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Journal of Biotechnology 164 (2013) 423–432

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Journal of Biotechnology
journal homepage: www.elsevier.com/locate/jbiotec

Antimicrobial activity and composition profile of grape (Vitis vinifera)


pomace extracts obtained by supercritical fluids
Daniela A. Oliveira a , Ana Augusta Salvador a , Artur Smânia Jr. b , Elza F.A. Smânia b ,
Marcelo Maraschin c , Sandra R.S. Ferreira a,∗
a
Chemical and Food Engineering Department, Federal University of Santa Catarina, EQA/UFSC, C.P. 476, CEP 88040-900 Florianópolis, SC, Brazil
b
Microbiology and Parasitology Department, Federal University of Santa Catarina, CCB/UFSC, Brazil
c
Department of Plant Science, Federal University of Santa Catarina, CCA/UFSC, Brazil

a r t i c l e i n f o a b s t r a c t

Article history: The possibility of increasing the aggregated value of the huge amount of residues generated by winer-
Received 18 January 2012 ies around the world foment studies using the grape pomace – the residue from the wine production,
Received in revised form 1 August 2012 composed by seed, skin and stems – to obtain functional ingredients. Nowadays, consumers in general
Accepted 24 September 2012
prefer natural and safe products mainly for food and cosmetic fields, where the supercritical fluid extrac-
Available online 1 October 2012
tion is of great importance due to the purity of the extracts provided. Therefore, the objective of this
work is to evaluate the global extraction yield, the antimicrobial activity and the composition profile of
Keywords:
Merlot and Syrah grape pomace extracts obtained by supercritical CO2 (SC-CO2 ) and CO2 added with co-
Supercritical fluid extraction
Winery residue
solvent at pressures up to 300 bar and temperatures of 50 and 60 ◦ C. The results were compared with the
Antibacterial activity ones obtained by Soxhlet and by ultrasound-assisted leaching extraction methods. The main components
Antifungal activity from the extracts, identified by HPLC, were gallic acid, p-OH-benzoic acid, vanillic acid and epicatechin.
Phenolic profile The antibacterial and antifungal activities of the extracts were evaluated using four strains of bacte-
ria (Staphylococcus aureus, Bacillus cereus, Escherichia coli and Pseudomonas aeruginosa) and three fungi
strains (Candida albicans, Candida parapsilosis, Candida krusei). Despite lower extraction yield results, the
supercritical fluid extracts presented the highest antimicrobial effectiveness compared to the other grape
pomace extracts due to the presence of antimicrobial active compounds. Syrah extracts were less efficient
against the microorganisms tested and Merlot extracts were more active against Gram-positive bacteria.

© 2012 Elsevier B.V. All rights reserved.

1. Introduction varieties against Gram-positive (Staphylococcus aureus and Bacil-


lus cereus) and Gram-negative (Escherichia coli O157:H7, Salmonella
Functional properties such as antimicrobial and antioxidant infantis and Campylobacter coli) bacteria. Papadopoulou et al. (2005)
activity of plant extracts are the base of its application in food studied the potential antimicrobial activity and the composition of
preservation, pharmaceuticals, cosmetics, alternative medicine alcohol-free red and white wine extracts against pathogenic strains
and natural therapies (Bakkali et al., 2008). Therefore, in the last of S. aureus, E. coli and Candida albicans. Han (2007) showed that a
several years, studies regarding extraction of natural compounds, grape seed extract alone inhibited growth of C. albicans yeast cells,
capable to avoid microorganisms development, present special with a dose-dependent antifungal effect, and also presented a syn-
interest, especially related to microorganisms responsible for the ergic effect with other antifungal (Amphorericin B) used to treat
deterioration of foods and ones responsible for a great number of fungal infections. Some other studies can be found in the litera-
diseases (Pinelo et al., 2007; Michielin et al., 2009). ture evaluating the antimicrobial activity and/or the composition
Particular attention has been addressed to the use of grape of wines and grape pomace extracts against other strains of bacte-
pomace, a winery industry residue formed around the world in ria and fungi (Daroch et al., 2001; Thimothe et al., 2007; Corrales
large amount and composed by skins, seeds, and stems, to obtain et al., 2010; Fikselová et al., 2010). Additional studies involve spe-
high valued products (Pinelo et al., 2007). Katalinić et al. (2010) cific substances present in grapes. Most of these studies connect
presented good results studying the peel extract effect of 14 grape the antimicrobial activity to the content of phenolic compounds
like resveratrol (Chan, 2002; Filip et al., 2003; Chatterjee et al.,
2005), but it can also be associated to pathogenesis-related pro-
∗ Corresponding author. Tel.: +55 48 3721 9448; fax: +55 48 3721 9687. teins (Monteiro et al., 2003), substances produced by the grapevine
E-mail address: sandra@enq.ufsc.br (S.R.S. Ferreira). under stress conditions (fungal attack or high UV exposure).

0168-1656/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.jbiotec.2012.09.014
424 D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432

