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CARP-11708; No. of Pages 11 ARTICLE IN PRESS


Carbohydrate Polymers xxx (2016) xxx–xxx

Contents lists available at ScienceDirect

Carbohydrate Polymers
journal homepage: www.elsevier.com/locate/carbpol

Review

A review of the chemical modification techniques of starch


Nonhlanhla Masina, Yahya E. Choonara, Pradeep Kumar, Lisa C. du Toit,
Mershen Govender, Sunaina Indermun, Viness Pillay ∗
Wits Advanced Drug Delivery Platform Research Unit, Department of Pharmacy and Pharmacology, School of Therapeutic Sciences, Faculty of Health
Sciences, University of the Witwatersrand, Johannesburg, 7 York Road, Parktown, 2193, South Africa

a r t i c l e i n f o a b s t r a c t

Article history: Starch is a naturally occurring storage copolymer with unique physicochemical properties. There are,
Received 7 June 2016 however, some key structural properties of starch that can be modified in order to functionalize the
Received in revised form copolymer to meet specific requirements. Specifically, the chemical modification of starch provides a
21 September 2016
variety of physicochemical benefits, some of which have been used previously to functionalize preformed
Accepted 22 September 2016
drug delivery systems. Of the three main chemical modification methods reviewed (namely: oxidation,
Available online xxx
esterification and etherification), surface chemical oxidation introduces more pertinent physicochem-
ical properties that increase overall drug delivery system efficacy and applicability. Surface oxidation
Keywords:
Starch
evidently is the more preferable chemical modification method of pre-formed starch particles and has
Chemical modification the greatest potential for further development when compared to the other reviewed chemical modifi-
Carbohydrate functionalization cation methods. The use of modified starch in clinical trials as well as the potential future implications
Drug delivery of these systems is also included in this review.
Delivery system design © 2016 Elsevier Ltd. All rights reserved.
Physiochemical properties

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2. Chemical modification of starch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.1. Starch oxidation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.1.1. Physicochemical properties of oxidized starch derivatives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.1.2. Application of oxidative methods in preformed starch-based drug delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.2. Starch esterification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.2.1. Physicochemical properties of derivatives yielded from esterification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.2.2. Esterification in drug delivery applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.2.3. Esterification of preformed drug delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.3. Aryl esterification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.4. Etherification methodology and resultant properties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.5. Carboxymethylation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .00
2.5.1. Physiochemical properties of carboxymethyl starch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.5.2. Carboxymethylation in drug delivery and applicability to pre-formed systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.6. Hydroxypropylation methodology and reaction conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.6.1. Physicochemical properties of hydroxypropyl starch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.6.2. Hydroxypropylation in drug delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.6.3. Hydroxypropylation applicability to pre-formed drug delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.7. Hydroxyethylation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.7.1. Hydroxyethylation in drug delivery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2.7.2. Hydroxyethylation applicability to preformed drug delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

∗ Corresponding author.
E-mail address: viness.pillay@wits.ac.za (V. Pillay).

http://dx.doi.org/10.1016/j.carbpol.2016.09.094
0144-8617/© 2016 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Masina, N., et al. A review of the chemical modification techniques of starch. Carbohydrate Polymers
(2016), http://dx.doi.org/10.1016/j.carbpol.2016.09.094
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2.8. Current advances in drug delivery using starch-based delivery systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00


