s Effect, Including Legislative History

SB 224’s legislative history demonstrates the Legislature’s intent to clarify

section 51.9 by adding “director or producer” to the statute’s list of example

relationships.

Unless the California Supreme Court has “finally and definitively”

interpreted a statute, courts must consider “a declaration of a later Legislature as to

what an earlier Legislature intended.” Carter, 38 Cal. 4th at 922 (citation and

quotation marks omitted). Not only are “the Legislature’s expressed views on the

prior import of its statutes . . . entitled to due consideration,” but a court “cannot

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disregard them.” W. Sec. Bank, 15 Cal. 4th at 244 (emphasis added). This

requirement is a logical extension of California statutory interpretation law, which

requires courts to “ascertain the intent of the Legislature so as to effectuate the

purpose of the law.” DuBois v. Workers' Comp. Appeals Bd., 5 Cal. 4th 382, 387

(1993).

In its order entering final judgment on Plaintiff’s section 51.9 claim, the

district court correctly noted that “there have been very few decisions from any

court addressing the types of relationships covered by § 51.9 and none that have

addressed whether sexual harassment committed by producers is covered under the

statute.” ER 12. Nor has the California Supreme Court rendered a “final and

definitive” interpretation of section 51.9’s scope. Thus, in interpreting the effect of

SB 224’s amendments on section 51.9, the district court was prohibited from

disregarding the Legislature’s views, and was instead required to give those views

due consideration.

C. The District Court Failed To Properly Weigh The One Piece Of


Legislative History It Had Before It

Before dismissing Plaintiff’s section 51.9 claim, the district court took

judicial notice of the final Senate floor analysis of SB 224. ER 19 n.3. This

analysis—spanning just seven pages—states that the addition of “director or

producer” to section 51.9’s list of example relationships “clarifies” or “is

declaratory of” existing law in three separate places. ER 47 (“Because the current

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list of examples is not exclusive, this bill is declaratory of existing law.”), ER 50

(“[T]his bill’s explicit mention of [the new] relationships is almost certainly

declaratory of existing law.”), ER 52 (“All of the relationships implicated are

almost certainly covered under existing California law.”).

Yet the district court dismissed this valuable legislative history in

determining that the bill “expanded the reach of § 51.9 rather than merely

clarifying it.” ER 19. Instead, it concluded that “whatever value legislative history

documents might have in statutory interpretation when they are created by the

Legislature that enacted a statute, the views of the 2018 Legislature on the meaning

of a statute enacted in 1999 are surely entitled to even less weight.” Id.

This conclusion ignores California law. It is true that the California Supreme

Court has recognized some “incongruity in the notion that one Legislature may

speak authoritatively on the intent of an earlier Legislature’s enactment.” W. Sec.

Bank, 15 Cal. 4th at 244. But it still commands courts to give “due consideration”

to “the Legislature’s expressed views on the prior import of its statutes” and

forbids courts from disregarding those views. Id.

That due consideration was lacking here. Beyond summarily dismissing the

Senate floor analysis, the district court ignored SB 224’s legislative history. The

district court is correct that “[s]tatutory interpretation is the province of the

judiciary, not the legislature.” ER 19. But that does not grant it license to disregard

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valuable evidence of the Legislature’s intent.

The district court made a similar error when it decided to “not rely” on the

Senate floor analysis “as evidence that the previous version of [section 51.9]

covered producers like [Defendant],” even if it found that SB 224 did not clarify

existing law. ER 20. The district found that the “authors of [SB 224’s] analysis had

every reason to portray the previous version of § 51.9 as already encompassing”

directors and producers and that “the 2018 Legislature . . . may have been engaged

in wishful thinking” by stating that SB 224 declared existing law. Id. This

conclusion runs contrary to California law—which directs courts to consider

evidence of the Legislature’s intent, including committee analysis, when

interpreting a statute. See Hassan v. Mercy Am. River Hospital, 31 Cal. 4th 709,

717 (2003). And, as explained below, the district court’s treatment of the Senate

floor analysis ignores the valuable role that committees play in California’s

legislative process. The district court should have accepted the Senate floor

analysis as clear evidence of the Legislature’s intent to clarify section 51.9’s scope,

not discarded it while questioning the motives of its authors.

D. Additional Pieces Of Legislative History Show That SB 224


Clarified Section 51.9 By Adding “Director Or Producer” To The
List Of Example Relationships

A more thorough review of SB 224’s legislative history provides even

stronger evidence that the Legislature clarified section 51.9 by adding “director or

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producer” to the list of example relationships.