The studies above mentioned used liquid-solvent-based meth- grounded in a knife mill (De Leo, Porto Alegre/RS, Brazil) and the
ods to obtain the extracts. These processes present limitations like: particle size was classified in sieve separator (Bertel Indústria Met-
high energy costs; elevated solvent use; high temperatures, inju- alúrgica Ltda., Caieiras/SP, Brazil). The particle fraction of −20/+32
rious for thermolabile substances; low selectivity; and vestiges of Mesh was selected to proceed the extractions.
solvent in the solute (Pourmortazavi and Hajimirsadegui, 2007). For
this reason, alternative methods to obtain natural bioactive sub- 2.2. Ultrasound-assisted leaching extraction (UE)
stances have been studied, such as ultrasound-assisted leaching
and supercritical fluid extraction. Ultrasound-assisted leaching extractions were conducted as
Supercritical fluid extraction (SFE) is based on the use of solvents described by Benelli et al. (2010). Briefly, 3 g of dried and ground
in conditions above the critical point, resulting in a liquid like den- grape pomace and 50 mL of solvent were used and placed inside
sity, gas like viscosity and the diffusivity values within two orders an evaporation flask connected to a condenser. The extraction was
of magnitude higher than that for typical liquids. This technology performed in duplicate at room temperature for 30 min and using
presents several advantages over traditional liquid-solvent-based the solvents water (H2 O), EtOH, EtOAc and Hx in decreasing order of
methods including improved selectivity, expeditiousness, automa- polarity index of the pure solvent using solvatochromic dyes indi-
tion and environmental safety as the solvent can easily be removed cators as suggested by Reichardt (1994). The equipment used was
from the solutes by expansion to ambient pressure (Tena et al., an ultrasonic cleaner bath (USC-700/55 kHz, Unique Ltda., Inda-
1998; Brunner, 2005). Carbon dioxide (CO2 ) is commonly used in iatuba/SP, Brazil), which operates in a frequency of 55 kHz and
SFE because, in contrast with organic solvents, it is non-toxic (clas- potency of 220 V.
sified as GRAS – generally recognized as safe – by the United States
Food and Drug Administration – US FDA), inexpensive and volatile,
2.3. Soxhlet extraction (SOX)
with moderate critical conditions, thus no thermal or chemical
degradations of bioactive substances are expected (Pinelo et al.,
The organic solvents ethanol (EtOH), ethyl acetate (EtOAc) and
2007). Nevertheless, CO2 is a non-polar compound and presents
hexane (Hx) were applied for Soxhlet extraction. Samples (5 g) of
no dipole moment, which disqualifies its use as solvent for polar
dried and grounded grape pomace were placed inside a thimble,
compounds and limits its solvent power. To overcome this dis-
made by thick filter paper, and loaded into the main chamber of the
advantage, polar co-solvents can be used to increase the overall
extractor which consisted of an extracting tube, a glass balloon and
solvent power of the fluid phase during SFE (Silva et al., 2008;
a condenser. The assays were performed at solvent boiling temper-
Michielin et al., 2009).
ature during 8 h, with 150 mL of solvent continuously refluxing over
The quality and the composition of the extracts are strongly
the sample. The solvents used in all procedures were 99% pure (CAQ
dependant on the extraction technique, the solvent used, the origin
Ind. & Com., SP, Brazil). The extraction yield results were obtained
of the raw material, the part of the plant used (seeds, skin, leaves,
by the mean value of the duplicated experiments.
etc.), its storage condition and the pre-treatment applied (Moure
et al., 2001; Louli et al., 2004). The quality of the extract can be rep-
resented by its properties, such as its biological activities, which 2.4. Supercritical fluid extraction (SFE)
can be determinant to compare different extraction methods.
Despite the recognized antioxidant capacity of substances The SFE laboratory apparatus is presented in Fig. 1 and
present in grapes, studies related to the antimicrobial activity of the experimental procedure for high-pressure extractions was
grape pomace extracts, especially when obtained by supercritical described by Michielin et al. (2009). The SFE assays used the 99.9%
fluid extraction, are still needed. Therefore, the present work has pure CO2 (White Martins, Brazil) applied in a high pressure dynamic
the objective to evaluate the use of different extraction methods, unit with a constant CO2 flow rate of 13 ± 2 g/min during 4 h. The
such as low-pressure procedures using different solvents and SFE fixed bed consisted of 25 g of dried and ground material, forming
with CO2 and with CO2 and co-solvent, to obtain grape pomace a volume of 38.8 cm3 inside the extraction vessel. The extraction
extracts from Merlot and Syrah varietals. The extracting techniques yield values were determined for Merlot and Syrah pomaces. The
were compared in terms of global extraction yield and antibacterial conditions of pressures (P) ranging from 150 to 300 bar and tem-
activity of the extracts, in an attempt to evaluate the potential of peratures (T) of 50 ◦ C and 60 ◦ C were applied for the Merlot pomace,
the grape pomace to generate an alternative antimicrobial product. while the extraction with the Syrah pomace was conducted at
250 bar/60 ◦ C. The same condition was also used for Merlot pomace
to evaluate the influence of the addition of co-solvent (ethanol) to
2. Experimental procedures the SFE in concentrations of 12.5%, 15% and 17.5%. All supercritical
assays were conducted at flow rate of 13 ± 2 g/min CO2 during 4 h
2.1. Sample preparation extraction process. In order to enable the co-solvent (CS) assays,
a CS pump (Constametric 3200, Thermo Separation Process, EUA)
The raw material, pressed grape pomace derived from Merlot was connected to the extraction line to supply the organic solvent
and Syrah (Vitis vinifera) wine production, was kindly provided by at high-pressure (modifier) at pre-established flow rate, to mixture
two wineries from Miolo Wine Group. The Syrah pomace, vintage with CO2 flow before the extraction vessel, as described by Campos
2008 from winery located in Vale do São Francisco – Bahia, Brazil, et al. (2008). The solute was collected in amber flasks and the
vintage 2008, presented initial moisture content of 56 ± 2% (wet mass quantified in an analytical balance (OHAUS, Model AS200S, NJ,
base) and the Merlot pomace, vintage 2009, provided by the winery USA). After the extraction, the product from the co-solvent assays
from Vale dos Vinhedos – Rio Grande do Sul, Brazil that was received was submitted to a solvent removal step, as described in Section
with initial moisture content of 64 ± 1% (wet base). The raw mate- 2.5.
rial (grape pomace) was dried at 32 ◦ C in a forced air circulation
oven (De Leo, Model A3 CARF, RS, Brazil) up to approximately 10% 2.5. Solvent–solute separation
moisture content (10.1 ± 0.3% for Syrah pomace, reached after 20 h
drying, and 10 ± 1% for Merlot pomace, reached after 21.5 h drying). The resulting mixtures solute/solvent from each extraction
The total moisture content was assessed by maintaining the sam- technique (SOX, UE and SFE with CO2 + CS) were separated by
ples in a stove at 105 ◦ C until constant weight. Dried samples were means of reduced pressure to remove the solvents in a rotary
D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432 425

Fig. 1. SFE Unit: E, extractor; V1, V2, V3, V4, VT and VR, control valves; PI1, PI2 and PI3, manometers; TI, temperature control; BC, co-solvent pump; BT1, BT2 and BT3,
thermostatic baths.

