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Clinical Biomechanics
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Article history: Background: Following surgery or injury of the lower limbs, the use of walking aids like crutches can cause
Received 5 August 2011 high loads on the shoulder joint. These loads have been calculated so far with computer models but with
Accepted 13 March 2012 strongly varying results.
Methods: Shoulder joint forces and moments were measured during crutch-assisted walking with complete
Keywords: and partial unloading of the lower limbs. Using telemeterized implants in 6 subjects axillary crutches and
Shoulder joint
forearm crutches were compared. A force direction was more in the direction of the long humeral axis, and
In vivo
Load measurement
slightly lower forces were assumed using axillary crutches. Similar force magnitudes as those experienced
Telemetry during previously measured wheelchair weight relief tasks were expected for complete unloading. The
Crutches friction-induced moment was hypothesized to act mainly around the medio-lateral axis during the swing
Walking aid phase of the body.
Shoulder load Findings: Maximum loads of up 170% of the bodyweight and 0.8% of the bodyweight times meter were measured
Shoulder forces with large variations among the patients. Higher forces were found in most of the patients using forearm
crutches. The hypothesized predominant moment around the medio-lateral axis was only found in some pa-
tients. More often, the other two moments had larger magnitudes with the highest values in female patients.
The assumed different load direction could only be found during partial unloading.
Interpretation: In general the force magnitudes were in the range of activities of daily living. However, the num-
ber of repetitions during long-lasting crutch use could lead to shoulder problems as a long-term consequence.
The slightly lower forces with axillary crutches could be caused by loads acting directly from the crutch on the
scapula, thus bypassing the glenohumeral joint. The higher bending moments in the female patients could be a
sign of lacking muscle strength for centring the humeral head on the glenoid.
© 2012 Elsevier Ltd. All rights reserved.
0268-0033/$ – see front matter © 2012 Elsevier Ltd. All rights reserved.
doi:10.1016/j.clinbiomech.2012.03.004
712 P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718
2008). Because a synchronization device was not available at the time 2. Methods
of measurements, such simultaneous measurements were not possi-
ble in this study involving crutch walking. 2.1. Instrumented implants
First own load measurements in a patient with an instrumented
shoulder implant revealed resultant contact forces of 118%BW during Clinically proven shoulder implants (BIOMODULAR, Biomet
walking when the whole weight was carried by the crutches Deutschland) were equipped with a 9-channel telemetry, 6 semi-
(Bergmann et al., 2007). Several activities of daily living, measured conductor strain gauges and an inductive power supply (Graichen
with the same kind of instrumented implants in 4 subjects, led to et al., 2007). These measure the 3 force and 3 moment components
forces of more than 100%BW and moments above 0.5%BWm acting on the implant head with an accuracy of about 2%.
(Westerhoff et al., 2009a). The telemetry is powered by an induction coil in the implant stem.
The aim of this study was to investigate in more subjects, if the use of The antenna at the tip of the stem transmits the strain signals and the
crutches leads to loads exceeding the normal range during daily living supply voltage level to an external device which regulates the power
and if the crutch type has an influence on the shoulder load. In rare and pre-processes the signals. All electronics inside the implant are
cases axillary crutches (ACs) can cause artery thrombosis and crutch safely sealed by electron beam welds. Detailed information about
palsy (Stallard et al., 1978). This has led to a nearly exclusive use of fore- the implant is given elsewhere (Westerhoff et al., 2009b).
arm crutches (FCs) in Europe (Dounis et al., 1980). On the other hand
ACs are the only option in cases such as additional fractures in the 2.2. Subjects
hand. Several studies on the energy expenditure of different crutch
types did not find any significant differences (Fisher and Patterson, Six subjects (3 male, 3 female; 63 to 81 years old) with osteoar-
1981; McBeath et al., 1974; Roberts and Carnes, 1990), but this does thritis of the shoulder and functional rotator cuff participated in this
not necessarily indicate shoulder joint loading of a similar magnitude. study (Table 1). Their glenoids were in good condition and therefore
We hypothesized that ACs cause lower forces compared to FC, because not replaced. A deltoideo-pectoral approach was used. Five subjects
the crutch force might partly bypass the glenohumeral joint and act di- obtained the implant on their dominant right side while subject No.
