Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Jersey.
Valsiner, Jaan.
A guided science : history of psychology in the mirror of its
making / Jaan Valsiner.
p. cm.
ISBN 978-1-4128-4290-7
1. Psychology—History. 2. Science—History. I. Title.
BF81.V35 2011
150.9—dc23
2011020483
Contents
Preface vii
Bibliography 283
Jaan Valsiner
Worcester, MA
April 2011
x
Introduction
What Kind of Knowledge—
And for Whom?
This book got its impetus from a talk I gave in May 2005 at the
Institute of Advanced Studies of the Universidade de São Paulo to an
interdisciplinary audience. Appropriately titled Psychology as a factory:
Changing traditions and new epistemological challenges, it covered a
number of changes in our contemporary sciences—collective author-
ship, fragmentation of knowledge into small quickly published (and
equally quickly retractable) journal articles, the counting of numbers
of such articles by institutions as if that was a measure of “scientific
productivity.” I pointed out that these changes are inherently ambiva-
lent for the actual development of knowledge, while they are indeed
social presentations of the escalating enterprises of science. Even as
I was asked to, and I promised, to write up the talk as a publication,
somehow I failed to do so until now.1 Yet the themes of that talk kept
reverberating in my mind and coming up in encounters with scientists
all over the world. So, finally, I undertook a more extensive coverage
of the issues—with this book being the result, for better or worse.
The general theme—how science is guided by explicit and im-
plicit ties to its surrounding social world—is not new. It builds on
the wide background of scholarship on history of science (Ludwik
Fleck, Thomas Kuhn), the recent focus on social construction of sci-
ences (Bruno Latour), and on the cultural and cognitive analyses of
knowledge making (Karin Knorr Cetina, Lorraine Daston). The theo-
retical scheme carried over onto the phenomena of social guidance
of science comes from my thinking about processes of development
in psychology (Valsiner, 1987) and on the relations of human beings
with their culturally organized environments (Valsiner, 2007a,b). The
underlying notions of zones—those of Freedom of Movement (ZFM),
Promoted Action (ZPA), and Proximal Development (ZPD) that
were used to make sense of the advancement of children and adults
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A Guided Science: History of Psychology in the Mirror of Its Making
xiv
What Kind of Knowledge—And for Whom?
aimed at the bridging the distance between science and public. The
public communication of science is a secondary activity based on
pre-existing, well-established scientific results. It is often described
as a translation of scientific language into ordinary language. In all
cases it is conceived of as one-way flux of information, stemming
from scientists and flowing down to the receptive public through the
channels of modern media (Bensaude-Vincent, 2001, p. 99, added
emphasis)
The duty of informing those who have “the right to know” brings
to our focus the unity of duties and rights (Moghaddam et al., 2000)
as well as highlights the “blind spots” in such imperative for inform-
ing “the public.” First, it is not clear what “being informed” means.
All knowledge from a science becomes selected for understanding
on the basis of previous social representations. So it is the public who
“informs” itself through what is known already and leads to new social
representations (Farr, 1993). Yet the social representations of a particu-
lar field of knowledge are not equal to that field of knowledge.
Furthermore, it is not known who “the public” are, and what kind
of responsivity (if any) to the act of “being informed” it might be allot-
ted. Bensaude-Vincent points to the historical transformation of the
“lay public” between the nineteenth and twentieth (not to speak of
twenty-first) centuries. In the former the science-interested laypersons
were “amateur scientists”—not immediately the makers of knowledge,
but, when informed, capable of understanding and supporting the
knowledge-making. In our time, the “lay public” has become a mass
consumer. Similarly to paper napkins, disposable bottles and photo
cameras, messages about science become consumables. As such,
promoted by the mass media, scientific popular knowledge becomes
designated to the rapidly increasing activity sphere of entertainment.
Science—its findings or stories about “hero scientists” as these are
popularized (or vulgarized4) by science traffickers5—become socially
useful for the mass public in ways analogous to soap operas or drug
scandals in professional sports (see chapter 4).
The interesting result of the widening of the democratic duty to
inform the lay (“ignorant consumer”) public is the institutional con-
trol over what is to be communicated, how, and with what possible
outcomes for the (consuming) public. The patenting system hides
some of the scientific knowledge from the pool of possible material
of science trafficking. Moral imperatives and their derivates (“secu-
rity concerns”) add further constraints, limiting the pool.6 On the
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A Guided Science: History of Psychology in the Mirror of Its Making
realistic will be judged first by the readers of this book—at its first
approximation—and eventually by the course of histories of these areas
by themselves. Secondly, the story of psychology lost in the middle of
warring sides, both ideological and at times physical (the two world
wars of the twentieth century were crucial for psychology), tells us
about what kinds of knowledge are valued by what kinds of societies
at which historical time periods. Psychology, as a single “research
participant” in this study of the construction of general knowledge
about sciences in their development, could emerge in a more reflex-
ive state than mere reiterating of the slogans “we are in crisis!” There
are good—mostly extra-scientific—reasons for such crises. Yet there
is a chance for a universal culture-inclusive (see chapter 11) general
psychology that might even satisfy even deep skeptics, like Immanuel
Kant was, about its scientific status.
Notes
1. See chapter 3 in this book, which constitutes the sequel to the talk in Brazil.
2. This follows from my theoretical look at meanings as including a definite (A)
and indefinite (non-A) subfields that are mutually intertwined and through
relationships of which new meanings can emerge (Josephs, Valsiner and
Surgan, 1999; Valsiner, 2007a,b). The relevant opposing field of knowledge
(A), which I term non-knowledge (non-A), is an undifferentiated field from
which various definable opposites to A can emerge: “ignorance,” “something
we need to know” (but do not know yet), “something we should never know,”
etc.—see also Daston (1998) (also elaborated in chapter 3) on how notions
of objectivity are embedded in a wider context of what could, should, or
must not be knowable.
3. Such as the notion of “risk society” (Beck, 1992) and—linked with it, “panic
society”—social communication frameworks where the uncertainty of the
future is turned into a commodity that seems to substitute the uncertainty
by its opposite—certainty in terms of “risk assessment” (for e.g., “you
have a 50% chance of X in the next year” versus “X might, or might not,
happen to you next year”). The promotion of panic in the social domain
guarantees the turn to such commoditization of the risk—fears of “swine
flu” promoted through the predictions of pandemics, etc.—that feed into
risk assessments and commercial production of countermeasures in terms
of vaccines, quarantine schedules, etc.
4. The notion of “le vulgarization scientifique” has prevailed in the French
language discourses (Bensaude-Vincent, 1995, p. 133, also Farr, 1993,
p. 190) in contrast to the English popularizing of science. The affective
marking of the words used represents the regressive or progressive nar-
ratives used in the two language communities. Further coverage of this
issue is in chapter 4.
5. “trafiquants de science” as Auguste Comte disparagingly called them already
in 1844. The relation of scientists to the social presentation of their craft
to the noninitiated has always been ambivalent.
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xx
Part I
Societies and Sciences:
Presentations and Histories
What society is, and what traditional metaphysics is inclined to
hypostatize as its “being,” is precisely what propels it forward, whether
for better or for worse. That a society is thus, in particular, and not
otherwise contradicts what the society is, no less than the special
interests which go to make up what it is. The eternal and immutable
aspect of a society defines the nature of the dynamic forces in it.
Theodor W. Adorno (1961, p. 40)
4
1
The Eternal Freedom
Movement of Ideas
Science is totally opposed to opinions, not just in principle but equally
in its need to come to full fruition. If it happens to justify opinion on
a particular point, it is for reason other than those that are the basis
of opinion: opinion’s right is therefore always to be wrong. Opinion
thinks badly; it does not think but instead translates needs into
knowledge. By referring to objects in terms of their use, it prevents
itself from knowing them.
Gaston Bachelard (2002/1938, p. 25, added emphasis)
There is a big difference between ideas and opinions. Ideas are the
ground for other ideas, while opinions put a full stop on the process
of inquiry. The mechanism of such end of inquiry is simple. It operates
by the economic feature of the common sense. When one creates a
label—a nominal cause—the focus of the discourse is removed from
how we can discover the ways in which complex process work into
the processes work by way of X that causes them. The attribution of
a category membership becomes a declared cause—or at least one
that becomes interpreted as if it were a cause. As the attributions are
often generic and operate at the level of general perspectives, such
discourse becomes precisely the arena of expressions of opinions
that Gaston Bachelard so vehemently dismissed back in 1938. Such
opinions neither open a new field for inquiry, nor contribute to solu-
tions to old problems.
Social sciences are in a sensitive position at the intersection
of opinions and ideas. Opinions have the common sense mental
economy—they explain something in our everyday life terms and let
us live further, never leading to the question about what is beyond
them. Opinions create the illusion of certainty. Politicians state these
in their speeches, opponents to them in their critiques, and it is usual
5
A Guided Science: History of Psychology in the Mirror of Its Making
Fixed opinion:
“My opinion is X” and “that is the end our discussion. Period!”
Nonfixed opinion:
“My opinion is X” and “given that, I can think further in
direction Y.”
Non-A Non-A
A A
“this is A and
nothing but A” “this is A, but it leads
to non-A... so it is no
longer A but not yet
anything else... but it is
about to become
something else”
and for the sake of chasing these few the scientists keep producing
very many. Scientific creativity is not about economics of ideas but of
their hyper-production.
In contrast, it is the academic administrators who sternly watch
the actual “production” of the scientists counting the numbers of
their publications, evaluating the “impact factors,” and weighing
if all that “warrants” institutional tenure and promotion. The con-
tradiction between idea-makers and idea-controllers is negotiated
within the framework of social canalization of the meanings of “the
academy,” legitimacy of institutionally awarded scientific degrees and
honors.
It becomes clear that scientists operate between opinions and ideas,
providing the first to the lay public (see chapter 4) and using the lat-
ter for making sense of phenomena that so far have been unknown.
Ethnographic analyses of the conduct of scientists in their laboratories
(Knorr Cetina, 1997) and even in theoretical areas (Gale and Pinnick,
1997, Merz and Knorr Cetina, 1997) have revealed highly subjective
social discourse patterns all of which are oriented to the solving of
problems in an objective way (see chapter 3 on the history of objectiv-
ity and subjectivity). In fact, all notions of “objectivity” depend upon
the meaning makers about that quality and are thus the products of
human semiosis. Subjectivity—human desire to know for the sake of
knowing—is in the center of scientific methodology (see chapter 10,
especially Figure 10.1).
The centrality of subjectivity is demonstrated most clearly in
cases where there exists a need to take an “objective”—personally
distanced—perspective on the phenomena under study, while
the very nature of the phenomena by way of analogy with hu-
man worlds renders such stand difficult to assume. Comparative
psychology—study of psychological characteristics of various
animal species—has been struggling with the ambivalences of
anthropomorphizing the animals one studies in ways that
for occidental sciences undermine its “objectivity.” The paradoxical
situation is particularly interesting in contemporary primatological
research (see chapter 11). The value of the studies of nonhuman pri-
mates is often viewed as an activity capable of telling us something
about the human species. Yet, at the same time, it was emphasized that
the animal behaviors observed are not the same as those of humans.
Nevertheless, being similar to human species triggers easy identifica-
tion with the animal species. Hence
9
A Guided Science: History of Psychology in the Mirror of Its Making
socially. So, metaphors “Stalin (or Hitler) was a devil” in the political
domain would place these political leaders into a fixed categorical state
of negative and fearful connotations so that opinions about them can
only fluctuate between the fixed opposites (“Stalin was a devil” can be
reconstructed by strictly opposite statement “Stalin was not a devil”
by a new generation of neo-Stalinists). Such possibility of flip-flopping
between fixed opposites (A or non-A) fits the classical (Boolean) logi-
cal scheme as well as the needs for social construction of crisp sets
of opposites. It blocks the possibility for further inquiry.4 In that, it
has high value of sociopolitical cognitive economy within a society,
yet its role for scientific innovation of perspectives is that of blocking
further development. Enabling of scientific innovation entails breaking
of dogmas that have been set—rather than reifying those.
Notes
1. The analysis of what happens in the case where opinions are solicited
through the use of rating scales is presented in Wagoner and Valsiner
(2005) and Rosenbaum and Valsiner (2011). The process of arrival at an
opinion—where to put a mark on a scale—is the evidence for science, not
the resulting mark itself.
2. As a contrast, consider hypothetical interaction:
Waiter: “How is your steak?”
Customer: “Thanks for asking—it is horrible!”
3. Interestingly, as Glucksberg (2008) has pointed out that cognitive psy-
chology of metaphoric thinking has emphasized the categorical nature
of metaphors, overlooking the centrality of similes. From the perspec-
tive espoused here—that of developmental cultural construction—it is
the liminal nature of the similes that is the core of any meaning recon-
struction: A is B {literally} → A is like X {simile} → A is X {category}. The
prevailing cognitive paradigm considers the literary meaning to be the
central “truthful” state of affairs of semiotic mediation, and its metaphoric
extension as a substitution. Here I set this relationship up precisely in the
reverse—the meaning-making process on the border of what we know
already and what we are trying to understand operates within the field
of potential similes (non-A in Figure 1.1.B), between the fields of literary
meanings (category A in Figure 1.1.B) and not yet constructed metaphor
B (“A is B”).
4. Consider an example closer to scientific discourse: “Valsiner is an alchemist”
(metaphor) in contrast to “Valsiner is like an alchemist”. As the notion of
alchemy itself belongs to the long overcome past of the science of chem-
istry, the first statement should denigrate the credentials of the author
of this book so that the reader would immediately put it aside and resell it
on the Internet (or, in a worse case, publicly burn it). The second statement
triggers a suspense: how can the author of this book, operating by mixing
various kinds of intellectual “elixirs,” arrive at any general statement about
science as a socially guided enterprise?
11
2
Axiomatic Bases for
Experiential (Empirical)
Knowledge Construction
The common people are now thoroughly well-informed . . . about the
pathetic tale of apple falling before Newton’s eyes. The people prefer
security to heaven, forgetting that an apple was there at the origin of
the misfortune of the entire human race . . ..
Hegel (1801/1998, p. 246)1
All new is embedded in the context of the old. Sciences are embed-
ded in their social textures of sociomoral kind that operate through
the meanings attributed to their activities by the common sense. First
of all there is their own common sense—an inevitable tool of encoun-
ter with novelty. Yet the scientists can, slowly but surely, transcend
their common sense and find ways to encode knowledge in specially
established sign systems—their scientific languages. Furthermore,
the results of the sciences become scrutinized by their public—kings,
granting agencies, and grandmothers—as to what kind of knowledge
the esoteric activities may carry. As a result, different creative ideas
may be suppressed, others—maintained as fashion (see chapter 4).
Science does not move by way of linear “progress,” instead, it operates
through multiple systems of constraints that make breakthroughs in
ideas an episodic and occasional event.
How are Axioms Made?
Axioms are dogmas, yet necessary and nonpermanent ones. If
an axiomatic system of a science becomes in principle unchange-
able, it becomes an orthodoxy of beliefs that stops being useful for
knowledge construction. A system of forever fixed axioms guaran-
tees the end of knowledge. Ideas become opinions—and if fixed for
13
A Guided Science: History of Psychology in the Mirror of Its Making
“Do you often feel you do not want to see anybody?” YES
“Do you think you are not good for anything?” YES
17
A Guided Science: History of Psychology in the Mirror of Its Making
POSSIBLE
FUTURES
T1 T2
T3 T4
24
Axiomatic Bases for Experiential (Empirical) Knowledge Construction
25
A Guided Science: History of Psychology in the Mirror of Its Making
27
3
Objectivity and Social
Forgetfulness1
Though successful research demands a deep commitment to the status
quo, innovation remains at the heart of the enterprise. Scientists are
trained to operate as puzzle-solvers from established rules, but they
are also taught to regard themselves as explorers and inventors who
know no rules except those dictated by nature itself. The result is an
acquired tension, partly within the individual and partly within the
community, between professional skills on the one hand and profes-
sional ideology on the other.