evaporator (Fisatom, model 802, São Paulo, Brazil) and obtain the the slope and mean standard deviation of gallic acid concentrations
crude extracts free of solvents. used in the standard curve (ICH Q2B, 1995). Results of eight paral-
lel experiments indicated that recovery/accuracy ranged 80–100%,
2.6. High performance liquid chromatography (HPLC) RSD were <6%, and the LOD and LOQ were 0.36 and 1.08 lg/mL,
respectively for the phenolic acids of interest.
Phenolic compounds in the grape pomace extracts were
detected by reversed-phase HPLC (RF-HPLC-UV–visible) (Shimadzu 2.7. Antimicrobial activity
LC-10, Kyoto, Japan) using a Shim-pack CLC-ODS C18 reverse-
phase column (250 mm length × 4.6 mm ID, 5 ␮m Ø), protected 2.7.1. Microbial strains
by a 5 ␮m C18 reverse-phase guard column (Shim-Pack CLC-ODS, The antimicrobial activity of grape pomace extracts obtained by
4.6 mm ID) guard-column, with a UV–visible detector (Shimadzu different extraction methods was evaluated against Gram-positive
SPD 10A, 280 nm), as previously described by Morais et al. (2009). bacteria S. aureus, ATCC 25923 (American Type Culture Collection)
For the determination of the phenolic compounds, approximately and B. cereus ATCC 11778, Gram-negative bacteria E. coli ATCC
10 mg of each extract were diluted in 1 mL EtOAc, centrifuged 25922 and Pseudomonas aeruginosa ATCC 27853 and fungi strains
(5000 rpm/10 min), and the supernatant filtered (0.22 ␮m). A C. albicans ATCC 14053, Candida parapsilosis ATCC 22019, Candida
10 ␮L aliquot was injected into an HPLC column at 40 ◦ C. The krusei ATCC 6258. Mueller-Hinton agar and broth media were used
isocratic mobile phase was constituted of water/acetic acid/n- for microbial growth. An overnight culture of each strain grown
butanol (350:1:10, v/v/v), at a flow rate of 0.8 mL/min. Quantitative in Mueller-Hinton broth was diluted in fresh medium to achieve
determination was based on the external standard method by com- a final concentration of approximately 107 or 108 CFU/mL. All cul-
parison with the standard retention time and co-chromatography tures were incubated in aerobic conditions (Smânia et al., 1995;
of the pure phenolics of interest (0.1 mg/mL – Sigma–Aldrich, St. Michielin et al., 2009).
Louis, MO, USA). Standard calibration curve was obtained by plot- Some aspects were considered for the selection of the microor-
ting the area of peaks against different concentrations of gallic acid ganisms for this study: S. aureus, B. cereus and E. coli are known for
(y = 3350x; r2 = 0.99), which was used as basis for calculation of the causing foodborne diseases, P. aeruginosa is commonly resistant to
extract composition. For each sample, the final concentration of the multiple antibiotics (Stover et al., 2000) and C. albicans, C. parap-
compounds was determined by averaging the content after three silosis and C. krusei are the main fungus responsible for invasive
consecutive injections and the results are expressed in ␮g of gallic bloodstream fungal infections, a significant cause of mortality in
acid equivalents (GAE) per g of dry extract. immunocompromised patients (Selvarangan et al., 2003).
The parameters of validation, such as detection and quantifi-
cation limits for the phenolic compounds in study (LOD and LOQ, 2.7.2. Agar diffusion method (ADM)
respectively), recovery (R, %), precision or relative standard devi- Each microbial suspension (108 CFU/mL) was inoculated onto
ation (RSD, %), and accuracy (E, %), were established (ACS, 1980; Mueller-Hinton agar plates, by means of spreading uniformly the
ICH Q2B, 1995) and previously reported (Andrade et al., 2012). The microbial suspensions on the agar surface using cotton swabs. Then
LOD and LOQ were evaluated on the basis of the noise obtained with the agar surface was perforated with 7 mm diameter holes (four
analysis of non-spiked blank samples for phenolic acids (n = 8). LOD holes), aseptically cut and filled with the different grape pomace
and LOQ were defined as the concentration of the analyte that pro- extracts, used at concentration of 20 mg extract/mL in a water
duced a signal-to-noise ratio of 3 and 10, respectively (ACS, 1980). solution of DMSO (dimethyl sulfoxide) 10% because at this concen-
For the total phenols analysis, the LOD and LOQ were estimated by tration the DMSO is not an inhibitor to the microorganism growth,
426 D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432

as presented by Smânia et al. (1999). Finally, the plates were incu- 16


bated at 36 ◦ C for 24 h and then the inhibition effect was examined.
14
A positive result was defined as an inhibition zone (halo size) of
9 mm or more around the holes, indicating the presence of antimi- 12
crobial substance, or group of substances, in the extracts tested 10
(Smânia et al., 1999; Kitzberger et al., 2007; Michielin et al., 2009).

X0 (%)
The ADM was conducted for all strains of bacteria and for one 8
fungus strain, the C. albicans, as screening procedure for further 6
investigation by MIC method with other fungi strains.
4
2.7.3. Minimum inhibition concentration (MIC) 2
The extracts with positive inhibition zone (9 mm or more) in the
ADM assays, against at least one microorganism, were submitted to 0

15%
12.5%

17.5%

EtOH

EtOH
200 bar
250 bar
300 bar

250 bar
300 bar

EtOAc

EtOAc
150 bar

150 bar
200 bar

H2O
Hx

Hx
the determination of the minimum inhibition concentration (MIC)
by microdilution method in culture broth, as describe by Michielin
et al. (2009). The extracts were dissolved in DMSO 10% (20 mg of SFE CO2 50°C SFE CO2 60°C SFE SOX UE
extract/mL of DMSO) and, further, serial dilutions of the extracts CO2+EtOH
were performed to reach a final concentration range between 2000
Fig. 2. Global extraction yield results for Merlot grape pomace extractions using
and 3.9 ␮g/mL. One sample (10 ␮L) of each diluted solution (grape different techniques: SFE with pure SC-CO2 at 50 ◦ C and 60 ◦ C and pressures of 150,
pomace extracts), 85 ␮L of Mueller-Hinton broth and 5 ␮L inocu- 200, 250 and 300 bar; SFE (60 ◦ C/250 bar) with EtOH as co-solvent at concentrations
lum of the microbial suspension (107 CFU/mL) were added in each of 12.5%, 15% and 17.5%; SOX with Hx, EtOAc and EtOH; UE with Hx, EtOAc, EtOH
well of a microdilution plate with 96 wells. The sterility control and H2 O.

