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Building

democracy
in Africa
An African democracy institute Kutlwanong Democracy Centre
357 Visagie St cnr Prinsloo St

building sustainable democratic Pretoria 0002

societies in collaboration with


PO Box 56950
Arcadia 0007
Ph: +27 12 392 0500
Idasa Sustainability and Capacity Report
African and global partners. Fax: +27 12 320 2414
www.idasa.org
Mission statement

An African democracy
institute building sustainable
democratic societies in
collaboration with African
and global partners.

It is a registered Section 21 company in South Africa, has a functioning Board of


Directors, and employs Grant Thornton as its company auditors. Idasa is a recognised
public interest organisation in Africa. It maintains international links with many similar
organisations through the world movement for democracy
Building
democracy
in Africa
Idasa Sustainability and Capacity Report
Contents

1. INTRODUCTION.............................................................3
2. ORGANISATIONAL PROFILE............................................5
Brief History...................................................................5
Corporate Orientation.......................................................5
Organisation...................................................................7
Structure.................................................................7
Strategic Toolkit......................................................10
Size .....................................................................10
Financial Strength..................................................10
Probity..................................................................10
Project Support......................................................10
Capacity .....................................................................12
Project Management...............................................12
Experience.............................................................12
Project Approach....................................................12
Personnel..............................................................12
Facilities................................................................13
Quality Assurance...................................................13
3. Achievements...........................................................14
Civil Society, Representative Democracy
and Governance............................................................14
Working with Government and Civil Society......................14
Working with the Private Sector......................................14
Capacity Building..........................................................15
Influencing Policy..........................................................15
Analysis .....................................................................16
Institutional Change Programmes....................................16
Service Delivery Interventions.........................................16

2 // Idasa Sustainability Capacity Report


1. INTRODUCTION
Idasa is an African democracy institute international donors from both the
building sustainable democratic societies government and private sectors. It also has
in collaboration with African and global a fee-for-service component and a domestic
partners. fund-raising programme. Since the 1994
general elections in South Africa and the
Idasa’s projects adapt as the context and
establishment of democratic government, it
challenges change, but our organisation’s
has provided services to national, provincial
core skills remain:
and local government, initiating projects at
ƒƒ Social research and analysis, grassroots level right up to the highest tiers
ƒƒ Training and public education, of government.
ƒƒ Coalition and network building, In 1998 Idasa took the decision to expand
ƒƒ Political facilitation (combining its work across the continent and to other
advocacy, problem solving, consultancy developing countries. Since then it has
and project management), and implemented projects in Nigeria, Rwanda,
ƒƒ Performance monitoring, evaluation and Angola, Zambia, Zimbabwe, Lesotho,
information dissemination. Malawi, Mozambique, Namibia, Tanzania,
Swaziland, Kenya, Ghana, Uganda,
Idasa has been incorporated as a company
Bangladesh, Kosovo, Brazil, Argentina,
not having a share capital in terms of section
Paraguay and elsewhere. The expertise,
21 of the South African Companies Act
confidence and skills gained through this
1973. As a non-profit institution with a
experience has made Idasa one of the
very particular objective, Idasa maintains
largest and most effective ‘home grown’ non-
its independence and capacity through
government organisations on the continent.
a range of diverse funding mechanisms.
It has strong partnerships with many

Idasa Sustainability Capacity Report // 3


It is too soon to say
with confidence that
this will be the ‘African
Century’, but the
context is dynamic and
full of new potential.
There are great
threats and there are
great opportunities.
With our focus on
governance we see
an imperative to
innovate, and to do so
constantly.
Richard Calland, director of
Idasa’s Economic Governance
Programme

4 // Idasa Sustainability Capacity Report


2. ORGANISATIONAL PROFILE
Brief History Our historical background, direct experience
and the varied projects we have implemented
Idasa was founded during a state of over the years are evident in our know-
emergency in South Africa, a time how teams of highly skilled personnel and
when gross human rights violations and networks of specialised organisations that
an extremely volatile political climate offer high-level facilitation and problem-
characterised a country being crippled by solving and are equipped to address the
the then apartheid regime. Idasa endured many challenges faced by various countries
through the national negotiation process, in need of assistance.
the founding election and later elections,
during the reconstruction of the state, and
into a period of normal democracy within
a developing country and an integrating Corporate Orientation
region. Throughout, the organisation has Idasa was established in 1987 as a non-
maintained its goal of building a sustainable government, non-profit and non-taxable
South African and African democracy, based entity:
on active citizenship, democratic institutions
and social justice.