Kuhn (1976, p. 66)
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A Guided Science: History of Psychology in the Mirror of Its Making
30
Objectivity and Social Forgetfulness
However, the story of facts and objectivity is not simple when seen
through a historical and social lens. Objectivity in our time
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A Guided Science: History of Psychology in the Mirror of Its Making
were made known to those who could not directly witness it, and
social technology through which the participating knowledge-makers
negotiated their understanding of the matter of the fact. Independent
of whether we look at Robert Boyle’s air pump in the seventeenth
century (Shapin and Schaffer, 1985) or the presentation of every meter
of movement of the Mars Lander in the twenty-first century, these
three technologies outlined by Shapin constitute the central axes for
knowledge construction in the relationship of the authors (scientists)
and their audiences. The relative role of the three technologies varies
in particular sciences—the CERN-triggered microparticles cannot
be witnessed immediately by any group of people, while a comet that
appears in the sky every evening for some weeks triggers curiosity in
all, independent of their education.3 The public visibility (or invisibil-
ity) of the technologically mediated event set constraints upon liter-
ary technologies to explain the event to different social strata of the
public. For that latter function, the public disputes about whether the
Earth moves or whether the species are created by an act or creation
or war of all against others acquires social relevance. Scientists have
been forced to repent or retract their knowledge for the sake of the
social control over the literary technology that makes their technical
knowledge usable—or dangerous—for the social order of the given
society. The social technology of scientists’ life organization—their
honors, promotions, funding, etc.—depend on the other two technolo-
gies. For a field completely dependent upon the material technology
for its knowledge construction—astrophysics or microparticle
physics—the use of literary technologies is deeply strategic to gain
the conditions needed for their work. For a mathematician, such use
of literary technology may be irrelevant, yet its use for creating social
technology of the discipline (e.g., “glory myths” of the “genius math-
ematicians”) may abound. Scientific knowledge is socially negotiated
and normatively stabilized. The semiotic organizer of objectivity plays
a key role in that stabilization process.
Objectivity in Its Transformation and Institutional Appropriation
The understanding of objectivity can be thought of as a comple-
mentary project to the understanding of wonder (Gallison—in Daston,
1998, p. 36). While objectivity indicates the true reality—be it in the
mind or in the world—the notion of wonder is explicitly that of objects
that are related to through affective flavoring of incredible kind that
draws curiosity. Yet the objects of wonder are not supernatural (which
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A Guided Science: History of Psychology in the Mirror of Its Making
34
Objectivity and Social Forgetfulness
the quantitative perspective in the social sciences at large has its roots
in the sociopolitical organization of society:
Historically, the market was one of the three bases for development
of a society—the other two being the temple (religious ideology) and
the palace (political ideology—Couch, 1986). This tri-part power
structure can be seen if we apply the market metaphor to our scientific
discourses—behind the seemingly free flow of knowledge between the
academics is the iron hand of a ministry of some kind (that admin-
istratively regulates what the academics do) and the social organiza-
tions of scientists themselves. Yet on the foreground we can see the
marketplace of ideas—the epistemic market.
The epistemic market (Rosa, 1994) operates in analogy with the
financial market—yet with symbolic6 rather than financial currency
values:
case on epistemic markets. The values of the ideas that the scientists
decide to bring to the market is determined long before the “market
forces” have a chance to act upon them. This is particularly evident
in the twenty-first century when science institutions take the public
presentation of their new results so seriously that at times these are
announced on press conferences or leaked into popular press before the
evidence becomes published in scientific sources (see chapter 4).
The epistemogenesis—the birth of new knowledge—happens prior
to the knowledge product enters the epistemic market. Sure, the
conceivers of such new knowledge in the intimacy of their minds are
making it under the influence of the current “market forces,” yet their
act of creation is to antedate the market, rather than follow it. If it
were to follow the market, we would get the dominance of the knowl-
edge (or Thomas Kuhn’s “normal science”) that is characterized by
the loss of the heterotopic domain—its in-between status between the
known and the not-yet-known. Epistemogenesis is like a boat sailing
to unknown destinations—rather than a barge making its daily routine
trip between well-known tourists spots9 some of which have higher
ratings than others in some tourist guide. The tourist can decide which
value s/he prefers, while the explorer has no idea of the value of the
destination one is about to reach. A navigator may encounter a land
after a long ocean journey, deeply believing to have found the ultimate
source of all treasures of India. Yet the subsequent history shows that
the “market value” of that dream equals that of a hamburger. The value
may emerge in the exploration process—or fail to do so.
History of psychology demonstrates to us how the expeditions to
explore new territories of the human mind—first faint efforts to study
the unconscious, the imageless, or the observable (behavior)—turn
into the colonization of mindscapes, charting out protectorates under
the control of one or another company (“behaviorism,” “cognitivism,”
etc.), and begin trading on the epistemic markets. These companies
may employ their armies to fight one another—as on the pages of many
books on history of psychology we can read of combat narratives of
how “progressive” new trend successfully fought (and won) the fight
with an “outdated” one. The market is a battleground—not of ideas,
but of their uniformed presentations. The “winners” often take over
from the “losers”; for example, the “winning” forces of “cognitivism”
maintained the “behaviorist” credo in their core while denying any link
with their predecessor.10 Likewise, selective appearance on the markets
of long-forgotten “giants” whose value is being enhanced in the course
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A Guided Science: History of Psychology in the Mirror of Its Making
with a kind of “martyr role” given to the scientists who went through
these days, but is useless as to further development of the ideas of
either Vygotsky or Luria. And of course we hear of the “martyr story”
of Giordano Bruno who was burned on the stake—but not of the
specific ideas of his that led to that fatal drama. We create the social
role for “famous scientist” so that the particular persons are put into
the pantheon of such fame—but their actual ideas and contributions
may become known to very few who decide to study these. The ideas
are segregated from the “famous” persons or “martyrs” as persons.
A similar result in blocking the use of the old ideas in our time is
achieved by the strategy of disciplinary reclassification (DRC). Some-
body whose work initially was seen that of category X becomes—in
post-factum writing of history of the discipline—a very well-honored
representative of category Y. Thus, Franz Brentano’s contributions to
psychology—that occurred in parallel with these of Wilhelm Wundt,
who has been seen as “the father” of experimental psychology—have
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A Guided Science: History of Psychology in the Mirror of Its Making
49
A Guided Science: History of Psychology in the Mirror of Its Making
investigation, and change their perspective over their (life) course of study.
Such flexibility would not be an example of inconsistency of their positions
but openness to finding out something new about their objects of investiga-
tion. Inter-observed differences between scientists were not sufficient to
invalidate the perspective of each of their views. Discrepancy supported,
rather than undermined, the epistemological project.
5. For example, the negotiation of the implications of the routine “medical
fact”—like blood pressure—in the context of brain surgery (Moreira, 2006).
The numerical measurements of blood pressure—standardized in medical
measurement practices and consensually accepted—need to be renegotiated
as to their particular meaning in the course of the proceeding of a concrete
brain surgery.
6. Rosa (personal communication, April 21, 2009) created the notion of
epistemic market by analogy with Pierre Bourdieu’s concept of ‘symbolic
market’—“. . . that he relates to symbolic capital, symbolic violence, etc.,
something he takes to be a real market and not a metaphor.” The market
notion in Bourdieu is used as a playground for the habitus—as a specific
structured place where people interact. The nature of such interaction is
dependent upon different kinds of capital—cultural, symbolic, economic—
which actors try to maintain, or gain (Goke-Pariola, 1993). Construction
of power relations takes place on these markets.
7. The best example is psychology’s blatant misuse of statistical inference—
much to the horror of statisticians themselves who call for purity of the
use of their methods (Ziliak and McCloskey, 2008).
8. Eradication of psychology in the Soviet Union in 1936 (Valsiner, 1988).
9. As Michel Foucault has put it poetically—“. . . for civilization, from the
sixteenth century up to our time, the ship has been at the same time not
only the greatest instrument of economic development . . . but the greatest
reservoir of imagination. The sailing vessels are heterotopias par excellence.
In civilizations without ships the dreams dry up, espionage takes the place
of adventure, and the police that of corsairs” (Foucault, 1998, p. 185, my
emphasis).
10. As a test case, consider the “cognitivist” credo of using the term cognitions
(plural) rather than thoughts in order to avoid the subjectivism of the “loser”
(to the “behaviorist conquest”)—that of “introspectionism”
11. Consider Vincent van Gogh, who would have never imagined the mega-
prices paid for his Sunflowers decades later, the reemerging high value of the
ideas of Vygotsky, Bakhtin, or Levinas in our contemporary social sciences
would have been surprising to these modest thinkers.
12. Many of the fMRI uses are set to answer questions that were asked in the
nineteenth century phrenology—what function is localized where?—only
now inside the brain, rather than on the cranium.
13. Such reversal of valuation—on the basis of the outcome (publication in place
X rather than Y) it is the value of the process that is being created—allows
for social control by institutions. The pragmatist stance—value created by
utility (social opinion encoded in outcome evaluation) supports administra-
tive control here. The use of journals’ “impact factors” to evaluate authors’
“impact” in the field has been proven to be unwarranted (Simons, 2008;
Valsiner, 2009b).
50
Objectivity and Social Forgetfulness
14. For example, all references to paedology in Vygotsky’s 1934 Russian edition
of Thinking and Speech were changed to “psychology.”
15. For a full history of the Moreno tradition, see Freeman (2004).
16. As our contemporary social sciences block the notion of “nondemocratic,”
i.e., hierarchical orders.
17. The central tenet of ZPD (“zone of proximal development”) for Vygotsky is
child’s play (and later, adolescent’s imagination) within which the child rises
above the present level of development. That individual core of ZPD is not
mentioned when researchers look at the “effects” of the teaching/learning
in the context with “more experienced others.” Yet it is the child—alone or
in social surroundings—who develops.
18. For example, Gregor Mendel’s knowledge construction proceeded—and
succeeded—without any value construction on the epistemic markets dur-
ing his lifetime. Historical unearthing of his ideas did put them onto the
market—where they survived—but long after they were created.
51
4
Pathways to Evidence:
Negotiation of Knowledge
between Its Producers and
Consumers
The social character inherent in the very nature of scientific activity is
not without its substantive consequences. Words which formerly were
simple terms become slogans; sentences which once were simple state-
ments become calls to battle. This completely alters their sociocogni-
tive value. They no longer influence the mind through their logical
meaning—indeed, they often act against it—but rather they acquire a
magical power and exert a mental influence simply by being used.
Ludwik Fleck (1979, p. 43)
faces the turn of that terrain into the vast field of mass-media-made
fashions and dismissals of, and within, sciences.
Scientific Knowledge as It is Socially Made
Knowledge is useful—for some—and dangerous. Hence it is careful-
ly guarded while being made into a socially declared positive goal. The
guarding of evidence happens through making the knowledge-makers
alienate their work from themselves. This socially guided alienation
is practiced at each phase of knowledge construction. First, it is part
of the implementation of the “factory model” of scientific production
(as described in chapter 3)—instead of promoting individual gen-
eral competence the focus is on fragmented specialization (collective
actualization—Moghaddam, 1997, p. 3) where individual expertise in
narrowly defined segments of knowledge-making have to be coordi-
nated within a research collective. Such coordination task prioritizes
the power of the managers of the social unit, rather than that of the
collective. Secondly, guided alienation is encoded in the publication
rules for reporting the evidence—what is to be included (and left out),
how referencing is to be made (“democracy of the literature”—Valsiner,
2000b, 2007a,b), and in the process of publication. In the latter,
GENERALISED AND
ABSTRACTED MESSAGE
TIME
“OBJECT”
“expression” “appeal”
“SENDER” “RECEIVER”
56
Pathways to Evidence
toward the targeted fish. The latter may first be immobilized with the
help of a neurotoxin the zoospores make, which is followed by their
eating of the fish. Eating leads to rapid reproduction of the spores and
hence the increase of the “red tide” as noted by humans. Yet, once
having eaten and reproduced, the zoospores transform into amoebae
and hide in the bottom sediments where they hide away as dormant
and nondangerous cysts (Schrader, 2010, p. 281).
This episodic transformation of the biological microorganism is by
far more complex than the laypersons’ causal attributions allow us to
understand. It is an example of Systemic Transformational Causality
(Figure 4.2—from Valsiner, 2007a,b, Figure 8.5). All parts of the causal
system are separate from one another. They come together as a system
temporarily and, after having their impact, move to a further disso
ciated state. The unique addition to the scheme that the Pfiesteria
case adds to the scheme is that one part of the causal system itself—the
fish—is precisely the target of action by the causal system.2 In the case
of Pfiesteria, it is not clear where the zoospore ends and its environ-
ment (including fish) begins (Schrader, 2010, p. 281). Furthermore,
given the temporary nature of the consolidation of the causal system,
the traditional laboratory research traditions can simply not imitate
the real field contexts where the “fish killers” do their job.
Scientific thinking and laypersons’ thinking diverge here cardinally.
On the one hand we have the commonsense expectation to explain
the “red tide” by simple causal attribution for calming down the lay
public who needs to know the culprit. On the other hand, the particu-
larities of the biological adaptations trick the traditions of scientific
analyses by making access to the phenomena possible within a very
small “window of opportunity.”
In the biological sciences, thinking by scientists transcends the lay-
persons’ reliance on linear causal attributions (A causes B). Instead, the
processes of biological kind are viewed by cycles of regulation, where
any “effect” is the result of overcoming of a block upon the ready-to-
proceed a process. Thus, in biological systems,
58
Pathways to Evidence
PARTS
T OF
I CAUSAL
M SYSTEM NO
E X Y
(CO-PRESENT) RESULT
THE
GENERAL
CONTEXT
CHANGES
O
WELL U
INTEGRATED T
CAUSAL C
X Y
SYSTEM) O
M
Z E
THE
GENERAL
CONTEXT
CHANGES
AGAIN
PARTS
OF
CAUSAL
SYSTEM NO
X Y
(CO-PRESENT) RESULT
59
A Guided Science: History of Psychology in the Mirror of Its Making
after 1933 (see chapter 11), combined with both the pragmatist general
ethos of North America and the postmodernist refusal of generalized
knowledge, quantification without borders has taken over most of psy-
chology. Such takeover fits the interest of those social institutions that
evaluate the outcomes4 of various performances (and make selections
based on such outcomes). Psychology over the twentieth century is not
simply socially guided (as it was before, and will be), but institutionally
appropriated. The constant primacy of the “applied needs” of different
social powers—from governments down to local communities—keeps
psychology’s knowledge construction efficiently away from solving
general human problems. Thus, in a society, there is no place
. . . for the humble remarks of true scientists who assure us that the
laws discovered are hypothetical and relative to the method chosen
and the system of symbols used. Vulgarized knowledge characteristi-
cally gives birth to a feeling that everything is understandable and
explained. (Milosz, 1951, p. 200)
The images that are created for impressing the public can be selected
to be dramatic (e.g., the “pillars of creation” observed in 1995 known
as “Eagle nebula”—Greenberg, 2004, p. 85) or reconstructed as if to
represent the real object (e.g., the brain structure superimposed onto
fMRI images—Chelnokova, 2009; McCabe and Castel, 2008; Miller,
2008), or introducing color to regular images. The ways of populariza-
tion build on the mysticism that the lay public looks for, in everyday
life and in whatever becomes understood from science (Restivo, 1978).