2.9. Clinical potential of modified starch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

1. Introduction pharmaceutical applications (Jamzad, Tutunji, & Fassihi, 2005). The


three available hydroxyl groups (at position: C2, C3 and C6) can
Traditionally, in oral delivery systems, excipients have been be chemically modified through esterification, etherification and
viewed as inert substances that function, amongst others, as oxidation (Khan & Ahmad, 2013). The degree of modification of
binders, disintegrants, adhesives and sweeteners. However, in the the three available groups typically varies with the genetic origin
past decade there has been a greater focus on the effects of excip- of the starch and the reaction conditions (Pu et al., 2011). Such
ients and the potential reduction of synthetic and chemical-grade modifications in native starch alter the gelatinization, swelling,
agents within pharmaceutical formulation to increase patient com- solubility properties, pasting and retrogradation characteristics
pliance, and in some cases, the biocompatibility and efficiency of (Tharanathan, 2005). These newly formed properties therefore
formulations (Averous, 2013; Singh, Kaur, & McCarthy, 2007). Stud- allows for the modified starch matrices to be functionalized for
ies have shown that excipients can in fact influence the rate and pharmaceutical applications with more appreciable physicochem-
extent of drug release, in turn affecting the efficiency of the sys- ical and biodegradation properties when compared to its native
tem and the absorption of the active. There is thus a great trend form. This article therefore reviews the chemical modification
toward the use of natural excipients that are sometimes referred methods utilized in the preparation and synthesis of modified
to as “herbal excipients” (Ražem & Katušin-Ražem, 2008). starch co-polymers with emphasis given to their applications in
The view that excipients are inert and have no effect on formu- drug delivery system design and formulation, which has not been
lation performance has therefore changed and it is now recognized notably reviewed previously.
that they have a significant influence on the efficacy of the delivery
system. Furthermore, there is a continued focus on natural versus 2. Chemical modification of starch
synthetic excipients in formulation design. A large proportion of the
excipients used are natural polymers because of their biocompati- Chemical reagents used for starch modification can be clas-
ble nature, inexpensiveness and accessibility. This class of polymers sified as a monofunctional or bi-functional reagents based on
is generally highly stable, hydrophilic and gel forming (Beneke, their chemical properties (Wolf, Bauer, & Fahey, 1999). Mono-
Viljoen, & Hamman, 2009). Within this class of polymers, starch functional reagents provide a non-ionic, cationic, hydrophobic or
is the most abundant storage polymer, found in a variety of plant covalently reactive substituent group (Sui & BeMiller, 2013). Such
organs and is widely explored in the pharmaceutical and other modifications generally alter the gelatinization and pasting prop-
industries. This co-polymer consists of two macromolecular com- erties of starch, resulting in a more stabilized starch derivative in
plexes: amylose and amylopectin, the proportions of which vary which associations between amylose and amylopectin are blocked
with botanical origin (Dimantov, Greenberg, Kesselman, & Shimoni, (Jeon, Viswanathan, & Gross, 1999). A common example of a
2004). Amylose, a linear polysaccharide of glucose units linked modification method that uses monofunctional reagents is hydrox-
through ␣-1-4 glycosidic bonds, on average accounts for 20–30% ypropylation, an etherification modification method (Pal et al.,
of starch composition (Dimantov et al., 2004). Amylopectin, the 2002). Bi-functional reagents allow for crosslinking of polymers
more branched macromolecular component, has additional ␣-1-6 since they can react with more than one hydroxyl group and can
links and accounts for 70–80% of starch composition (Tharanathan, thus reinforce starch granules (Tharanathan, 2005; Wang & Wang,
2005). 2003). Common crosslinking agents such as tri-meta-phosphates
The pharmaceutical application of starch and other polymers and phosphoryl chlorides can also stabilize starch by modifying its
in drug delivery is mostly applicable in the matrix-assisted sys- swellability, solubility and mobility (Xiao, 2012). In the past few
tem approach. In this approach, a drug is dispersed in a porous years there has been great focus on the chemical modification of
matrix network that is either swellable and/or non-swellable and starch with a variety of different starch molecules synthesized, each
is released in response to stimuli such as pH, charge or enzymatic with its own chemical properties and functionality. There are very
