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NICAEA AND THE WEST
BY
JORG ULRICH
I. The WestbeforeNicaea
Western theology of the Trinity before Nicaea was formed almost wholly
by Tertullian.'oIn his "Adversus Praxean"" he argues against modalistic ideas
in favour of a unity of the Trinity in three persons (Father,Son and Spirit),
"three, however, not in condition [statu],but in degree [gradu],three not
in substance [substantia], but in form [forma],three not in power [potestate],
but in aspect [specie],yet of one substance [uniussubstantiae]."'2 He empha-
sizes the unity in the Trinity, but he also indicates subordinating aspects
(of order, not of nature) when he tries to distinguish the persons of the
Trinity from each other. His tract was written to refute his modalistic
opponents, but it was certainly not a masterpiece of speculative theology.
Speculative theology was to be developed in the Greek philosophical and
theological schools such as Origen's, whereas the West was never really
very much interested in it. The Latins accused the Greeks of "using too
many words."'3 Their theological tradition, in questions on the Trinity,
was not prepared to react adequately to the complicated questions that the
Arian controversy raised, after it had emerged from its origenistic roots.
Whereas Tertullian'simpact on the Western theology of the Trinity can
hardlybe overestimated(Novatian in his "De Trinitate" spoke, like Tertullian,
of a "distinctiopersonarum"),'4there were other early Western contributions
to the trinitarian question that were far less influential. The controversy
between Hippolytus and Callistus in Rome dealt with the problem of the
Trinity, when Callistuswas accused of "Sabellianism,"because he said that
Father and Son were "one and the same."'5Wolfgang Bienert thinks that
the later Nicene term "homoousios" might have played a role in this con-
troversy from the first half of the third century, but Hippolytus' account
of the story gives no proof for this hypothesis.'6Moreover, it seems very
unlikely that Callistus, who emphasized the unity in the Trinity so much,
should have used "homoousios," since the rare pre-Nicene use of this word
appears to have expressed the common origin of two subjects.17
The only example of the pre-Nicene use of the term "homoousios" in the
West is the so-called "controversyof the Dionysii," Dionysius of Alexandria
and Dionysius of Rome, in the middle of the third century. The bishop
of Alexandria uses the word indirectly, refering to it, but not adopting it
himself.'8 Bienert thinks that Dionysius of Rome had demanded that his
colleague accepted the word, because it was part of a valid decision on
doctrine, but the difficulty is that Dionysius of Rome never uses it him-
self. This is even more astonishing, when we consider that Athanasius
12 JORG ULRICH
Among the participantsof the council that we know by name there are
only six bishops from the Western part of the empire; these are Ossius of
Cordoba,27Vicentius and Victor as representativesof the bishop of Rome,
Silvester,28Markus from Calabria,29Caecilian of Carthage,30Domnus from
Pannonia31and Nikasius from Gaul.35Wolfgang Bienert thinks that there
were at least 100 bishops from the West present, because some Latin and
Syriac versions of the bishop lists say that the names of the Western par-
ticipantswere omittedon purpose.33 In addition,one can referto Constantine's
famous letter about the transferof the synod from Ancyra to Nicaea, where
the emperor gives the shorterjourney for the Western participants as one
of the reasons for his decision.34On the other hand, the function of the
note in the Latin and Syriac bishop lists on the omission of the names of
the Western bishops is clearly to explain the difference between the actual
number of participants listed and the legendary number of 318. It can
therefore hardly be taken as a serious source in support of the theory of
a broad Western participationin the council. Furthermore, Constantine's
letter fails to say, how manyWestern travellerswere involved. In addition,
the other reasons he gives for the transfer of the council are hardly sub-
stantial, for instance, he also mentions the better climatic conditions in
Nicaea compared to Ancyra. The real reason for the transferof the coun-
cil was probably that Nicaea was located in the immediate vicinity of the
emperor's residence in Nicomedia,35and that he would find it much eas-
ier to keep the proceedings of the council under his personal control if it
were to take place in Nicaea instead of Ancyra.