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Pathways to Evidence
67
A Guided Science: History of Psychology in the Mirror of Its Making
J1 A1 L1(ign)
Obj 1
J2
A2 L2(ign)
Obj 2
S1
L3
ESCALATED
J3
S2 A3 Obj 3
Obj 3
S3
J4
A4
L4
Obj 4 ?
S4
Figure 4.3 Boundary work at the border zone of science and its
context of society
68
Pathways to Evidence
1
2
“Taboo” of talking
70
Pathways to Evidence
The public exposure of the Mars Rover to the wide public illustrates
the “display and govern” function of popular access to frontier science
well. The remarkable technological success of having set up robotic
explorers on the surface of Mars creates the situation where the wide
public emphatically resonates with the computer images of the sur-
face of the other planet, and watches with awe the heroic successes of
the engineers to get the Mars Rover unstuck from “the mud.”8 The sci-
entific contents are provided in terms of shared “boundary object”—“is
there water on Mars.” That fits well with the concerns of the lay public
on Earth (“is there water in my bathroom?”) as well as with some
side of the scientific concerns about Mars. However, while the Mars
Rover—the topic “water on Mars”—are set up as hyper-talk-enabling
themes, their corresponding scientific work on the geological probes
analyzed by the Lander remain outside of focus. In similar vein, Höijer
(2010) demonstrated how the discourses of climate change in Swed-
ish newspapers emotionally anchored the issue into public interest
domain here and now (“zone of promoted talking”) while rationally
the issue becomes distanced through such intense worries about cli-
mate change. “We are very concerned” is the immediate message, yet
“we can do little” notion goes along with it.
The Functions of Boundary Objects
Boundary objects create a shared general meaning for different
communities, where the object may gain different interpretations in
each. As in the example above, “water on Mars” is a “boundary object”
at the intersection of interests of common sense of the lay public, and
that of scientists. In a general sense, a boundary object is
. . . a road map may point the way to a campground for one group,
a place for recreation. For another group, this “same” map may
follow a series of geological sites of importance, or animal habi-
tats, for scientists. Such maps may resemble each other, overlap,
and even seem indistinguishable to an outsider’s eye. Their differ-
ence depends on the use and interpretation of the object. (Star,
2010, p. 602)
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A Guided Science: History of Psychology in the Mirror of Its Making
priority claims to some idea (Paul, 2004). They may align themselves
with social processes currently in vogue in the society, such as the panic
about the impending collision of the Earth with an asteroid (Mellor,
2007), or the chaos of clocks at arrival of the new millennium (Year 2K
panic). The picture of “sharing of the knowledge” becomes modified
by the competition of common sense and institutionally ideologized
beliefs. Yet beliefs—expressed as opinions—are the enemies of knowl-
edge (Bachelard, 2002). Here is perhaps the most difficult problem that
scientific evidence encounters—it is constantly being renegotiated by
opinion-bearing “stakeholders” while at the same time trying to move
toward creation of new evidence in ways that are liberated from the
demands of the “stakeholders.”
The realities of relating with what happens in science–society re-
lationships are complex. The goal-orientations of scientists are often
frustrated, since
There is no one ‘public’ after all. Thus there are specialists in differ-
ent disciplines who want to keep up across the board. They may be
supportive of colleagues, or may feel that some sciences are grossly
and unfairly overfunded compared to theirs. Then there are other
highly educated people, in humanities, languages, law or social sci-
ence, ‘erudite nonspecialists’ they have been called, who are again
thrilled, intrigued or horrified at what they perceive going on in sci-
ence. These may be policy-makers, journalists, legislators and others
whose opinions are directly important for scientists, and affect their
lives. Distinct from these are ordinary people, busy, more or less curi-
ous about new ideas or enthusiastic about technical developments,
probably suspicious about what supposed experts tell them, and wary
of change. There are consumers to be stimulated by scientific-looking
advertisements to buy beauty products or pep pills—or to avoid
‘chemicals’ in the name of nature and the organic. Finally, there are
children, the rising generation, whose inquisitive enthusiasm must
be maintained if science is to go on. (Knight, 2006, pp. 2–3)
Notes
1. “Evidence-based medicine” (EBM) is an invention of epidemiologists in
1970s–1990s (Chelmow, 2005) that has been aimed at setting medical
practices up to be based on statistically aggregated data. It has attempted
to colonize the individual-oriented medical practices by insisting upon
particular decisions being made on the basis of “scientific evidence” as
available in peer-reviewed journals. The misfit of the epidemiological
(sample to population) generalizations with individual decisions in medi-
cine becomes particularly evident in nursing (Baumann, 2010). In nursing
practice all actions are performed upon an individual, concrete person (a
“patient”) who may follow the generally expected results of the treatment—
or idiosyncratically defy all of them. Nurses—rather than medical doctors
or epidemiologists—are on the “front line” of taking generalized medical
knowledge to practice.
2. Possibly a term to use here is systemic temporarily autophagous
causality.
3. From this perspective, the proliferation of “evidence-based medicine” in
the U.S. medical system is a communication tool for the goals of various
medical insurance companies to provide or deny payments for different
kinds of medical services. The interests of both the doctors and the patients
are delegated to a secondary role.
4. This institutional need explains the blatant abuse of the meanings attrib-
uted to averages—under conditions of considerable heterogeneity in the
data—in different evaluative comparisons. The institutions need to show
that the compared samples represent the whole—the average is set up to
that sign status, and variability forgotten.
5. Or in French—“vulgarization”—with all the social connotations that are
absent in English “popularization” or “science communication”—see Gen-
eral Introduction, above.
6. Unless, of course, the evidence against the goals is overwhelming—which
was not so in the case of MMR. The retraction of a published paper was a
move to redirect the public discourse, rather than “clean up” the doubtable
evidence.
7. For example, limited focus on world geography within the formal educa-
tion system of the United States can be viewed as a socially guided example
of promoting disinterest in the world at large, supporting the ideology of
“American exceptionalism.”
8. See the history of Mars Rovers in http://marsrovers.jpl.nasa.gov/
overview/.
74
Part II
The Mirror in the Making:
Psychology as a Liminal
Science
76
The Mirror in the Making: Psychology as a Liminal Science
77
5
From Enlightenment
to Struggle: Psychology
and Philosophy in the Search
of Wissenschaft
The French Revolution restructured previously authoritative struc-
tures of temporality by redrawing the horizon of historical possibility.
What made the revolution radical was the very idea of positing a
moral community justified in terms of virtue rather than legitimated
by custom, tradition, or religion.
Fritzsche (2004, p. 18)
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A Guided Science: History of Psychology in the Mirror of Its Making
. . . the idea of German identity took the form of the idealistic concept
of Volk. The concrete substance of this Volk was the economically,
socially and politically divided population of the diverse regions of
Germany that differed also in their cultural and religious traditions.
German culture, however, as embodied in philosophy, literature
and music, had developed in a unique and significant way. (Yahil,
1991, p. 468)
80
From Enlightenment to Struggle
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A Guided Science: History of Psychology in the Mirror of Its Making
The man Kant was looking for was a deeply moral and well-
organized cultured beast who recognizes the presence of the self is
“artifact of knowing faculty” (Tauber, 2005, p. 52). He critiqued that
very background, yet in ways that borrowed from it. The critiques of
reason—pure and practical—and the ordering of sciences are crucial.
Kant’s major lecturing style—working through the treatises of others7
to arrive at his own substantive syntheses—makes him the core thinker
of the eighteenth century, the reverberations of whose thoughts can
be felt at our time.
The centrality of mathematics for science—in Kant’s mind—ren-
dered psychology as science an impossible construction.8 Fortunately,
for the development of ideas, Kant’s efforts to strictly order universe did
not capture all of the German minds, but rather provided a stimulus
for dissent by the affectively frivolous experiencing of the nature and
the lascivious beauty of the full richness of living.9 The critical nature
of critiques—filled with the revolt against the very order one is de-
pendent upon—set up Germans as poets, revolutionaries, explorers,
and watchers of the nature. It is from this tension between the order
and nonorder that Naturphilosophie was born.
Of course psychology was not (yet) the main concern for the Ger-
man discourses about the nature, spirit, and knowledge in the 1790s.
All of it was a part of philosophy, yet the ambivalently inferior status
of psychology as a science was already encoded in the discourse.
That ambivalence had—and continues to have even in our days—a
peculiar structure. First, it is considered to be inferior to the “parent”
framework of thought; in Kant’s time that was obviously philosophy,
in ours—“hard sciences” or neurosciences. Yet immediately that power
assertion—ascribing psychology the status of a subordinate—becomes
declared as the arena for the future development of knowledge. Such
structural displacement serves a concrete function in the social
framing of the field. With all of its declared inferiority—in access to
phenomena, uses of ever-“wrong” methods, etc.—it is still part of the
socially constructed future utopia of people living happily ever after in
a society of no conflicts and no personal problems, due to the progress
and success of psychology.
The Nature in Question
The key issue for the 1790s was how to look at nature. The Tübingen
trio of young men made a clear axiomatic shift: nature was not “out
there”—constituting “an environment”—but intricately linked with
organisms who live through nature. Secondly, nature was not passive
and static, but active and dynamic. Working with these ideas was
easy for romantic poets but not for the emerging scientists. Both of
these axioms have remained difficult—over the past two centuries—to
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Such reversals in key ideas, linked with social politics, recur. For
example, the fate of Marxist avalanche—politically inserted into 1920s
newly emerged Soviet Union (Valsiner, 1988)—led to similar rendering
of specific ideas closed to their further uses in science (see Vygotsky’s
disenchantment with Marxism in social practice—van der Veer and
Valsiner, 1991). Yet it is doubtful if psychology were to retain any re-
membrance of dialectical and dialogical perspectives had these not been
made prominent by ideological means in Soviet Union.14 Similar fate is
there if a particular general perspective becomes fashionable through
democratic means, inside a discipline (e.g., behaviorism, cognitivism,
socioculturalism) or in the negotiation of the new ideas’ social relevance.
Every possible dogma in contemporary psychology seems to require
empirical data obtained through the use of fMRI—all under the socially
promoted and consensually accepted value of the neurosciences.
It is precisely the use of Kantian ideas by Schelling as valuable
opponents worth serious—constructive—critique that led him to
create new ideas which became the foundation for Naturphilosophie.
The brilliant youngster15 developed the philosophical grounds for all
science of development—in nature or of the psyche. His philosophy
enabled the whole tradition of thought we later label organismic. He
also could be credited with having advanced the first theory of the
environment. His method was
. . . to take apparently contradictory terms and ideas and to show that
they could be distinguished and differentiated without being viewed
as conflicting. His passion for making distinctions was equaled, or
perhaps exceeded, by the passion to reconcile them, to find unity
amidst diversity. (Gutmann, 1936, p. xxix)
Such passion for unity in diversity set the stage for the elaboration
by his (then) friend Hegel to move further and see the unity within
the diversity in transforming mutual contradictions.
The Simple Foundational Postulate
While Schelling’s writings have been considered complex, vague,
and anything else that a “Romantic” label may entail, his basic pos-
tulate that sets the stage for Naturphilosophie is found in one brief
sentence:
Every external effect on the organism is an indirect effect (Schelling,
[1799] 2004, p. 63). [Iede äussre Wirkung auf den Organismus ist
indirect Wirkung—Schelling, 2001, p, 128]
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If I say “I have being for myself,” I mean that I do not depend on any
other human being. I negate this being out there that would negate
me. The finite is being for an other, the infinite is being for itself. That
is the sphere of quality. (Hegel, 2008, p. 86)19
This example illustrates the unity of the self and the other in the
negation of such unity—on both sides. It is precisely through such ne-
gation of the relationship that the reality of such relation is confirmed.
Quality becomes determined by setting up a border (limit, Grenze)
between itself and the other. Within this limit, the opposition to the
other is endless (to maintain the quality of itself—fürsichselbstsein),
while the act of negation is finite. Maintaining the meaning of “our na-
tional identity” as a constructed quality as long as it can be maintained
requires a recurrent flow of finite contrasts with others—neighbors,
enemies on battlefields or spies and witches next door, or germs invad-
ing through the ports of entry.
In this dialogue of Sein and Dasein, we can observe the emergence of
quantity. Quantity is not a given entity but a construct that emerges on
the basis of the quality. It belongs to the quality—it makes sense to talk
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The idea of a point, e.g., is always the same; but in so far as the point
moves it begets another, the other of itself, in which it sublates itself
as the true. The line again, by moving in different ways, produces
the difference of straight and crooked. The point makes itself ana-
lytically a line, but synthetically it remains contained in it; the line
makes itself analytically a straight or a crooked line, but synthetically
it is posited as a line in the one as well as in the other. (Rosenkranz,
1872, p. 114)
A. B.
Figure 5.1 Kantian (A) in contrast with Fichtean and Hegelian (B) notion
of concept (Begriff)
The mere rise and fall on the heat scale lets cold take the place of heat,
its direct opposite. With the temperature of water, though, the whole
quantitative distinction becomes a quite superficial one that of itself
in no way indicates what has changed in the Thing itself. A decrease
in temperature of 30 degrees from 80 Fahrenheit exhibits a change
in the volume of the water, namely a decrease; but a further decrease
in the temperature does not diminish the volume of the water; the
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A Guided Science: History of Psychology in the Mirror of Its Making
usefulness while limiting the potency for social ruptures. The social
guidance of science operates at two levels to neutralize and block the
potential threats to the social system it protects. First, it guides the
sciences toward empirical proficiency supported by local theoretical
frames that are of limited generalizability and low immediate social
appeal—beyond the entertainment value. At the same time, it dis-
connects generalized thought—of philosophy—from the sciences,
and either circumscribes it to its own segregated field (“ivory tower”
philosophy), or makes it subservient to the current social policies
(“action research”). If this analysis is of some value, it is not surprising
that the basic ideas of developmental kind from Naturphilosophie and
dialectics have not found their way back to the sciences. The guidance
of how knowledge is to be made, and what kind it is to be, is in the
hands of the makers of identity cards and fashions of any kind. Some
ideas disappear for long periods of time, before reinvented in a field
of knowledge very far from the original one.
Notes
1. The first uprising of German work force was the 1844 Silesian miners’ revolt,
followed by the 1848 March revolution—in contrast to the French Revolu-
tion and its Napoleonic aftermaths half a century before in France.
2. Sciences in France and England were coordinated by learned societies
(Academie Francaise from 1635, Royal Society in 1660) to which individual
researchers were attached.
3. The very German concept of Privatdozent—a scholar linked with a univer-
sity but not salaried, yet teaching—indicates the centrality of universities
in knowledge creation in German history. This is in dramatic contrast with
the twenty-first century where academics who have the unluck not to be
hired by universities become called independent scholars.
4. An intermediate stage in their “career development” (or—more fittingly—
“die Misere der künftigen Geistlichen und Schulmänner”—Dilthey, 1905,
p. 17) was being hired as a tutor (Hauslehrer) for children of aristocratic
families. Most of the relevant philosophers (Kant, Fichte, Schelling, Hegel)
went through that phase on their road to university careers.