reaction (Huang & Brazel, 2001). The primary objective of such few methods applicable to preformed starch particles as most reac-
systems are the provision of controlled drug release mechanisms tions require the sample to be in solution or a slurry (Anwunobi &
that reduce oscillations of drug concentrations in the blood, thus Emeje, 2013) and the reagents tend to be too harsh for applica-
maintaining drug plasma concentrations within an optimal range tion in preformed particles (Chakraborty, Sahoo, Teraoka, Miller, &
required for therapeutic action (Huang & Brazel, 2001; Nabais et al., Gross, 2005). The three main chemical modifications for starch and
2007). This both maximizes the efficacy of the drug and reduces their variations are summarized in Fig. 2.
dosage related side effects in some formulations (Pal, Singhal, &
Kulkarni, 2002). 2.1. Starch oxidation
In order to maximize the application of starch in drug delivery
and other industries, the physiochemical and physicomechanical Oxidized starches have been shown to have improved physio-
properties can be tailored to fit the required properties of the pro- chemical properties such as film formation and adhesivity in some
duced system. There are four basic types of starch modifications, formulations, promoting a controlled release of active agents in
namely; chemical, physical, enzymatic and genetic, all of which drug delivery systems (Onofre, Wang, & Mauromoustakos, 2009).
target the three available hydroxyl groups of the starch co-polymer The starch derivative is typically produced by reacting starch slurry
(Fig. 1). Chemical modification is the most widely explored modi- with an oxidizing agent under controlled temperature and pH
fication method due to the non-destructive nature of a select few (Yaacob, 2011). During the oxidative process, the three available
of the processes and potential increases in the functionality of the hydroxyl groups are targeted for oxidation to yield new starch
modified starch. Modification thus enables enhancement and/or derivatives. The nature and properties of the oxidized starch deriva-
introduction of key properties that may be required for specific tive is dependent on the nature of the oxidative method and

Please cite this article in press as: Masina, N., et al. A review of the chemical modification techniques of starch. Carbohydrate Polymers
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Fig. 1. Starch co-polymer chain with amylase and amylopectin component.

Fig. 2. Schematic summarizing the classical chemical methods for starch modification.

reagents utilized, resulting in improved physicochemical proper- which the release of the active agent is controlled or sustained over
ties of the native starch particles (Sangseethong, Termvejsayanon, a specified period with predictable release kinetics (Beneke et al.,
& Sriroth, 2010). This results in various alterations to the molec- 2009). This reduces the frequencies of dosing, increases patient
ular structure of starch that functionalizes the co-polymer to the compliance and allows for the production of superior systems.
required properties for the derivative and a more efficient applica- Improved viscosity and altered thermal properties due to oxida-
tion in drug delivery. tion furthermore has implications on the swellability properties of
Physicochemical properties of the oxidized derivatives gener- the starch derivative affecting the water uptake ability, rendering
ally include reduced viscosity, high clarity and low temperature derivatives ideal for applications in most oral formulations such
stability resulting in greater applications in the food, biotech- as hydrogels, tablets and various other devices (Kittipongpatana
nology and pharmaceutical industries (Singh et al., 2007). The & Kittipongpatana, 2013; Nabais et al., 2007; Onofre, Wang, &
surface morphology of the oxidized starch matrices is also variable, Mauromoustakos, 2009; Shalviri, Liu, Abdekhodaie, & Wu, 2010).
dependent largely on the chemical reaction time (Sangseethong, Chemical oxidation of starch is typically targeted at the three
Termvejsayanon, & Sriroth, 2010). Particularly in biotechnology available hydroxyl groups which can be substituted through oxida-
and pharmaceutical applications, modifications of viscosity and tive and/or substitutive mechanisms which typically involve a
thermal stability have greater implications and functionalization series of reactions (Balakrishnan & Jayakrishnan, 2005; Li et al.,
potential. Modification of surface morphology also has a significant 2011). One such example includes the introduction of aldehyde
effect on matrix functionalization as changes in this property can groups to native starch particles where there is a series of at least
result in the controlled biodegradation of the starch matrix. This two reactions that occur (Gao, Liu, Chen, Jin, & Chen, 2009). The first
is of increased significance in polymeric drug delivery systems in reaction is the oxidation of hydroxyl groups to carbonyl or carboxyl