According to our sources, we have no reason to believe that the real
number of Western participants in the council was much larger than
the six bishops we actually know about. Western participation in the first
"oecumenical"council can therefore only have amounted to less than 5%
or at the maximum 10%.
The question is: how much did Ossius take part in the theological dis-
cussions on the Trinity in Nicaea and what was his own position on the
matter likely to have been? Athanasius clearly says that Ossius formulated
the Nicene creed,45but other sources do not seem to confirm this: Basil
of Caesarea says that Hermogenes of Caesarea in Cappadocia drew up
the creed,46and Eusebius tells us that the emperor himself was the per-
son who insertedthe "homoousios" into it.47As ChristopherStead has shown,48
it is, according to Eusebius'accounts, impossible to assume that Ossius was
responsible for the Nicene text, since Eusebius speaks obviously deroga-
tively about those who produced it,49 whereas he speaks very positively
about Ossius, whom he calls a "peacemaker"in Nicaea.50The fact that
Constantine was indeed very much in favour of the "homoousios" being
incorporated in the creed does not justify the conclusion that Ossius, the
emperor's court bishop, was responsible for it. It is well known, and Timothy
Barnes has recently emphasized it strongly,51 that Constantine himself was
very much interested in theological and philosophical questions. Eusebius
gives a brief account of Constantine'sideas on the "homoousios" in Nicaea,
but unfortunatelythe emperor only says what the word should not mean,
he gives no positive definition. Nevertheless, this short passage makes it
appear most likely that the emperor himself, not Ossius, was theologically
responsible for the inclusion of the term "homoousios" in the creed, as
Eusebius' account on the council of Nicaea puts it: "And such were the
theological remarks of our most wise and most religious emperor"52...
Even if we do not rate the theological abilities of Constantine as highly
as Barnes does, it still seems most unlikely that Constantine would rely
mainly on a Westerner like Ossius when he had to solve a theological
problem that merely concerned the bishops of the East.
After Nicaea, the West remained "blessedlyaloof from the bitter Arian
Controversy. Even the decisions of the Council of Nicaea, despite their
tremendous importance for the future of Christianity,barely caused a stir
in the West."59Ossius of Cordoba, for reasons we do not know,60left the
imperial court and went back to Spain. The controversy about the reha-
bilitation of Arius and the theologicaldebate between Eustathiusof Antioch
and Marcellus of Ancyra left no traces in the West.
The first time that Western theologians came in touch with the prob-
lems that had arisen from the Arian controversywas at the council of Rome
A.D. 340. Marcellus and Athanasiushad been deposed from their sees in
Ancyra and Alexandria, Marcellus for dogmatic reasons and Athanasius
NICAEA AND THE WEST 17
on grounds of conduct.6' Both had gone into exile in the West, and they
tried there to gain support for their positions. This was all the easier, since
the empire, after the death of Constantine in 337, had been divided into
three, and from 340 onwards into two parts, so that it was possible to gain
support from one emperor (Constansin the West) against the other (Con-
stantius in the East). Matters of politics, church politics and theology were
inextricably entangled.
Marcellus succeeded in convincing the synod of Rome, in which about
fifty bishops from Italy participated, that he was not guilty and therefore
orthodox. It has often been said that Marcellus deceived the council and
concealed his true, unorthodox views,62but this theory is unacceptable.
The declaration of faith that Marcellus gave in Rome is the only original
remaining text of his, and, for methodical reasons, any study of Marcellus'
theology has to start off with this text.63Moreover, recent studies have
shown that all the ideas in Marcellus' Roman text are quite in keeping
with what we know about him from other sources,64for example from his
opponent Eusebius.
Marcellus, in his Roman justification of his theological views,65first
argued against "those who teach that the Son is a different hypostasis,"
which presumably referred directly to Asterius and his supporters,66but,
in a more general way, aimed at all Eastern Origenists. He then quoted,
as proof for his orthodoxy, not the Nicene creed but one resembling the
Old Roman Creed, which by that time was the liturgical creed in Rome
and is the ancestor of our present Apostles' Creed. Finally, Marcellus gave
his own views on the issue of the Trinity and interpreted the relation
between God the Father and God the Son as "one substance"("miaousia/
This was in fact more than Nicaea had said. But Marcellus felt
hypostasis").
that Nicaea had not gone far enough in an anti-arian(and anti-origenistic)
direction, and he succeeded in Rome in giving the impressionthat his "mia
hypostasis"-terminologywas identical with what the fathers of Nicaea had
aimed at.