The amendments adding “director or producer” to section 51.9 first appeared

in the January 3, 2018 version of SB 224. The Senate Committee on the Judiciary

prepared the first analysis of this version of the bill. It wrote the following in the

description of SB 224 on the first page of the analysis:

“This bill adds investor, elected official, lobbyist, director, and


producer to the list of examples of relationships that are covered by
Civil Code Section 51.9’s imposition of civil liability for sexual
harassment in business, service, or professional contexts. Because the
current list of examples is not exclusive, this bill is declaratory of
existing law. Nonetheless, it serves to highlight that investors, elected
officials, lobbyists, directors, and producers can be subject to liability
if they engage in sexual harassment.”

Cal. Sen. Comm. on Judiciary, Analysis of Sen. Bill No. 224, as amended Jan. 3,

2018, 2017–18 Reg. Sess., at 1 (Jan. 8, 2018) (emphasis added).2 Nearly identical

language appeared in the initial Senate floor analysis of SB 224, which would have

been available to each Senator before the Senate voted on the bill. See Cal. Sen.

Comm. on Rules, Floor Analysis of Sen. Bill No. 224, as amended Jan. 3, 2018,

2017–18 Reg. Sess., at 1 (Jan. 11, 2018). SB 224 passed the Senate by a vote of

38-0.

2
Each committee analysis cited in this amicus brief is publically available on the
California Legislative Information website (available at
http://leginfo.legislature.ca.gov/faces/billAnalysisClient.xhtml?bill_id=20172018
0SB224). This court may take judicial notice of these state legislative materials
pursuant to Federal Rule of Evidence 201. See Aramark Facility Servs. v. Serv.
Employees Int'l Union, Local 1877, AFL CIO, 530 F.3d 817, 826 n.4 (9th Cir.
2008); Arce v. Douglas, 793 F.3d 968, 979 n.4 (9th Cir. 2015).
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The Assembly Committee on the Judiciary prepared the next analysis of SB

224. On the issue of whether the addition of “director or producer” declared

existing law, it reached the same conclusion as the Senate:

“Because all of the professional and business relationships that this


bill proposes to add to Section 51.9—investor, elected official,
lobbyist, and director or producer—are arguably all “substantially
similar” to the relationships now listed in statute, they appear to
already be covered by existing law. Nevertheless, this bill helpfully
further clarifies that investors, lobbyists, elected officials, directors or
producers are, in fact, liable for any sexual harassment committed in
the context of their business, professional, or service relationships.”

Cal. Assem. Comm. on Judiciary, Analysis of Sen. Bill No. 224, as amended Jan.

3, 2018, 2017–18 Reg. Sess., at 4 (June 29, 2018) (emphasis added). As in the

Senate, similar language appeared in Assembly floor analyses before the Assembly

voted on the bill. See Cal. Assem. Comm. on Rules, Floor Analysis of Sen. Bill

No. 224, as amended July 5, 2018, 2017–18 Reg. Sess., at 3 (Aug. 8, 2018)

(statement of Senator Hannah-Beth Jackson); Cal. Assem. Comm. on Rules, Floor

Analysis of Sen. Bill No. 224, as amended Aug. 23, 2018, 2017–18 Reg. Sess., at 3

(Aug. 23, 2018) (same). The Assembly passed SB 224, with amendments not

relevant here, by a vote of 78-0.

SB 224 then returned to the Senate for a concurrence vote. Again, the floor

analysis available to every Senator stated that that the bill’s addition of “director or

producer” to section 51.9’s list of example relationships is “declaratory of existing

law.” ER 47. The Senate concurred in the Assembly amendments by a vote of 39-0

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and SB 224 was signed into law. In sum, language indicating that SB 224’s

addition of “director or producer” declared existing law and merely clarified the

scope of section 51.9 appeared in every committee and floor analysis prepared by

both houses of the Legislature.

The value of a committee analysis cannot be overstated. Staffed by subject-

matter experts who often serve under multiple committee chairs over the course of

many years, the committees serve a key function in the legislative process.

Committee staff vet legislative proposals and work with authors, sponsors, and

stakeholders on bill language, prior to a committee holding public hearings. The

sum total of this work is captured in the committee’s analysis of a bill. The

analysis is available to each member of the committee before the committee votes

on the bill. The same is true of a bill’s floor analysis, a copy of which is available

to each Member before that house votes on the bill. A committee analysis is

therefore a key indicator of legislative intent. See Hassan, 31 Cal. 4th at 717

(relying on Assembly Judiciary Committee analysis); Jevne v. Superior Court, 35

Cal. 4th 935, 948 (2005) (relying on analyses prepared by the Assembly Judiciary

Committee and Senate Rules Committee).