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groups, which is followed by the depolarisation of chains by cleav- are different propositions in regard to which mechanisms pre-
ing the ␣-(1–4) links between the glucopyronose units (Zhang, Liu, sides over the other. However, the rate and efficacy is largely
Wang, & Gao, 2011; Zhang, Wang, Zhao, & Wang, 2012). Depolar- affected by reaction conditions such as the reactive group on the
ization can thus be correlated to oxidation efficiency, which can targeted polymer, the concentration of KMnO4 and the pH, like
be affected by a number of factors including the nature of the reac- most chemical reactions (Pashkuleva et al., 2005). In addition, the
tion and reagents used, starch molecular structure and organization introduction of the di-ketones introduces the possibility of hydro-
(Kuakpetoon & Wang, 2001). gen bond formation within the polymer. The radical formation
allows for grafting of polymers and a potential of self-crosslinking
2.1.1. Physicochemical properties of oxidized starch derivatives of modified starches (Liu & Sun, 2008). Although FTIR data from
There are two possible products from the oxidative process with Pashkuleva et al. (2005) was not significantly different, they did
distinguishable physiochemical properties. One potential outcome show increased intensities around 1700 cm−1 implying an increase
is the formation of carboxyl groups which has been reported to in the C O proportions. Furthermore, surface interaction for the
increase the hydrophilic nature of resultant starch derivatives in osteoblast-like cells showed enhanced surface interactions, which
some studies (Rinaudo, 2010; Zhang et al., 2011). The increased are governed by calcium-oxygen bonds. The modified films also
hydrophilic property correlates to reduced linearity of the molecule showed and increased polar dispersity, which is correlative to an
and/or introducing an anionic charge that limits retrogradation increased hydrophobicity with great potential in the treatment of
and improves water solubility (Tharanathan, 2005). Furthermore, bone fractures and other bone injuries. The non-invasive nature of
the increased hydrophilic nature of carbonyl-starch allows some- the modification system renders it a potential method in the chem-
what tailored applications in matrix drug delivery systems that are ical oxidation of other preformed starch-based delivery systems,
required to swell and control the release of active agents in oral sys- such as nanoparticles, starch granules and grains, without loss of
tems and the improve the delivery of poorly water soluble drugs or structural integrity or requirement to be in a solution or slurry.
actives i.e. enzymes and hormones (Li et al., 2011; Mahkam, 2010; Similar to KMnO4 , hypochlorite is also a strong oxidizing agent.
Vieira, Ferreira, Coelho, & Gil, 2008). Whilst, hypochlorite is not always a preferred reagent, as it results
In addition, the introduction of dialdehydes can increase inter- in the production of high salt and chloride by-products, the method
actions with other biological macromolecules such as proteins is largely employed in the industrial production of oxidized starch
due to potential reactions with amino and imino groups (Alves (Kuakpetoon & Wang, 2001; Pashkuleva et al., 2005). One of the
et al., 2007; Xiao, 2012; Zhang et al., 2011). This distinct property most widely explored uses of hypochlorite oxidation is its inert
of dialdehyde-starch derivatives renders them good candidates capability to target the amorphous starch polymer regions, which
for application in biotechnology for enzyme immobilization and is largely the amylopectin portion of starch (Marinich, Ferrero, &
in delivery of macromolecules used in disease treatment (Fang Jiménez-Castellanos, 2009). Physiochemical properties of deriva-
et al., 2008). These derivatives can also form hemiceacetyls/acetyls tives from hypochlorite oxidation vary based on the pH of the
crosslinked derivatives that can yield reinforced systems with con- reaction i.e. under acidic conditions, carbonyl groups are produced
trollable swellability such as bioplastics and hydrogels (Singh et al., in larger quantities (Sánchez-Rivera et al., 2005; Sangseethong
2007). Various reagents can be used in the chemical oxidation et al., 2010), whereas in more alkaline conditions, carboxyl deriva-
of starch but the most frequently used include; permanganate, tives, which have greater commercial use, are produced in larger
nitrogen dioxide, sodium hypochlorite, periodate and chromic acid quantities (Sangseethong et al., 2010). The mechanism of hypochlo-
(Balakrishnan & Jayakrishnan, 2005). Unlike common oxidizing rite oxidation and the nature of derivatives are fairly similar to that
agents NaIO4 is selective in its reaction and only targets the C2- of KMnO4 /HNO3 reaction, in that it also involves a series of two
C3 glycosidic link thus enabling the oxidation method to occur at reactions which can be altered such that one reaction presides over
a specific site (Rinaudo, 2010). Potassium permanganate (KMnO4 ) the other for the required derivative to be produced (Pashkuleva
is a strong oxidizing agent and a classic example of a commonly et al., 2005).
used oxidation method with great potential for applications in pre-
formed starch-based systems. The strong oxidant is normally used 2.1.2. Application of oxidative methods in preformed
in conjunction with a reducing agent such as nitric acid (HNO3 ) starch-based drug delivery systems
for an oxido-reductive starch modification system (Pashkuleva, Production of an anionic starch derivative such as carboxyl-
Marques, Vaz, & Reis, 2005). The KMnO4 /HNO3 system is a widely starch from a hypochlorite chemical oxidation method largely
explored combination, frequently used as an initiator for graft poly- functionalizes the co-polymer, enabling chemical reactions with
merization of some vinyl monomers onto starch cellulose and other other macromolecules such as cationic amino acids (Sangseethong
polymers. et al., 2010). In the study undertaken by Huang et al. (2013) nat-
Work by Pashkuleva et al. (2005) showed surface modifica- tokinase (NK) starch-based nanospheres targeted for thrombolytic
tion in three starch based films without monomers. This particular disease treatment were investigated. This study reported a high
study produced derivatives that showed increased adhesion of drug entrapment efficiency, which can prove to be a challenge in
osteoblast-like cells to biomaterials, such as starch, further showing drug delivery system design (Fig. 4). The anionic starch analyzed in
the application of starch in tissue engineering scaffolds (Pashkuleva the study made for a more efficient active entrapment as NK has a
et al., 2005). This is one of very few studies that explored the net positive charge, typical for kinases, in which the NK entrapment
use of the KMnO4 oxidation method without any application of efficiency was enhanced due to weak ionic interactions.
a monomer treatment. In this case, the KMnO4 /HNO3 modification Oxidized starch derivatives also allow for the conjugation and
system was shown to be non-invasive and increased the hydropho- crosslinking of starch with other polymers due to the reactiv-
bic nature of pre-formed starch-based systems. Interestingly, this ity of the resultant groups such as dialdehydes and ketones. This
study produced derivative films that were more hydrophilic and has recently been employed in the formulation of an oxidized-
showed increased attachments of osteoblast-like cells when com- starch-chitosan hydrogel (Baran, Mano, & Reis, 2004). Key property
pared to unmodified/native-starch films. analyses from hydrogel studies further confirmed the reduced
There are two possible proposed reaction mechanisms for viscosity of oxidized starch derivatives as the swellability of the
the KMnO4 /HNO3 system (Fig. 3), one yielding di-ketones and hydrogel increased with increased oxidized starch (Sangseethong
the other, starch active radicals (Sánchez-Rivera, García-Suárez, et al., 2010; Xiao, 2012). Properties of these hydrogels high-
Velázquez del Valle, Gutierrez-Meraz, & Bello-Pérez, 2005). There lighted though one of the main disadvantages of chemical oxidation