Company Registration (Section 21 of the 1987/00079/08


South African Companies Act 1973)
VAT Registration 452 016 8115
Domicile Kutlwanong Democracy Centre
Cnr. Visagie & Prinsloo Streets
Pretoria 0002
South Africa
Postal Address PO Box 56950
Arcadia 0007
South Africa
Contact Telephone +27 12 392 0500
Facsimile +27 12 320 2414/15
Email info@idasa.org.za
Principal Officer Mr Paul Graham
Accounting Officer/Board Treasurer Ms Florince Norris
Board Secretary Ms Rene Botha
Bankers Standard Bank of South Africa
Auditors Grant Thornton

Idasa Sustainability Capacity Report // 5


Organisation EXECUTIVE DIRECTORS:

Mr Paul Graham
Structure
Executive Director, Idasa, Pretoria
Idasa is governed and managed by a board of
directors, with a non-executive, independent Mr Ivor Jenkins
chairperson, to whom the executive directors Director and Head: Project and Portfolio
are responsible. This ensures the highest Development, Idasa, Pretoria
standard of corporate governance in line with
general international best practice (e.g. an Idasa is structured on the basis of Specialist
independent chair, a remuneration committee Programmes, Objective-oriented Projects and
made up of independent directors, an audit Associated Bodies.
committee, and a system of internal control
for which the directors take responsibility).
The Specialist Programmes are:
ƒƒ Safety and Security Programme
Non-Executive Directors: ƒƒ Economic Governance Programme
Professor Njabulo Ndebele (Board ƒƒ Political Information and Monitoring
Chairperson) Service
Renowned author and retired Vice- ƒƒ Southern African Migration Programme
Chancellor and Principal of the University ƒƒ Community and Citizen Empowerment
of Cape Town, Cape Town Programme
ƒƒ Media@idasa
Ms Glenda Wildschut
ƒƒ Political Governance Programme
Consultant, Desmond Tutu Academy,
ƒƒ Governance and AIDS Programme
Cape Town
ƒƒ iLEDA – Initiative for Leadership and
Ms Lindiwe Ndlela Democracy in Africa
Director, Palmer Development Group,
Johannesburg Idasa’s Specialist Programmes and Executive
Office have the expertise to conduct a broad
Dr Michele Ruiters range of Objective-orientated Projects in
Programme Manager, Development Bank countries throughout Africa. These include
of SA, Midrand research, facilitation, public education,
training and democracy advocacy. Specific
Professor Andre du Toit beneficiaries vary by project but always
Emeritus Professor, Department of include government (in its various spheres,
Political Studies, University of Cape Town, powers or levels), civil society (in its various
Cape Town NGO, CBO or CSO manifestations) as well as
selected private sector players on a case-by-
Mr Roelf Meyer case basis.
Director, FeverTree Consultants,
Johannesburg

6 // Idasa Sustainability Capacity Report


The proven process of
“learning through action”
fuels Idasa’s approach. To
achieve this, we work closely
with country or international
partners, sharing knowledge
and skills to activate the
people and resources that
are beyond any single
organisation.
Idasa Sustainability Capacity Report // 7
Idasa is currently but not exclusively associated with the following bodies, with different
institutional arrangements:

Botswana Namibia
Ditswanelo (Botswana Centre for Human Namibia Institute for Democracy
Rights)
Senegal
Burundi Fédération des Organisations Non-
Institut de Développement Economique du Gouvernementales du Sénégal – Action
Burundi Paysanne