was prepared with the culture broth and the DMSO (without grape
pomace and microorganism suspension). The growth control was
0.871 g/cm3 , according to Angus et al. (1976), resulting in an
prepared with the culture broth, the DMSO and 5 ␮L inoculum
enhancement in the solute solubility and on extraction rate. The
of the microbial suspension (107 CFU/mL) (without extracts). All
maximum X0 was achieved at 300 bar for both temperatures,
experiments were performed in duplicate and the plates incubated
5.0 ± 0.2% at 50 ◦ C and 5.2 ± 0.6% at 60 ◦ C. The SFE results were sta-
for 24 h at 36 ◦ C. Microbial growth was first detected by opti-
tistically similar at 95% level of significance (significant difference:
cal density (OD) (ELISA reader, CLX800 – Biotek Instruments). In
p < 0.05), according to Tukey test. Campos et al. (2007) obtained
case of turbidity or interference of the extracts color on the OD
a maximum extraction yield of 4.2% for the extract of Cabernet
detection, it was added 20 ␮L of an alcoholic solution (0.5 mg/mL)
Sauvignon pomace, using similar operational conditions and raw
of 2-(4-iodophenyl)-3-(4-nitrophenyl)-5-phenyltetrazolium chlo-
material pre-treatment as applied in the present work. The diver-
ride (Sigma) in order to expose the microbial growth. The MIC was
gence between the literature data (Campos et al., 2007) and the
considered the lower concentration of the extract that inhibited
present work (Fig. 2) was probably caused by the diversity in the
the microbial growth, after the incubation period. The results were
grape varietal and the lower CO2 flow rate used by the authors
expressed in ␮g/mL.
(3.3 g/min). Complementarily, Beveridge et al. (2005) presented
yields for SFE of Merlot and Syrah seed of 10.5 and 10.8% respec-
2.8. Statistical analysis
tively. The mentioned data (Beveridge et al., 2005) were higher than
the present work because the raw material used was formed only by
The results of the extraction yield (X0 ) were statistically evalu-
grape seed (meaning high lipophilic fraction) different than grape
ated by a one-way analysis of variance (ANOVA) by means of the
pomace that presents seeds, skin and stems.
software Statistica for Windows 7.0 (Statsoft Inc., USA) in order
The temperature effect, however, is more complex. At 150 bar,
to detect significant differences among the values. The significant
the enhancement in the temperature causes a reduction in the
differences (p < 0.05) were analyzed by Tukey test.
extraction yield due to the decrease in solvent density from
0.701 to 0.606 g/cm3 (Angus et al., 1976). On the other hand,
3. Results and discussion

3.1. Global extraction yield (X0 ) 16

14
The process efficiency is quantitatively related to the extraction
global yield (X0 ). The yield results (wet base) obtained by the dif- 12
ferent extraction procedures applied to grape pomace (SOX and 10
X0 (%)

UE methods with different solvents, and SFE with and without co-
8
solvent) are presented in Figs. 2 and 3 with their standard deviation
data. Fig. 2 shows the results provided by the pomace from Merlot 6
cultivar while Fig. 3 presents the data for Syrah varietal. 4
The results for SFE with CO2 for Merlot pomace show that
2
the extraction yield increases with operating pressure (from 150
to 300 bar) for both temperatures evaluated (50 and 60 ◦ C). This 0
250 bar

Hx

EtOAc

EtOH

Hx

EtOAc

EtOH

H2O

behavior is explained by the fact that the solvent power of the


supercritical solvent (SC-CO2 ) is related to its density, which
enhances with pressure at constant temperature and decreases
with the elevation of the temperature at constant pressure. There- SFE CO2 60°C SOX UE
fore, the extraction yield increased in 25% at 50 ◦ C by changing
Fig. 3. Global extraction yield results for Syrah grape pomace extractions using dif-
pressure from 150 to 300 bar (from 4.0 ± 0.6% to 5.0 ± 0.2%, w/w), ferent techniques: SFE with pure SC-CO2 at 60 ◦ C and 250 bar; SOX with Hx, EtOAc
which is equivalent to a solvent density increase from 0.606 to and EtOH; UE with Hx, EtOAc, EtOH and H2 O.
D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432 427