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Fig. 3. (a) Starch modification through the conversion of hydroxyl groups to aldehyde groups and (b) starch oxidation mechanism that yields starch radical (StO) (reproduced
with permission from Pashkuleva et al., 2005).

Fig. 4. Thrombolytic behaviors of anionic starch nanosphere [(A) 24 h; (B) 60 h. 䊏: NP-loaded NK; 䊉: free NK; : OS-loaded NK; : saline] (reproduced with permission from
Huang et al., 2013).

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of starch, as the tensile strength was reported to decline with 2.2.2. Esterification in drug delivery applications
increased oxidized starch percentage. Acetylated starch (AS) has shown sustained drug release in some
polymeric systems due to the increase in swellability and decreased
enzyme sensitivity during gastrointestinal digestion (Shirwaikar,
Prabu, Lakshmana, & Kumar, 2008). In some cases, AS has also been
2.2. Starch esterification
linked to improved biovalabity of macromolecular treatments like
insulin (Minimol, Paul, & Sharma, 2013). The increased C O pro-
Esterification of starch involves the conversion of the three
portions assist in site-directed drug delivery because the carboxyl
available hydroxyl groups to alkyl or aryl derivatives. This modi-
group has a high affinity for amino groups and will thus be attracted
fication typically alters the retrogradation properties of starch and
to sites which have amino containing ligands as well as increased
translates to limited intra-amylase chain interactions, as well as
interactions with lysine (Tuovinen et al., 2004). To test for con-
interactions with the outer amylopectin chains (Jeon et al., 1999).
trolled drug release from starch acetates (Fig. 5), it was shown that
There are various methods that fall into this category, the most
acetylation of potato starch films and microparticles have a much
common and basic being acetylation, which is widely used in the
more retarded drug release profile when compared with native
food, biotechnology and textile industries (Horchani, Chabouni,
starch (Tuovinen et al., 2004).
Gargouri, & Sayari, 2010). There are three types of acetylated
starches; each based on the degree of substitution (DS) i.e. low,
2.2.3. Esterification of preformed drug delivery systems
medium and high DS starch. Low DS starch is the most common
Classical acetylation has been investigated utilizing preformed
type of acetylated starch, with DS values between 0.01 and 0.2 DS
systems such as granules, nanoparticles and microparticles. In most
and is cold water-soluble (Elomaa, 2004). Low DS starch acetates
cases the surface is not altered to a great degree especially for
are commonly produced by using acetic anhydride as a reactant
starch granules (Raatikainen et al., 2002). However, in some cases
and an alkaline, typically sodium hydroxide, as the catalyst (Paulos
chemical acetylation requires the use of organic solvents and is
et al., 2016). The native starch is activated with the alkaline to form
overall more costly, with results that are not always reproducible.
an alkoxide, a more reactive starch derivative that reacts with the
There is however, continued interest in the use of biocatalysts as
hydroxide (OH− ) to form an acetylated derivative (Tharanathan,
a means of acetylation; this methodology not only has the poten-
2005). Medium DS starch has DS values between 0.3 and 0.1 and is
tial of solvent free acetylation, but also has region-specificity and
generally water-soluble but not to the extent of the low DS starches
sterio-specificity due to the nature of enzyme activity (Chakraborty
(Pu et al., 2011). The high DS starches (2–3) are not water-soluble
et al., 2005). Utilization of these biocatalysts thus increases acetyla-
but are soluble in organic solvents. The efficiency and extent of
tion efficiency and tend to be more cost effective and reusable. The
acetylation depend on the ultrastructure of the starch type which
enzymes commonly utilized for his type of modifications are lipases
varies with botanical origin and the specific reaction conditions
and proteases which catalyze the esterification of starch with var-
(Singh et al., 2007). In most cases high DS is observed in low amy-
ious organic acids that are selected based on the physicochemical
lose starches because acetylation has been shown to occur in the
properties targeted (Horchani et al., 2010). The resulting derivatives
amorphous regions and because there is less hindrances with low
tend to be hydrophobic and are widely used as thermoplastics (Simi
amylopectin branches for the C O incorporation (Tuovinen et al.,
& Abraham, 2007). To achieve a region-selective enzyme catalyzed
2004).
esterification, Chakraborty et al. (2005) used a lipase enzyme to cat-
alyze the esterification of vinyl stearate onto the starch molecule.
The enzyme was incorporated in a reverse micelle using an anionic
2.2.1. Physicochemical properties of derivatives yielded from surfactant, aerosol-OT (AOT). The AOT forms a thermodynamic
esterification water droplet surrounded by a surfactant monolayer in oil. The
The acetyl group (COCH3 ) is much larger in size with more enzyme is thus able to collide with the substrate in a non-polar
expansive electron clouds when compared to OH− . As a result, environment, yet still shows optimum activity (Chakraborty et al.,
individual chains repel each other due to steric hindrance as the 2005). The rate of such reaction can easily be controlled through
modified starch derivatives attempt to exist in the lowest, more sta- enzyme concentration and the temperature (Najafi et al., 2016) of
ble, energy state (Wiberg & Rablen, 1993). The repulsion between reacting apparatus and thus tends to have a higher efficiency and
the chains not only increases the swelling capability of starch as reproducibility. In a similar study, Horchani et al. (2010) modified
water uptake is increased, but also enhances amylose leaching, thus starch surface with oleic acid. Although the acids for the studies dif-
increasing starch solubility (Muljana et al., 2010). The extent to fered, in both cases hydrophobicity was increased, the sensitivity
which swellability is increased depends on the nature of starch towards amylase decreased and it was reported to show com-
and the DS (Angellier, Molina-boisseau, Belgacem, & Dufresne, plete resistance to amylase (Horchani et al., 2010). Esterification
2005). Furthermore, the substitution of the hydroxyl groups with using lipase enzymes generally results in a decreased hydrophilic
larger substituent groups show reduced retrogradation, transi- character, which in some cases is one of the limitations of native
tion temperatures and gelatinization temperatures (Paulos et al., starch. Furthermore, the reduced swelling also implies an increased
2016). Structural morphology is also altered by acetylation to vary- retention time for oral starch-based delivery systems, prolonging
ing extents for different starches and thus so is DS (Raatikainen, the residence time of the system in the stomach (Amass, Amass,
Korhonen, Peltonen, & Parone, 2002). In some cases, minor surface & Tighe, 1998). This is highly applicable for drugs that have nar-
alteration is observed where starch acetate surfaces are rougher row absorption windows and low pH stability, as it constitutes a
and tend to aggregate (Muljana, Picchioni, Heeres, & Janssen, 2010). more controlled drug delivery system. The resistance to the amy-
Surface gelatinization could possibly occur due to the presence lase enzyme also contributes to the potentially increased residence
of bases such as NaOH required for acetylation reactions (Singh time.
et al., 2007). Furthermore, a physical change in the native molecular
structure has implications in the natural degradability of the starch 2.3. Aryl esterification
derivative. This resultant resistant property renders the derivatives
highly useful in sustained release formulations, with a controlled Similar to the lipase catalyzed esterification methods, the addi-
biodegradation, as it can increase GIT residence time for some oral tion of an aryl group also increases the hydrophobicity (Minimol
formulations (Beneke et al., 2009; Pu et al., 2011). et al., 2013) of starch and thus increases the interactions with

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Fig. 5. The release of drugs from starch-acetate DS 1.9 films in (a) PBS pH 7.4 without ␣-amylase and (b) PBS pH 7.4 with ␣-amylase (20 U/mg of polymer) (Reproduced with
permission from Tuovinen et al., 2004). The retarded drug release has also been observed in tableting, in which the use of acetylated starch showed decreased drug release
due to reduced wettability of the tablet (Chen et al., 2010). Acetylated starches furthermore shows greater amylase degradation thus are applicable when targeting delivery
systems to the colon, where the starch acetates are hydrolyzed by esterase enzymes (Ahmad, Tester, Corbett, & Karkalas, 2006; Pu et al., 2011)..