Cameroon South Africa


Association, Enfants, Jeunes et Avenir The Centre for Public Participation
(KwaZulu-Natal)
Ghana The Council for the Advancement of the
Centre for the Development of People South African Constitution (CASAC)
Ghana National Education Campaign Impumelelo Innovations Award
Coalition Open Democracy Advice Centre
Institute for Democratic Governance Parliamentary Monitoring Group
Integrated Social Development Centre
Swaziland
Kenya Save the Children Swaziland
Kenya National Association of Parents
Participatory Development Centre Tanzania
Agricultural Non State Actors Forum
Lesotho (ANSAF)
Lesotho Pre-Schools and Day Care Coalition Society for Quality Basic
Association Education
University of Dar es Salaam
Liberia
Foundation for Human Rights and Uganda
Democracy Development Network of Indigenous
Voluntary Associations
Malawi
Makerere Institute of Social Research
CISANET Secretariat
Uganda Debt Network
Civil Society Coalition for Quality Basic
Education Zambia
Mali Participatory Ecological Land Use
Management Association
Centre de Documentation, Recherche et
Formation RuralNet Associates Limited
Fondation pour le Devellopement du Sahel Zambia Civic Education Association

Mauritius Zimbabwe
Association Pour L’education Des Efants National Association of NGOs
Defavorises Save the Children Norway – Zimbabwe
Mozambique
Biological Agriculture, Biodiversity and For a complete record of the African countries
Sustainable Development (ABIODES) within which we work see the map on the
Faculdade de Direito – University of opposite page.
Mozambique
Rede Crianca

8 // Idasa Sustainability Capacity Report


Organisational footprint in Africa

Idasa Sustainability Capacity Report // 9


Strategic Toolkit Financial Strength
During our two decades of achievement, Summaries of Idasa’s audited financial
Idasa has developed and refined a cost- statements are available in the Idasa Annual
effective range of tools in various countries Reports as well as on the website at
and circumstances. These processes now http://bit.ly/8YsdOk. Detailed audited reports
form the basis of our Strategic Toolkit, and are available on request. Idasa has been
differentiate Idasa from other organisations: declared a running concern by its auditing
firm since its inception in 1987. For the
ƒƒ Measuring and Monitoring Democracy
past nine years, in accordance with the
We adapt and apply the Afrobarometer,
King Commission’s recommendation on
Local Governance Barometer and the
accountability, Idasa has appointed new
Idasa Democracy Index to plan, measure
auditors every three years.
and monitor our programmes, and as
tools in building democratic societies. Idasa is also the sole owner of its premises
in the Pretoria CBD with its office building
ƒƒ Content Provision and Knowledge
valued at over R16 million and with the
Sharing
total value of non-movable assets set at
Our extensive library, supportive visitors’
approximately R22 million.
programme and informative website with
social networking features, all promote
international knowledge sharing. Project Support
ƒƒ Building Partnerships and Communities At present Idasa manages a project portfolio
of Practice of almost 160 projects in various stages of
Our proven ability to develop and fund design, development and implementation in
country-level partnerships in our specialist South Africa, across the rest of the African
areas helps to build and sustain effective continent and in other parts of the world.
communities of democratic practice. Our project reports and global footprint are
available on request.
ƒƒ Facilitating Processes during Democratic
Transitions All projects are generally supported by
Our competence in facilitating democratic Idasa’s head office in Pretoria, which
transitions equips us to plan, co-ordinate has effective, efficient and economical
and manage sensitive processes during management, administration and financial
turbulent periods, when states or resources, physical infrastructure with fully
development partners are not readily equipped offices and project management
able to maintain long-term programme expertise and knowledge built up since 1987
consistency. to guide and support project leaders and
project teams ‘in the field’.