5. Kant’s work was—and is—indeed an object for study for any thinker. It
both created order and its opposite—efforts to transcend the very order
it created. Schelling, Hegel, Marx, and others after them have been both
encouraged and titillated by Kant’s ordering of the universe of our thinking.
Hence the term Gegenstand (an object standing against—and being stood
against—or to be dealt with in terms of understanding of its otherness)
fits the function of Kant’s contributions. In the German discourses on
psychological issues after Kant, talk about Gegenstand implies the Psyche
that is oriented toward—that is, standing “against,” yet in an act of relating
with—the object implicated by the term (Höfler, 1905, p. 327).
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A Guided Science: History of Psychology in the Mirror of Its Making
104
From Enlightenment to Struggle
ideology having institutionalized the ideas of Karl Marx, and with him,
Friedrich Engels (even if with some delay—see Valsiner, 1988, chapters 2
and 3). Had that institutional prominence—a side-effect of Soviet Union
playing political power role—not happened, we would probably know little
about dialectics. After all, Hegel’s dialectical thoughts were buried in the
war cemetery of ideas as the nineteenth century intra-German fights for
Naturwissenschaften went on. As a result, sciences capturing developmen-
tal processes have been in stagnation over the last two centuries, with the
conceptual issues far from being resolved even now.
15. Schelling was twenty-four years old when his Erster Entwurf eines Systemes
der Naturphilosophie was published in 1799 (see Schelling, 2004). He gained
professorship of philosophy at University of Jena a year earlier—at the age
of twenty-three.
16. “Die ganze Natur, nicht etwa nur ein Theil derselben soll einem immer
werdenden Producte gleich seyn. Die gesammte Natur also muss in jeden
allgemeinen Bildungsprocess eingreifen” (Schelling, 2001, p. 93).
17. Here the German term—Gegenstand—encodes that inner–outer tension
(“standing against” something) in language—as was pointed out above
(footnote 5).
18. Hegel was revered by students in Berlin beyond terrestrial acceptance.
At his unexpected death, his students likened his demise “. . . to Christ’s
leaving the terrestrial kingdom in order to return to the ethereal heights of
the spiritual kingdom” (Avineri, 1968, p. 135)—a rather curious cult this
created around the dynamic teacher. The fame that was flamed by such
devotion led to its counter-reaction by equally strong and affective flows
of damnation in Berlin, and elsewhere.
19. In the original:
“Wenn ich sage: Ich bin für mich, so liegt darin, ich bin nicht abhänging
von [einem] Anderen, ich negierte diesen negative Dasein, das Endliche
ist Sein für ein Anderes. Das Unendliche is Fürsichselbstsein. Das ist
[die] Sphäre der Qualität” (Hegel, 2001, pp. 95–96).
21. In collections like 100 objects, “The one is the principle of the quantum,
of the border of its being for itself, but within a quantum this one passes
over into a manyness of discrete ones. One hundred is a quantum which
[as one] at first excludes manyness, but which is already within itself this
very manyfold of one hundred” (Hegel, 2001, p. 127; 2008, p. 119).
22. A contemporary example that creates an epistemological difficulty for
our science in the twenty-first century is the understanding of the work
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“Ich habe einen Plan von einem Hause, wenn ich herausbringe, was
ich will, so ist in diesem Ausgeführten ganz dieser Plan; in diesem
Entsprechen liegt non die Unendlichkeit, der Begriff ist darin hinaus,
er is nicht mehr für sich, er findent sich in dem Anderen, verschieden
Scheinenden, in diesem Hinaus ist er doch bei sich selbst, er ist also
darin zurückgekehrt” (Hegel, 2001, p. 22).
24. This was elaborated by Fichte before Hegel (1794, pp. 21–22 see also Fichte,
1868, pp. 81–84 on mutual limiting).
25. In the original:
26. As Leary (1980c, p. 314) points out, the idealists’ opposition to categoriza-
tion of the mind into “faculties” and their emphasis on historicity made
both developmental and social science possible.
27. The origin of the thesis-antithesis-synthesis triad is in Fichte (1794,
pp. 35–37 ff, also Fichte, 1868, pp. 87–89 and 179ff ) and in Salomon
Maimon (2010).
28. The role of nineteenth century psychologists, who followed Hegel, rejected
the upcoming physiologization of psychology as a “natural science”. They
attempted to develop accounts of the psyche as it stands by itself. Given
the dominance of the natural-scientific ethos in psychology by the second
half of the nineteenth century, their heritage has fallen out of the radar
screens of our contemporary psychology. However, the efforts of scholars
such as Karl Friedrich Rosenkranz, Carl Ludwig Michelet, Johann Georg
Mussmann, Johann Eduard Erdmann, Leopold George, Franz Vorländer,
etc.—have yet to be analyzed in a new history of psychology. Such history
should not be socially guided by the silence about the contributions of the
“nonsurvivors” of the mechanistic takeover of psychology. Hints in that
direction exist (Leary, 1980c), but have so far not been followed.
106
From Enlightenment to Struggle
29. While in the 1830s, the Prussian king (Friedrich Wilhelm III) and his
government continued to support the Hegelian ideas, appointing Hegel’s
chosen successor Gabler to his chair in Berlin in 1833; then the death of the
king and coming to power of his son Friedrich Wilhelm IV reversed that
attitude. Friedrich Schelling—by now a starch opponent of Hegel, a friend
at his youth—was invited to take Hegel’s professorship in Berlin in 1841.
Young Hegelians were refused university jobs in Prussia (Brezell, 1970,
pp. 84–87). The “left” wing of them was viewed as political opponents of
the German states and implicated in the 1848 waves of revolutions.
30. For an example, consider how Schopenhauer described the state of German
philosophy (in a letter to Francis Haywood, from December, 21, 1829):
Verbal fights and possible jealousies shine through the flowery language
use to which Hegel, on his side, was no newcomer either. Schopenhauer’s
anger can be viewed in the context of Hegelians’ elimination of their op-
ponents by way of administrative acts. German intellectuals were far from
benevolent considerers of others’ opinion to enrich their own (e.g., see the
life history of Beneke in Hegel-dominated Berlin University—Friedrich,
1898, p, 3).
107
6
The Birth of a Troubled
Wissenschaft: Emerging
Psychology in Its German
Context
109
A Guided Science: History of Psychology in the Mirror of Its Making
Psychology in Focus
Lotze’s (1852) book on medical psychology or physiology of the soul
can be considered his main theoretical contribution to knowledge.
Lotze’s further work touched upon aesthetics, and logic—the center of
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A Guided Science: History of Psychology in the Mirror of Its Making
nerve pathways, and allow for the organism to operate in the holistic
frame of perceptual-motor space in its different forms—visual, tactile,
and acoustic. The concept of local signs made it possible for Lotze to
make sense of melodies—dynamic acoustic gestalts that unfold in the
time and space.10
Together with this focus on sign formation comes the question
of duality of signs—the sign is not the object it denotes. Lotze here
antedates the thinking of Bertrand Russell and Gregory Bateson who
entertained a similar idea in the context of class inclusion.11 In Lotze’s
words,
116
The Birth of a Troubled Wissenschaft
for objects that do not (or not yet) exist. It feeds into the discussion of
nonexisting objects (that subsist, rather than exist) in the work of the
“Graz School” of Alexius Meinong (see a brief coverage in chapter 7
of this book).
If all men were exterminated, this would not affect the laws of in-
animate nature. But the production of machines would stop, and
not until men rose again could machines be formed once more.
(Polanyi, 1962, p. 1308)
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The hierarchical control is the rule in the world, and the question
is—what kinds of form it takes, and how it is regulated. Talk about
“dualisms” and fights against models that recognize hierarchical order
are meta-level organizers of knowledge construction that block the
possibility of breakthroughs in any science of open systems.
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drawing a line between “us” and “them;” between our group and
“theirs,” between the receding past and the progressing present.
To crown the founder is to recognize that a new epoch has begun.
(Evans, 2004, p. 25)
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led to the invention of the telephone. New technology can open the
horizons for new approaches in the sciences, but it can also become
used without making use of its true innovation potential.
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The body was a static hierarchy of organs, each with its characteristic
function. Thus, questions of physiological function could only arise af-
ter the structures to which the functions belonged had been established
anatomically. The unit of investigation was the visible anatomical
element, and the preferred method was that of dissection. (Danziger,
1990, p. 25, added emphasis)
The content of the study was changed, yet the ambivalence of be-
ing in-between two fighting “camps” remained. What Lazarus and
Steinthal proposed was a kind of “cultural morphology.” Goethe’s
idea of natural sciences—rejected by the anti-idealist campaigns of
mid-nineteenth century—were transposed to the study of culture
as a holistic system (Mancini, 1999, p. 72). It was not the basis for
Wundt’s Völkerpsychologie of early twentieth century (Jahoda, 1993a,b,
pp. 181–183) as the latter distanced from that—possibly as a means
to keep its romantic connotations at a distance.
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Notes
1. The philosophy of German exceptionalism—Sonderweg—has been around
over the past two centuries, granting simultaneously phenomena of high
erudition and certain righteousness when encountering other cultures
different ways of being (Steinmetz, 1997).
2. Wundt (1920, chapter 2)—description of the crushing of the Baden Republic
in 1849.
3. Gerhard Benetka (2002, pp. 52–57) has described the history of “physiolo-
gizing Kant” in the 1850s. It seems that the different ideological perspectives
in the German contexts at the time, and maybe later, could not do other-
wise but to remodel their fitting intellectual predecessors—be these Kant,
Hegel, or Goethe—to enlist them as supporters of their current dominance
assertion (Sturm, 2001; Sturm and Wunderlich, 2010).
4. In later writings Lotze started to leave out his anterior first name, remaining
Hermann Lotze (Lindsay, 1876, p. 363).
5. William James adopted Lotze’s Microcosmus for his teaching at Harvard,
and saw him as a fresh start, contrary to Hegelianism. Josiah Royce, in
contrast, saw him as a “weak” version of Kant, Fichte, Schelling and Hegel
(Kuntz, 1971, pp. 65–66).
6. Dewey (1887, p. 425): “Lotze is difficult to class, having, upon the whole,
an independent basis; he is indebted to Kant and to Herbart in about equal
measures while he is everywhere influenced by the physiological aspects
of the science.” A decade later, explaining psychology to U.S. Congress-
men, James Mark Baldwin remarked: “Lotze . . . deserves the credit of it
[experimental psychology], the credit of the great-minded constructive
pioneer; and Wundt is the founder of the science in the sense that he first
realized the expectations of Lotze’s genius by actually planning and execut-
ing experiments of wide range and on a large scale . . ..” (Baldwin, 1901,
p. 360). On a more personal side, G. Stanley Hall remarked, “His philosophy
is his daily inner and outer life. He never indoctrinates, but holds that the
deepest motive of philosophizing is to utter and share humanities’ doubts
and ignorances with others” (Hall, 1881b, p. 95).
7. In American translation—An essay concerning man and his relation to
the world—Lotze (1887). Note the loss of any reference to history in the
translated title.
8. As Santayana (1971, p. 131) points out, Lotze’s philosophy was “just what
it might have been had Kant never lived.” Lotze rarely mentioned Kant (in
the middle of his contemporaries’ use of Kant to create natural science).
9. Lotze was the most widely-known German philosopher in North America
in the second half of the nineteenth century–until early 1900s. The reasons
for that were not in his substantive ideas, but the fit of these ideas with the
needs of young intellectuals—as Kuntz (1971, p, 48) put it:
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empirical beliefs and their biblical faith were in trouble. Lotze was known
as the man who could see them through the difficulties of adjusting the
old biblical authority, to the new authority of science.”
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19. Of course that popular discourse was built upon the Wolff-Kant con-
trasting thoughts and became exemplified in the 1790s by the appear-
ance of public journals on psychology, mostly dedicated to bringing to
the readership psychological curiosities of daily life and descriptions of
out-of-ordinary examples of the psyche to share these examples with the
medical guild members (Tobin, 2001, pp. 19–20). Such journals lasted a
short time. Among these Karl Phillip Moritz’s (later edited by Salomon
Maimon) Gnothi seauton, oder Magazin für Ehrfahrungsseelenkunde
als ein Lesebuch für gelehrte und ungelehrte (1786–93) followed by Carl
Christian Schmid’s Psychologisches Magazin (1796–98) and Immanuel
David Rauchart’s Repertorium und Bibliothek für empirische Psychologie
und verwandte Wissenschaften (1792/93, 1798/99, and 1801) need to be
mentioned. The focus on everyday psychological experiences—the no-
tion of empirical psychology since Christian Wolff in 1732—was brought
out to the interested public clergymen and medical doctors, as well as by
philosophers (also see Schmid, 1791). Jakob Friedrich Fries published his
first treatise on the foundations of psychology in Schmid’s Psychologishes
Magazin in 1798 (Leary, 1982).
20. In his Psychologia empirica (1732). The term was used earlier—at the end
of sixteenth century. Or, likewise, the public proliferation of the notion
of psychology could be traced to years 1783–93 and the publication of
the Magazin zur Erfahrungseelekunde by Karl Philipp Moritz and, later,
Salomon Maimon as the first journal of psychology (Förstl, Rattay-Förstl,
and Winston, 1992). Psychology was prepared by the social discourses of
the eighteenth century and emerged in the nineteenth century.
21. The precise dating of the starting point of a new discipline is usually an act
of social-institutional convention, as it serves myth-making purposes. Thus,
Edwin Boring’s History of Experimental Psychology (Boring, 1929 p. vii)
reified the myth of Wundt’s work in the 1860s and 70s and his laboratory
as the starting point for all psychology, with grave commissions (Hogan
and Vaccaro, 2006, p. 134). One could locate that point in a dream—or in
the moment an idea crosses the mind.
“. . . the morning of October 22, 1850, when Gustav Theodor Fech-
ner, lying in bed, realized the possibility of measuring the intensity
of sensation and bringing these numerical measurements into causal
relationship with the numerical measurements of external stimuli.”
(Müller-Freienfels, 1935, p. 48)
To add to this dependence of conventional marking of “birthdates,” why
do we not date psychology’s appearance back to Herbart’s Lehrbuch der
Psychologie—of 1816 (cf. Jahoda, 2006). Likewise, psychology could equally
well be declared to start with Lotze’s Medicinische Psychologie oder Physi-
ologie der Seele (Lotze, 1852).The rhetoric character of establishing such
“birthdates” becomes obvious—a corpus of ideas develops over a period
of time, with often long latencies of becoming recognized as valuable for
the science.
22. “A laboratory (informally, lab) is a facility that provides controlled condi-
tions in which scientific research, experiments, and measurement may be
performed. The title of laboratory is also used for certain other facilities
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“Wundt and his new work were then looked on not only with suspicion
but with active criticism by his colleagues. He had been dismissed as an
assistant by Helmholtz because of his lack of mathematical training . . .
as Helmholtz thought, while physiologists and medical men generally
regarded him as an interloper in their field.”
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27. Reaction time studies are similar to the use of rating scales—both entail
a maximally simplified task (push a button, put a mark on a line) without
direct interest in the process of how the person constructs such response
(Rosenbaum and Valsiner, 2011; Wagoner and Valsiner, 2005). Of course
there is reality of the neuronal transmission behind the reaction time stud-
ies, while it is missing in rating scales.