The bishop of Rome, Julius, after asking his presbytersVicentius and
Victor, the participants from Nicaea, found that Marcellus' views were
quite in accordance with the doctrine of the church, and the Roman synod
of 50 bishops agreed.67This means that the first official Western statement
in the trinitariancontroversywas an adoption of the ideas of Marcellus of
Ancyra as the correct and orthodox doctrine of the Trinity. The Roman
synod did not demand a subscription to the creed of Nicaea itself, which
was obviously not very well known in the Western parts of the Roman
18 JORG ULRICH
empire in 341, nor did anybody mention the "homoousios." Instead, they
accepted Marcellus' interpretationof the Trinity "as beingin accordance with
the theologyof Nicaea."68But what the Western theologians received in
A.D. 341 was in actual fact not the genuine Nicene theology, but Mar-
cellus' interpretationof it, which gave the Nicene declaration an empha-
sis on the unity of the Trinity that was even stronger than in the Nicene
creed itself.69
Of course we must ask why Marcellus'ideas were so successfulin Rome,
and any answer to this question firstly should look to the theology of
Tertullian that was still well-known in the West. Marcellus' views were in
some respects not too far away from Tertullian, particularly because
Tertullian had spoken of "unasubstantia" in his important work "Adversus
Praxean."70 "Unasubstantia" was still acknowledgedas orthodox in the West,
and Marcellus' "miaousia/hypostasis" was the precise equivalent to it.7' This
was a good reason for the synod of Rome to agree that Marcellus' ideas
were in accordance with the doctrine of the church. Nevertheless, there
were also important differences between Tertullian's and Marcellus' the-
ologies, especially since Marcellusdid not take up Tertullian's"distinctio per-
sonarum"72 and avoided talking about different "personae" in God the Father
and God the Son. Therefore, theological affinity between Marcellus and
Tertullian cannot be accepted as the only explanation for Marcellus' suc-
cess in the West. It secondly has to be said that Marcellus'polemic against
the origenistdoctrineof "threehypostaseis"as being Arian must have reminded
the Westerners of the heretic doctrine of "three substantiae" that as early
as the third century had been regarded as theologically gruesome in the
West.73Thirdly, we also have to recall the general ecclesiastico-politicalsit-
uation in A.D. 340 which, under the circumstancesof growing difficulties
between East and West, made it easy for an Eastern refugee to gain polit-
ical and also theological support in Rome.
had played no role in Nicaea at all. On the other hand, nowhere does
Phoebadius mention the Nicene "homoousios" or a Latin equivalent of it.
The summary of his "Contra Arrianos"reads as follows: "utfides catholica
confitetur,unamsubstantiamet duas docuitessepersonas."89This is the "una
substantia/(miahypotasis)"-theology of Serdica combined with Tertullian's
"distinctio
personarum."90 The brief tract clearly shows that in matters of the
Trinity Phoebadius was still a disciple of Tertullian and that he, as far
as the Arian controversywas concerned, regarded the theology he knew
from the texts of Serdica as being identical with what the fathersin Nicaea
had said.
