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Rationalism
Rationalism, the third major epistemic theory, is not as immediately plausible
as empiricism, but there are some crucial similarities between these two major
theories of knowledge. An empiricist believes that our knowledge is ultimately
based on basic empirical beliefs; rationalism is similar in that rationalists also
hold that our knowledge is based on basic beliefs. The difference is that
rationalists do not justify basic beliefs with the help of experience, but rather
with the help of pure reason. This might sound a bit strange: What is "pure
reason" supposed to be, and how is it supposed to lead us to knowledge? An
example might help to illustrate the basic thrust of rationalism.
Suppose Sarah, a skeptical friend of yours, asks: "What do you think? Is
200,763 the largest natural number?" You answer: "No, 200,763 is not the
largest natural number. As a matter of fact, there is no largest natural number.
For any natural number you can name, there is always a larger one." Suppose
Sarah is not impressed by your answer and asks: "How in the world can you
know these kinds of things? Have you looked at all natural numbers? I have a
feeling that you do not really know this,·but that you simply made this up."
Two things seem fairly obvious at this point: First, we do indeed seem to
know that there is no largest natural number, and second, we do not know this
on the basis of experience. Numbers are not the kind of things we can see, feel,
and touch. So if we have knowledge about them, that knowledge cannot be
based on experience, but rather on our ability to think (i.e., reason).
l�nt'ionalists claim drnt when we d1ink about certain propositions, we can
im11wdi,1tl'ly 1111dns1·:111d :rnd grnsp rh:H rhe propo�irions 11111s1' be true. For
118 • Chapter Three What /)I) \'v'e /(1111111? • t,'i
L'xample, we can immediately grasp that the number 3 is larger than the number 2, a tiger is. However, it is not necessary to see any particular tige1� so it is correct
or that any two people either know each other or they do not, or that nothing to say that I can know a priori that tigers are animals. Any experience that
Gin be green and red all over at the same time. A rationalist claims that these allows me to acquire the concept of a tiger is sufficient to allow me to know that
propositions have something self-evident about them, and simple reflection suf tigers are animals. On the other hand, I cannot know a priori. whether my neigh
fices to show that we are justified to believe that they are likely to be true. bors have a ferocious tiger in their basement. [n order to know tbat, I need to
inspect their basement (i.e., I need to have a particular experience).
A priori justification is normally contrasted with a posteriori justification,
Food for Thought
a Latin phrase that literally means "from the latter." A posteriori justification
Take a look at the following propositions, and decide whether you know is the kind of justification that is typical for empiricism; it requires that we
that they are true or false simply by reflecting on what they assert. refer to specific experiences of the world. For example, I can know only a pos
1. If dne multiplies any natural number by 2, the resulting number is even. teriori that Jody Foster's son has reel hair. In order to know that, I must have
2. The income of the average worker in the United States is higher than had a chance to see Jody Foster's son-that is, a particular experience.
the income of the average worker in Europe. Similarly, I can know only a posteriori that there are nine planets in our solar
3. Every state must have some form of government. system or that the average household income in New Jersey is higher than the
4. Every event has a cause. average household income in Tennessee.
5. If any nation should ever use nuclear weapons again, millions of
people will die.
6. Every recession in the economy is eventually followed by an eco
Food for Thought
nomic recovery. In order to test your understanding of the terms a priori and a posteriori,
7. If a person freely performs an action, that person can be held respon decide whether the following sentences are true or false.
sible for the action. 1. I can know a priori that all bachelors are not married.
8. Sugar is sweet. 2. A fully committed empiricist holds that all our knowledge is justified
9. All human beings have the same fundamental rights. a posteriori.
LO. All cats are animals. 3. It is impossible to know a priori whether New York City has more
inhabitants than Mexico City.
Some technical terminology is frequently used when philosophers discuss 4. I can know a priori that there is life on other planets.
r,1rionalism. The kind of justification that is crucial for rationalists is called a 5. All of mathematics is based on a priori reasoning.
