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Mutz
While nurses have been used to a full-shift rota on intensive care units nearly from
the beginning, doctors quite often were not especially dedicated to this part of their
work. Partially because they experienced working in the operating theatre or on the
normal ward as more exciting, partially because intensive care medicine was regarded
as an evil necessity. Hence, covering the intensive care unit during on-calls at night or
on weekends interrupted the continuity of caring for patients and implicated ‘stand-
still’ of therapy and just maintenance of the status quo.
Today, intensive care unit uses about 20% of financial resources of a hospital while it
provides only about 5% of hospital beds. Because in Europe the need for intensive
care beds will increase over the next decades due to demographic changes (growing
number of old patients with multimorbidity and, for example, further development in
cancer surgery), it seems reasonable to optimize workflows, structures and work
patterns to reduce costs and maintain or – even better – to improve the quality of care.
However, we don’t know very much about the impact od doctor’s full shift rotas or
the structure of ward rounds on the quality of information transfer and treatment. We
do not know wether 8 or 12-hour shift are favourable regarding work performances
and transfer – or should we say, reduction of the loss – of information, and we do not
know which work pattern are superior regarding life-long engagement in intensive
care medicine and safeguarding against burnout.
We know that fatigue reduces performance, and failure of attention may lead to
increased clinical errors. 20 to 25 hours without sleep reduce psychomotor
performance equivalent to a blood alcohol concentration of 0,1%. Furthermore,
permanent night shifts have an impact in the form of increased adverse health effects
and impairment of learning. Hence we have to reduce night work shifts to an absolute
maximum of 7 shifts per month and provide enough time for recovery.
However, little is known about the impact of works patterns on doctor’s quality of
work of life. Most studies available were conducted with nurses. But because nurses
traditionally have been used to more restricted work patterns than doctors, transfers or
results must be considered only with great caution.
Rogers (2004) found thata the risk of making an erros were significantly increased
when work shift were longer than twelve hours, when nurses worked overtime, or
when they worked more than forty hours per week (41, 42)
The risk of errors occurring began to increase when shift duration exceeded 8,5 hours
and became significant when they exceeded 12,5 hours. Since the errors in this study
were relatively rare, probably this study lacked sufficient power to detect the effects
for exceeding 8,5 hors of work.
In a different study, Mills and co-workers found that probed performances test reveal
that nurses working twelve-hour simulated shifts make more frequent errors on
grammatical reasoning tasks and medical record reviewing. (31)
Regarding work-life balance and job satisfaction, Zboril-Benson revealed that nurses
who worked 12-hours shifts expressed lower job satisfaction than nurses working 8-
hours shifts. (55)
In summary, longer work duration increased the risk of errors and decreased nurses’s
vigilance. These findings support the Institute of Medicine recommendation (24) to
minimize the use of 12-hour shifts and at least to limit nurse’s working hours to no
more than 12 consecutive hours within a 24 hour period (45), even if these 12-hour
shifts are very popular (40, 27).
Another important aspects of the ‘rest for safety’ concept is the long term prevention
of potensial pathologies in medicala staff, particularly burnout syndrome. Night calls
in particular are considered most stressful. The psychological stress related to
anticipation and the night-time context causes measurable cardiovascular
disturbances, for example, in an anesthesiologist. Shift-work sleep disorders may
induce gastric ulcers, heart attacks, metabolic syndrome, depression and accident
related to somnolence. Long duration work hours, accompanied by sleep deprivation,
may double the risks of car accidents in junior physicians. However, taking the
necessary rest is not shown to be synonymous with a decrease in the efficiency of
patients care, but the danger of limited information transmission should be
counteracted with an optimization of staff requirements and organization.
In this regard, ageing and shortage of doctors is another emerging problems. (32)
The intensive care unit is a highly stressful environment. Yet little is known about
burnout syndrome in critical care nursing staff and even less in the case of intensive
care doctors.
Factors which promote burnout syndrome in nursing staff are futile efforts to improve
a patient’s status over a long period. (28)
But individual personality plays an important role as well: people who are over-
motivated in the beginning have a greater risk of developing burnout syndrome than
people with a normal level of motivation (9).
A pyramid scheme has been described by Bakker (6) for the propagation of burnout
syndormes within a peer group by “talking about it”. And last but not least, there are
differences between the sexes (36).
Studies have shown that most transfer of information takes place from doctor to
doctor by direct communication instead of using information from written or
electronic charts (11). Even in hospital with computer-based patients data information
systems 50% of informations transfer happens by direct verbal communication (44).