rectly from the crutch to the scapula. 3 received it on her non-dominant left side. The active and passive
In addition to the load magnitudes and time patterns, the force di- ranges of motion are given in Table 1.
rections were analyzed. Directions close to the humeral axis and thus The Ethics Committee of our hospital approved implantation of
outside of the glenoid would probably indicate that a part of the force the modified implants. Before surgery, the procedure was explained
is not acting across the joint but via soft tissue in the subacromial to the patients and they gave their written consent to implantation
space directly to the acromion. Sufficient strength and functionality of the modified shoulder implant, taking the measurements, and pub-
of the rotator cuff muscles and other muscles of the shoulder girdle lishing their images.
is necessary to pull the implant head into the glenoid, to centre it,
and to prevent the humerus from moving upwards. ACs could possi-
bly affect the function of these muscles. In this case we expected a 2.3. Measurements
force acting more in the direction of the humeral axis with the AC
than with the FC. All subjects had experience in using crutches from previous surger-
Moments in the joint can be caused by friction or by an eccentric ies or injuries. Nevertheless they were trained by a physiotherapist to
transfer of the contact force. During the loading phase of the walk with 2 crutches in 3-point gait. Measurements were taken 6 to
crutches, when the body swings forwards between the crutches, 18 months postoperatively on level ground in a gym at a self-selected
we expected a friction-dependent positive moment component MZ speed of 2–3 km/h.
around the medio-lateral axis. A superior-anterior force shift when
actively lifting the body out of the wheelchair (‘weight relief’) was 2.3.1. Forearm crutches versus axillary crutches
calculated (van Drongelen et al., 2006). Because this mechanical sit- The measurements were taken with ‘forearm crutches’ (FCs), also
uation resembles walking on crutches without any foot-floor con- named ‘elbow crutches’ or ‘French crutches’, and with ‘axillary
tact, we hypothesized a force shift in the same direction, causing a crutches’ (ACs), also known as ‘underarm crutches’ or ‘German
positive MX and a negative MY. crutches’. The crutch height was adjusted by the physiotherapist.
Table 1
Subject data and average peak resultant forces.
Age 63 71 81 68 68 73
Weight (kg) 85 72 50 103 89 83
Implant head size (mm) 44 48 44 48 48 50
Replaced joint Right Left Right Right Right Right
Post-operative time (months) 18 16 7 17 12 6
Range of motion active (passive)
Elevation 160° (170°) 150° (160°) 110° (120°) 120° (125°) 70° (80°) 120° (130°)
Abduction 110° (120°) 130° (150°) 90° (100°) 90° (100°) 40° (50°) 120° (130°)
External rotation 30° (40°) 40° (50°) 30° (35°) 25° (35°) 20° (30°) 40° (45°)
Internal rotation 90° 90° 80° 80° 80° 90°
“Part” = crutch partly loaded, “Full” = crutch fully loaded, leg unloaded. Asterisk = P-value b 0.05 comparing forearm and axillary crutches.
P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718 713
2.3.2. Partial load versus full load bearing ‘individual’ averages. A Mann–Whitney U test using a significance
In the following the terms ‘full or partial weight bearing’ refer to level of 0.05 was applied to test whether there are differences on a
loading of the crutches and not the leg. group level. A Wilcoxon Test for connected samples was used to com-
The subjects first walked with partial weight bearing and then pare the two crutch types inside each subject whether these individ-
with full weight bearing, i.e. completely unloaded the in leg. Due to ual averages of the same subject were significantly different for ACs
insufficient muscular strength, only 4 subjects were able to walk or FCs. The individual averages of all 6 subjects were then averaged
with full weight bearing with both crutch types for a sufficient num- again arithmetically, and this delivered ‘typical’ averages.