1,riori, a Latin phrase that literally means "from the former." The phrase is 6. Nobody can knovv on the basis of a priori reasoning that the Empire
11scd to refer to justification that can take place prior to consulting any empir- State Building is the tallest building in the world.
1c1I evidence. In other words, I can know something a priori if I can know it 7. I can know a priori that if somebody is shot to death, then somebody
without first seeing, touching, or hearing anything in particular. It is, for must have been the shooter.
l''<ample, possible to know a priori that all red cars are colored cars, since I do 8. I can know a priori that a cube must have twelve edges.
not have to look at any cars to determine that the claim is true. I can also 9. I can know a priori that all swans are white.
know a priori that every triangle has three sides; I do not have to see or touch
,111y particular triangle in order to know that the claim is true.
Students are frequently confused at this point and often say, "How can you In addition to the terms a priori and a· posteriori, it is useful to understand
know that all triangles have three sides without having experiences? In order to the terms necessary truth and contingent truth. A proposition is contingently
know something about triangles, one surely must have seen some triangles. So it true if its truth depends on how the actual world is. For example, whether the
,L·cms folse to say that one can know a priori that all triangles have three sides." sentence "Britney Spears has sold more records than Madonna" is true
ii is important to understand that a priori does not mean justification without depends on whether Britney Spears has indeed sold more records than
rcf'crcm:c rn any experiences, but rather justification without reference to any Mndo1111a. So this proposition is contingently true. Similarly, the sentences
/J<l/'I irn/<1r experience. For example, in order to know that tigers are animals, I "/\lll',lh.1111 Lincoln w:.is shot in a thcat·cr" and "The 13roncos won two successive
111ighr hnvc 10 sec so111c tigers or pictures of tigers to acquire the con,cp1· of what S1qw1· l�11wl 1i1·k-�" e ·pre�s contingen1· l'l'ul·hs. 011 tht.: other h:ind, rhc sc,ncncc
'ti • Chapter Three W!l,,11 Ou \V1• l\/11111•f •
"If Britney Spears has a female sibling, then Britney Spears has a sister" is true, are Life, Liberty and rhe pursuit of Happiness. That to secure these rights,
whether Britney Spears actually has a sister or not. Similarly, the sentences Governments are instituted among Men, deriving their just powers from the
"The number 9 is larger than the number 3" and "Every rose is a flower" consent of the governed. That whenever any Form of Government becomes
(''<press necessary truths. A good way to determine whether a sentence is con destructive of these ends, it is the Right of the People to alter or to abolish it,
and to institute new Government.
I i11gently true or necessarily true is to ask if it is logically possible that the sen-
1 t·nce could be false. For example, it is logically possible that the sentence
"/\ braham Lincoln was shot in a theater" is false, for we can imagine a situation What is striking here is the reference to self-evidence. The crucial claims of the
in which Abraham Lincoln was not shot at all. It follows therefore that the sen- Declaration of Independence are presented as self-evident truths, that is, truths
1cnce expresses a contingent truth. On the other hand, it is not logically possible that are justified in the light of reason alone. Moreover, the claims at issuc
that the mimber 9 is smaller than the number 3 or that roses are not flowers. namely, that all men have equal rights and that peop]e have the right to revolt
I against their government if it fails to protect them in their rights-are, if they are
true, necessarily true. For it is not a contingent feature of humans to have moral
Food for Thought rights; if humans do have fundamental moral rights, they have them necessari]y.
In order to test your understanding of the differences between necessary This suggests that moral knowledge is justified predominantly on the basis of a
and contingent truths, determine ,vhether the following sentences are priori reasoning. The weakness with this line of reasoning is, of course, that not
necessary truths or contingent truths. all people agree that moral claims are true or false-that is, there are many peo
ple who are skeptics about moral claims. We will discuss this issue more thor
1. The moon moves around the earth. oughly in Chapter 8, but for now we can suggest a conditional argument in
2. All bachelors are not married. defense of rationalism, which takes the logical form of modus ponens:
3. The United States withdrew from Vietnam in 1975.
4. If Frank has more than two sisters, then he has at least three siblings. 1. If we have moral and political knowledge, then
5. There are infinitely many prime numbers. rationalism plays an important role in justify
6. In order to graduate from Northwestern University, one has to take ing our beliefs.
at least three English classes. 2. 1\le have moral and political knowledge.