at higher pressures, the increase in temperature enhances the (w/w). This behavior is due to the increase in the number of soluble
extraction yield because of the raise in solute vapor pressure with components in the mixture, suggesting the extraction of polar and
temperature. The competition of these opposite effects provides non-polar components from grape pomace material, enhancing
the inversion of the extraction yield isotherms, i.e., the crossover the global yield but reducing the selectivity. It is also relevant that
point, as expressed by Michielin et al. (2005). Furthermore, from EtOH is a GRAS (generally recognized as safe by US-FDA) solvent,
SC-CO2 results in Fig. 2 we observe the slope of the yield isotherms representing a positive contribution for food applications. Similar
with pressure, i.e., at 50 ◦ C the yield enhances 2.5% by increasing to the work by Campos et al. (2008), the addition of co-solvent
pressure from 150 to 200 bar, while at 60 ◦ C the yield increases enhances the global extraction yield with increasing EtOH concen-
17.6% for the same pressure change. This variation in yield slope tration from 12.5% to 15% (w/w) and then, raising EtOH content up
suggests a crossover pattern of the yield isotherms which lays to 17.5% (w/w) the global yield decreases. The initial augment in
between 175 and 180 bar. This suggestion is only a proposal of extraction yield (changing EtOH from 12.5 to 15%) is due to rupture
behavior since no significant difference at the level of 95% was in solute/solid matrix interactions and consequent substitution
detected for the extraction yield values. with co-solvent molecules in solid active sites (Hollender et al.,
Then, for practical purposes, the crossover point limits the dom- 1997). Above 15% co-solvent content, the increase in ethanol
inant effect regions: below the crossover pressure the density is concentration may induce the saturation of CO2 with EtOH, with
the dominant effect while above this condition the solute vapor consequent formation of two phases, for the specific conditions of
pressure is the leading mechanism affecting the extraction process. temperature and pressure of the system. The statistical analysis of
Campos et al. (2007), studying the SFE from Cabernet Sauvignon the global yield results for co-solvent assays indicates significant
grape pomace with pressure conditions of 150, 200 and 300 bar difference between 12.5% and 15% (w/w) concentrations. This
and temperatures of 40, 50 and 60 ◦ C, presented a crossover pres- behavior was also discussed by Berna et al. (2001) for resveratrol
sure near 190 bar. A similar behavior was also detected by several solubility in CO2 and ethanol mixtures and by Campos et al. (2008)
authors related to different solid matrixes (Michielin et al., 2005, for extraction of Cabernet Sauvignon grape pomace, which also
2009; Danielski et al., 2007; Kitzberger et al., 2007; Mezzomo et al., identified the highest extraction yield with 15% EtOH.
2010). The extraction yield values obtained by SFE with CO2 are closer
For the low pressure techniques (SOX and UE) the results from to the ones obtained by UE method, while the addition of EtOH
Figs. 2 and 3 show an increase in the global extraction yield with to SC-CO2 produced results close to the performance of the SOX
the solvent polarity. The best global yields were obtained by Soxhlet operation, regardless the use of lower temperature in SFE com-
extractions using ethanol, with no significant difference between pared to SOX. The similarity detected by yield values from SFE and
varietals (Merlot: 14.6 ± 0.2%, Syrah: 14 ± 1%). The highest extrac- UE was also reported by Palma et al. (1999). The results presented
tion yields obtained by UE assays were achieved with water as in terms of extraction yield estimate quantitatively the efficiency
solvent, 9.1 ± 0.1% for Merlot and 12 ± 1% for Syrah. The lowest yield of the processes; nevertheless it is also important to evaluate the
value was provided by the UE with hexane (3.4 ± 0.1% for Mer- quality of the extraction methods. Therefore, in order to provide
lot extract), a non-polar solvent. Similarly, the data obtained by a qualitative assessment, it is important to observe the product
SFE with the non polar CO2 was also low compared to other sol- characteristics such as composition, discussed in Section 3.2, and
vents, indicating that grape pomace contains high amount of polar biological activity, discussed in Section 3.3.
components, extracted preferably by increasing solvent polarity.
Comparing the results obtained by SOX and UE for all solvents 3.2. Phenolic profile
used (low pressure methods), the best performance achieved by
SOX is probably due to characteristics inherent to this extrac- The extracts obtained by SFE and by low pressure methods
tion method: higher temperatures reached, solvent recirculation (LPM) for Merlot and Syrah grape pomaces were analyzed. The
(that enlarges contact time between phases) and solute–solvent results are presented in Table 1 and show the quantification of
interactions (solvent viscosity and superficial tension reduction the phenolic compounds, mainly phenolic acids identified in each
on boiling point). These features can promote also the solubili- extract, with the concentration expressed in gallic acid equivalents
zation of sugar and pectin compounds from the raw material (grape (GAE) resulted from a correlation with a standard calibration curve.
pomace), which increases the global yield, although not necessarily The compounds identified in most samples were gallic and p-OH-
improving the extract bioactivity. Campos et al. (2008) presented benzoic acids which are usually found in major quantities in grape
slightly lower yield results for Soxhlet extractions of Cabernet Sauvi- seeds and skin, respectively (Kammerer et al., 2004).
gnon pomace with hexane (5.64%), ethyl acetate (8.9%) and ethanol Unlike the data reported by Tsuda et al. (1995) no increase in the
(13.20%). This difference can be related to the varietal and also to amount of extracted epicatechin was observed with the elevation of
the lower extraction time applied (6 h), compared to the present pressure and temperature for the SFE with CO2 . However, the addi-
work time (8 h). tion of ethanol as co-solvent in general enhances the epicatechin
Finally, the statistical analysis show no significant difference extraction, for example, 2008 ± 3 GAE ␮g/g extract was determined
between varietals at level of 95% for the results presented in for the SFE at 250 bar and 60 ◦ C with 17.5% EtOH, compared to
Figs. 2 and 3, except for the data obtained by UE with ethanol and non epicatechin detected at the same condition without ethanol
with water, which showed highest extraction yields for the Syrah (Table 1). Similar behavior was reported by Tsuda et al. (1995) and
varietal. by Adil et al. (2007). Pinelo et al. (2007) obtained higher gallic acid
The co-solvent for the SFE of Merlot pomace was selected and epicatechin concentrations for the extract obtained by SFE with
considering the yield results from SOX, which indicated EtOH as EtOH, when compared to low pressure extractions. The same per-
the solvent that provided the higher extraction yield values. Then, formance was observed in the present work regarding mainly to
EtOH was applied as co-solvent at 60 ◦ C, 250 bar and concentra- the gallic acid concentration for Merlot extracts which ranged from
tions between 12.5 and 17.5% (w/w). This concentration range zero to 1624 ± 4 GAE ␮g/g extract for SOX and SFE with 17.5% EtOH
was defined to narrow the range from Campos et al. (2008) which respectively (Table 1).
used EtOH as co-solvent in SFE of Cabernet sauvignon pomace The phenolic profile presented in Table 1 can be affected
at concentration between 10 and 20% (w/w). Results show an by factors such as: (1) because phenolic compounds are highly
increase in global yield up to 171% for extraction using 15% of reactive, the extraction conditions (like temperature, time, solvent
EtOH, compared with SC-CO2 , reaching the value of 13.31 ± 0.04% applied) can deeply modify the phenolic profile of the extracts by
428 D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432

Table 1
Phenolic profile of grape pomace extracts determined by HPLC, expressed in ␮g of gallic acid equivalents (GAE) per g of extract.