ber of load cycles. Additionally the time courses of resultant forces and moments as
well as their components were averaged by mean courses, using a
2.4. Evaluation of data time warping procedure (Bender and Bergmann, in press). This pro-
cedure also delivered the accompanying 25% and 75% percentile
In order to obtain more uniform load data, all loads were normal- courses. The averaged load cycles begin and end when the resultant
ized to bodyweight. Forces are stated in %BW, moments in %BWm. force reaches its minimum shortly before the crutch touches the
Values in N or Nm can be obtained by multiplication with 1% of the ground. The peak values of the averaged time courses can differ
subject's body weight in N. slightly from the individual averages.
Separately for both crutch types and both load conditions, the All data are presented in the right handed coordinate system of
peak values of the resultant forces and moments from 10 to 15 the right humerus with the X-axis pointing anterior, Y-axis pointing
steps of the same subject were averaged arithmetically. This delivered superior and Z-Axis in lateral direction (Wu et al., 2005). The data
0 0
-20 -20
60 S3L 60 S3L
0 0
-60 -60
80 S4R 80 S4R
0 0
-60 -60
60 60
S5R S5R
BW]
Force [%B
0 0
-40 -40
60 S7R 60 S7R
0 0
-20 -20
50 50
S8R S8R
0 0
-30 -30
0 0.5 1.0 1.5 2.0 2.5 0 0.5 1.0 1.5 2.0 2.5
Time [s] Time [s]
Fig. 1. Forces during partial crutch loading. Resultant forces (black) and components FX (green), FY (blue) and FZ (red) for each subject using forearm crutches (FC, left) and axillary
crutches (AC, to the right). Thick lines indicate average time patterns, thin lines the 25 and 75 percentiles. Forces (different scales) in percent of body weight. Shorter curves indicate
faster movement.
714 P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718
of subject S3L with the left-sided implant were mirrored to the right had the smallest moment components. S3L showed very high moments,
side. The coordinate system origin is located in the centre of the im- as found in other studies (Bergmann et al., 2011).
plant head.
3.1.2. Axillary crutches
3. Results
The peak resultant forces had individual averages between
26.7%BW (S2R) and 66.0%BW (S3L). This is a range of 80% in relation
3.1. Partial crutch loading (Figs. 1 and 2, Table 1)
to the typical average of 49.7%BW. The individual peak resultant mo-
ment lay between 0.10 (S2R) and 0.30%BWm (S5R), a range of 105%
3.1.1. Forearm crutches
in relation to the typical average of 0.19%BWm. Negative moments
The peak resultant forces had individual averages between
around the x-axis were found in all subjects. However, in S8R MX
49.0%BW (S8R)) and 83.0%BW (S7R). This is a range of 57% of the typ-
was negative only in a short period of the load cycle.
ical average of 61.3%BW. The resultant moments varied more. Their
peak values had individual averages between 0.04%BWm (S2R) and
0.47%BWm (S4R); i.e. 187% of the typical average of 0.23%BWm. 3.1.3. Comparison of crutch types
Uniform directions were measured in all subjects for the force com- In 5 of the 6 subjects, the averaged peak forces were lower when
ponent FY, which always acted in the inferior direction, and for FZ in the using an AC than with a FC. In S2R, S4R, S5R and S7R the differences
lateral direction. No uniform signs were found for the anterior/posterior were significant. S2R showed the largest decrease of 51%. S3L had
(a/p) component FX. None of the moment components had uniform di- slightly higher loads with an AC compared to a FC. The subject specific
rections in all subjects, although the moment MX was always negative stride length varied widely between 1.4 s and almost 2.5 s but was
in 5 of the 6 subjects. Subjects S2 and S8 with the best physical condition very similar in the same subject using different crutch types.