Size
Idasa is an organisation able to attract the resources to implement and manage its growing
portfolio of projects:

2010 2009 2008


Project Portfolio:
Number 157 112 83
Value (ZAR ’million) 73,2 89,9 99,6
Financial Information:
Revenue 85,0 91,3 99,6
% of revenue 78% 85% 87%
Staff Numbers:
Full time 78 76 70
Contracted staff 42 35 37
Total 120 111 107

10 // Idasa Sustainability Capacity Report


“Social scientists have identified three key factors crucial to sustaining
and consolidating democratic rule. The first has to do with economics…
the second has to do with political institutions. That is, sustainable
democracies require a professional civil service and strong viable and
autonomous courts, legislatures, executives and electoral systems at
national and local levels… The third factor has to do with the attitudes
of rulers and citizens. Put simply, democracies require democrats.”
Bob Mattes, former Idasa manager who designed the Afrobarometer

These resources include Idasa’s core body on it by donor and other institutions. These
of managers and associates with expertise systems meet, among others, the accounting
gained over many years in various specialist and project requirements of the Canadian
fields and in general programme and International Development Agency (CIDA),
project management, as well as in financial Swedish Development Agency (SIDA),
administration. Danish Development Agency (DANIDA),
Swiss Development Corporation (SDC),
Idasa’s facilities include office blocks in
Department for International Development
Pretoria (which it owns) and two floors
(DfID), Ford Foundation, European Union,
rented in a building in Cape Town, fully
United States Agency for International
equipped with information technology,
Development (USAID) and Australian Agency
communications and document reproduction
for International Development (AusAID).
systems, and meeting, conference and
catering facilities. See a full list of donors here
http://bit.ly/byDW85.
In addition, Idasa has over the years
developed effective management, accounting
and administration systems and procedures
to ensure it meets the obligations placed

Idasa Sustainability Capacity Report // 11


Capacity Project Approach
The projects that Idasa develops, implements
Project Management and manages vary significantly in their
Idasa’s projects are developed, implemented objectives, scope and scale.
and managed by its nine Specialist Our projects, whether won as tenders or
Programmes, each headed by a competent developed in-house, comprise rigorously
Programme Manager and supported and identified project activities, aimed at
guided by Idasa’s Executive Office. achieving clearly defined objectives and
The Executive Office includes a Strategic performed within the specified time-period
Support Unit and is able to deal with and budget, to the satisfaction of the
challenges that may be encountered by contracting authority.
any project. It also undertakes specific Idasa, therefore, ensures that it identifies
projects and may take responsibility for the and works with relevant stakeholders;
design, development and implementation has appropriate project coordination,
of projects that are, at least in their initial management and financing arrangements
phases, politically sensitive or particularly in place and is committed to monitoring,
complex. This generally continues until reviewing and evaluating the implementation
the project is fully established and able to and management of the projects to ensure
continue with less direct involvement from effective performance.
executive management. It then may become
This approach is supported by the use
the full responsibility of an appropriate Idasa
of a model that enables project teams to
Specialist Programme with oversight from the
effectively plan work aimed at achieving the
Executive Office.
intended results in a logical and systematic
process, and which connects resources with
Experience targeted key results.
Since the beginning of 2010, Idasa’s
Specialist Programmes and the Executive Personnel
Office have designed, developed,
Idasa employs 120 people with expertise
implemented and managed almost 160
and exceptional experience in designing,
projects of various sizes and complexity,
developing, implementing and managing
requiring diverse expertise, worth a total
projects. It works with a range of experts
value of almost R91 million. The objectives
from NGOs and academia in implementing its
of these projects have encompassed
programmes, contracting the best consultants
democratic governance, anti-corruption,
in diverse fields to ensure the delivery of its
effective government, training and facilitation,
projects in the most effective and efficient
capacity building, citizen participation,
way. It also has the assistance and support of
conflict resolution, law enforcement reform
Idasa’s administrative and accounting staff on
and citizen leader education. These projects
all its projects.
were implemented by Idasa or on behalf of
various donors and other institutions such Idasa, in terms of its obligation and stated
as government departments, multilateral policy, has achieved a satisfactory degree of
organisations and civil society institutions. personnel diversity to date, and is continually
reviewing its progress (see table on opposite
page).