Extraction method Grape varietal Process conditions Epicatechin Gallic acid Tannic acid p-OH-benzoic acid Vanillic acid Protocatecuic acid

Merlot 50◦ C/150 bar 355 ± 1 108.2 ± 0.9 ND 498 ± 7 315 ± 5 ND


Merlot 50◦ C/200 bar ND 1159 ± 8 ND 116 ± 1 189 ± 4 ND
Merlot 50◦ C/250 bar 54 ± 1 3969 ± 6 3849 ± 5 1221 ± 7 460.0 ± 0.3 ND
Merlot 50◦ C/300 bar 67 ± 7 613 ± 1 501 ± 5 2332 ± 10 146 ± 9 ND
SFE SC-CO2 Merlot 60◦ C/150 bar ND 1216 ± 7 ND ND 337 ± 1 ND
Merlot 60◦ C/200 bar ND 436 ± 10 ND 46 ± 1 106 ± 1 ND
Merlot 60◦ C/250 bar ND 142.0 ± 0.1 303 ± 7 888.1 ± 0.1 505 ± 3 ND
Merlot 60◦ C/300 bar 95.5 ± 0.1 445 ± 7 384 ± 1 714 ± 3 588 ± 5 ND
Syrah 60◦ C/250 bar ND 643 ± 9 ND 263 ± 1 ND ND

Merlot 12.5% EtOH 1194 ± 10 1230.9 ± 0.1 ND 5005 ± 5 38.5 ± 0.7 ND


SFE CO2 + CS
Merlot 15.0% EtOH ND ND ND ND ND 5371 ± 70
250 bar/60 ◦ C
Merlot 17.5% EtOH 2008 ± 3 1624 ± 4 263 ± 2 6587 ± 3 152.1 ± 0.6 ND

Syrah EtOH 53 ± 1 106 ± 3 203 ± 2 228 ± 5 ND ND


SOX
Merlot EtOH ND ND ND ND ND 98647 ± 42

Syrah EtOH – – – – – –
UE
Merlot EtOH 1219 ± 6 510 ± 5 642 ± 1 5066.1 ± 0.6 ND ND

favoring the formation of polymers, as reported by Pinelo et al. (Soni et al., 2005). The gallic acid was also identified as an antibacte-
(2005); (2) the grape pressing operation for wine production allow rial component and structure–activity correlation assays revealed
the contact between monomeric procyanidins, like epicatechin, that its three hydroxyl groups were effective for antibacterial activ-
and polyphenoloxidase enzyme, inducing their oxidation and ity against E. coli and Salmonella enteritidis and all of the substituents
polymerization interfering on their extraction (Monrad et al., of the benzene ring were effective against S. aureus (Shoko et al.,
2010); (3) degradation caused by light exposure as some phenolics 1999). Therefore the compounds identified in the present study
are photosensitive, reducing their concentration to non detectable confirm the importance of the reuse of grape pomace to obtain
levels (Maier et al., 2009). Besides that, the storage conditions of bioactive compounds.
the raw material as well of the extracts also affect the product The main focus of the present evaluation was related to the
composition and its biological properties. These factors may have determination of the phenolic composition from the various grape
influenced the composition differences among the extracts tested. pomace extracts, even though these extracts are very complex mix-
The Merlot extracts obtained by SOX and by SFE with 15% EtOH tures, containing several classes of substances that could present
were the only samples containing a single identified component, various biological activities, as already reported in the literature
the protocatechuic acid, which was not detected in other extracts. (Ul’chenko et al., 2009; Tenore et al., 2011). Other phenolic com-
This behavior could be explained by the high reactivity of the other pounds might be tightly bound to the lignocellulosic backbone of
phenolic components, probably induced by the solvent EtOH and the biomass in study and the extraction conditions were not able
the extraction conditions. Besides, the high concentration of proto- in recovering them to the organosolvent fraction. Furthermore, the
catechuic acid may be related to the high polarity of that compound quality of the samples was determined by the antimicrobial activity
(Murga et al., 2002), suggesting the need of lower polar solvents for representing one of the several biological potentials of the pomace
the extraction of other phenolics, especially considering the usual extracts, as described in Section 3.3.
occurrence of glycosylated or methylated derivatives of the phe-
nolic acids in plant materials (Harborne, 1991). In general, higher 3.3. Antimicrobial activity
EtOH contents in the extractant solution allow higher recoveries
of phenolics, but it seems to be the case when those secondary 3.3.1. Agar diffusion method (ADM)
metabolites occur predominantly in their aglycone form, explain- Although the agar diffusion method is sensitive to detect micro-
ing the higher phenolic content were presented in the extract bial growth, it is a qualitative test and should not be recommended
with 17.5% EtOH. Less polar forms of those secondary metabolites, to quantify the antimicrobial activity of a substance based on the
e.g., glycosylated, methylated, and acetylated are preferentially size of the inhibition zone formed during the analysis (Rios et al.,
extracted upon lower EtOH/CO2 ratio. 1988). Anyhow, all grape pomace extracts were tested in ADM in
The interest in bioactive substances from grape and its prod- order to provide indication for further evaluation by the method
ucts such as wine was first motivated by the “French paradox”. minimum inhibition concentration (MIC).
Hence, studies revealed phenolic compounds like gallic acid, cate- Samples of all extracts obtained by the different methods (SFE,
chin and several other phenolics as inhibitors of human low density SOX and UE) and solvents were tested against S. aureus, B. cereus,
lipoprotein (LDL) oxidation, consequently reducing the risk of car- E. coli, P. aeruginosa and C. albicans by means of ADM. The results
diovascular diseases (Frankel et al., 1993, 1995; Teissedre et al., achieved for the extracts tested against the above mentioned
1996). Several other studies related grape substances to health microorganisms are presented in Table 2 in terms of size of inhibi-
benefits, such as epicatechin to antimutagenic and antiviral activ- tion zone (mm). The extracts obtained by LPM (except with hexane)
ities (Saito et al., 1998), tannic acid to hepatic lipids decrease and by SFE with EtOH are not listed in Table 2 because no antimicro-
(Do et al., 2011) and gallic acid with the prostate cancer inhi- bial activity against any of the microorganisms tested was observed.
bition (Veluri et al., 2006). Vanillic acid is the main metabolic The results from Table 2 show that the extracts were mostly
product of the aldehyde vanillin which has shown antimicrobial more effective against the Gram-positive bacteria (S. aureus and
(Ravichandran et al., 2011), anti-mutagenic and anti-carcinogenic B. cereus), compared to the results for the Gram-negative ones
effects (Lirdprapamongkol et al., 2005). The esterified p-OH- (E. coli and P. aeruginosa). The same behavior was observed by
benzoic acid shows antimicrobial activity and is widely used as Smith-Palmer et al. (1998), Boussaada et al. (2008) and Michielin
preservatives in food, cosmetics, and pharmaceutical products et al. (2009) studying extracts from other raw materials. The higher
D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432 429

Table 2
Antimicrobial activity of grape pomace extracts, evaluated by agar diffusion method.