Not surprisingly, courts in California routinely emphasize committee

analysis in deciding that amendments clarify existing law. See, e.g., Scott v. City of

San Diego, 38 Cal. App. 5th 228, 2019 WL 3491428, at *5-6 (Aug. 1, 2019)

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(citing Senate Judiciary Committee analysis in support of holding that amendments

clarified existing law governing cost awards in FEHA cases); S. Bay Creditors

Trust v. Gen. Motors Acceptance Corp., 69 Cal. App. 4th 1068, 1079-80 (1999)

(relying on Senate and Assembly Judiciary Committee analyses in finding that

amendments clarified existing law relating to the California New Motor Vehicle

Board’s jurisdiction); Huson v. County of Ventura, 80 Cal. App. 4th 1131, 1136-37

(2000) (citing Senate Rules Committee analysis and Assembly Revenue and

Taxation Committee report in concluding that Legislature intended to clarify law

related to the inclusion of improvement bonds in property tax assessments); see

also ABKCO Music, 217 F.3d at 690-91 (relying on congressional materials in

holding that amendment to Copyright Act of 1909 clarified existing law).

Likewise, SB 224’s legislative history should be relied on here to conclude that the

addition of “director or producer” clarified section 51.9.

II. DISMISSAL OF PLAINTIFF’S SECTION 51.9 CLAIM WOULD


IGNORE SB 224’S HISTORICAL CONTEXT AND FRUSTRATE
THE LEGISLATURE’S GOAL OF COMBATING SEXUAL
HARASSMENT

A. The Circumstances Surrounding SB 224’s Enactment Show That


The Legislature Clarified Section 51.9 By Adding New
Relationships To The List Of Examples

SB 224’s historical context—in the midst of the global #MeToo movement

and widespread reports of sexual misconduct in California—provides more support

for the conclusion that the bill clarified section 51.9’s scope.

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The “surrounding circumstances” of a legislative act “can indicate that the

Legislature made material changes in statutory language in an effort to only clarify

a statute’s true meaning.” W. Sec. Bank, 15 Cal. 4th at 243; see also Kern v.

County of Imperial, 226 Cal. App. 3d 391, 400 (“The legislative history of a statute

and the wider historical circumstances of its enactment are legitimate and valuable

aids in divining statutory purpose.”) (emphasis added).

In 2018, the Legislature engaged in a wide-ranging effort to combat sexual

harassment in California. Spurred on by the global #MeToo movement and reports

of sexual harassment in California and the State Capitol community, the

Legislature passed a package of bills to protect victims of sexual harassment and

hold wrongdoers accountable. See, e.g., Senate Bill No. 820, 2018 Cal. Legis.

Serv. Ch. 951 (prohibiting settlement agreements that preclude the disclosure of

factual information in sexual assault, sexual harassment, and sex discrimination

actions); Senate Bill No. 1300, 2018 Cal. Legis. Serv. Ch. 955 (prohibiting

employers from requiring employees to sign a release of claims, or a

nondisparagement or nondisclosure agreement, as a condition of receiving a raise

or bonus or continuing employment); Senate Bill No. 1343, 2018 Cal. Legis. Serv.

Ch. 956 (expanding required sexual harassment training for California businesses).

Taken together this legislation was an unprecedented attempt to address sexual

misconduct in this state.

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SB 224 was a key piece of this effort. Introduced in response to reports of

sexual harassment in the financial services, entertainment, government, and public

policy industries, the bill sought to underscore and clarify protections for victims

of sexual harassment occurring outside a formal workplace. See ER 50-52

(highlighting reports of sexual misconduct in these industries).

Even before SB 224, section 51.9 applied broadly to all “business, service,

or professional” relationships outside the employment context. See Hughes v. Pair,

46 Cal. 4th 1035, 1048 (2009) (noting that section 51.9 “covers a wide variety of

business relationships outside the workplace”). The statute contained a wide-

ranging, nonexclusive list of example relationships covering everything from

relationships with physicians and attorneys to those with collection services and

building contractors, as well as any relationship “substantially similar” to those on

the list. § 51.9(a)(1)(A)-(B), (F) (2000–18).

The Legislature recognized that the relationships added to the list by SB 224

were already covered by section 51.9. But given reports of rampant sexual

misconduct in the industries targeted by SB 224, the Legislature wanted to make it

as clear as possible that the new relationships were covered. See ER 52-53

(“[R]eferencing [the new relationships] explicitly in the statute may serve as a

greater deterrent by highlighting the fact that the behavior is unlawful and giving

potential harassers additional notice of the liability they could face . . . .”).

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Thus, the “surrounding circumstances” of SB 224’s passage are additional

evidence that the Legislature clarified section 51.9’s scope by adding “director or

producer” to the list of covered relationships. See Huson, 80 Cal. App. 4th at 1137

(noting that a clarifying bill was enacted “following inconsistent property

assessment practices in Orange County.”).