Recent research projects mainly dealt with the interaction between doctor and patients
(57, 58, 59) or doctors with nurses (1, 56, 61, 62). Unfortunate;y, there is a lack of
knowledge about communication between doctors, and especially in intensive care
units, one of the most vulnerable areas in the hoapital.
Our own reasearch group has analysed the transfer of information between doctors in
an 18-bed ICU at a university hospital. We conducted a prospective, observasional
study to examine the capability of the human brain to process the flood of
information during an ICU ward round. The question was whether tradisional
structures of ward rounds exceed the natural limits of human concentration and
memory (60).
The information transfer and process of our ward round was analysed with the help of
video recordings. A total of 8 24-hour ward round cycles were recorded, each
consisting of 4 consecutive ward rounds within one day in a full shift system. In the
beginning of each cycle clinically relevant informations of 5 patients were
estabilished and standardised. This predetermined information served as the default
value to detect information loss throughout the 24 hours. Of these five patients, 2
were chosen from the beginning (randomly chosen from patient 1-4 of the ward
round), one from the middle (randomly chosen from patients 8-11), and 2 from the
end (randomly chosen from patients 16-18) of the ward round, in order to find
fluctuations in the physicians ability to concentrate and memorise information
throughout the ward round. Except for the physicians initially passing over the
information, the rest of the ward round members did not know which patients would
be evaluated in the end. To test the phicians’ memory they were asked to fill out a
questionnaire on 10 clinically important issues immediately after the ward round. All
the information asked for had been mentioned during the ward round.
The results were very interesting and alarming at the same time: during the first ward
round an average of 15 items of informations were given per patient. Of these only 11
(75%) were transferred to the second ward round. During the third ward round only 8
(52%) of these pieces of information were passed on and slightly more than 8 (54%)
during the fourth. A major loss of information over 24 hours could be discovered for
clinically relevant information.
However, we could detect a difference between patients who had always been visited
and revisited at the beginning of a ward round and those who had been visited at the
end of each ward round:
For those patients discussed in the beginning of the ward round 70% of the
information was passed on during the course of 24 hours. For those discussed in the
middle only 55% and for the later patients only 39% of the initial information was
passed on, even thought the average time needed for each patient remained the same
throughout the whole ward round (about 5 minutes for patient). This shows that
towards the end of the ward round the physicians’ ability to concentrate decreased
and the density of the information lessened. This study shows that the structure of the
ward round as organized up until now – visiting all the patients in an 18-bed ICU
with the complete etam of doctors from the current and the following shift – needs to
be reconsidered.
The facts of brain physiology and cognitive psychology need to be considered when
planning ICU ward rounds:
To test retention, Ebbinghaus practised a list until he was able to repeat the items
correctly two times in a row. He then waited varying lengths of time before testing
himself again. Forgetting turned out to occur most rapidly soon after the end of
practice, but the rate of forgetting slowed as the time went on and fewer items could
be recalled.
Roughly speaking, one hour after learning items human beings are able to remember
only 50% of these items. From the 2nd to the 31st day the loss of memory is only 5%
(33).
Sensory memory recalls stimuli from the environment for 2 seconds or less, hence
expanding the availability of information for processing in the brain for a short time
(54).
Long-term memory items can quite often be recalled for an entire lifetime. Its
capacity seems to be unlimited, and it characterizes our world (54). Professionals
experience and recalling ‘older – and similar – cases is part of this long-term
memory, which differentiates short-term memory more precisely (4, 5). The working
memory consists of a central executive and a phonological loop, a visuospatial
sketchpas and an episodic buffer. The central executive is responsible for regulating
attention, generating conclusions and decisions-making (33).
The working memory is not an anatomic structure, but more a process which
integrates new information and previous knowledge from experience to focus on
solving an actual problems (54).
Serial positions effect: if human are asked to remember items from a list of
unconnected words, they will be able to recall especially the first and the last items.
This phenomenon is called serial positions effect. The increase ability to recall items
from the beginning of a list is called primacy effect, the ability to recall items from
the end is called recency effect (33). The theory of Attkinson and Shiffrin has been
proven by many studies (43, 21, 35).
The knowledge about cognitive psychology explains why we are longing so much
information during our daily ward rounds. Experienced consultants wonder why
young residents cannot keep all the important information in mind. But the key to
improving the transfer of information during the ICU ward round is to restructured
our routine ward rounds.
Ideally, from the cognitive psychological point of view, every young residents
(doctor in training) should not care for more than 6 to 7 ICU patients.
A routine daily ICU ward round should be restructured in such a way that consultants
supervise a direct handover from junior for no more than 7 patients. The handover
should happen within a small team (e.g. consultants, 2 junior doctors, nurse) to
minimize the distraction of all participants and to focus on the relevant information.