Extraction Method Grape varietal Process conditions Inhibition Zone (mm)

S. aureus B. cereus E. coli P. aeruginosa C. albicans

Merlot 50 ◦ C /150 bar 12 11 7 0 0


Merlot 50 ◦ C/200 bar 9 10 0 0 17
Merlot 50 ◦ C/250 bar 11 10 7 0 0
Merlot 50 ◦ C/300 bar 12 10 7 0 0
SFE SC-CO2 Merlot 60 ◦ C/150 bar 10 9 8 7 21
Merlot 60 ◦ C/200 bar 10 8 9 7 0
Merlot 60 ◦ C/250 bar 10 9 10 10 0
Merlot 60 ◦ C/300 bar 10 7 9 0 0
Syrah 60 ◦ C/250 bar 10 10 0 0 0

SOX Syrah Hx 0 14 0 0 0

resistance of the Gram-negative bacteria is probably related to its seed extracts, when comparing the results with the ones obtained
two layer cell membrane and to the strong hydrophilicity of the by other methods including SFE with co-solvent.
outer membrane acting as a strong barrier, compared to the sin- Related to the antifungal activity, the results from Table 2 show
gle membrane of the Gram-positive bacteria which facilitates the that only two extracts were active against C. albicans: SC-CO2 at
penetration of lipophilic compounds (Smith-Palmer et al., 1998). 200 bar/50 ◦ C and at 150 bar/60 ◦ C (halo sizes of 17 and 21 mm
Nevertheless, the study presented by Katalinić et al. (2010) respectively). Because the ADM is not a quantitative method, there
related to grape skin extracts from 14 different varietals applied is no direct relation between halo size and antimicrobial poten-
as antimicrobial agents show no significant differences in suscep- tial. Therefore, further evaluation of the extracts behavior was
tibility of Gram-positive and Gram-negative bacteria. Otherwise, conducted to detect the minimum inhibitory concentration (MIC)
extracts obtained from different berries such as blueberry, rasp- values for the microorganisms strains studied in this work.
berry, cranberry, strawberry, among others, presented strong
antimicrobial activity against Gram-negative bacteria (Puupponen- 3.3.2. Minimum inhibition concentration (MIC)
Pimiä et al., 2001). The grape pomace extracts that showed suitable results in ADM
The results from Table 2 show that all extracts obtained by (above 9 mm halo size) were submitted to the test of microdilution
means of SC-CO2 were effective against S. aureus (inhibition zone in culture broth to determine the minimum concentration capable
>9 mm). Among the microorganisms studied in this work, the P. to inhibit the growth of certain microorganism, i.e., the minimum
aeruginosa was the most resistant one because only one extract pro- inhibition concentration (MIC). The MIC results for Gram-positive
vided a positive result (halo size >9 mm), i.e., the SC-CO2 extract at and Gram-negative bacteria are presented in Table 3 while the data
250 bar and 60 ◦ C. According to the literature, the Gram-negative obtained by all fungi strains tested (C. albicans, C. parapsilosis and
bacterium P. aeruginosa appeared to be less sensitive to the action C. krusei) are listed in Table 4. Standard deviation values are also
of several plant essential oils such as rosemary (Pintore et al., listed in Tables 3 and 4 when the results between duplicates were
2002), geranium (Dorman and Deans, 2000) and Rhaponticum not coincident.
acaule DC (Boussaada et al., 2008). Considering this aspect and the According to Michielin et al. (2009), plant materials can be
other results from Table 2 we observe that the SC-CO2 extract at classified as antimicrobial agents based on the MIC values of its
250 bar and 60 ◦ C was the only extract effective against all bacte- extracts. Duarte et al. (2007) and Wang et al. (2008) classified
ria tested (Gram-positive and Gram-negative). Besides that, the the extracts as: strong inhibitors for MIC value below 500 ␮g/mL;
extract obtained by SC-CO2 at 150 bar and 60 ◦ C was also very effec- moderate inhibitors for MIC between 600 and 1500 ␮g/mL; weak
tive against the bacteria tested, except P. aeruginosa (7 mm halo), inhibitors for MIC above 1600 ␮g/mL. This classification is very use-
and effective as well against the fungus C. albicans with halo size of ful to detect the potential of various plant materials with biological
21 mm. activity.
The Syrah pomace extract obtained by SOX–Hx was the only The supercritical extracts obtained from Merlot pomace by SC-
LPM sample that presented a positive result on ADM assays, and CO2 at 300 bar/50 ◦ C and at 150 bar/50 ◦ C showed the lowest MIC
just against one microorganism, the bacterium B. cereus. Accord- values against S. aureus, 625 ± 375 and 750 ± 250 ␮g/mL, respec-
ing to Palma et al. (1999), the lipid fraction from grape pomace, tively. Again, the extracts were more effective (lowest MIC values)
easier extracted by CO2 and hexane, may present antimicrobial against Gram-positive bacteria, mainly S. aureus, comparing to
behavior due to the presence of sterol components (lipophilic). This Gram-negative ones (E. coli and P. aeruginosa). Only the supercrit-
characteristic explains the performance of the extracts obtained by ical extract obtained for Merlot by SC-CO2 (50 ◦ C, 300 bar) showed
SC-CO2 and SOX–Hx listed in Table 2. Additionally, Baydar et al. moderate activity against E. coli and against P. aeruginosa, inhibi-
(2004) observed that grape skin extracts showed no antimicro- ting their growth with a MIC value of 1000 ␮g/mL, while all other
bial activity against some food spoilage and pathogenic bacteria, extracts behaved as weak inhibitors against the Gram-negative
including S. aureus, B. cereus, E. coli and P. aeruginosa, while the bacteria (MIC above 1600 ␮g/mL). Thus, in general, supercriti-
grape seed extracts, rich in fatty acids, provided high antimicro- cal extracts from grape pomace could be classified as moderate
bial activity against the same microorganisms. Therefore, the best inhibitors against Gram-positive bacteria (S. aureus and B. cereus).
accomplishment presented by SC-CO2 samples magnifies the SFE Jayaprakasha et al. (2003) presented MIC values from grape seed
to obtain grape pomace extracts with antimicrobial activity against extracts similar to the results obtained in the present work. Palma
different microorganisms. Besides that, the supercritical process et al. (1999) and Katalinić et al. (2010) indicate a slight tendency of
also provides extraction in the absence of air and light, which pro- red cultivars to be more effective against Gram-positive bacteria,
tects the bioactivity of the extracts (Palma et al., 1999). The best while Gram-negative bacteria seems to be more affected by white
performance of SC-CO2 was already reported by Kitzberger et al. cultivars. But further tests are needed to confirm results in other
(2007) for shiitake extracts and by Palma et al. (1999) for grape in vitro and in vivo assays, e.g., in selected food model systems.
430 D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432

Table 3
MIC (␮g/mL) values of grape pomace extracts determined by the microdilution method against bacteria.