B. The Legislature Enacted SB 224 To Ensure That Victims Like


Plaintiff Are Protected From Sexual Harassment

Affirming the district court’s order dismissing Plaintiff’s section 51.9 claim

would subvert the goal of SB 224: strengthening protections for victims of sexual

harassment occurring outside the workplace.

The “first task in construing a statute is to ascertain the intent of the

Legislature so as to effectuate the purpose of the law.” Dyna-Med, Inc. v. Fair

Emp’t & Hous. Comm’n., 43 Cal. 3d 1379, 1386 (1987) (emphasis added); see also

Kern, 226 Cal. App. 3d at 400 (same).

As detailed above, the Legislature passed SB 224 in response to reports of

sexual misconduct in key industries, including the entertainment industry. See ER

50-52 (citing reports of sexual harassment in the venture capital, entertainment,

and government industries). Indeed, the Senate floor analysis cites to reports of

sexual misconduct by Defendant, noting that “producers wield enormous power

over what films, shows, and plays see the light of day” and that “[t]ogether with

directors, they also exert tremendous influence over who gets to be a part of the

16
Case: 19-55499, 08/30/2019, ID: 11417022, DktEntry: 17, Page 22 of 26

production.” Id. at 50. The Legislature wanted to protect victims like Plaintiff and

to strengthen section 51.9’s deterrent effect when it enacted SB 224. See ER 52-53.

Affirming the district court’s order would have the opposite effect: it would deny

Plaintiff the protections that California has afforded victims of sexual harassment

for decades—protections that SB 224 merely clarified.

Moreover, a decision affirming the district could be read as an indication

that none of the new relationships added by SB 224 were previously covered by

section 51.9. This would undoubtedly prevent victims from the other industries

targeted by SB 224 from coming forward with meritorious claims. Indeed, the

district court recognized this danger in deciding to enter final judgment on

Plaintiff’s section 51.9 claim. See ER 12 (“[T]he Court’s decision that the 2019

amendment cannot be applied retroactively has implications for other individuals

like Plaintiff who allege that they have discovered only recently that” they were

harmed “because of sexual harassment.”).

Finally, affirming the district court’s order could also cause the Legislature

to avoid adding new example relationships in the future even if problems of sexual

harassment arise in those industries. When it passed SB 224 the Legislature

recognized that creating “[a]n extensive list of examples could eventually lead a

court interpreting [section 51.9] to conclude erroneously that by spelling out such a

long list of examples, the Legislature had some intent to exclude relationships by

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omission.” ER 53. To avoid this result, a “middle path” was chosen and SB 224

added “a few examples of relationships that have recently proven especially

problematic” without adding “each and every relationship that [section 51.9]

nonetheless covers.” Id.

Just as the Legislature anticipated, the district court erroneously concluded

that “the fact that the Legislature found it necessary to amend the statute to

explicitly include producers and others is evidence that it may have had some

doubts as to whether these relationships were covered by existing law.” ER 20.

This logic improperly ties the Legislature’s hands. Future Legislatures may wish to

further clarify section 51.9’s scope by adding new relationships. But if the district

court’s order is affirmed, the Legislature may hesitate to add those new

relationships. This would only leave courts and potential victims to guess whether

those relationships are protected. This result can’t be squared with section 51.9’s

purpose.

CONCLUSION

The judgment of the district court should be reversed.

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Date: August 30, 2019 Respectfully submitted,

/s/ Brent W. Westcott

Diane F. Boyer-Vine
Robert A. Pratt
Brent W. Westcott

Counsel for Amicus Curiae

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CERTIFICATE OF COMPLIANCE

Pursuant to Fed. R. App. P. 29(a)(4)(G), Fed. R. App. P. 32(a)(7)(C), and

Ninth Circuit Rule 32-1, I certify that this brief complies with the type-volume

limitation because this brief contains 4,235 words, excluding the parts of the brief

exempted by Fed. R. App. P. 32(a)(7)(B)(iii).

Pursuant to Fed. R. App. P. 32(a)(5) and (6), I certify that this brief complies

with the typeface and type style requirements because this brief has been prepared

in a proportionately spaced typeface using Microsoft Word 2010 in Times New

Roman 14-point font.

Date: August 30, 2019 /s/ Brent W. Westcott


Brent W. Westcott
Case: 19-55499, 08/30/2019, ID: 11417022, DktEntry: 17, Page 26 of 26

CERTIFICATE OF SERVICE

I hereby certify that on August 30, 2019, I electronically filed the foregoing

with the Clerk of the Court for the United States Court of Appeals for the Ninth

Circuit by using the appellate CM/ECF system.

Participants in the case who are registered CM/ECF users will be served by

the appellate CM/ECF system.

Date: August 30, 2019 /s/ Brent W. Westcott


Brent W. Westcott

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