Documentos de Académico
Documentos de Profesional
Documentos de Cultura
No. 19-55499
__________________________________________________________________
Plaintiff-Appellant,
v.
Defendant-Appellee.
TABLE OF CONTENTS
Page
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CERTIFICATE OF COMPLIANCE
CERTIFICATE OF SERVICE
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TABLE OF AUTHORITIES
Page(s)
Cases
ABKCO Music, Inc. v. LaVere,
217 F.3d 684 (9th Cir. 2000) ....................................................................5, 13
Aramark Facility Servs. v. Serv. Employees Int'l Union, Local 1877, AFL CIO,
530 F.3d 817 (9th Cir. 2008) ......................................................................... 10
Arce v. Douglas,
793 F.3d 968 (9th Cir. 2015) ....................................................................... 10
Carter v. Cal. Dept. of Veteran Affairs,
38 Cal. 4th 914 (2006) ................................................................................5, 6
DuBois v. Workers’ Comp. Appeals Bd.,
5 Cal. 4th 382 (1993) ......................................................................................7
Dyna-Med, Inc. v. Fair Emp’t & Hous. Comm’n.,
43 Cal. 3d 1379 (1987) .................................................................................16
Hassan v. Mercy Am. River Hospital,
31 Cal. 4th 709 (2003) ..............................................................................9, 12
Hughes v. Pair,
46 Cal. 4th 1035 (2009) ................................................................................15
Huson v. County of Ventura,
80 Cal. App. 4th 1131 (2000) ................................................................ 13, 16
Jevne v. Superior Court,
35 Cal. 4th 935 (2005) ..................................................................................12
Kern v. County of Imperial,
226 Cal. App. 3d 391 ............................................................................. 14, 16
S. Bay Creditors Trust v. Gen. Motors Acceptance Corp.,
69 Cal. App. 4th 1068 (1999) .......................................................................13
Scott v. City of San Diego,
38 Cal. App. 5th 228, 2019 WL 3491428 (Aug. 1, 2019)............................12
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Senate Bill No. 1300, 2018 Cal. Legis. Serv. Ch. 955 ............................................ 14
Senate Bill No. 1343, 2018 Cal. Legis. Serv. Ch. 956 ............................................ 14
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STATEMENT OF INTEREST1
Amicus curiae, the California State Senate, is the upper house of the
As the legislative body that originated Senate Bill No. 224, the Senate has a
strong interest in this case. SB 224 clarified that relationships between actors and
producers—like the one between the parties in this case—are and have always
been subject to section 51.9 of the California Civil Code, which prohibits sexual
Plaintiff’s claim the district court held that this clarification instead changed
section 51.9’s scope. The Legislature has an interest in ensuring that courts
interpret SB 224’s effect on section 51.9 in a manner that is consistent with the
Legislature’s intent and serves the bill’s purpose: protecting victims of sexual
harassment that occurs outside the workplace. It therefore submits this amicus brief
1
Pursuant to Federal Rule of Appellate Procedure 29, amicus certifies that all
parties have consented to the filing of this brief. Amicus further certifies that no
party’s counsel authored this brief in whole or in part; that no party or a party’s
counsel contributed money that was intended to fund preparing or submitting this
brief; and that no person other than amicus, its members, or its counsel
contributed money that was intended to fund preparing or submitting this brief.
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SUMMARY OF ARGUMENT
in this state. The legislation was prompted by the global #MeToo movement and
Senate Bill No. 224, 2018 Cal. Legis. Serv. Ch. 951, was one of these bills.
enacted in 1994, section 51.9 broadly prohibits sexual harassment in all “business,
with collection services and building contractors. Cal. Civ. Code § 51.9(a)(1)(A)-
these relationships, SB 224 expressly referenced them to make it crystal clear they
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were covered, and to reinforce section 51.9’s deterrent effect by giving individuals
clearly intended them to do so, a statute that merely clarifies existing law must be
applied to conduct occurring before its enactment. A clarifying statute does not
raise any retroactivity concerns because it simply states what the law already is. SB
224’s addition of “director or producer” to section 51.9 was this type of clarifying
amendment.