Extraction Method Grape varietal Process conditions Inhibition Zone (mm)a

S. aureus B. cereus E. coli P. aeruginosa C. albicans

Merlot 50 ◦ C/150 bar 12 11 7 0 0


Merlot 50 ◦ C/200 bar 9 10 0 0 17
Merlot 50 ◦ C/250 bar 11 10 7 0 0
Merlot 50 ◦ C/300 bar 12 10 7 0 0
SFE SC-CO2 Merlot 60 ◦ C/150 bar 10 9 8 7 21
Merlot 60 ◦ C/200 bar 10 8 9 7 0
Merlot 60 ◦ C/250 bar 10 9 10 10 0
Merlot 60 ◦ C/300 bar 10 7 9 0 0
Syrah 60 ◦ C/250 bar 10 10 0 0 0

SOX Syrah Hx 0 14 0 0 0
a
MIC, minimum inhibitory concentration (␮g/mL). The values with standard deviation (SD) are the average concentration from duplicates and represent adjacent dilutions.
For the other results (without SD) the MIC for the duplicates were obtained for the same dilution tested (coincident results).

Table 4
MIC (␮g/mL) values of grape pomace extracts determined by the microdilution method against fungi.

Extraction method Grape varietal Process conditions MIC (␮g/mL)a

C. albicans C. parapsilosis C. krusei

50 ◦ C/200 bar 500 1000 500


SFE SC-CO2 Merlot
60 ◦ C/150 bar > 2000 2000 1500 ± 500
a
MIC, minimum inhibitory concentration (␮g/mL). The values with standard deviation (SD) are the average concentration from duplicates and represent adjacent dilutions.
For the other results (without SD) the MIC for the duplicates were obtained for the same dilution tested (coincident results).

Although the size of the inhibition zone from ADM indicates the to the phenolic substances identified such as gallic, p-OH-benzoic
strain sensibility to the antimicrobial substance, the halo size values and vanillic acids, well known as antimicrobial compounds (Shoko
(Table 2) are not directly related to the samples potency by means et al., 1999; Soni et al., 2005). Besides the above mentioned com-
of MIC results (Rios et al., 1988; Kitzberger et al., 2007; Michielin ponents, other bioactive substances may also have participated as
et al., 2009). For instance, the Syrah extract by SOX–Hx presented antimicrobial agents. According to Borchers et al. (2004) natural
high halo size (ADM data) against B. cereus while its MIC values extracts may be more beneficial than isolated constituents, as the
indicate weak inhibition. The same behavior was also detected by synergic positive interaction of compounds may change the prop-
other extracts. erties of bioactive individual components. The literature reports the
For the extracts that presented positive result against C. albicans presence of other antimicrobial active substances in grape pomace
in ADM it was applied the microdilution test also against C. parap- extracts such as phytosterols, triterpenes (Ul’chenko et al., 2009),
silosis and C. krusei. The results for the Merlot varietal are shown in flavonols (Thimothe et al., 2007) and anthocyanins (Duman et al.,
Table 4. Similar to the results presented by the bacteria tests, the 2009; Tenore et al., 2011) although they were not the focus of the
size of halo formed on ADM test is not directly related to the potency analytical procedure used in the present work.
of the extract detected by the microdilution test. The best anti-
fungal activity was presented by the SC-CO2 /200 bar/50 ◦ C extract
presenting a moderate inhibition against all three fungi tested. 4. Conclusions
Finally, evaluating the resistance of different microorganisms,
Papadopoulou et al. (2005) reported that S. aureus was more sen- The present study show that supercritical fluid extraction is
sitive than E. coli and C. albicans when submitted to the action of effective to obtain grape pomace extracts with good recovery of
alcohol-free red and white wine extracts, a behavior also detected antimicrobial active compounds. Also, the use of grape pomace as
in the present study. raw material for different extraction methods is promising due
Besides the high number of studies concerning the use of grape to the high quality of the substances that remain in this indus-
products as antimicrobial agents, there is still a lack of literature trial residue. SOX and UE presented highest global process yield,
information involving similar combination of raw material type notably when using ethanol and water as solvents respectively,
and preparation, extraction method and microbiological assays although those extracts show no antimicrobial activity. However,
methodology applied to determine the antimicrobial activity, in results from classical solvent extraction were useful to indicate a
order to compare the results. Despite this fact and considering the suitable co-solvent for the SFE, in order to improve the global yield
results obtained, two grape pomace extracts were considered rel- of the extraction. In SFE, the ethanol showed higher efficiency as
evant in terms of quality aspects: the Merlot extract by SC-CO2 co-solvent at 15% (w/w) concentration, providing results compara-
at 200 bar and 50 ◦ C, which presented medium inhibition power ble to SOX. Despite lower global yield results of SC-CO2 extractions,
against all three fungi and the two Gram-positive bacteria tested; these extracts inhibited the growth of the microorganisms tested.
and the Merlot extract by SC-CO2 at 300 bar and 50 ◦ C a moderate Some SFE conditions produced extracts with moderate activity
inhibitor against all bacteria tested. against all fungi and bacteria tested. In general, SC-CO2 extracts
The antimicrobial activity could be related to the plant cul- were more effective against Gram-positive bacteria (S. aureus and
tivation conditions since the active components are usually B. cereus) comparing to Gram-negative (E. coli and P. aeruginosa).
synthesized as a response to stress such as microorganisms attack These results denote the SFE as the most efficient method to obtain
or strong UV radiation (Filip et al., 2003; Berna et al., 2001). Then, valuable antimicrobial extracts from grape pomace, contributing to
the better antimicrobial results provided by the selected Merlot increase the aggregate value of this important by-product from the
SC-CO2 extracts (50 ◦ C at 200 bar and 300 bar) can be attributed wine industry.
D.A. Oliveira et al. / Journal of Biotechnology 164 (2013) 423–432 431

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