28. This distinction—present in Wundt’s early program before 1870 (the
“Heidelberg Program”—Graumann, 1980) and defended vigorously (Wundt,
1879, 1880—critique of Adolf Hurwicz’s making feeling the central phe-
nomenon for psychology—later became the core for the dispute between
Wundt and the “Würzburg school” of Oswald Külpe and Karl Bühler in early
1900s. Its origins go back further to Johann Friedrich Herbart (Herbart,
1825, p. xiv).
29. This segregation was encoded in the selection of labels for public domain—
Wundt’s classic book Grundzüge der physiologische Psychologie (first edi-
tion 1874) used the notion “physiological” as a synonym to “experimental.”
Wundt’s focus was not original even in his time—his opponent Adolf
Horwicz had published a similar effort two years before (Psychologische
Analysen auf physiologischer Grundlage—Horwicz, 1872). Four years after
establishing—privately—his laboratory of psychology in Leipzig (1879)
Wundt also established a journal—Philosophische Studien (1883)—to cater
for more general issues than laboratory experimentation. At around the
same time his rival in Berlin—Carl Stumpf—negotiated with Berlin Uni-
versity so as to avoid the label “laboratory”: to be in his newly established
Psychologisches Seminar—so as not to leave an impression that his research
group would be working on small insignificant technical studies in a lab—
“American-style narrowness” (which they ended up doing anyway—see Ash,
1998, pp. 33–36—for a full description). On the other hand, the positive
appeal of the concrete in contrast to the poetic was evident in Brentano’s
use of the notion “empirical” in the sense of experiential in his major book
title of 1874.
30. It has been claimed (Ben-David and Collins, 1966—see also Ash, 1980 for
a contextualized balanced view) that Wundt strategically used the social
halo of physiology to create a playing field of psychology where he could
address his philosophical questions.
31. Fighting efforts to unite them through the notion of feeling (Gefühl)—see
his disputes with Horwicz (1878, 1879, Wundt, 1879, 1880). Allowing the
notion of feeling to take the central place among psychological phenomena
(as Horwicz suggested—see Brentano, 1874, pp. 60–68) would have led to
unification of the Natur- and Geisteswissenschaft-streams in the psyche
and denied the primacy of the experimental method.
32. In Summer of 1875 in Zürich (Wundt, 1920, p. 222)—on logic and on
Völkerpsychologie.
33. It is a good example of a universally recurrent way of using social sciences as
both side-“effects” and “participants in the production” of national identity
narratives (see Carretero, 2011).
34. The discourse about psychological features that unify the Volk were in the
environment earlier—Lazarus himself claims to have heard of it in 1840
(Leicht, 1908). The link Nationalgeist–Volksgeist–Gesamtgeist was a unify-
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ing idea. Lazarus saw from childhood joint living of Protestants, Catholics,
and Jews (Leicht, 1904, pp. 10–11), and remained himself true to his “Berlin
identity” even at the time of his professorship in Switzerland, 1860–66. Yet
his “German Vaterland” failed to treat him as part of the German identity.
In the anti-Semitic politics his efforts to gain philosophy professorship at
University of Berlin failed—the position went first to Herman Lotze, and
then to Wilhelm Dilthey. Lazarus himself was employed by the Military
Academy in Berlin, even while giving lectures at Berlin University. He never
gained professorship in this esteemed institution.
35. It was Hegel’s—and before him Fichte’s and Salomon Maimon’s—dialectics
that maintained a clear link between quality and quantity in their abstract
forms—accumulation of quantity transforms into new quality. It took natu-
ral sciences over a century and a half to see it implemented in the physical
sciences (Ilya Prigogine’s work), and it still has not returned to the social
sciences (which otherwise treat Prigogine’s contributions under the generic
label ”chaos”).
36. In fact, if psychology as a discipline were to be considered from the first
lecture course given under that label, the discipline would be dated back
to 1806 when Johann Friedrich Herbart introduced such lecture course at
the University of Göttingen (Jahoda, 2006, p. 21).
37. Beneke’s role in the development of pragmatic psychology and links with
English philosophies—as well as antecedent to Theodor Lipps’ psychologi-
cal aesthetics make him as parallel developer to Lotze as a consolidator of
the field (Stout, 1889, Troitskii, 1883).
38. A key role in this myth construction belongs to Edwin G. Boring. In his His-
tory of Experimental Psychology (Boring, 1929, p. viii), he explicitly stated his
credo of history as moving from Descartes, Leibnitz, and Locke to Wundt.
Of all German psychologists, Boring gives Wundt the largest coverage
(34 pages—pp. 310–344) while Brentano gets merely 6 (pp. 345–351);
Stumpf, 10 (pp. 351–361); Lotze, 9 (pp. 250–259); Herbart, 12 (pp. 238–250);
and Lipps, only 2 (440–442). Both the philosophical and South-German
traditions of thought were barely—and often dismissively—presented.
134
7
Between Poetry and Science:
Locating Geisteswissenschaft
on the Map of Knowledge
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nineteenth century gave rise to a revolt by the 1840s that led to the
effects to make sense of what kind of knowledge is generated by dif-
ferent disciplines. Physics and chemistry were on the one side, and
history, economics, together with—from 1850s to 1860s onward—
psychology on the other side of the spectrum of knowledge generating
areas. The flow of industrialization created new foci for establishing
unifying concepts. Thus,
The “objectivity war” was not about objectivity in the sciences, but
of prominence of one or another kind of knowledge in the rapidly
industrializing German society. Efforts to unite the opposites, such
as the efforts of Lotze to integrate the body and the soul (chapter 6,
above), were in vain.
Psychology as a self-made discipline emerged in the middle of
these fights between the opposing camps. By its nature, focusing on
the psyche—the soul (Seele) or spirit (Geist)—it was granted a liminal
status in the discourse of the sciences. Psychology as a separate sci-
ence emerges as a by-product—a narcissistic child who enjoys the
continuous self-inquiry shouting out “I am in crisis!” attacking its
parent disciplines, emulating the latest fashions of occult, physiology,
neurosciences, or postmodernism. Fights about social positioning of
one’s viewpoints may cease to be tools for investigation and become
goals in themselves. Much of the critique in psychology—meta-level
fights for or against one or another ism (behaviorism, cognitivism,
mentalism, positivism, etc.)—are examples of such transposition of
focus where new perspectives are sacrificed to righteous fighting
with imaginary classes of opponents. The ideological wars about
Wissenschaft in nineteenth century Germany were no exception.
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Between Poetry and Science
It was in music that German culture found its own voice. At a time
when the German language was still incapable of expressing the
ultimate depths of psychic life, music became the language of the
German mind and heart. It replaced the music of Italian passion. In a
succession of artists whose only analogue can be found in [the history
of ] Greek sculpture, there emerges a distinctive mode of expressing
hovering moods, the tensions of psychic life, and the harmonious
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Between Poetry and Science
The carrier function for inquiry into ideas in the society involved
can thus change from one historical period to another and to differ
between different societies (or subparts of those) at any given time. The
philosophical and scientific—both Natur- and Geisteswissenschaft—
understanding in German contexts of the nineteenth century were
supported by the carriers of music and poetry rather than by those
of commerce and railroad building (as in England) or of administra-
tive hierarchy of post-Napoleonic France. Musical experiences were
shared by the intellectuals of the time, and they surfaced in their work.
Psychology emerged largely on the basis of acoustic—musical—phe-
nomena through the nineteenth century, and moved to the centrality
of visual perception in the twentieth century. It would of course be a
wild—and horrifying—speculation how the experiences of Facebooks
and Twitters might change the thinking in the human sciences in the
twenty-first century still ahead of us.
The Picturesque Intellectuality5 of Wilhelm Dilthey
Dilthey’s role in the history of psychology is profound—his ideas
precede the twentieth century fascination with Gadamer and the
discursive turn. Dilthey was a brilliant teacher and speaker “who
was more interested in formulating his thoughts in speech than
upon paper6” (Müller-Freienfels, 1935, p. 98). He was persuasive in
his presentations and in his grandiose plans of writing multivolume
treatises on relevant historical themes. Yet he never got to finish any-
thing beyond the first volumes of these plans. His role in the intellec-
tual circles of his time was mediated through oral discourses, which
were forceful7 and polemic. He fought against the elementaristic re-
duction of complexity of psychological phenomena that was gaining
dominance on the side of physiological (experimental) psychology
of his time. Yet his focus on the wholes was poetic, at times musical,
rather than formal (mathematical). He emphasized the embeddedness
of the person in the world, accessible through understanding rather
than explaining.
Dilthey turned the focus of thinking from the Geist (as it was in the
focus by Hegel) to the Leben—the life, viewed in its totality. The Ger-
man intellectual tradition has been built on these two concepts, neither
of which are well matched in other languages. Dilthey attempted to
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had to be maintained at all costs, and the cost was nothing less than
ultimate unresolved dualism in epistemology and Weltanschauung,
a thing with which reason can never rest content. And worst of all,
the spectacle of the restless flow of history threatened all belief with
a skepticism which would destroy philosophy even in its modern
scientific disguise. (Morgan, 1933, pp. 360–61)
The experiences of living are thus important both for living it-
self, and for understanding the multiplicity of the dynamic cultural
constructions—partly self-generated, partly others-given—that a
person encounters.
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148
Between Poetry and Science
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150
Between Poetry and Science
Notes
1. More precisely—in the case of psychology
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152
8
Psychology in a Perpetual Crisis
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Weimar Republic. The “crisis talk” was present in many social spheres,
striving toward the synthesis of meaningful world views (Ash, 1991).
The question of psychology’s role in a society surfaced in number of
ways in the “crisis discourses” in the 1920s, and continues to do so
until our time. It is interesting that three of these—by Hans Driesch
(1925, 1927; Koffka, 1926), Lev Vygotsky (1927, published in 1982),
and Karl Bühler (1926)—appeared in parallel around the same time.
Their contents were continuous with psychology’s nineteenth-century
soul-searching and part of a lager cultural quest (Husserl, 1970), yet
now the “crisis talk” indicated that the newly autonomous young
discipline was supposed to overcome the philosophical “baggage” of
the past on its own. The 1920s was a time of criticism and efforts to
overcome the crisis, by young men like Lev Vygotsky and Jean Piaget
(Wozniak, 1996).
Hans Driesch—Crisis in Psychology by Overlooking Telos of the Whole
Hans Driesch (1867–1941), whose main scientific work is known to
be in biology, was a German zoologist of late 1800s and a philosopher
of the first decades of the twentieth century and the originator of the
major theory of vitalism in 1903. While being a direct descendant of
Naturphilosophie, Driesch’s vitalism was not a mystical “life factor”
projected into the living beings.1 Rather, it was a recognition that in
a world of living beings, the very uncertainty of future adaptation
calls for anticipatory preparations for not-yet-present environmental
conditions. Hence the need for direction (through teleology) and “sur-
plus” construction of new forms, the function of which, at the given
moment, is not yet determinable (through the systemic functioning
of the organism). As the organism functions in parallel at different
levels of organization, psychological issues are an integral part of
the nature. Driesch’s theory of psychoids (1903) leading into his phi-
losophy of freedom (Driesch, 1917) were efforts to make sense of the
relative autonomy that natural evolution has made possible. Driesch’s
basic philosophy was summarized by himself as “the goal in itself ”
(“das Ziel (telos) in sich”—Driesch, 1939, p. 268) in contrast to Kant’s
“Ding an Sich” (‘thing-in-itself ”). The concept of the psychoid was an
expression of “action entelechie” (Handlungsentelechie) of individual
wholes.
Driesch is the originator of the notion of equifinality (equipoten-
tiality) and of the focus on the organism (Driesch, 1908) that was
later carried further by Kurt Goldstein and the General Systems
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I never can have the very same content a second or third time,
because, by its having been had already, it is made different from
what it was the first time! For the second or any subsequent time,
that content carries in itself two accents: one of before and another
of already known, which it did not carry when it was possessed first.
Thus every content is exclusively what it is and there cannot be two
quite identical contents. (Driesch, 1925, p. 25)
I.P. Pavlov practically studies the real activity of the salivary gland of
a dog. What gives him the right to call it the study of higher nervous
activity of animals? Maybe he should carry out his experiments on
a horse, a crow, etc.—on all or at least on the majority of animals,
so as to have the right to draw such conclusion? But it is precisely
that—Pavlov did not study saliva production of a dog as such, and
his experiments did not increase our knowledge of a dog as such,
through the study of saliva secretion as such. He—in the case of a
dog—did not study the dog, but an animal in general, in the case of
saliva production—the reflex in general. That is—in the case of this
animal he studied all that is common of the object phenomenon with
all similar phenomena. That is why his conclusions pertain to not
only all animals, but to all of biology. (Vygotsky, 1982a,b, p. 404)
It is only in our days that the focus on the relevance on the single
systemic subject begins to return to psychology (Molenaar, 2004,
2007). It should be very clear (and simple)—any real existing person
encounters any kind of life event in its full singularity at the first time
of its happening. Hence, the psychological (and biological) systems that
encounter such novelty cannot in principle be built on the frequency
of such happenings (since that frequency of new events is by definition
always one). Any science that attempts to find out how such systems
work needs to see how they work in case of the ever singular instances
of novelty—not after accumulation of a “large enough sample” of such
unique instances. Vygotsky was neither first, nor alone, in this call for
generality of knowledge based on particular cases. Thinkers like Kurt
Lewin and Gordon Allport made claims in a similar direction.
The general science that Vygotsky hoped for would entail a careful
construction of holistic units of analysis that would retain the relevant
features of the phenomena and their dynamics. Psychology since then
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2000 [1927]). The book includes Bühler’s analyses of the state of affairs
in different schools of psychology (associationist psychology, “thinking
psychology” (Denkpsychologie), behaviorism, “soul”-psychology, and
psychoanalysis). The book contains a first sketch toward speech theory,
brings to focus the notion of cultural psychology, and the notion of
Funktionslust (Bühler, 2000, chapter 4—Zur Kritik der Psychoanalyse).
While dismissing Freud’s treatment of pleasure as an invention of a
Stoffdenker (a person unable to think in terms of form, Gestalt, and
productivity), Bühler retained pleasure as a principle. Locating plea-
sure in the process of acting itself made it possible to see the world
of children’s play and adult lives going beyond the pleasure principle,
toward the enjoyment of nonprincipled process of living. This followed
from his interpretation of the work done in the Institute. The relevance
of the child development materials that were collected in Vienna is
visible all through Bühler’s work. The primacy of the social (“mutual
guidance” of communication partners) in the psychological domain
was the starting point for his theory of communication.7
The Crisis Talk Continues—To Our Time
After the wave of discourse over crisis in psychology in the 1920s,
we can observe similar upsurges of collective self-reflexivity in the
1970s (about social psychology—Morgan, 1996) and 1990s (around
developmental psychology—Burman, 1996). Of course the usual ne-
gotiations between perspectives within psychology—fights between
“mentalists,” “behaviorists,” “cognitivists,” “socioculturalists,” “evolu-
tionary psychologists” and any other “-ists” has continued on a regular
basis beyond the peaks of “crisis talk.”
What is the function of “crisis talk” in the collective self-regulation
of a discipline? If we were to draw parallels with the persons undergo-
ing psychotherapy, the corresponding “protest narratives” (cf. Cunha
et al., 2010) close—rather than open—the problematic mind to inno-
vation. It turns out in the study of psychotherapy processes that the
client who actively “protests” about one’s problem does not neces-
sarily move toward their solution. This may be similar in psycholo-
gists’ deconstruction efforts—talking about “crises” in the discipline,
or “fighting dualisms.” Instead of “protest,” a “reconceptualization
narrative” is needed to reach to the possibility of being different.