The district court, however, concluded that SB 224 changed, rather than
clarified, section 51.9, and thus held that the amended version did not apply in this
case. The district court then found that the relationship between the parties was not
covered by the pre-SB 224 version of section 51.9 and dismissed Plaintiff’s section
51.9 claim.
list of example relationships. This intent is made even clearer by a more thorough
the district court did not address in its decision. The district court also failed to
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in this fashion. Rather, California law requires courts to duly consider legislative
law. And a statute’s legislative history is clear evidence of legislative intent. Courts
must also consider the wider historical context of a statute’s enactment and
addition of “director or producer” merely clarified section 51.9, and that the
relationship between the parties in this case is one that has always been covered by
ARGUMENT
The Senate submits this brief in support of Plaintiff’s appeal. The Senate
agrees that Plaintiff’s relationship with Defendant falls within section 51.9’s scope
when the terms “business, service, or professional relationship” are given their
plain meaning and, in the alternative, that the relationship is substantially similar to
the example relationships included in the statute before SB 224 added “director or
The Senate contends that the district court improperly disregarded the
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harassment in California.
Cal. 4th 232, 243 (1997). “A statute has retrospective effect when it substantially
changes the legal consequences of events.” Id.; see also Carter v. Cal. Dept. of
Veteran Affairs, 38 Cal.4th 914, 922 (2006). The Senate does not contend that the
But “a statute that merely clarifies, rather than changes, existing law does
W. Sec. Bank, 15 Cal. 4th at 243; see also ABKCO Music, Inc. v. LaVere, 217 F.3d
684, 689 (9th Cir. 2000) (“We have long recognized that clarifying legislation is
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not subject to any presumption against retroactivity and is applied to all cases
pending as of the date of its enactment.”). This type of “legislative act has no
retrospective effect because the true meaning of the statute remains the same.” W.
Sec. Bank, 15 Cal. 4th at 243; see also Tyler v. State of California, 134 Cal. App.
3d 973, 976–77 (1982) (“The rationale of this exception is that in such an instance,
in essence, no retroactive effect is given to the statute because the true meaning of
section 51.9, SB 224’s addition of these relationships merely clarified existing law.
As a result, the district court should have applied section 51.9—as amended by SB
relationships.
what an earlier Legislature intended.” Carter, 38 Cal. 4th at 922 (citation and
quotation marks omitted). Not only are “the Legislature’s expressed views on the
prior import of its statutes . . . entitled to due consideration,” but a court “cannot
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disregard them.” W. Sec. Bank, 15 Cal. 4th at 244 (emphasis added). This
purpose of the law.” DuBois v. Workers' Comp. Appeals Bd., 5 Cal. 4th 382, 387
(1993).
In its order entering final judgment on Plaintiff’s section 51.9 claim, the
district court correctly noted that “there have been very few decisions from any
court addressing the types of relationships covered by § 51.9 and none that have
statute.” ER 12. Nor has the California Supreme Court rendered a “final and
SB 224’s amendments on section 51.9, the district court was prohibited from
disregarding the Legislature’s views, and was instead required to give those views
due consideration.
Before dismissing Plaintiff’s section 51.9 claim, the district court took
judicial notice of the final Senate floor analysis of SB 224. ER 19 n.3. This
declaratory of” existing law in three separate places. ER 47 (“Because the current
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determining that the bill “expanded the reach of § 51.9 rather than merely
clarifying it.” ER 19. Instead, it concluded that “whatever value legislative history
documents might have in statutory interpretation when they are created by the
Legislature that enacted a statute, the views of the 2018 Legislature on the meaning
of a statute enacted in 1999 are surely entitled to even less weight.” Id.