non-polar polymers. To enhance starch application, some modi- dency of starch re-crystallization (Chen & Wang, 2006). This in
fications employ mechanisms that introduce an aryl to the surface turn decreases heat and bacterial sensitivity due to steric hin-
of preformed starch based systems. In a study by Angellier et al. drances. The carboxymethyl group also introduces the possibility of
(2005), the surface of waxy maize starch was modified by the increased pH responsiveness, rendering the derived polymer excel-
addition of alkenyl succinic anhydride and phenyl isocyanate lent for controlled drug delivery application (Lee et al., 2010). The
without altering the morphology and crystallinity of the formed solubility properties are also altered as the hydrophobic character
nanocrystals (Angellier et al., 2005). Other studies used oxazoline is increased, due to an increase in crosslinking potential, accompa-
maleate and obtained similar results (Kosan, Meister, Liebert, & nied by reduced swelling properties (Chen & Wang, 2006). Other
Heinze, 2006). This modification mechanism has also been suc- biotechnological applications of carboxymethyl starch include the
cessful in the derivation of thermoplastics (Carvalho, Curvelo, & extraction of toxic metals due to the increased cation exchange
Gandini, 2005). Unlike acetylation, the swelling properties will capacity introduced by the carboxyl group, which increases with
not be enhanced, yet interactions with non-polar polymers used DS (Kim & Lim, 1999). Although carboxymethyl starch is used in
as matrixes for composite material are possible. This is a more numerous delivery systems, due its pH sensitivity and crosslinking
promising method of esterification, which involves chemical graft- potential, it is not that widely used in surface modification of pre-
ing (Namazi & Dadkhah, 2010). formed systems, due to the bulky carboxymethyl group that would
destruct/deform such structures. Furthermore, the methodology in
2.4. Etherification methodology and resultant properties which carboxymethyl starch is derived alters the morphology of
native starch particles.
Esterification is a modification method in which the hydroxyl
groups are substituted with carboxymethyl, hydroxypropyl, and/or
2.5.2. Carboxymethylation in drug delivery and applicability to
hydroxyethyl group through the formation of an ether link (R-
pre-formed systems
OR). Although the etherification methodology may vary, they
CM starch has been widely explored as a disintegrant due to
typically require an alkaline catalyst to initiate the chemical sub-
the pH responsiveness imparted by the carboxymethyl group. In a
stitutions; where sodium hydroxide is commonly used (Heinze,
gastric medium, carboxymethyl starch has been proven to improve
Liebert, Heinze, & Schwikal, 2004).
tablet stability through dimerization and hydrogen bond formation,
resulting in retarded disintegration, providing a controlled, and in
2.5. Carboxymethylation some cases a sustained, drug release profile (Mulhbacher, Ispas-
Szabo, & Mateescu, 2004). In a more neutral pH, CM starch has been
One of the most common methods of etherification is car- proven to have a positive swelling effect on polymers in matrices.
boxymethylation (CM), preferred due to its simplicity and The carboxymethyl group facilitates a proton exchange as it can
rapidness. CM is an etherification process that substitutes hydroxyl function as a zwitterion (Assaad, Wang, Zhu, & Mateescu, 2011).
groups with anionic carboxymethyl groups which are less polar Notably formulations that are swellable have been largely explored
(Lawal et al., 2009). CM improves hydrophilicity, thus facilitat- in drug delivery, especially in the oral formulation design field as
ing water absorbance. Increased water absorbance has significant they may be modified to show some gastro-retentive properties,
implications in drug delivery system development, particularly in allowing for the development of more superior products (Assaad
the matrix assisted approach (Massicotte, Baille, & Mateescu, 2008). & Mateescu, 2010). CM starch has also been widely explored for
CM is derived from native starch that goes through a two-step application in various hydrogel applications as it provides an added
reaction, in which an activated starch complex (commonly acti- advantage for sustained release due to poly-anionic behavior that
vated with NaOH) is reacted with monochloroacetic acid or its salt imparts swellability properties (Assaad & Mateescu, 2010). Other
derivative via the Williamson ether synthesis, yielding a CM starch novel applications of CM starch include CM derived using dextran
derivative (Heinze et al., 2004). sulphate in the site-specific delivery of reactive oxygen species in
carcinogen treatment regiments (Saboktakn et al., 2010). Due to
2.5.1. Physiochemical properties of carboxymethyl starch the harsh chemical treatment required with a strong alkali, based
The carboxymethyl group is bulkier with a larger electron on the Williamson’s ether synthesis, chemical carboxymethylation
cloud than the OH− of native starch and thus reduces the ten- has not been typically preferred for surface in the modification of

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Table 1
Summary of surface chemical modification systems modified via carboxymethylation of granular starch.

Starch source Carboxymethylationmedium Water (%wt) DS RE References

Corn Isopropyl alcohol 24 0.53 0.3 Jingwu, Dongali, Yuquan, Xiaohong, & Dahua (1993)
Potato Isopropyl alcohol 12 0.9 N/A Jingwu et al. (1993)
Amaranth Isopropyl alcohol 10 0.24 0.11 Heinze et al. (2004)

DS: Degree of Substitution, %wt: percentage weight per unit-volume and RE: Reaction Efficiency (%monomer bonded to starch).