In psychologists’ talk about “crisis” in their field a similar impasse
occurs. “Crisis” makes for good and continuous publicity and active
disputes—without synthesis.
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Psychology in a Perpetual Crisis
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168
Psychology in a Perpetual Crisis
169
Part III
Facing the Future—
Transcending the Past
Given the prevailing tendency to reify statistical artifacts, and
therefore to confuse statistical with psychological reality, it was quite
natural for statistical significance testing to be employed as a basis
for decision about the validity of psychological hypotheses . . .. More
generally, it was a practice that reduced the demands made on psy-
chological theorizing—no trivial achievement for a discipline that had
never been able to get its theoretical house in order.
Kurt Danziger (1990, p. 154)
Notes
1. Already existing analogues are the barriers erected against the utilization
of genetically modified agricultural crops (see chapter 4).
2. Or, likewise, may try to block the use of the know-how by one’s opponents.
When the present author was interviewed in the middle of the 1980s by
some very secretive officials of the U.S. Government about “the state of
affairs in Soviet Psychology” their interest was not in the philosophical
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174
9
Learning from the Fate
of Psychology
Psychology entered 20th century as a promising young science, with
new experimental laboratories being established and Freud’s
Interpretation of Dreams instigating a new psychological culture.
At the start of the 21st century, however, the science of psychology
appears in a puzzling state, somehow empty of radically new
insights into the human situation.
Steinar Kvale (2003, pp. 597–98)
176
Learning from the Fate of Psychology
As long as the common sense is built into the language, the mean-
ings of the language guide the thinking of their user—be it a child,
adult, or a researcher. This follows from the functions of language in
our communication and thinking. The problem for psychology as sci-
ence emerges only when the primacy of the empirical research (that
relies on inductive generalization) gives the researchers the “side ef-
fect” of treating common language terms as if they are scientific. The
common-sense notion of “mind” ( “my mind,” i.e., a meaning I know
within myself, and nobody else can know directly from outside) is
elevated into the general status of “the mind” (personal core of each
and every person—including me—but with the additional feature that
nobody has direct access to it), and considered as a theoretical term.2
Yet any derivation from it—according to Smedslund—is determined
by the psycho-logic of the common sense. Hence any “theory of mind”
cannot be studied empirically, or if psychologists tried it, they would
be involved in pseudo-empirical inquiries. Psychology has not figured
out how to coordinate inductive and deductive knowledge construc-
tion pathways, not to speak of their synthesis in an abductive generic
knowledge scheme (Pizarroso and Valsiner, 2009).
However, Smedslund’s critique of the contemporary practices
of psychology leads to a different impasse—the theory building of
deductive-logical kind “implies representations of possible psycho-
logical relationships and not the necessary relationships that are the
substance of logic” (Stam, 2000, p. 163, added emphasis).3 A deduc-
tively built solution that replaces the construction of novelty in the
thinking of a researcher by the act of borrowing from a fixed (even if
infinitely large) set of theorems each of which has one single trajec-
tory of applicability cannot fit the phenomena of the psyche that entail
equifinality and mutuality of organism–environment relations. While
classical logic was the “gold standard” for the natural sciences of the
nineteenth century, limits of its applicability become clear in efforts
to build developmental science in the twentieth century (Valsiner,
2009b). Deductive formal systems are closed for further development
of ideas. Instead, some version of abductive inference4 would keep the
investigative process open for innovation.
Psychology as a Socially Useful Science: Perils of Pragmatism
The relevance of utility for a science—psychology in the lead—
comes from the development of pragmatist ideologies in the North
American context over the twentieth century. The complex of ideas
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178
Learning from the Fate of Psychology
True ideas are those that we can validate, corroborate, and verify.
False ideas are those that we can not . . .. The truth of an idea is not a
stagnant property inherent in it. Truth happens to an idea. It becomes
true, is made true by events. Its verity is in fact an event, a process,
the process . . . of its verifying itself, its verification. Its validity is the
process of its validation. (James, 1907, p. 142, added emphasis)
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Learning from the Fate of Psychology
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In Eurocentric societies the color white is pure, and the chemical com-
positional cleanliness could also at first be viewed in terms of sensory
qualities. Nonpure reactants are not productive in chemistry, and
before the focus on the chemical composition as guarantee of purity,
it was the geographic location that became the key to purity:
Notes
1. The notion “contribution to the literature” on a specific topic (e.g., on
social representations, on cognitive dissonance, etc.) is accepted in psy-
chologists’ discourses as a positively valued cliché. The more appropriate
notion of “contribution to knowledge” becomes an obscure romantic and
old-fashioned phrase. Furthermore, the “literatures” are often indexed by
the name of a theorist (e.g., “Piagetian literature,” “Vygotskian literature)
or a current fashion (“literature on positive psychology”).
2. Contrast this with a relationship of “this particular triangular object” and
“the triangle” (as a geometric form). The latter is not dependent on any
empirical information about the former—its freedom from the experiential
referents allows mathematicians possibilities for invention.
3. More specifically,
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194
10
Pathways to Methodologies:
Semiotics of Knowledge
Construction
All scientific thought is dominated by the demand for unchanging
elements, while on the other hand, the empirically given constantly
renders this demand fruitless. We grasp permanent being only to lose
it again. From this standpoint, what we call science appears not as an
approximation to any “abiding and permanent” reality, but only as
a continually renewed illusion, as a phantasmagoria, in which each
new picture displaces all the earlier ones, only itself to disappear and
be annihilated by another.
Ernst Cassirer (1923, p. 266)
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Pathways to Methodologies
goal of studies even though most of the thinking and insight should
begin where the science of mainstream psychology seems to end now.
(Toomela, 2007, p. 18, emphasis added)
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203
A Guided Science: History of Psychology in the Mirror of Its Making
BASIC
ASSUMPTIONS
(META-CODE)
INTUITIVE
EXPERIENCING
BY THE
Constructed
RESEARCHER PHENOMENA
THEORY
–SUBJECTIVE
RELATING WITH THE
WORLD
CONSTRUCTED
METHODS
DERIVED“DATA”
Figure 10.1â•… The methodology cycle (after Branco and Valsiner, 1997)
the generalizing ethos of dialectics fares poorly with the social con-
sensus of not seeking “grand theories” which are dangerously close to
philosophies, but rather build local or middle-level quasi-general and
often mechanistic models.
Psychology Facing Dialectics in the Twenty-first Century
As a decidedly “minority perspective” the dialectical perspective has
from time to time come under scrutiny for researchers in the twen-
tieth and in our century. These efforts have been few and remained
episodic in their nature. Of course there was the carefully sociopo-
litically guided upsurge of interest in dialectical perspectives in the
psychology in post-1917 Russia, which ended with the elimination of
psychology in 1936 (Valsiner, 1988, pp. 39–116). It is the perspective
of Lev Vygotsky on the synthesis in affective processes, exemplified in
the feeling-into objects of art (Vygotsky, 1971, 1987, for overview see
Valsiner, 1988, pp. 130–40, and van der Veer and Valsiner, 1991, chap-
ter 2) that counts as the best exemplar of the application of dialectical
principles to psychological events. The dialectical unit of analysis for
psychology needs to be charted out. Vygotsky’s effort was clear (even
if obscured by Russian to English translation):
Psychology, as it desires to study complex wholes . . . needs to change
the methods of analysis into elements by the analytic method that
reveals the parts of the unit [literally: breaks the whole into linked
units—metod . . . analiza, . . . razchleniayushego na edinitsy]. It has
to find the further undividable, surviving features that are character-
istic of the given whole as a unity—units within which in mutually
opposing ways these features are represented [Russian: edinitsy, v
kotorykh v protivopolozhnom vide predstavleny eti svoistva].7 (Vy-
gotsky, 1982a,b, p. 16)
Since the 1870s, the leading metaphor used to explain the need
to consider different qualities at different analytic levels has been
the contrast between water (H2O) and its components (oxygen and
hydrogen).8 Yet such application was not a dialectical theory in its full
elaboration—it could be seen as a sketch in the direction of developing
such theory. The water molecule is a fixed structure—as an example
it illustrates the need to study structured units. Yet in the molecule
structure there is no information of the nature of the ties that keeps
the whole together, and lets it transform into a new state.
Vygotsky’s predecessors who moved in the similar direction—James
Mark Baldwin (1915, 2010) and John Dewey (1896), also working on
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the shadow European colonial policies have shed over the world (see
chapter 11 on coverage of some of these).
The few existing efforts to bring the dialectical perspective to con-
temporary psychology have something in common—the dominance
of the phenomena over the semiautomatic application of ready-
made “methods.” Different areas of research have at times given us
examples of such efforts—environmental psychology (Werner and
Altman, 1998), developmental psychology (Basseches, 1989; Kvale,
1977; Overton, 1998; Pascual-Leone, 1984, 1995, ; Riegel, 1975, 1979),
clinical psychology (Greenberg and Pascual-Leone, 1995; Greenberg,
Rice and Elliott, 1993; Kramer, 1989; Verhofstadt-Denève, 2000, 2003,
2007), personality psychology (Giorgi, 2000; Holzkamp, 1992; Rychlak,
1976a,b, ), and social psychology (Cvetkovich, 1977; Georgoudi, 1984).
The increasing interest in the psychology of women has led to new
perspectives of dialectical thinking when viewing women in their
intra- and inter-psychological relations (Falmagne, 2009), and it has
peripherally entered into the discourses of schools of management
(Mitroff and Mason, 1981).
In the North American context, the appearance of dialectical
perspectives has been largely based on the pragmatist traditions of
James, Dewey, and Peirce that emphasize the dynamic features of the
phenomena. This has been combined by selective borrowing from
Soviet and German traditions (Holzkamp, 1992; Riegel, 1976a,b,
1978; Scribner, 1985). At times, the input from Jean Piaget’s focus on
progressing equilibration is guiding the efforts to introduce dialectical
perspectives (Basseches, 1989; Kramer, 1989; Pascual-Leone, 1988;
Pascual-Leone and Johnson, 1999).
A Curious Gap: Opposition and Contradiction—Without Synthesis
A unifying feature of all dialectical perspectives that have emerged
in psychology in the latter part of the twentieth and beginning of
the twenty-first century is their avoidance of addressing the notion
of synthesis. The primary components of a dialogical approach—
accepting the unity of opposites in the same whole, and the focus on
contradiction between the opposing but united parts—are in place (for
example—Jameson, 2009). But the focus of dialectical synthesis is not;
instead, we can observe the notion of transition in the processes that
researchers look at.
The notion of qualitative transition to a new level of structural orga-
nization is not made explicit.9 At times dialectics becomes immersed
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All these efforts to present the dialectical idea through the ac-
cepted terminologies of the twentieth century indicate the difficulty
of presenting the notion of emergence, synthesis, in psychology of
our times.15 It either becomes a “black box” explanation—easy
to claim but hiding the underlying processes—or it becomes di-
luted in the dynamic perspectives variously labeled interaction-
ism or transactionism. The core difficulty of dealing with synthesis
conceptually is psychology’s dismissal of the idea of hierarchical or-
ganization together with that of irreversible time. Synthesis can be
understood when emerging in time and leading to the growth of the
hierarchical order.
Of these eight assumptions, it is the third and the fourth that are
critical for distinguishing dialectical perspectives from other dynamic
and interactive views (see chapter 5 on the notion of double negation
in Hegel). As Georgoudi points out,
Piaget of the 1920s—still freshly versed in all the rich material chil-
dren gave him in his studies of their minds—could locate the limit of
classical logic. The actual choice, A or B, is considered rational as an
imperative of separation (of B from A). The act of such exclusive sepa-
ration is an axiomatic given for logicians, but not for a biologist (who
Piaget was). The grounds for choosing (A or B) are left open to values
and affect. This is guaranteed by the human use of language. The affec-
tive nature of human experiencing is necessarily in contradiction with
the ways in which persons use language to streamline their experiences
and move to new ones. However, the key question—how do we know
that A and B are in some form of contradictory relation?—remains out
of focus for classical logic. Piaget’s solution comes close to Hegel’s a
century before (see chapter 5), when the principle of contradiction is
viewed as setting the stage for the search for unity of thought. It has
been developed further by Verhofstadt-Denève (2000) in the context of
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In the drama therapy group (where members play roles for each
other—Verhofstadt-Denève, 2003, pp. 191–93), Paula introduces
herself in the I-form, saying:
I am Paula, I’ve lost a father and this hurts me more than if he’d
actually died.
The Director then asks her to stand behind the symbol for the
father (a group member chosen by P for this role), to empathise with
her father as much as possible and then to speak in the I-form as if
she were her father:
I’m Paula’s father and I don’t understand why Paula hates me so much
. . . I keep hoping that one day she’ll understand me . . . but I fear she
no longer wants any reconciliation (Paula’s eyes fill with tears).
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The Director asks Paula to move back behind her I-chair and be-
come herself again:
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flow of feelings does not in any way represent “the true” feeling—but
one that is already past, modified by the very act of self-reflection. His
example is of interest here
The present conscious state, when I say “I feel tired,” is not the direct
feeling of tire; when I say “I feel angry,” it is not the direct feeling of
anger. It is the feeling of saying—I-feel-tired or saying-I-feel-angry—
entirely different matters, so different that the fatigue and anger appar-
ently included in them are considerable modifications of the fatigue
and anger directly felt the previous instant. (James, 1884, p. 3)
James’s recognition of the tension between the feeling and the word
as unfolding in irreversible time indicates the inevitability of consid-
ering dialectical synthesis the core in human ways of living. The very
fact that the two levels of psychological functions—the immediately
evoked feeling and its mediated regulation by signs—are located on
the two sides of the ever-moving infinitely small time moment of “the
present,” makes the construction of psychological novelty an ever-
recurrent process. Meanings that emerge from the depths of the past
and anticipations of the imagined future are results of some kind of
dialectical synthesis that immediately turns into a thesis for the next
encounter with the world.18 The act of meaning making is that of
double negation—first, the reality of the event (feeling) of the past is
negated (“saying-I-feel-angry” negates the previous flow of feeling), and
the statement itself (“I am angry”) negates the process by which—the
act of “saying-I-am-angry” itself—the categorical statement “angry”
emerged. Processes that have led to outcomes—moving from a flow
of feeling to the attribution of the category “anger”—have negated
their own making of the outcomes, thus making the researchers’ task
of studying such processes complicated.
Learning from the Oriental Traditions
The first lesson to learn is to understand the permanence of oppo-
sitions—the relationship between parts is a given, not a constructed
one. The Chinese Yin–Yang opposition is often recognized, but not
understood in its implication, which is that
. . . the relationship of Yin and Yang exists in all things and “phe-
nomena” in nature, even in disassociated parts of things. Just like the
magnet, even after dividing into two parts over and over again, each
part still obtains the two poles of north and south. (Hu and Li, 2009,
p. 153)
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of non-A (Josephs, Valsiner, and Surgan, 1999). That, in its turn, cre-
ates the contra-positioning (“antithesis”: the move non-A→ A). The
latter feeds onto the former, and the cycle can enter into a sequence
of repetitive iterations. If that happens, the “thesis”→ “antithesis”→
“thesis” loop becomes similar to that of Möbius band—where the
figure and ground (“back” and “front”) are mutually connected (as
part of the system) and constantly exchange positions.20 Such eternal
dynamics entails harmonious tension between opposites (the Yin and
Yang unity, as exemplified by the magnet example, above). Yet—for
emergence of synthesis—it is the nonharmonious tension that can
escalate to a “breaking point” that is necessary. That nonharmonious
tension emerges on the basis of the harmonious one, through the
diversification of the processes in two “diversion points” (D1 and D2
in Figure 10.2).