This conclusion ignores California law. It is true that the California Supreme
Court has recognized some “incongruity in the notion that one Legislature may
Bank, 15 Cal. 4th at 244. But it still commands courts to give “due consideration”
to “the Legislature’s expressed views on the prior import of its statutes” and
That due consideration was lacking here. Beyond summarily dismissing the
Senate floor analysis, the district court ignored SB 224’s legislative history. The
judiciary, not the legislature.” ER 19. But that does not grant it license to disregard
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The district court made a similar error when it decided to “not rely” on the
Senate floor analysis “as evidence that the previous version of [section 51.9]
covered producers like [Defendant],” even if it found that SB 224 did not clarify
existing law. ER 20. The district found that the “authors of [SB 224’s] analysis had
directors and producers and that “the 2018 Legislature . . . may have been engaged
in wishful thinking” by stating that SB 224 declared existing law. Id. This
interpreting a statute. See Hassan v. Mercy Am. River Hospital, 31 Cal. 4th 709,
717 (2003). And, as explained below, the district court’s treatment of the Senate
floor analysis ignores the valuable role that committees play in California’s
legislative process. The district court should have accepted the Senate floor
analysis as clear evidence of the Legislature’s intent to clarify section 51.9’s scope,
stronger evidence that the Legislature clarified section 51.9 by adding “director or
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in the January 3, 2018 version of SB 224. The Senate Committee on the Judiciary
prepared the first analysis of this version of the bill. It wrote the following in the
Cal. Sen. Comm. on Judiciary, Analysis of Sen. Bill No. 224, as amended Jan. 3,
2018, 2017–18 Reg. Sess., at 1 (Jan. 8, 2018) (emphasis added).2 Nearly identical
language appeared in the initial Senate floor analysis of SB 224, which would have
been available to each Senator before the Senate voted on the bill. See Cal. Sen.
Comm. on Rules, Floor Analysis of Sen. Bill No. 224, as amended Jan. 3, 2018,
2017–18 Reg. Sess., at 1 (Jan. 11, 2018). SB 224 passed the Senate by a vote of
38-0.
2
Each committee analysis cited in this amicus brief is publically available on the
California Legislative Information website (available at
http://leginfo.legislature.ca.gov/faces/billAnalysisClient.xhtml?bill_id=20172018
0SB224). This court may take judicial notice of these state legislative materials
pursuant to Federal Rule of Evidence 201. See Aramark Facility Servs. v. Serv.
Employees Int'l Union, Local 1877, AFL CIO, 530 F.3d 817, 826 n.4 (9th Cir.
2008); Arce v. Douglas, 793 F.3d 968, 979 n.4 (9th Cir. 2015).
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Cal. Assem. Comm. on Judiciary, Analysis of Sen. Bill No. 224, as amended Jan.
3, 2018, 2017–18 Reg. Sess., at 4 (June 29, 2018) (emphasis added). As in the
Senate, similar language appeared in Assembly floor analyses before the Assembly
voted on the bill. See Cal. Assem. Comm. on Rules, Floor Analysis of Sen. Bill
No. 224, as amended July 5, 2018, 2017–18 Reg. Sess., at 3 (Aug. 8, 2018)
Analysis of Sen. Bill No. 224, as amended Aug. 23, 2018, 2017–18 Reg. Sess., at 3
(Aug. 23, 2018) (same). The Assembly passed SB 224, with amendments not
SB 224 then returned to the Senate for a concurrence vote. Again, the floor
analysis available to every Senator stated that that the bill’s addition of “director or
law.” ER 47. The Senate concurred in the Assembly amendments by a vote of 39-0
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and SB 224 was signed into law. In sum, language indicating that SB 224’s
addition of “director or producer” declared existing law and merely clarified the
scope of section 51.9 appeared in every committee and floor analysis prepared by
matter experts who often serve under multiple committee chairs over the course of
many years, the committees serve a key function in the legislative process.
Committee staff vet legislative proposals and work with authors, sponsors, and
sum total of this work is captured in the committee’s analysis of a bill. The
analysis is available to each member of the committee before the committee votes
on the bill. The same is true of a bill’s floor analysis, a copy of which is available
to each Member before that house votes on the bill. A committee analysis is
therefore a key indicator of legislative intent. See Hassan, 31 Cal. 4th at 717
Cal. 4th 935, 948 (2005) (relying on analyses prepared by the Assembly Judiciary
analysis in deciding that amendments clarify existing law. See, e.g., Scott v. City of
San Diego, 38 Cal. App. 5th 228, 2019 WL 3491428, at *5-6 (Aug. 1, 2019)
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clarified existing law governing cost awards in FEHA cases); S. Bay Creditors
Trust v. Gen. Motors Acceptance Corp., 69 Cal. App. 4th 1068, 1079-80 (1999)
amendments clarified existing law relating to the California New Motor Vehicle
Board’s jurisdiction); Huson v. County of Ventura, 80 Cal. App. 4th 1131, 1136-37
(2000) (citing Senate Rules Committee analysis and Assembly Revenue and
Likewise, SB 224’s legislative history should be relied on here to conclude that the
for the conclusion that the bill clarified section 51.9’s scope.