preformed starch particles in drug delivery (Besheer et al., 2007; of amylase resistance and thus aided in targeting the particles for
Doan, Hong, Duy, Duoc, & Dieu, 2012). However, there have been colon specific drug delivery (Zhang et al., 2012).
studies that have explored the use of various organic solvents to
help maintain structural integrity of starch derivatives (Table 1).
Although these have not yet been explored within drug delivery, 2.6.3. Hydroxypropylation applicability to pre-formed drug
they however have potential for application of surface application delivery systems
of both micro and nano-structures. It is generally accepted that HPS derivatives are much more sta-
ble when compared to native starch. However, the harsh reaction
2.6. Hydroxypropylation methodology and reaction conditions conditions required in HPS methods have not yet been applied
to pre-formed systems or any starch granules, as the structural
Another common etherification method for starch is hydrox- integrity for systems will not be preserved.
ypropylation, which is derived through treatment of starch with
propylene oxide in the presence of a strong alkaline catalyst (Singh
2.7. Hydroxyethylation
et al., 2007). A reaction typically requires starch to be in slurry and is
carried out at temperatures of 40 ◦ C. The hydroxyl groups are sub-
Similar to the aforementioned modification systems, hydrox-
stituted, through a nucleophilic substitution reaction mechanism,
yethylation (HES) also targets the three available hydroxyl groups
with hydroxypropyl groups. The resulting hydroxypropyl starch
for substitution with hydroxyethyl groups in a mechanism that is
(HPS) derivatives are physicochemically similar to those of the car-
very similar to that detailed for starch oxidation (Chen et al., 2010).
boxymethylation method; however, the hydroxypropyl group is
The derivative is produced using ethylene oxide in a strong alka-
bulkier and thus can disrupt the inter- and intra-molecular forces
line. However, the distinct characterization of these derivatives is
in starch. As a result, the hydrogen bonds are broken and weaken-
that they tend to be highly water soluble, due to the hydrophilic
ing the starch granules, leading to increased rotational flexibility of
hydroxyethyl groups, yielding a starch derivative that is both water
starch amorphous regions, allowing in an increased water uptake
soluble and has stabilized solubility (Besheer et al., 2007). Further-
and thus an increase in the swellability (Ju, Yan, & Zhang, 2012).
more, the fairly large hydroxyethyl group renders the derivative
resistant towards amylase degradation, making it a good candi-
2.6.1. Physicochemical properties of hydroxypropyl starch date for sustained release applications in drug delivery (Kenawy,
The bulky hydroxypropyl group reduces the internal hydrogen Kamoun, Eldin & El-Meligy, 2013).
bond strength and quantity in starch. This substantially decreases
the ability of starch to re-crystallize, which reduces the retrogra-
dation property of starch, yielding a derivative that is stable at 2.7.1. Hydroxyethylation in drug delivery
high temperatures (Pal et al., 2002). In addition, this disruption There are various potential applications of this soluble naturally-
in the ordered structure of the copolymer renders the HPS more derived polymer which has an increased in vivo half-life and lacks
accessible to water molecules and thus increases the hydrophilic immunogenic properties due to its structural resemblance to col-
character of HPS derivative (Chen, Hob, & Sheu, 2010). When com- lagen (Chen et al., 2010). The HES derivative properties correlates
bined with the innate hydrophilic property of the hydroxypropyl to the DS exhibited by a derivative, if there are more hydroxyethyl
group, HPS derivatives have improved swellability and viscosity. groups substituted for hydroxyl groups, then the increased solubil-
This renders these starch derivatives applicable as excipients in ity and resistance towards enzymatic degradation becomes more
formulations that require long-term freeze-thaw, cold storage sta- pronounced (Besheer et al., 2007). Due to the high hydrophilic
bility or improved general shelf-life (Pal et al., 2002). nature of the HES derivative, there has been a large applica-
tion of hydroxyethyl starch in the formulation of hydrogels. To
2.6.2. Hydroxypropylation in drug delivery systems obtain a recognizable HES derivative, a very high proportion of
Due to the high hydrogen content of HPS, it is typically applied amylopectin is required, as the chemical reaction used to intro-
as pH-dependent excipient that allows for the development of a duce HES-type property targets the amorphous regions of the
self-regulated system. This is one of the most important physio- co-polymer (Narayanan et al., 2015). By definition, HES is in fact
chemical properties of HPS, as the dissolution of the pH-sensitive a synthetic polymer mostly derived from purified amylopectin.
polymers is usually highly dependent on the surroundings and thus
has been used widely in oral formulations for targeted drug deliv-
ery to different parts of the gastrointestinal tract. HPS has been 2.7.2. Hydroxyethylation applicability to preformed drug delivery
widely utilized as an excipient but very seldom is it explored as a systems
stand-alone system or for approaches centered on its functionality. Similar to the chemical modification method of the derivation
There are, however, many studies that have explored HPS as a co- of HPS, the modification method requires very harsh reaction con-
polymer or an activated complex for copolymerization or grafting. ditions that have not yet been optimized for preformed delivery
An example of such an application is the development of nanopar- systems or granule-type starch targeted for surface modification.
ticles used for the sustained release of insulin by Zhang et al. (2012). Based on reviewed modification methods, it is evident that not all
In this study, the reducing ends of the HPS derivative were used to methods are applicable to pre-formed systems. Table 2 summarizes
impart hydrophilic character which preserving the polymers ability the methods that have been applied to preformed systems and the
to swell. Furthermore, the produced particles showed high levels respective active agents targeted for delivery.

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Table 2
Surface modification methods that have been applied to pre-formed drug delivery systems.