Therefore: Rationalism plays an important role in
A tight connection exists between necessary truths and a priori knowledge, justifying our beliefs.
. 111d between contingent truths and a posteriori knowledge. If we can know
�1Hnething a priori (i.e., prior to looking at the world), the truth must be a nec
t·�sary truth. On the other hand, if we know something a posteriori (i.e., with Food for Thought
l he help of experience), the truth must be a contingent truth. A rationalist
This last argument depends on the claim that we actually have moral
111aintains that there are important necessary truths that we can know only on
knowledge. What do you think-do we know that all humans have
1 he basis of a priori reasoning and that these necessary truths form the foun
equal rights, or do we only believe that all humans have equal rights?
dation of all our knowledge.
'/ l,e Cade for Rationali.:1m A second argument in defense of rationalism is based on the claim that a
/\ fair number of thinkers do not find rationalism all that plausible. They ask, priori knowledge does not seem to be as vulnerable to a certain type of skep
"What are these great necessary truths that we are supposed to know on the ticism as empirical knowledge is. We hav'e seen that empiricism goes hand in
h.1sis of reason alone?" At first glance this seems like a reasonable complaint, hand with the natural sciences, but they are in a constant process of change.
h111· if we look more carefully, we can see that rationalism is a more persuasive Physicists used to believe that matter was made out of indivisible, small, solid
l'kmcnl' in our knowledge than is initially apparent. To illustrate this, let us particles (i.e., atoms). Then they discovered that atoms themselves consisted
rn11sidcr the text of the Declaration oflndependence, written in 1776: of parts and that atoms were not solid pieces of matter but contained a good
dc:il of empty space. Now scientists have even detected that electrons and
Wt hold rhcse trurhs t:O be self-evident, tlrnt all men are created equal, thrit they llt't1l rn111, h;1VL' p:11ts, :ind no end t·o this process of new discoveries is in sight.
,ll'l' l'lldownl hy !'111:ir Cn:ntor wid1 cerrnin unnlienable Rights, thar n111011g llic:se 'l'hll',, 1•111p1ril':1I cl.1inh ,ll't' :1lw:1y1, �11hjcc1· to r<:vi�ion, whkh hns t:011vinccd
'"'2 • Chapter Three W/1a/ Do We /(11u11•� • 7l
some philosophers that the natural sciences do not produce genuine knowl
edge, but only beliefs. Genuine knowledge is supposed to be timeless and
Food for Thought
unchanging. In order to sharpen your understanding of the distinction between ana
The philosopher Plato first raised this objection against empirical knowl lytic truths and synthetic truths, determine whether the following sen
edge. Plato was a rationalist and did not think that empirical investigations of tences are analytic or synthetic.
the physical world could lead to genuine knowledge, only to beliefs. Plato, like 1. All pencils and pens are writing utensils.
all rationalists, was much more impressed by the knowledge of mathematics. 2. Electrons are the smallest physical particles in the universe.
He thought that a mathematical proof, once discovered, would not later be 3. More than twenty million people died of AIDS last year.
revised. In truth, when we learn classical geometry today, we learn the same 4. There are more heterosexual humans than there are homosexual
proofs that the Greek mathematician Euclid discovered more than two thou humans.
sand yeah ago. Unlike natural science, mathematics does seem to lead to 5. Earthquakes are natural disasters.
knowledge that is eternal and solidly justified in the light of reason. Thus, the 6. Dogs and cats are both animals.
gist of this argument is to increase the importance of a priori knowledge by 7. Texas is larger than Oklahoma.
discrediting the status of empirical knowledge. A convinced rationalist might 8. The average lawyer makes more than $70,000 per year.
therefore say that if there is any knowledge, it must be a priori knowledge 9. All cubes have twelve edges.
since empirical investigation produces only beliefs.