Handover should take no longer than 30 minutes for 6 patients, as the attention of all
participants decreases after this time. In a larger unit (e.g. 18 beds) this structure
should be implemented three times.
Summary
Medical work patterns are important for the quality of treatment fot three reasons:
The organizational structure of an ICU can influence the satisfaction of nurses and
doctors with their work (in regard to burnout syndrome of staff), reduce tiredness
after night shifts or long working hours (in regard to attention and medical errors) and
improve conveyance of medical concept (in regard to loss of information during ward
rounds). However, this conclusions are mainly transferred from studies with nursing
staff. Further investigation focusing on doctors are desirable.
Yen-Lan Nguyen, Sandrine Day, Aude Soury-Lavergne and
Bertrand Guidet
Nursing works in the intensive care units (ICUs) is characterized by a high level of
work-related stress, heavy workload, sleep deprivation, limited rest, and high risks of
severe burnout syndrome (3). Nursing work patterns such as the lengths of shifts vary
across hospitals and within countries. The aim of this chapter is to discuss the
methodological limitations of current studies on shift lengths, and to describe the
impact of two-shift and three-shift models on patients and staff-centred out-comes
(see tab. 1)
There are many studies which have been published on the effects of shift lengths
(most often 8 hours versus 12 hours) on quality of patient care and nurse outcomes,
but most of them suffer from major limitations. The majority of them are at least 10
years old and only a minority of them are focused on critical care nurses.
Unfortunately, the methodological quality of the majority of these projects is
relatively poor (4).
Table. 1
8 Hours 12 Hours
Advanteges At the patient level: At the patient level:
Better follow up of patient care Better continuity of care
Trustful relationship with patient and (theoretical): better
their families cooperations between nurse
Increased participation in end-of-life teams, between nurses and
discussion physicians
More efficient work
At the nurse level:
At the nurse level: Planning and prioritizing
Less fatigue patient care is easier
More likely to have contact with nurse Increased job satisfaction
chaiman and nurse clinician Decreased emotional
More likely to have a familial life and exhaustion
leisure during working days Satisfaction with free time:
more likely to have leisure,
sportive activities
Increased self-estimated
quality of life
Reduction of sleep and
gastro-intestinal disorders
Randomized-controlled studies with critical care nurses are needed to compare the
two models. Unfortunately, carrying out such a projects is apparently difficult for a
couple of reasons. First, as previously seen, the choice of the main outcomes might be
not easy. It coul involved either patient-centred criteria (see table 2) or nurses centred
criteria (see tab 3). Among patient criteria, ICU mortality and morbidity, even when
not specific, seems to be the best patient quality care outcomes. ICU mortality is easy
to measure but the difference between the two models is likely to be small and the
study might lack enough power to detect an existing difference. ICU morbidity
(including the rate of medications errors, ulcer complications, patient falls,
nosocomial infections, and tight glucose control) is likely to be more sensitive but
suffers from reporting bias. The measure of patient recovery is not standardized and
does not allow comparisons. ICU length of stay is less relevant and is dependent on
too many factors that outweight the clinical care organization. Among all nurse
outcomes’ measures currently used, all the relevant but some of them lack a
standardized measure or fail to control individual, team or structural factors (e.g.
mean workload, presence of a safety culture). The questionnaire called ‘Culture,
Organization, and Management in Intensive Care’ (COMIC) might be a useful tool to
evaluate nurse outcomes (5). Indeed, the questionnaire evaluates organizational
performances (organizational learning and change, communication, coordination,
problem solving management, skills developed in the relation patient/caregiver)
through cultural values (team satisfaction, people-security orientation, task-security
orientation), individual well being (burning out, job satisfaction), and structural
factors (mean workload per day, occupation rate, length of stay, age, years of
experience, physicians-nurse bed, unit size). Data were collected through 1000 of
ICU personnel to a COMIC questionnaire (5). Organizational performance was
assessed through a composite score related to five dimensions: coordination and
adaptation to uncertainty, commjunication, conflict management, organizational
change and organizational learning, skills developed in relationship with patient and
their families. The organizational performance score differed among ICUs. Some
cultural values were negatively correlated with a high level of organizational
performance suggesting improvement potential. Several individual and structural
factors were also related to the quality of ICUs organization, including absence of
burnout, older staff, satisfaction to work and high workload (p < 0,02 for each).
Secondly, the voluntary participation of nurse staff might be difficult to obtain.
Indeed, nurses might be reluctant to participate in worrying about their family lives.
Thirdly, the schedule organization might be difficult particularly if there is the
necessity to hire more caregivers. Finally, in order to be sure that the two groups are
going to be similar, a large participations is necessary.