Modification Type Yield Reaction Requirement Active Agent Starch Reference

Chemical oxidation Anionic nanoparticles Reverse micro-emulsion Nattokinase Anionic Huang et al. (2013)

Esterification(Enzyme based region-specific) Nanoparticles Dry enzyme catalyzed N/A Standard Chakraborty et al. (2005)

Esterification Tablet Organic solvent solution N/A starch acetate Raatikainen et al. (2002)

Esterification (Aryl) Nanocrystals Aromatic N/A waxy maize Angellier et al. (2005)

2.8. Current advances in drug delivery using starch-based starch followed by substitution of methoxy poly (ethylene gly-
delivery systems col) (Movagharnezhad & Najafi Moghadam, 2016) highlights the
specialized applications of carboxymethylation and the nature of
Recent studies have focused on the modification of starch for derivatives produced. Loaded with the antibiotic, ceftizoxime, the
application in drug delivery systems. These include starch nanopar- reaction conditions require usage of sulfuric acid which may prove
ticles synthesized from maize starch (modified and un-modified) challenging to implement in pre-formed systems yet results from
used to formulate 2 different types of nanoparticles used in a this study have indicated the that grafted co-polymers are well
transdermal drug delivery system (Santander-Ortega et al., 2010), suited for drug delivery.
to successfully bypass the skin without interference to the skin’s
integrity. Produced through emulsification-diffusion, higher yields
of nanoparticles with controllable particle size and degree of poly-
dispersity were achieved (Anwunobi & Emeje, 2011). The modified
starch nano-particles, by the addition of propyl groups, were shown
to be non-toxic. Permeation data for the delivery of flufenamic acid 2.9. Clinical potential of modified starch
using the nano-particles was enhanced by about ten-fold as com-
pared to caffeine and testosterone for nano-encapsulated and free There have been a few clinical trials undertaken to evaluate the
drugs when used in excised skin from female Caucasian patients. use of chemical starch as drug delivery systems. A study under-
Research by Paulos et al. (2016) produced nanoparticles taken by Vandenbossche et al. (1992) detailed the use of modified
from acetylated dioscorea starch, synthesized by reacting native hydrophilic starch matrices for the delivery of theophylline com-
dioscorea starch with acetic anhydride. Acetylated starch nanopar- pared to a commercially available product. The results of this
ticles were then fabricated by spontaneous emulsification and determined that there was no significant improvement in the
solvent evaporation method under high speed homogenization. It sustained-release profile when compared to the commercial prod-
was determined that the process variables: solvent type; surfactant uct at all ratios evaluated. The use of intravenous starch has also
type and concentration; homogenization speed; and time signifi- been noted to have unwanted side-effects. A review conducted by
cantly influence the polydispersity and size of the nanoparticles. Wiedermann, (2008) detailed the use of hydroxyethyl starch in
Using a central composite design, nanoparticles of particle size less fluid management in patients suffering from sepsis. The focus of
than 200 nm and a polydispersity index (PDI) of <0.2 was achieved. this article was to review randomized clinical trials where hydrox-
In contrast to the work of Paulos et al. (2016), Minimol and Sharma yethyl starch was used over traditional infusions such as colloids
(2013) produced amphiphilic PEGylated starch acetate nanoparti- and gelatin. It was noted in this review that the administration
cles that when in contact with insulin, self-aggregated into particles of hydroxyethyl starch increased the risk of acute renal failure
of 32 mm. Due to the highly appreciable bioadhesivity of the PEGy- in patients requiring fluid replacement during sepsis and the use
lated nanoparticles, an application in protein delivery is plausible. this modified starch in these patients should be avoided. The use
Yang et al. (2014) produced 5-aminosalicylic acid- loaded starch of hydroxyethyl starch in parental formulations can however be
nanoparticles of 40 nm utilizing starch amount, surfactant amount beneficial. A recent study undertaken by Narayanan et al. (2015)
and oil/water ratio as process variables. N,N-bisacryloylcystamine noted that hydroxyethyl starch nanoparticles, prepared via cross-
cross-linked nanoparticles were degraded into oligomers through linking precipitation, has the potential to be a successful carrier for
the cleavage of the disulfide linkages by dithiothreitol. From the drugs with varying hydrophobicities. These nanoparticles were fur-
results, accelerated drug release was achieved through the use thermore noted to be potential controlled-release platforms upon
of dithiothreitol as the reducing agent. In addition, excellent administration with the release profile determined on the chem-
biodegradability and biocompatibility showed promising results in ical nature of the modified starch in addition to the drug-matrix
the application of drug delivery. interaction.
Najafi et al. (2016) delivered ciprofloxacin via acetylated corn Other studies have also shown the benefits of using modified
starch nanoparticles. Synthesized by the reaction of native corn starch based delivery systems. Modified tapioca starch has been
starch using acetic anhydride and acetic acid varying degrees of noted previously to be a potential adjunctive treatment in diar-
substitution particles of 312 nm diameter were achieved. Varying rhea with successful results seen in rats (Wingertzahn et al., 1999).
the degree of substitution varied the entrapment efficiency from Additionally, a randomized, double-blind pilot study undertaken
67.7 to 89.1%. Xiao et al. (2016) also by varying the degrees of sub- by Correia et al. (2008) noted the improved therapeutic effective-
stitution, developed a nanoparticulate system using broken rice. ness of modified corn starch over its native form for the treatment
The particles were loaded with doxorubicin hydrochloride for can- of Glycogen Storage Disease Types Ia and Ib. In this study, it was
cer therapy. Since the safety of nanomaterial is of great concern in determined that the modified starch maintained blood glucose
biomedical applications, through toxicity analysis using rat hepato- concentrations significantly longer than the cornstarch therapy,
cytes as well as HeLa human cervical carcinoma cells, were shown possibly removing the need for additional dosing, primarily at
to be a suitable carrier for cancer chemotherapeutics (Sun, 2015; night. The use of modified starch can therefore be seen as advanta-
Xiao et al., 2016). geous in various clinical outcomes dependent largely on the type
Methoxy poly (ethylene glycol)/starch grafted copolymers of modification used in the preparation of these platforms as well
(MPEG-g-S), synthesized through bromoacetylation of potato as the type of patients being treated.

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