111.1thematics ultimately reduces to analytic truths as well. Whether rational- develop a climate model that allows us to understand preciselr why and how the
1,ts can escape the attack of logical positivism is an open question and is still temperature in the past has changed on Earth. Would this model allow us to predict
tic hated among contemporary philosophers. No clear answer to the question how the temperature on Earth will develop in the future? Explain your answer as
h.1s yet emerged. clearly as you can.
4. Is the world as it really is (i.e., independent of our experiences), identical to the
world we perceive with our senses?
Final Remarks on Epistemology
5. ls it possible to know that something is true simply by thinking about it? If yes, give
It· is time to draw some conclusions from our introduction to epistemology. We some examples of these truths. Do you think that these kinds of truths arc impor
c.rn answer the question of whether we have knowledge in three fundamental tant in developing a satisfactory big-picture view of the world? If your answer is
ways. Firs,t, we can be skeptics and claim that we know very little and that no, please explain your reasoning as clearly as you can.
most of olur so-cal.led knowledge is in fact nothing more than a bunch of
hL'liefs. A dose of skepticism is a necessary ingredient of all philosophy; if we For Further Reading
.ire too confident that we know what the world is like, we will not ask the nec
c�sary questions that initiate philosophical reflection. However, the crucial Alston, William P. The Reliability of Sense Perception. Ithaca, NY: Cornell University
L'pistemological question is whether we can prevent skepticism from turning Press, 1993.
111to global skepticism and thus undermining all our philosophical and scien Audi, Robert. Epistemology: A Contemporary Introduction to the Theory of
tific knowledge. Descartes' method of doubt did not produce an entirely satis Knowledge. London: Routledge, 1998.
i'.1ctory response to global skepticism. Bonjour, Lawrence. Epistemology. Lanham, MD: Rowman & Littlefield, 2002.
Fallible versions of either empiricism or rationalism seem more promis
ing. An empiricist argues that we can know that p if we can justify p a poste Chisholm, Roderick M. Theory of Knowledge. 3rd ed. Englewood Cliffs, NJ: Prentice
riori in the light of our experiences of the world. A rationalist, on the other Hall, 1989.
hand, maintains that we can know that p if we can show a priori that p is Huemer, Michael. Skepticism and the Veil of Perception. Lanham, MD: Rowman &
necessarily true. Both positions have their strengths and weaknesses. In Littlefield, 2001.
.1ctual philosophical conversation, most people appeal to a priori justifica Lehrer, Keith. Theory of Knowledge. Boulder, CO: Westview Press, 1990.
tion as well as a posteriori justification. It is, however, important to deter Moser, Paul K. Knowledge and Evidence. Cambridge: Cambridge University Press,
mine what kind of justification plays the more fundamental role; an answer
1989.
to this question will not only influence our strategy for resisting skepticism,
hut will also influence how we approach and evaluate arguments. An empiri ---. The Oxford Handbook of Epistemology. Oxford: Oxford University Press,
�·i,t, for instance, will be skeptical toward premises that cannot be justified 2005.
hy our experiences. A rationalist, on the other hand, will try to solve philo Pollock, John, and Joseph, Cruz. Contemporary Theories of Knowledge. Lanham, MD:
..,uphical questions predominantly with the help of a priori considerations. Rowman & Littlefield, 1999.
1:quipped with these basic epistemological and logical tools, we are ready to Plantinga, Alvin. Warrant and Proper Function. New York: Oxford University Press,
l'\plore some classical philosophical problems. 1993.
---. Warrant: The Current Debate. New York: Oxford University Press, 1993.
Study and Reflection Questions Sosa, Ernest. The Blackwell Guide to EjJistemology. Malden, MA: Blackwell, 2004.
I. ,� global skepticism a self-defeating philosophical position? If yes, does this mean
rhnt skepticism is not a problem? Tf no, can you say what global skepticism is with Endnotes
out undermining your own position?