The notion of D-points allows us to conceptualize both the process
as a background and as the basic unity of opposites—where each
“anti-thesis”
D-point 1
Non - A
A
D-point 2
“thesis”
“synthesis”
“negates” the other. That negation is not that of a denial of the other’s
existence, but an act of counter-positioning itself to that other. This
background has been viewed in the context of Dialogical Self theory
as “mutual in-feeding” (Valsiner, 2002) that is widely present in the
ideational flow of psychotherapy participants; yet, in and by itself,
it does not reach any new breakthroughs. It merely constitutes the
basic process upon which synthesis can be built. The actual move to
synthesis comes from the parallel channel processes in both A and
non-A that “negate” the first negation (“double negation” in terms of
classical dialectical thought of Maimon and Fichte). The disharmoni-
ous tension leads to a sudden qualitative leap—dialectical synthesis
(Figure 10.2).
Psychological examples of the functioning of such complex pro-
cesses can be discovered in extraordinary situations, or aesthetic
ones. The person in tension needs to be within a relationship (with
another person, or with an object—Gegenstand) and of the basis of
such relating-with-the-object can experience the escalation of the
disharmonious tension that leads to a qualitative breakthrough—a new
equilibrium in a new form. Phenomena of such kind are abundant in
the meaning-making in encounters with aesthetic objects—the tension
between opposites leads to “catharsis”—a kind of “short circuit” of the
affective tension that results in new hyper-generalized new feeling
(Vygotsky, 1987, p. 204).
Example
A person’s self-reflection (thesis)—A, when activated leads to the
non-A of its opposite. Continuing with Piaget’s hypothetical dream
example:
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THE ARENA OF
GATEKEEPING BY
SIGNS:
PATHWAY
DIS-INHIBITOR
TOWARDS
(“ I want NEW”)
NOVELTY: TENSION
CAN OVERTAKE THE
AND POSSIBLE
INHIBITOR PATHWAY OF THESIS
SYNTHESIS
(“I must A or non-A”) AND ANTITHESIS:
THUS CREATING A ONGOING TENSION
FLEXIBLE SYSTEM RELATING WITH THE
THAT SEEMS OTHER
“INCONSISTENT”
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The terms used to describe the dialectical process in the quote above
create a persuasive story of a dynamic kind that in its believability op-
erates as if it is an explanation of the dynamic processes. Yet, the uni-
formly generic abstractions concatenated with one another are without
further specification and cannot be translated into concrete terms or
mapped on phenomena. Thus, they open an arena for inquiry while
simultaneously closing it for further inquiry through the use of appropriate
but not heuristically generative terms. The insertion of new and appealing
“black box” terms instead of old ones innovates the issue by providing no
solution.
16. The second form of progress in therapy process happens in the relations
of emotions in the person’s experiences. Here
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20. This key figure of topology was introduced in 1858 by two German
scientists—Johann Benedict Listing and August Möbius. Its form is of the
kind:
21. This has been documented in the history of art museums in the United
States (Beisel, 1993). There have also been examples of ambivalence about
nude sculptures. A concrete example of the negotiation of the self-reflexivity
concerning public nudity (and its hiding) is the case of Antonio Canova’s
sculpture portrait of Napoleon Bonaparte as Mars in 1805–11 (Johns,
1994). At first accepting (grudgingly) the notion of being portrayed as a
classic Greek god—by convention presented as a nude—by the time the
sculpture was finished and arrived in Paris, the Emperor decidedly avoided
the public display of his glorified nude form.
22. There are notable exceptions—Jean Piaget’s treatment of assimilation and
accommodation as two mutually inherently linked processes in the pro-
gressing equilibrium of development (see Pascual-Leone, 1988).
23. See Wagoner and Valsiner (2005) and Rosenbaum and Valsiner (2011) on
the processes involved in giving answers on rating scales.
228
11
Globalization and Its Role in
Science
The postmodern mind has the structure of Escher’s lithographs: in
which the cathedral has not a single entry nor a single exit in view, no
view of long corridors of access to separate places—instead, everything
moves into another, ascent and descent, concave and convex, inside
and outside. The impossible space in external reality becomes possible
for internal reality of the mind.1
Luciano Mecacci (2003, p. 145)
for the study of both the society and the psyche. The question that is
open is how to proceed (along the lines of Figure 1.1.B), rather than
whether the axiom of the unity of contradictory opposites is a viable
starting point.
Our fascination, tempered by fear, in relation to globalization indi-
cates the inherent ambiguity in the value of knowledge. It can be put to
practices in very different ways. The builders of nuclear bombs utilize
the same knowledge about nuclear physics as the builders of nuclear
power stations. The same knowledge base about the human psyche can
be used by torturers and therapists—albeit in opposite directions.
Globalization: Unity of Opportunities and Suspicions
Globalization is everywhere in the twenty-first century, involving
encounters with consumer goods produced in countries very far from
one’s own, the new neighbors wearing clothes very different from one’s
own (and speaking in tongues one cannot understand), military ac-
tions to protect people by bombing them taking place rapidly in places
far or near, and tourists invading one’s home town looking for places
one never thought of any interest to anybody. Shopping malls and
high-rise apartment buildings may emerge next to the slums (Jackson,
2010)—all similar to any other corner of the world in their planning.
Vending machines for bottled water, condoms, and Coca Cola can be
found in unexpected places. These are some of the everyday indicators
of the whole world becoming a “global society.” Yet, as ill-defined as
the notion of society has been itself, so is its global extension. Perhaps
the only clarity of globalization is that it attempts to create a unified
society on the Planet Earth, yet with ambitions of colonizing the Moon
and maybe Mars.
What is “Global Society”? Economic, Political, and Social Tensions
of Globalization
Globalization as a term has only recently moved into fashion. It
became popular among economists and journalists in the 1980s,
together with the extension of corporations extending their interests
across their national borders. The strategies of (by now) “multinational”
companies
. . . included international market campaigns, global sourcing by
manufacturing firms, and shifting investment, employment, and
profit among different countries. More generally, “globalization” in
business journalism and economics referred to the integration of
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Globalization and Its Role in Science
capital markets that was part effect, part condition, of these corporate
strategies. (Connell, 2007, p. 370)
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One could add the social uses of evolutionary psychology to the list
of the diligent and respectful servants of consumer societies, even if
particular perspectives within all of the three—humanistic, construc-
tionist, and evolutionary psychology—may be critical of that consumer
society ethos. Evolutionary psychology provides the scientific halo
for the focus on making choices—making the already made choices
post factum rational by the focus on their “survival value.” With all
the emphasis on the discourse on freedom of choice and the rational
positive nature of making “good choices,” the perpetual irrationality
of actual human development becomes carefully concealed from the
public eye. Behind every public display of social talk there is always
its opposite—an equally prominent public silence. Here such silence
preserves the given social order—to emphasize evolution rather than
revolution. What is needed for survival is not making but creating
new choices—options that did not exist before—so that the present
demand structure of the environment can be denied by transforming
it into a new one.
The Rhetoric Nature of “Being a Science”
All the social efforts to find “science” in one’s discipline—in which
psychology is specifically under scrutiny in this book—are parts of
a grand theatrical performance where different opponents display
their credos in different rhetoric styles, where practical actions lead to
neutralization or elimination of the opponents, and where the dramas
of “clashes of views” seem to be of value for renarration. Such grand
theatre performance is guided by its directors—institutional agents
who set up rules for how the performance happens and how it becomes
evaluated. Since late nineteenth century, the major performance rule
for “scientific” psychology—fortified by the myth of psychology’s
“birth” in 1879 (see chapter 6)—has been the “laboratory” nature of
the discipline and its “experimental” method. Since the 1950s, the
latter has become combined with equally formidable social rules of
“the statistical method” as the scientific one (Gigerenzer et al., 1989;
Toomela and Valsiner, 2010). All these features of knowledge con-
struction have been highlighted by the social guidance—both extra-
scientific and intra-scientific. Psychologists demand “purity” of their
science by way of the semiotic paraphernalia of “laboratories,” “tests,”
“experiments,” etc.
It is a remarkable historical feature of psychology that it has been
guided to be “a science” by importation of the place (laboratory), kind
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Globalization and Its Role in Science
1885
1875 1903
1917
1915
1906 1916
1898
. . . the flow of knowledge has been from the west to the east, from
the developed world to the developing world. It has been a case of
one-way transfer . . .. There has been hardly any exchange of knowl-
edge, hardly any dialogue between partners in which both stand to
profit. (Sinha, 1989, p. 122)
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The modern sectors of the Third World societies are now populated
by people who are in important respect Westernized, and this is
particularly true of students. The schools and universities that train
students in the modern sector are typically modeled after U.S. insti-
tutions, and with respect to music, films, clothing, and many other
aspects of their lives, these students are very similar to students in
U.S. institutions. We have argued that it is misleading to “test” the
“universality” of psychological theories and findings by comparing
the results of studies involving student participants in First, Second,
and Third World countries. Such studies are “within culture” (the
culture of modern students) and have simply served the double
reification process. (Moghaddam and Lee, 2006, p. 179)
of both the “donor” and the “recipient.” The example of cultural filters
of reception that blocked the arrival of Wundt’s and Freud’s ideas into
Argentina indicates the negotiated nature of the reception process
where the “normal state” in reception is ignoring or neutralizing the
incoming message.
Of course the unidirectional model (Figure 11.3.A) is a version of
the bidirectional model, with the suppression of the active role of the
recipient. The latter is often the case in administratively introduced
(enforced) acceptance of a given authoritative message, turned into an
authoritarian one. The phenomena well described by Stanley Milgram
in his studies on obedience to authority can be observed in a mac-
roscale in the exportation of psychological know-how from the United
States. It is often the case that North American college textbooks of
psychology—one of the major ways11 in which export takes place—are
misfitting with the cultural contexts of the recipient societies. Aside
from the differences in the cultural-historical underlying assumptions
A. Uni-directional model
PERSON PERSON
x’ x’’ B
A
PERSON PERSON
x’ x’’
A B
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A Guided Science: History of Psychology in the Mirror of Its Making
about the human psyche, these textbooks also export the focus on
fragmented knowledge. Fragmentation of knowledge is encoded in
the multiple choice kinds of testing methods—to which the textbooks
are preemptively fitted. We can observe clearly voiced dissatisfaction
with such textbooks by the instructors all over the world—followed
by use of these textbooks, and translating of more of similar books—
rather than writing one’s own that would more appropriately fit the
local context. The “liberation psychology” movement—emphasizing
the value of indigenous psychologies—has built its argument on such
protest. Yet the change in practices has largely not followed suit.
Indigenous Psychologies: Contradictions and Opportunities
The other side of globalization, aside from new economic coloni-
zation of the “Third World,” is the rapid empowerment—economic
and political—of the people in these previously “poor” or “backward”
countries.12 The latter growth leads to not only economic development
but to selectivity about the sociocultural messages received from the
former “dominant partners.” The systems of social representations that
guide the cultural transfer of know-how are explicitly bidirectional in
their kind. Thus, general notions about liberty, democracy, fairness, etc.
operate differently in different areas of the self-globalizing world:
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while in the 1920s the British and North American versions of psy-
chology arrived. Curiously, the German tradition of Wilhelm Wundt
arrived much later, with the establishment of psychology department
at University of San Carlos at Cebu in 1954 (Enriquez, 1992, p. 15).
The reliance on the work of Wundt, Külpe, and Lindworsky was no-
table in the Cebu tradition in the 1960s. Furthermore, the Catholic
religious order set the stage for Belgian psychological influences at
St. Louis University in North Philippines. Such heterogeneity of the
varied trade routes bringing psychology in from various locations—
Spain, Belgium, Germany, and USA—in a time order that is different
from the “donor countries’” histories and embedded in the particular
history of the Philippines.
Specifics of the Philippine perspective emerge from the dialogue
between the Philippine psychologists involved in direct transition of
Euro-American psychology to their country, and their colleagues who
resisted such “cargo cult.”
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Globalization and Its Role in Science
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A Guided Science: History of Psychology in the Mirror of Its Making
. . . deals with the methods one can follow to attain that state. It
discusses the practices through which people can transform their
own lives to attain perfection, and thereby change the world they
live in. The goal of IP is to help a person move from a conditioned
state (mechanical and habitual thinking and responding) to an un-
conditioned state of freedom and liberation. (Dalal and Misra, 2010,
p. 141, added emphasis)
248
Globalization and Its Role in Science
250
Globalization and Its Role in Science
from the study of human species by being charted out as “the study of
animal behavior.” The roots of this nondistinction in science in Japan
are in the cultural history. The development of Buddhist thought in
Japanese history has made the counterpositioning of monkeys and
humans in science an unlikely opposition (Ohnuki-Tierney, 1987). In
Japan, the study of animal species is built on the unity of the human
and animal worlds, rather than their exclusive opposition. As Tetsuro
Matsuzawa emphasized,
The chimpanzee is the bridge to other living organisms who are shar-
ing the earth with us. By understanding chimpanzees, you can under-
stand the unique position of humans and also their responsibility. The
human is just one species among the millions or tens of millions of
species living on earth. This biodiversity is very important, indeed,
essential, for all the ecosystems of our earth, and it is threatened by
human activity. (Matsuzawa, 2006, p. 5, emphases added)
252
Globalization and Its Role in Science
253
A Guided Science: History of Psychology in the Mirror of Its Making
254
Globalization and Its Role in Science
255
A Guided Science: History of Psychology in the Mirror of Its Making
258
Globalization and Its Role in Science
259
General Conclusion
Science under the Influence:
Guided Exploration of the
Horizons of Knowledge
. . . the growth of scientific psychology has resulted in losing the
essential constituents, such as psyche and consciousness, and making
the enterprise an empirical discipline, which is composed of things
borrowed from various disciplines and nothing of its own. As such psy-
chology is so disintegrated and fragmented that a meaningful defini-
tion of the discipline is next to impossible.
Ajit Dalal and Girishwar Misra (2010, p. 125)
First, that what scientists produce and evaluate is not belief tout
court but change of belief, a process which I’ve argued has intrinsic
elements of circularity, but of a circularity that is not vicious. Second,
that what evaluation aims to select is not beliefs that correspond to
the so-called real external world, but simply to the better or best
of the bodies of belief actually present to the evaluators at the time
their judgments are reached . . .. Finally, I have suggested that the
plausibility of this view depends upon abandoning the view of sci-
ence as a single monolithic enterprise, bound by a unique method.
Rather, it should be seen as a complex but unsystematic structure of
distinct specialties or species, each responsible for a different domain
of phenomena, and each dedicated to changing current beliefs about
their domain . . .. (Kuhn, 1992, p. 18, added emphasis)
What the ANT has overlooked—in its focus on the actors who
create the networks—is that all activities in scientific knowledge
construction are socially guided by fictional agents (“institu-
tions,” “the society”—reality of social life). These “others” are as
much “alive” as our notepads or computer keyboards, maybe even
more so, since they can evaluate anything that we produce in col-
laboration with our computer keyboards. These social agents have
power over the formation of ANT networks that may profess the ap-
pealing idea of the equality of partners (researchers and objects). Yet
there is no equality in hierarchical power relations, and ANT networks
can build themselves only within conceptual spaces and empirical
practice fields that are specified by their social guidance at the time.