12 // Idasa Sustainability Capacity Report


Idasa Staff Profile 2010
Foreign
Male Female Nationals
Occupational Levels Total
A C I W A C I W M F
Executive       2             2

Senior Management 2 3   1   2   2     10

Middle Management 1     1 2 1   4 1 3 13

Programme Staff (researchers,


14 3   9 9 2   2 9 5 53
trainers, co-ordinators)

Administrative Staff 4 2 1   12 6 1 7   1 34

Service Staff 2       6           8

Total Staff 23 8 1 13 29 11 1 15 10 9 120

Percentage 19% 7% 1% 11% 24% 9% 1% 13% 8% 8% 100%

Facilities Quality Assurance


Projects are supported from Idasa’s fully Idasa ensures the quality of its projects
equipped offices, which have up-to-date through its operational guidelines for
information technology, communication project development and implementation,
systems, document reproduction facilities, and through its monitoring, review and
administrative, financial and accounting evaluation processes. It has developed
systems, core administrative staff, and the Afrobarometer, the Local Governance
meeting and conference facilities. Barometer and the Idasa Democracy Index as
tools for this purpose (see page 10).
Idasa’s operational guidelines in part require
that projects:
ƒƒ gain the active participation of key
stakeholders,
ƒƒ promote local ownership of the project,
ƒƒ use logic modelling and analysis
techniques to support key assessments,
and
ƒƒ incorporate key assessment criteria in
projects.

Idasa Sustainability Capacity Report // 13


3. Achievements
Idasa has a reputation as a non-partisan Commission of South Africa, the Open
organisation and works publicly and privately Society Foundation for South Africa, the
with all the main political parties and Network of Independent Monitors, the
ideological groups in the countries in which it Department of Language Facilitation at the
works to achieve democratic outcomes. University of the Free State, and the Open
Democracy Advice Centre are examples of
It has successfully concluded a range of
these.
tenders and agency work for various local
governments, district councils, national
parliaments, provinces and government
departments. Since 1998, it has Working with Government and
implemented and managed projects in many
countries in Africa, see map on page 9. It Civil Society
has also worked further afield in Bangladesh, Idasa prides itself on an ethos of
Kosovo, the Middle East, the United States collaboration between civil society and
of America and parts of South America, for government stakeholders. Programmes work
example. closely with senior government officials and
Idasa maintains international links with representatives of CSOs and some facilitate
many similar organisations, in particular on communication and conflict resolution
the African continent but also in Asia, North between government agencies, such as
America, South America, Europe and more the security forces on the one hand and
specifically Scandinavia. CSOs on the other. The Institute maintains
formal project relationships at government
level where appropriate. It has successfully
concluded tenders and agency work in
Civil Society, Representative the areas of research, publication, training
and facilitation for South African local
Democracy and Governance governments, district councils, the national
Idasa has been engaged in projects to Parliament, provinces and various line
strengthen civil society and promote public departments. Since 1998 it has also worked
participation since its founding. It provides on contracts with governments in other
advice on monitoring and analysis, finding African countries and elsewhere.
and implementing solutions where it can
and stimulating these where it is not the
most appropriate institution to act. Idasa’s
international networking and contribution Working with the Private
to initiatives such as Civicus and the Sector
World Movement for Democracy have
made it aware of how difficult democracy Over the years Idasa has worked effectively
is to sustain, even in the so-called ‘older with private corporations (both nationally
democracies’. and internationally) and has developed
meaningful partnerships and relationships
Idasa contributes to the enrichment of civil which have helped drive Idasa’s overall
society not only through its own particular mission of achieving sustainable development
programmes and projects, but also through and democracy on the continent. Key factors
the institutional substance it can bring to the influencing these partnerships include our
ideas and innovations of others. There are financial sustainability (refer to pg 10),
many initiatives and programmes which owe sound internal governance structures and –
all or a substantial part of their existence to with the emerging social responsibility placed
the support Idasa provided at crucial times on corporates – our knowledge, expertise and
in their history – the Truth and Reconciliation proven track record within the sector.