Gregory of Elvira, in his first version of his "Defide orthodoxa," is also
influenced by the theology of Serdica and its strong emphasis on the unity
in the Godhead.91It is most interestingthat Gregory, after the orthodoxy
of the first version of his tract "Defide orthodoxa" had been put into ques-
tion (like the creed of Serdica-West,it was not far away from Sabellianism),
then put a Latin translationof the creed of Nicaea at the head of the sec-
ond version, in order to prove the orthodoxy of his revised text. This is,
to our knowledge, the first instance that a theologian from the Latin-speak-
ing West used the actual text of the Nicene creed as a proof for his ortho-
doxy in matters of the Trinity. Moreover, the little scene shows that by
the time of the second edition of "Defideorthodoxa" the text of the Nicene
creed itself must already to some extent have been known in the West,
otherwise it would not have made any sense to use it as a preface for a
revised tract on the Trinity. But the date of the second edition of Gregory's
"Defideorthodoxa" is about A.D. 364, almost forty years after Nicaea! And
yet, it was only the third mention of a Latin version of the Nicene creed
in the sources that have remained, after Hilary of Poitiers in 35792 and
Lucifer of Calaris in 358.93How little the Nicene creed of 325 was known
in the West until the end of the fifties is most clearly shown by a quo-
tation of the comparatively very learned bishop Hilary in his "Liberde
Synodis."He frankly says that before he was about to be sent into exile
(sc.: In A.D. 356!) he had never heard anything about the Nicene creed!94
According to all that we know, this statement can by no means be taken
as an exception, but rather as a reflection of the general theological situ-
ation in the West. As is well known, Hilary, in his exile in the East from
A.D. 356 onwards,95soon became better informed about the theological
implications of the Arian controversy and then became the most impor-
tant person to introduce the West to the theology of Nicaea-and to the
Nicene creed itself.
NICAEA AND THE WEST 21
NoTEs
' Theodor Zahn, MarcellusvonAncyra.Ein Beitragzur Geschichte der Theologie(Gotha 1867)
10-18.
2 A. von 2 (Darmstadt 1964 = 41909) 230-236.
Harnack, Lehrbuchder Dogmengeschichte
3J. Gummerus, Die homousianische Partei bis zum Tode des Konstantius(Leipzig 1900)
8-10.
4 F. Loofs, Das Nicanum,
fir K Muller (Tubingen 1922) 68-82.
Festgabe
5 G.
Kriiger, Das Dogma von der Dreieingkeitund Gottmenschheit (Tubingen 1905) 194.
6 On the attempts at establishing a connection between Latin "unasubstantia"(Tertul-
lian) and Greek "homousios" (Nicaea) cf. p. 5.
7 C. Stead, Divine Substance
(Oxford 1977) 250-255; id., Art. Homousios, Reallexikon fir
Antikeund Christentum 16 (1992) 400 f.
8 W. Bienert, Das vornicaenische homousios als Ausdruck der Rechtglaubigkeit, Zeit-
90 (1979) 151-175.
schrifftiir Kirchengeschichte
9 Edinburgh 1988, pp. 169-172. 198-202.
10 A.M.
Ritter, Dogma und Lehre in der Alten Kirche, Handbuchder Dogmen- und
Theologiegeschichte 1 (Gottingen 1982) 142; R.P.C. Hanson, op. cit., pp. 198. 517.
Ed. E. Kroyman/E. Evans (CChr.SL 2) 1159-1205.
2 Tertullian, Prax. 2,4.
3 Rufin, Or/g. Comm.in Rom.Praef,(FChr 2/1) p. 59.
14 Novatian, Trin. 27.
24
Athanasius, ep. Aft. 2.-Cf. M. Aubineau, Les 318 serviteurs d'Abraham (Gen.
XIV,14) et le nombre des Peres au Concile de Nicee (325), Revued'histoireecclisiastique
61 (1966) 5-43, and H. Chadwick, Les 318 Peres de Nicee, ibid., 808-811.
25 Patrum Vicaenorum Nomina, ed. Gelzer/Hilgenfeldt/Cuntz, Nachdruck mit einem
Vorwort von C. Markschies (Leipzig 1995) LXf.-Compare EOMIA I/1, ed. C.H.
Turner, 35-91.
26 For this date see T.D. Barnes, TheNew Empire Diocletianand Constantine
of (Cambridge,
Mass. 1982) 76.
27 Op. cit., no. 1 (= EOMIA, l.c., no. 1)
28 Op. cit., no. 1 (together with Ossius). (= EOMIA, I.c., no. 2).
29
Op. cit., no. 206. (= EOMIA, l.c., no. 205).