0.1
S2R 0.1 S2R
0 0
-0.1 -0.1
0.3 S3L 0.3 S3L
0 0
-0.2 -0.2
0.5 0.5
S4R S4R
0 0
oments [%BWm]
-0.5 -0.5
0 0
-0.3 -0.3
0 0
-0.2 -0.2
S 8R S8R
0.1 0.1
0 0
0.04 0.04
0 0.5 1.0 1.5 2.0 2.5 0 0.5 1.0 1.5 2.0 2.5
Time [s] Time [s]
Fig. 2. Moments during partial crutch loading. Resultant moments (black) and components MX (green), MY (blue) and MZ (red) for each subject using forearm crutches (to the left)
and axillary crutches (to the right). Thick lines indicate average time patterns; thin lines the 25 and 75 percentiles. Moments (different scales) in percent of body weight × meter.
P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718 715
No uniform tendency was found for the interquartile force ranges The force always acted in the lateral and inferior direction in all
with the two crutch types (Fig. 1). S8 e.g. showed the expected higher subjects, while no trend was seen for the a/p component FX. The a/p
variation when using an AC, while S4 had smaller interquartile ranges moment component MX was negative in all subjects but S8R, who
with an AC. The moments of S2 and S7 showed the expected higher had negative values only during a small period of the motion cycle.
variation when using an AC, while S4 had lower magnitudes and The moments in the strong male subjects S8R, S2R, and S7R were gen-
interquartile ranges with an AC. erally lower than in the female subjects. MY was negative in all sub-
jects except S2R. No clear trend was seen for MZ.
3.2. Full crutch loading (Figs. 3 and 4, Table 1)
100
S2R 100 S2R
0 0
-50 -50
0 0
-100 -100
150 S4R
0 NO DATA
BW]
-100
Force [%B
0 0
-40 -40
0 0
-100 -100
0 0.5 1.0 1.5 0 0.5 1.0 1.5
Time [s] Time [s]
Fig. 3. Forces during full crutch loading. Resultant forces (black) and components FX (green), FY (blue) and FZ (red) for each subject using forearm crutches (to the left) and axillary
crutches (to the right). For further information see Fig. 1.
716 P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718
an AC. The individual averages of those subjects who were able to use walking show that the glenohumeral joint can be loaded with more
both crutch types, were about 22% lower with an AC than with a FC. than 100%BW during full crutch loading. Taking into account that
the joint contact area is only about 6 cm², compared to 12 cm² in
3.4. Force direction (Fig. 5) the hip joint, and the higher force levels in the hip joint (Bergmann
et al., 2001) one could expect similar peak cartilage pressure in both
During partial crutch loading (Fig. 5) the force in the frontal plane joints. The shoulder contact forces when walking with full crutch
acted more in the direction of the humeral axis direction with an AC loading were in the upper range of those during some activities of
than with a FC. These differences in load directions were significant daily living (Westerhoff et al., 2009a). During partial crutch loading
in all subjects. However, during full crutch loading only two subjects they were similar to those during forward flexion of the stretched
showed the same effect. S7R had almost exactly the same direction arm without any additional weight.
for both crutch types and S8R showed a contradictory behaviour. The force levels determined here for partial or full loading of two
crutches were in some patients similar to the value of 170%BW calculat-
4. Discussion ed previously (Anglin et al., 2000). However, those were calculations in-
volving just one cane. As in those calculations, there was a large variation
As all measurements using instrumented implants, this study is among the patients in our measurements. The in vivo data presented can
limited by the small number of subjects. Therefore an extrapolation be used for validating and improving musculoskeletal models (Nikooyan
on a general population or the situation in a healthy joint is difficult. et al., 2010).