14 // Idasa Sustainability Capacity Report


Just as we responded
to the HIV/AIDS
crisis ten years
ago by identifying
the enormous
governance crisis it
had, in turn, created,
so now we are acutely
aware of the profound
sustainability
challenge that Africa,
like the rest of the
world, faces – a
challenge of urgency,
scale and inter-
dependency.
Richard Calland, director
of Idasa’s Economic
Governance Programme

Idasa has implemented projects on behalf NGOs in five South African provinces
of or with corporations such as Ernst & and capacity-building projects for NGOs
Young, BATSA (British American Tobacco in Zimbabwe and Angola. Idasa is also
South Africa), SAB Miller and FeverTree, a partner in the Civil Society Initiative in
to name a few. This is an area that Idasa South Africa, which brings together a large
would like to expand on as we aim to number of CSOs, and most projects have a
increase engagement with corporates at both component dealing specifically with building
national and international level in order to civil society capacity in their respective focus
build mutually beneficial and sustainable areas.
partnerships to drive the development
process on the continent and ensure that
the CSR/CSI component of the private
sector is functioning properly and achieving Influencing Policy
sustainable outputs at ground level. Through its Political Information and
Monitoring Service, Idasa regularly makes
submissions to parliamentary committees
on policy matters relating to transparency,
Capacity Building accountability and democratic process in
A number of projects in African countries general, and has instituted or supported
aim to develop the capacity of CBOs and litigation to ensure compliance with
NGOs to interact in a meaningful way with constitutional principles. At the executive
government and to influence policy and level, Idasa has on numerous occasions
delivery of services. These projects include served as consultants in departmental policy-
capacity-building initiatives for CBOs and making processes in the organisation’s areas

Idasa Sustainability Capacity Report // 15


of expertise, and has also been contracted Institutional Change
to facilitate public participation processes
such as public hearings for the Constitutional Programmes
Assembly and hearings on proposed Idasa was a partner in the Public Service
legislation and policies, such as the White Management Development Programme
Paper on Safety and Security. and in EU-funded programmes aimed at
improving service delivery by the South
Analysis African public service. In addition, the
capacity-building programmes for CBOs and
Several programmes deal directly with policy
NGOs in South Africa, Zimbabwe, Angola
and data analysis. The Political Information
and previously Zambia have a strong focus
and Monitoring Service engages in legislative
on institutional change through enhancing
analysis on a continual basis and periodically
management and administrative systems,
provides analysis of complex topical issues,
improving communication and ensuring
while many programmes have components
that CSOs become learning organisations by
which focus specifically on policy analysis
developing systems that promote feedback
in their areas of work. In addition, Idasa has
and participation, and creating space for
taken part in a study to assess the health
disciplined reflection on organisational
of civil society in South Africa and routinely
processes.
conducts needs analyses on commencement
of projects such as NGO capacity-building
projects in Zambia, Zimbabwe and Angola.
Idasa has developed a Democracy Index that Service Delivery Interventions
attempts to assess the quality and evaluate
Idasa’s capacity-building model emphasises
the performance of democracy in Africa. In
both delivery of state services and
an attempt to refine the concept of popular
constitutional obligations, and appropriately
self-government, the Democracy Index is
articulated and organised citizen demands.
designed around two key principles:
Many Idasa programmes promote pro-
ƒƒ the extent to which citizens can control poor service delivery through analysis of
those who make decisions about public government spending, technical assistance to
affairs (elected representatives and government agencies and capacity building
government appointees at all levels); for public participation in prioritising,
and, planning and monitoring service delivery.
ƒƒ the extent to which citizens are equal to
one another in this process.

16 // Idasa Sustainability Capacity Report


Mission statement

An African democracy
institute building sustainable
democratic societies in
collaboration with African
and global partners.

It is a registered Section 21 company in South Africa, has a functioning Board of


Directors, and employs Grant Thornton as its company auditors. Idasa is a recognised
public interest organisation in Africa. It maintains international links with many similar
organisations through the world movement for democracy
Building
democracy
in Africa
An African democracy institute Kutlwanong Democracy Centre
357 Visagie St cnr Prinsloo St

building sustainable democratic Pretoria 0002

societies in collaboration with


PO Box 56950
Arcadia 0007
Ph: +27 12 392 0500
Idasa Sustainability and Capacity Report
African and global partners. Fax: +27 12 320 2414
www.idasa.org

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