30 Op. cit. no. 208. (- EOMIA, I.c., no. 207).
31 Op. cit. no. 217. (= EOMIA, l.c., no. 215).
32 Op. cit., no. 218. (= EOMIA, l.c., no. 216).
33 Patrum Nicaenorum nomina, p. 57: Occidentalium ueronominaideo non sunt scripta,quia
nulla apud eos heresissuscipiofuit.
34
Athanasius,Werke III. Urkunden zum arianischen Streit, ed. H.G. Opitz, Urk. 20,
p. 42, 2 f.
35 Urk.
20, p. 42, 3 f.
36 Divine Substance(Oxford 1977) 250-254; Art. Homoousios, Reallexikon fir Antike und
Christentum16 (1992) 400-411.
37 Tertullian, Adv.Herm.44,3; Val. 12,5; 18,1; 37,2.
38 Hilarius, Coll.antiar.Pais.B II,10.
39
Augustinus, Conf. 8,2,3.
40 Marius Victorinus, Adv.Ar.II,10. 12.
41 C. Stead, Divine substance(Oxford 1977) 251.
42 90 (1979) p. 160: "Statistenrolle."
W. Bienert, op. cit., Zeitschinftir Kirchengeschichte
43 This is true also for Athanasius, who took part as the deacon of his bishop Alexan-
der.-A small note in a letter of the Eusebian bishops of Antioch, written 16 years after
Nicaea, shows how important that difference in rank was to be taken. The Eusebian
bishops defend themselves against the reproach of Arianism saying: "How should we
who are bishops follow a presbyter (sc.: Arius)?" (Socrates, hist.eccl.2,10).
44 On Ossius see Victor de Clercq, Ossius of Cordoba(Washington 1954). Some criti-
cism of De Clercqs views from A. Lippold, Bischof Ossius von Cordova und Konstantin
der GroBe, Zeitschrnftftr 92 (1981) 1-15, andJ. Ulrich, Einige Bemerkungen
Kirchengeschichte
zum angeblichen Exil des Ossius, ZeitschififtiirKirchengeschichte 105 (1994) 143-155.
45 Athanasius, Hist.Ar. 42,3.
46 Basilius Caes., Ep. 81.
47 Ep. Eusebiiad Caes. 7 (- Athanasius, Werke III, Urk. 22,7). Cf. Athanasius, Decr. 33;
Socrates, hist.eccl.1,8; Theodoret., histeccl. 1,12.
48Divine Substance(Oxford 1977) pp. 252 f.
49 Ep. Eusebiiad Caes. 7 (= Athanasius, Werke III, Urk. 22,7).
50 Eusebius Caes., De Vita Constantini 2,63.
51 T.D. Barnes, Constantine and Eusebius(Cambridge, Mass. 1981).
52 Ep. Eusebii ad Caes. 7 (= Athanasius, Werke III, Urk. 22,7). Translation according
to Athanasius, Select works and letters, NPNF 11/4 (Edinburgh 1987 [Reprint]), p. 75.
53 Marcellus of Ancyra, f. 81.
NICAEA AND THE WEST 23
54 R.P.C. Hanson, The Searchfor the ChristianDoctrineof God (Edinburgh 1988) pp.
200 f.
55 I do not
regard Athanasius' account as being correct that Ossius was sent into exile
to Sirmium and signed that creed only because he was forced to do so; some aspects
of Athanasius' own texts and the tendency in all the other sources make it very likely
that Ossius signed the creed of Sirmium voluntarily, because he wanted to contribute
to a peaceful solution; cf. J. Ulrich, Einige Bemerkungen zum angeblichen Exil des
Ossius, Zeitschrift 105 (1994) 143-155.
fir Kirchengeschichte
56 The homoean theology of the fifties of the fourth century was not entirely Arian,
because it at least said that the Son was like the Father, whereas a real "Neo"-Arian
(as, for example, Eunomius or Aetius) would have said unlike.
57 Athanasius, Apol.sec.36 f.; Hist.Ar. 16; 44,2-4.
58 Hilarius, De Syn. 11.
59 V. de
Clercq, Ossiusof Cordova(Washington 1954) p. 290.