However, this implant that was used without a glenoid component is During previously measured activities of daily living (Westerhoff
– as far as we can see – the closest one to the natural situation. These et al., 2009a) as well as during elevating motions of the arm
first in vivo measurements of shoulder joint loads during crutch (Bergmann et al., 2011) one of the subjects (S3L) always revealed
0 0
-0.15 -0.15
0 0
-0.4 -0.4
0.8 S4R
Moments [%BWm]
0 NO DATA
-0.6
M
0 0
-0.3 -0.3
S8R S8R
0.2 0.2
0 0
-0.2 -0.2
0 0.5 1.0 1.5 0 0.5 1.0 1.5
Time [s] Time [s]
Fig. 4. Moments during full crutch loading. Resultant moments (black) and components MX (green), MY (blue) and MZ (red) for each subject using forearm crutches (to the left) and
axillary crutches (to the right). For further information see Fig. 2.
P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718 717
Force direction during partial crutch loading Force direction during full crutch loading
FC Ø 43° FC Ø 41°
FC Ø 57° FC Ø 44
44°
much higher moments than all other subjects. In the current study could cause large variations among the subjects. This variability also un-
this was not consistently the case. Interestingly all female subjects derlines the finding that a reproducible reduction of leg loading by
(S3L, S4R, S5R) showed higher moments than the male subjects crutches must be trained intensively (Bergmann et al., 1978). Practicing
(S2R, S7R, S8R). A possible explanation could be the better muscular the use of a crutch could therefore be beneficial before scheduled sur-
constitution of the male subjects, allowing a better centring of the hu- geries. However, it is impossible to use a crutch before to traumatic
merus in the glenoid cavity. S3L showed very high moments as seen injuries.
in other studies, but the differences between male and female were During partial crutch loading all subjects showed forces which
not that obvious during standard motions (Bergmann et al., 2011) acted more in the direction of the humeral axis with ACs than with
or activities of daily living (Westerhoff et al., 2009a). FCs. This finding is in accordance with our initial expectations. Such
As a general impression, the time-load-course and the stride forces' directions could lead to higher loads on the soft tissue in the
length was very individual among the subjects. subacromial space and thus possibly cause an impingement syn-
Comparing both crutch types, lower forces were expected when drome (Karduna et al., 2005). Therefore we would prefer FCs if their
using ACs because the force may partly bypass the glenohumeral use is not prevented by additional traumas, for example at the hand.
joint due to contact between the scapula and crutch. This effect was
indeed seen in all investigated subjects for partial crutch loading. Al- 4.2. Full crutch loading
though the differences were statistically significant, conclusions for
the general population should be drawn very carefully, because the To improve mathematical models of shoulder biomechanics, mea-
investigated cohort was very inhomogeneous and the situation in surements during full crutch loading are better suited than they are
an artificial joint differs from a healthy joint. During full crutch load- during partial loading. Even more advantageous would be the syn-
ing, 3 out of 4 subjects showed the same effect. All subjects were ex- chronous measurement of crutch and ground reaction forces, which
perienced in using FCs but not in using ACs. This could have possibly could not be taken because synchronous data could not be taken
influenced the results. due to technical problems. Although the shoulder contact forces did
not exceed those during activities of daily living, one could expect
4.1. Partial crutch loading that the high number of repetitions during crutch walking could be
decisive for shoulder problems after long-term use of crutches.
The reproducibility of partial crutch loading measurements is limit- In general the forces varied much less intra-individually than did
ed, because load reduction of the leg was individually different, crutch the moments. This effect was also seen in other studies with the
forces were not measured, and the load can be unevenly distributed be- same cohort (Bergmann et al., 2011; Westerhoff et al., 2009a).
tween both crutches. Nevertheless, they are representative for the clin- We hypothesized that the friction-induced moment MZ around
ical situation short time after TKR or THR, because the patients differ the medio-lateral axis would be positive when the body swings for-
considerably with regard to their strength, motivation and coordinative wards, i.e. during the loading phase of the crutches. This expectation
abilities. These factors influence the load carried by the crutches and was only met in some patients. The other hypothesis that MZ would
718 P. Westerhoff et al. / Clinical Biomechanics 27 (2012) 711–718
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