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a statute’s true meaning.” W. Sec. Bank, 15 Cal. 4th at 243; see also Kern v.
County of Imperial, 226 Cal. App. 3d 391, 400 (“The legislative history of a statute
and the wider historical circumstances of its enactment are legitimate and valuable
hold wrongdoers accountable. See, e.g., Senate Bill No. 820, 2018 Cal. Legis.
Serv. Ch. 951 (prohibiting settlement agreements that preclude the disclosure of
actions); Senate Bill No. 1300, 2018 Cal. Legis. Serv. Ch. 955 (prohibiting
or bonus or continuing employment); Senate Bill No. 1343, 2018 Cal. Legis. Serv.
Ch. 956 (expanding required sexual harassment training for California businesses).
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policy industries, the bill sought to underscore and clarify protections for victims
Even before SB 224, section 51.9 applied broadly to all “business, service,
46 Cal. 4th 1035, 1048 (2009) (noting that section 51.9 “covers a wide variety of
relationships with physicians and attorneys to those with collection services and
The Legislature recognized that the relationships added to the list by SB 224
were already covered by section 51.9. But given reports of rampant sexual
as clear as possible that the new relationships were covered. See ER 52-53
greater deterrent by highlighting the fact that the behavior is unlawful and giving
potential harassers additional notice of the liability they could face . . . .”).
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evidence that the Legislature clarified section 51.9’s scope by adding “director or
producer” to the list of covered relationships. See Huson, 80 Cal. App. 4th at 1137
Affirming the district court’s order dismissing Plaintiff’s section 51.9 claim
would subvert the goal of SB 224: strengthening protections for victims of sexual
Emp’t & Hous. Comm’n., 43 Cal. 3d 1379, 1386 (1987) (emphasis added); see also
and government industries). Indeed, the Senate floor analysis cites to reports of
over what films, shows, and plays see the light of day” and that “[t]ogether with
directors, they also exert tremendous influence over who gets to be a part of the
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production.” Id. at 50. The Legislature wanted to protect victims like Plaintiff and
to strengthen section 51.9’s deterrent effect when it enacted SB 224. See ER 52-53.
Affirming the district court’s order would have the opposite effect: it would deny
Plaintiff the protections that California has afforded victims of sexual harassment
that none of the new relationships added by SB 224 were previously covered by
section 51.9. This would undoubtedly prevent victims from the other industries
targeted by SB 224 from coming forward with meritorious claims. Indeed, the
Plaintiff’s section 51.9 claim. See ER 12 (“[T]he Court’s decision that the 2019
like Plaintiff who allege that they have discovered only recently that” they were
Finally, affirming the district court’s order could also cause the Legislature
to avoid adding new example relationships in the future even if problems of sexual
recognized that creating “[a]n extensive list of examples could eventually lead a
court interpreting [section 51.9] to conclude erroneously that by spelling out such a
long list of examples, the Legislature had some intent to exclude relationships by
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omission.” ER 53. To avoid this result, a “middle path” was chosen and SB 224
problematic” without adding “each and every relationship that [section 51.9]
that “the fact that the Legislature found it necessary to amend the statute to
explicitly include producers and others is evidence that it may have had some
This logic improperly ties the Legislature’s hands. Future Legislatures may wish to
further clarify section 51.9’s scope by adding new relationships. But if the district
court’s order is affirmed, the Legislature may hesitate to add those new
relationships. This would only leave courts and potential victims to guess whether
those relationships are protected. This result can’t be squared with section 51.9’s
purpose.
CONCLUSION
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Diane F. Boyer-Vine
Robert A. Pratt
Brent W. Westcott
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CERTIFICATE OF COMPLIANCE
Ninth Circuit Rule 32-1, I certify that this brief complies with the type-volume
limitation because this brief contains 4,235 words, excluding the parts of the brief
Pursuant to Fed. R. App. P. 32(a)(5) and (6), I certify that this brief complies
with the typeface and type style requirements because this brief has been prepared
CERTIFICATE OF SERVICE
I hereby certify that on August 30, 2019, I electronically filed the foregoing
with the Clerk of the Court for the United States Court of Appeals for the Ninth
Participants in the case who are registered CM/ECF users will be served by