In this sense, we could speak of constrained ANT (to be abbreviated
as CANT).
In the move from ANT to CANT, the crucial addition is that of
the social constraint structures to the “bottom-to-sideways” network
construction. Already the controversy that ANT has created—by
considering nonliving objects as “living”—indicates the reality of
CANT. In principle, through human capacity for abstraction it
should be unproblematic where a network of scientists draws the
line between animate and inanimate abstractions. Discourse of vec-
tors as they “live in space” should be as simple as to consider one’s
pen—or computer keyboard—as “living.” Yet—even as an abstraction—
such designation encounters a border introduced by the subject–object
distinction in the scientific reasoning. Thus, the ANT view can be
limited by the CANT view—“no way computer keyboard of mine is
alive!”
Ironically, the act of scientific investigation—involving (by ANT)
living and acting-as-living participants on the researcher side—creates
nonliving objects out of the very much living research participants.
The object of investigation—even if a person—becomes usually treated
as a nonliving object. For instance, a personality profile obtained from
a living human being becomes a nonliving representation of that
human being. The ANT—in an effort to lift the object to the same
status as the subject—suggests to consider both of them as living.
This in psychology happens in the process of data creation—the re-
searcher (alive) with one’s research equipment (equally “alive” by ANT
standards) interacts with a research participant (alive) who provides
some evidence. Yet from the moment onward from obtaining that evi-
dence, the data become “dead”—for instance, the ratings a person has
267
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270
Science under the Influence
271
A Guided Science: History of Psychology in the Mirror of Its Making
WHAT DO THAT TO
I WANT TO STUDY!
STUDY? …not that
WHAT TO else!
STUDY?
THIS
WHAT DO WAY TO
I WANT TO PUBLISH
DO WITH THE HOW TO so not to
RESULTS? MAKE PUBLIC? perish
THIS WAY TO
APPLY
WHAT IT HOW TO
MEANS? APPLY?
THIS WAY TO
THINK!
the social imperatives upon “how to study” are set up in the form of
uniformed enforced consent. Thus, a young person who wants to study
children’s cognitive processes may be told to study their “intelligence”
using the “standardized intelligence tests” as these give the “objective
picture” and allow for being recognized in the scientific community.5
Or—at the least—the imperative of using the quantification of the
phenomena into the data can be suggested strongly as “the received
practice.” A young psychologist entering the field of research in the
twenty-first century has to proceed through a sequence of socializing
imperatives that would alienate him or her from the phenomena. The
social guidance system of psychology education is set up in ways that
guarantees the discipline to be hyper-productive in its empirical stud-
ies that follow current discursive theoretical frameworks as fashions
(“behaviorism,” “cognitivism,” “socioculturalism,” etc.) rather than
intellectual tools for thinking.
The decision—“how to make one’s work public”—is shared by psy-
chologists with all other sciences. The traditional mode of scientific
communication—letting one’s colleagues know of one’s findings—has
already been replaced by a multifunction communication tasks for over
a century. The act of publication has become a unit of social capital
for the author(s)—made so by their institutions—as well as persua-
sively informative message construction for others (see chapter 4 on
popularization). The numbers of publications are counted, evaluated,
and even weighted in universities’ formal academic evaluation systems
(especially in Europe). The citations to one’s publications are likewise
counted in such institutional evaluation systems (“the impact factor”).
The transformation of the contents-oriented message into a symbolic
form that is separated from the substance of the messages is one of the
primary social guidance strategies of knowledge construction.
The “impact factor”—a tool originally devised in scientometrics to
compare different publication outlets—has been transformed into the
symbolic evaluation tool of the authors who publish in such journals;
that is, the “impact factor” of the publication outlet becomes appro-
priated for evaluating each of the authors. This generates fashions
for publication in a journal for the sake of its “impact factor”—like
for individual wearers of clothes there is effort to buy expensive de-
signer brands.
A careful analysis of how the “impact factor” is calculated indi-
cates that it implicitly superimposes upon the given science an ar-
tificial “time window” of two previous years of citations to the given
275
A Guided Science: History of Psychology in the Mirror of Its Making
Social science again has become a part of the very reality it purports
to analyze. (Steinmetz, 1997, p. 274)
276
Science under the Influence
277
A Guided Science: History of Psychology in the Mirror of Its Making
278
Science under the Influence
281
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316
Index
(Compiled by Maaris Raudsepp)
317
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318
Index
idea 39 of knowledge 64
mental economy 5 of science 64
notion 177 contextual 142
reality 40 contextualized 133
terms 184 contradiction(s) xx, 9, 30, 61, 89, 175,
word 184 207, 210.235, 306
communicative 32, 36, 53, 57, 60, 64, dialogical 212
189, 278 (oppositional relatedness) 91, 199,
meta-communicative 60 207, 208, 212, 213
competence control 26, 30, 37, 41, 63, 72, 79, 171,
cultural 288 286, 308
general 55 administrative xviii, 50
vs. ignorance xiv, 54 bureaucratic 272
vs. performance 188 counter- 272
conceptual engineers 265
apparatus 278 hierarchical 118
arrogance 280 institutional xv, 50
basis 229 and prediction xvii, 178, 191, 199,
black box 37 220, 224, 247, 256
benefits 185, 223, 224 religious 82, 179
breakthrough 253 self- 247
confusion 173 social 33, 101, 192, 206, 268
construction 166 systemic 199
domain 166 zone 241
hurdles 191 convergence 59, 66
issues 105 vs. divergence 60, 61
plans-making 262 corporational
problems 102 objectivity 34, 35
question 188 social organization 36
relationships 176 creationism vs. evolution 2, 76, 135
scheme 99, 192 creative
solution 209 activity of imagination 19, 150
spaces 267 alternative 255
stumbling block 147 arrogance vii
system 186 extension 266
thinking 266 faculty 193
conditioned vs. unconditioned state 248 force 145
conditional reflex (Pavlov) 259 ideas 13, 240
configurational memory 18, 19 moments 209
conflict(s) 38, 60, 85, 111, 114, 210, 229, potential 256
247, 314 solution 164
consent synthesis 182, 312
informed 252, 268, 300 thinking 316
enforced 275 “crisis talk” xvi, 132, 151, 155, 159, 163,
mutual 146 164, 166, 167, 281
constraints xv, 13, 19, 21, 23, 33, 83, Christian 245
123 cultural
consumerism 64, 234, 235 analysis xi
consumers 39, 40 anthropology 126
of knowledge 48, 49, 53, 73 as semiotically mediated xii
consumption xiv, 40, 102, 234, 244 areas 239, 242
319
A Guided Science: History of Psychology in the Mirror of Its Making
320
Index
321
A Guided Science: History of Psychology in the Mirror of Its Making
322
Index
models in science 36, 37, 55, 270 abstractive xvii, 63, 102, 202, 231
psychology as a xi, 49 artistic 135
rules 48 epidemiological 74
type of objectivity 112 hyper- 24-26
false conscience 6 inductive 14, 19, 21, 130, 177, 186,
fashion (of ideas) xii, 13, 102, 135, 193, 187, 192, 197, 202, 273, 281
230, 235, 280 meta-analytic strategies of 194
feeling(s) 25-27, 92, 104, 114, 116, 120, over- 25
130, 133, 140, 182, 210, 213-216, qualitative 92
219, 221, 253, 277 through the essence 198
(aesthetic) 205, 221 generality 18, 138, 145, 148, 161, 186,
(Gefühl) 133, 148, 285, 296, 316 199, 225
general 26 generative 24, 156, 227, 276
higher 25 genetically modified 173, 234, 258
in Indian psychology 248 genetics 57, 172, 286
nebulous 25 the Gestalt 19, 138, 150, 163, 315
figure and ground 218 Gestalt
flow of living 144, 146, 147 qualities (Ehrenfels) 19, 27, 149, 150,
forgetting ix, xii, 13, 45, 46, 49, 93, 263, 291
288 perspectives 149
fragmented -maker 150
discipline 165 globalization 229-234, 242, 244, 256,
knowledge 43, 244 257, 272, 283, 284, 289, 305
psychology 37, 261, 277 glory 33, 38, 172
specialization 55 goal orientations 60, 61, 72, 73, 263, 286
ways of looking 229 the goal-in-itself (Driesch) 155
free artisans 271
freedom vii, 2, 23, 46, 60, 84, 102, 154, habitus 50, 292
155, 186, 193, 225, 229, 232, 236, harmony 253, 254
244, 248, 259 Heimweh – Fernweh (Ernst Boesch) 75,
French Revolution xvi, 79, 83, 84, 100, 286
101, 103, 118, 119, 154, 245, 301 hero scientist xv
fuzzy aboutness of human reasoning 25 myths 2, 31
figure 67
Gegenstand 84, 92, 95, 103-105, 151, heterogeneity 74, 81, 246, 251, 265, 279,
209, 219, 272, 286 304, 313
Geist 90, 91, 96, 121-123, 127, 136, 137, amplification 251
140-144, 150, 152, 308 heterotopias 50
general heterotopic domain 41
as aggregate 197, 198 hierarchical
knowledge x, xix, 2, 20, 21, 47, 138, control 118
139, 161, 168, 191, 197, 203, 206, differentiation 147
250, 277 integration 25, 142
vs. particular 199 model 255
vs. precise 185 nature of psychological functions 247
science 161, 162, 176, 193, 255 organization 36, 211
vs. specific 198 order 47, 51, 118, 202
general linear model GLM 206 structure of social relations 253, 267
generalization 14, 21, 22, 24, 47, 48, view of nature 117
56, 57, 139, 144, 154, 156, 176, higher
199, 237 affective fields 26
323
A Guided Science: History of Psychology in the Mirror of Its Making
324
Index
325
A Guided Science: History of Psychology in the Mirror of Its Making
326
Index
327
A Guided Science: History of Psychology in the Mirror of Its Making
328
Index
data derivation 202 reflexivity 48, 70, 91, 92, 95, 142, 153,
force q.phenomena into the 265, 308
quantified straitjacket 201 self- xvi, 92, 163, 228, 281
methodology 16 reflexive state xix
methods 19, 143, 266 reification 171, 198, 242, 303, 315
perspective(s) ix, 16, 127 relational 208, 211, 224, 288, 305
quantity (Mass) 98 research participant 233, 267, 268
stages of development 147 resistance 15, 209, 213, 220, 263
transition to a new level 207 responsibility 178, 244, 251, 278, 309
wholes 18 reversibility of reactions 188
quality and quantity (Hegel) 93, 94, 97, revolutionary 14, 76, 87, 110, 111, 154,
122, 127, 134 164, 265, 281
quantitative 6, 16, 18, 64, 94, 97, 98, promoters 221, 222
102, 114, 150, 157, 181, 182, 202, romantic 85-87, 127, 159, 193, 298, 302,
206, 219, 226, 273, 289 307
approach 16, 43 science 81, 82
data 38 rupture(s) 30, 77, 87, 103, 110, 191,
imperatives ix 221, 316
methods 19, 143, 201, 266
perspectives 16, 38 “schools” in science xiii, 37, 44, 110,
psychology 17, 266, 312 112, 163, 167, 182, 252, 261, 278,
science 127, 303 281
quantification 19, 38, 62, 76, 92, scientia non grata 151
94, 181, 201, 202, 206, 275, 287, semiosis xii, 9, 224
306 semiotic
as the guarantor of objectivity 201 approach 291
axiom 18 cultural psychology ix
imperative 15, 17, 18, 37, 201 demand setting 60, 165
of psychological functions 61 device 60
quasi- framing 215
chaos 179 guidance 226
general 205 inhibitor 222
monastery 83 field 25, 30
moral 201 means 215, 261
outsiders 172 mechanism 221
religious 76, 179 mediators 166
return 280 messages 215
meta-semiotic 30
reasoning 39, 272 organizers 30, 33, 221
dialectical 226 paraphernalia 236
human 25, 104 processes 22
scientific 20, 59, 267, 302 regulation 222, 252
rebellion 252, 259 subject 199
rebels systems 186, 187, 221, 276
well-behaving 250, 252 vehicle 35
disconnected 259 semiotically
reduction (to a lower level) 132, 141, marked 252
144, 156, 208, 217, 224, 263 mediated xii, 25
reductionism 115, 132, 173 organized 30
reductionist 126, 127 reconstructed 23
anti-reductionist 313 viewed 179
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A Guided Science: History of Psychology in the Mirror of Its Making
semiotics 113, 190, 194, 315 social representation(s) xv, 3, 30, 35, 37,
serving 53, 57, 65, 72, 77, 130, 140, 176,
the powerful xiv 181, 193, 244, 291, 292, 301, 304,
the interests of all mankind 246 310
the society 256 social revolutions xvii
signs ix, xii, 16, 23, 25, 27, 32, 54, sociobiology 255
74, 115, 116, 130, 157, 161, 167, socioculturalism 37, 44, 89, 163, 175,
194, 202, 216, 221, 223, 224, 270, 275
295 sociocultural 47, 244, 280, 283, 302,
catalytic 221 308, 309
hyper-26 soul 84, 111, 113, 115, 119, 121, 123,
hyper-generalized 26 124, 128, 136, 137, 140, 142, 152,
iconic or indexical 215 154-156, 163, 175, 183, 187, 253,
inhibitor 226 261
local (Lokalzeichen)(Lotze) 113, 115, Soviet xx, 2, 15, 44, 50, 89, 93, 104, 105,
116 145, 160, 173, 182, 195, 207, 241,
sign 262, 313
meta-level 222 spectacle(s) 72, 145, 189, 231, 285, 294,
systems 13, 186, 291, 304 306, 314
with infinite borders (SWIB) 27 spiritual 99, 105, 112, 127, 130, 137,
single 154, 178, 247, 315
case (cf. idiographic) 22, 38, 135, 138, spirituality 246, 247
152, 161, 198, 280 stability ix, 23, 73, 115, 153, 256, 298
event 196 standardized
research participant xix equipment 35
specimen 197 instruments 225, 240
systemic subject 161 measures 18, 50
singularity (of life events) 161 methods 195, 196, 199, 200, 225
social scales 203, 226
canalization viii, xviii, 9, 30, 197 tests 275
context xvii, 31, 36, 47, 154, 158, 239, static (vs. dynamic) 1, 2, 22, 23, 85, 92,
270 95, 124, 142, 156, 193, 200, 206,
framing 85, 237 224, 233, 259, 283, 315
institutional demands 38 statistically aggregated/analyzable data
regulation 15, 178, 276 74, 201
social guidance statistically valid generalizations 237
device 6 statistical 130, 154, 171, 192, 194, 197,
of knowledge making 54, 182, 236, 200, 206, 306
268, 275, 276 analysis 16, 39, 203
of genetic science 234 imperative 206
of psychology 44, 70, 168, 172, 180, inference 38, 50, 55, 181, 201
196, 204, 206, 223, 224, 238, 275, methods 77, 154, 181, 200, 202, 206,
278 236
of science viii, xi, xvii, xviii, 3, 27, 64, significance 48, 171, 316
67, 72, 88, 103, 120, 127, 128, 166, statistics 130, 181, 182, 201, 291, 294
171, 224, 233, 239, 261, 263, 269, strategy of categorical organization and
272, 276 segregation (CAS) 44, 45
of social sciences 233 of disciplinary reclassification
social psychology of scientific institu- (DRC) 45
tions xiii of symbolic power cleaning
social presentation(s) xi, xiii, 262, 265 (SPC) 45
330
Index
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A Guided Science: History of Psychology in the Mirror of Its Making
332