60 One
might assume that Constantine came to see that if he were to stay in the East,
he would need a local expert as adviser, not a Westerner like Ossius.
61 For Athanasius see D.W.-H. Arold, TheEarlyEpiscopalCareerof Athanasiusof Alexandria,
(Notre Dame 1991) 143-173.
62 L.W. Barnard,
Pope Julius, Marcellus of Ancyra and the Council of Sardica. A
reconsideration, Recherchesde theologieancienneet nmdiival38 (1971) p. 74.
63 M. Tetz, Zum altromischen Bekenntnis. Ein Beitrag des Marcellus von Ankyra,
Zeitschrififiirdie neutestamentliche
Wissenschaft75 (1984) 107-127; M. Vinzent, Die Gegner
im Schreiben Markells an Julius von Rom, Zeitschriftfir Kirchengeschichte 105 (1994)
p. 287.
64 K. Seibt, Die Theologiedes MarkellvonAnyra (Berlin New York 1994) pp. 5 f. 8. 430.
Epiphanius, Adv. haereses72,2f. (GCS Epiphanius III, pp. 256-259) = Markell, r. 129
65
76 Critical text and German translation in: J. Ulrich, op. cit., pp. 51-59.
77 EOMIA 1/2, 644.
78 See the
following notes no. 79-82.
79 Concilia Galliae (CChr.SL 148, p. 26).
80 G.
Bardy, L'Occident et les documents de la controverse arienne, Recherchesde
sciencereligieuse20 (1940) p. 40.
81
B II,2,5.
Hil., Coll.antiar.Paris.
82
Mansi 3, 178.-See also T.D. Barnes, Athanasiusand Constantius(Cambridge, Mass.
1993) p. 262, no. 47 and V. de Clercq, op. cit., pp. 407 f.
83
Phoebadius, ContraArrianos,written in early 358 (CChr.SL 64, pp. 3-52).
84
Gregory of Elvira, De fide orthodoxa,first version written about 360, the second ver-
sion about 364 (CChr.SL 69, pp. 217-247).
85
Phoeb., C.Ar. 28,2 f.
86
SeeJ. Ulrich, op. cit., 159-194: Common ideas in Phoebadius' tract and in the West-
ern creed of Serdica: Both texts speak of equal eternity of God Father and Son; both
see the difference between them in their different names; both say that the idea of
different hypostaseis is from Arius (which, in fact, isn't quite true-it is Origen's) and
that it tends to split up Father and Son; both authors argue against the "arian snakes"
Valens and Ursacius.
87 From Hilarius' Liber against Valens et Ursacius = Hilarius, Coll. antiariana Parisana
B 2,10, which had been sent from Hilarius' exile in the east to Gaul in early A.D. 357.
88
Phoeb., C.Ar. 6,3.
89
Phoeb., CAr. 14,3.
90
Tert., Adv.Prax.6,1; 7,5; 11,10; 12,4; 13,5; 21,5.
9' See J. Ulrich, op. cit., 195-216: Like the Western creed of Serdica, Gregory speaks
of the difference in name between God Father and Son, emphazises the "unitatemsub-
stantiae"(Fid.orth.5), regards the term "unius substantiae" as Nicene (in fact he trans-
lates the Greek "homoousios" in the Nicene creed with "uniussubstantiae")and cites the
same arsenal of objections against his opponents as the creed of Serdica had done.
92
Hilarius, Collantiar.Paris.B II,10 and De Syn. 84.
93 Lucifer of Calaris, De nonparc. 18.-For the earliest Latin translations of the Nicene
creed see G.L. Dossetti, II simbolodi Viceae di Constantinopoli (Rome 1967) pp. 91 f.
94
Hilarius, De Syn. 91.-During his exile, however, he got in touch with theologians
from the East, especially with the Homoiousians, and then was perfectly ready to see
them as defenders of (the Nicene) orthodoxy. In his Liberde Synodisseu Fide Orientalium
he tries to convince his Western colleagues in Gaul of this view.
95 See R. Williams, Reassessment of the Early Career and Exile of Hilary of Poitiers,
96047 Bamberg,Weide 3