1· . K. William Clifford, "The Ethics of Belief," in The Ethics of Belief and Other
.2. Can you know that you are awake at this very moment? If yes, please describe l!ssays (New York: Prometheus Books, 1999), pp. 70-96.
preci�cly how you might establish this. Would Descartes be satisfied with your 2. Don Dcl.illo, White Noise (New York: Penguin, 1985), pp. 12-13.
:u1�wcr? J. Rc111.: Descartes, Meditations 011 First Philosophy, trans. Elisabeth Haldane and G.
'. \Xie lrnow rlrnr the average temperature on Earth has undergone dramatic changes l{o,, (( ',1111hridge: Ca111hridg1: U11ivl.'l",ity Pn:,�, 19.11 ), p. I 4S.
in 1ht· p.1,1. There have hcen ice agL's and periods of warm weather. Suppose that we 1 1. Jhid., p. 146.
I(, • Chapter Three
T he faculty of the mind that gi\·es us knmdedge of these concepts Kant calls
the "understanding." Truths discovered by the understanding are synthetic
because they are not logical truths and a priori because they apply to all pos
sible experience. Synthetic a 1-,riori truths, then, de:,cribe those features of the
world that are necessitated by our construction of it.
Kant describes his ,·ie,,· that the mind constructs the objecb of experience
as a "Copernican Revolution" in philoso1-•hy. It \Vas pre,·ioush· assumed that
our knowledge must conform to objects. But, instead, Kant insists that objects
must conform to our knmdedge. So just as Copernicus was able to explain
the movements of the planets by rejecting the hn•othesis that the sun moved
around the spectator and replacing it \\'ith the hypothesis that the spectator
moved around the sun, so Kant thinks he is aHe to explain the possibility of
synthetic a priori truths by rejecting the bspothesis that our knmdedge con
forms to objects and replacing it \\·ith the hypothesis that objects conform to
our knowledge.
Kant's theory of knowledge sa\·es empiricism from skepticism by wedding it
to rationalism. Empiricism holds that only concepts derived from experience
have objective reality. But if this \\·ere the case, then concepts like space, time,
and causality would not have objecti\·e realit\· because they are not derived
from experience. Kant maintains, on the contrary, that these concepts, which
are innate, do have objective reality because they make the experience of ob
jects possible. They are a necessary condition of objecti\·e experience.
Kant is a precursor of present-day cogniti\·e psychologists because he un
derstands the mind on the model of an information-processing mechanism.
Empiricists conceive of the mind as a passi\·e recei\·er of information. Kant
conceives of the mind as an active processor of it. But this view, too, seems to
lead to a sort of skepticism. According to Kant, we are not directly aware of
anything in the world. Everything we experience has been filtered through
our conceptual scheme, which functions like a prism, taking the undifferenti
ated white light of experience and organizing it into identifiable objects (col
ors). So we know the world, not as it is in itself, but only as our conceptual
scheme presents it to us.
The world as it is in itself Kant dubs the "noumena," and our experience of
it, the "phenomena." We can never tell whether the phenomena accurately
reflects the noumena because we can't get outside of our conceptual scheme
and compare it with reality. We can never take off the conceptual spectacles
through which we view the world. Consequently, we can never know the
world as it is in itself.
Kant's view also seems to lead to a sort of relativism. Kant thought that
every human being had to employ the categories he identified in order to
have objective experience. But research by linguists, anthropologists, and so
cial psychologists suggest that people in non-Western cultures categorize their
experience differently than we do. It is still a matter of debate whether the
differences are significant enough to justify the claim that they have different
conceptual schemes, but in any event, it seems that Kant's goal of trying to
prove that all human beings must use one particular conceptual scheme is
Constructing Reality
Are scientific laws invented or discovered? The traditional view is that scien
tific laws exist "out there" in the world and that the job of the scientist is to dis
cover them. Kant, however, claims that "the order and regularity of the
appearance we entitle nature, we ourselves introduce."36 For him, reality is a
human construct.