Studies with better methodological quality are needed (4). However, conducting such
a study might be challenging due to difficulties related to the definition of the main
outcome or the participation of nurse staff.
Patient-centred outcomes
Three-shift models
Spending more days weekly in the unit increases the probability of nurses having a
better follow-up of patient care, building a trustful relationship with patients and their
families, and participating in end-of-life discussions (which occurred more often
during daily rounds). All of these factors may contribute to reducing the risk of a
severe burnout syndrome (3). The 8-hours shift model might associated with more
efficient work. Reid et.al found that nurses working 8-hours spent more time in direct
nursing care activities (particularly at the end of their shift) and less time in non care
activities in comparison to those working 12-hours (6).
On the other hand, the three-shift model might be associated with poor outcomes.
Boll-Schweiler et.al found that in surgical ICUs organized by surgeons, a three-shift
model (for physicians) was associated with a greater risk of complications, re-
intervensions, readmission to ICU and a longer ICU length of stay (7). To our
knowledge, thisi is the only study which looked at those outcomes among critically ill
patients. These results might not be applicable to ICUs organized by intensivists or
medical ICUs. The reasons for the lack of benefit of a three-shift model remain
unknown. One hypothesis might involve the discontinuity of care partly due to the
lack of time for nurse-to-nurse handoff at the end of the shift, or the number of daily
handoffs (three rather than two).
Table. 2
Two-shift model
On one hand, the continuity of care is likely to be more efficient in a two-shift model.
Indeed, the number of hand-offs is reduced (two rather than three per day) which may
lead to a decrease risk of loss of information between caregivers. A 12-hours shift is
likely to enhance the communication and cooperation between medical and
paramedical teams which might contribute to reduce conflicts between caregivers.
Indeed, physicians working in the ICU are also divided into two teams: day and shift
teams.
Staff-centred outcomes
Three-shift models
The main advantage is to preserve a family life. A recent French study showed that
nearly one-third of nurses working on an 8-hours shift has three or more children
(12). Indeed, such rotation allows them to be with their children before and after
school. Then, othe French survey showed that the three-shift models allows nurses to
have more leisure during working days but this was not associated with a better self-
estimated quality of life (13).
On the other hand, permanent night shifts or rapidly rotating shifts lead to sleep
disorders (12, 14, 15). Another drawback of a three-shift model is the need to hire an
increased number of caregivers, which might be difficult in this period of shortage of
health care professionals. Planning organization is more complex particularly if
nurses do not want to rotate between morning, afternoon, and night shifts. A French
study found that three-quarters of the nurses working on 8-hours shift suffered from
schedule-frequent changes (13).
Table. 3
Two-shift model
Planning and prioritizing patient care is likely to be easier (16). The effect of 12-
hours shift on stress, emotional exhaustion and job satisfaction remain unclear (4, 6,
11, 13, 17). An explanation might be the failure to control personal characteristics
such as nurses’ ages. Indeed, Reid et.al found that the performance on a simulated 12-
hours shift rotation was influenced by age, younger caregivers performing better (18).
Another confounding factor might be the nurse to patient ratio. An American study
found that in a surgical ICU, a nurse to patient ratio of less than two is associated
with increased post-operative complications, increased length of stay and increased
health care costs (19). In comparison to older studies, recent published data shows
that nurses working on 12-hours shift have the perception of an increased self-
performance, an increased job satisfaction, and a decreased emotional exhaustion
(11). In a British survey, less than 10% of nurses working on 12-hours shift had
difficulties to concentrate at work (16). A French study revealed that a two-shift
model was associated with a similar level of fatigue and a reduction of sleep and
gastro-intertinal disorders (12).
Several studies showed that nurses working in 12-hours shifts have a better quality of
life (12, 13, 16). An easiness of travel to work, an increased number week-ends and
days off, the possibility to have a social life, as well as the increased ability to read
and to practice sport might partly explain these results (12, 13, 16). At the manager
level, recruitment and retention of young nurses as well as the organization of the
timetable are all easier (11). Also, the number of caregivers to hire is reduced.
On the other hand, the effects of a 12-hours shift on stress, emotional exhaustion and
job satisfaction remain controversial (17). Reid et.al reported lower performance of
older nurses (median 43,9 years old versus 21,2 years old) during a simulated 12-
hours shift rotaion (18). Some studies reported increased health complaints
(musculoskeletal disorders, sleep disorders) and an increased consumptions of drugs
and alcohol (20-22). An Australian study found that both shift length and sleep loss
were predictors of the ability to remain awake at work, and consequently these were
both predictors of errors and drowsy driving (22). An American study showed that a
shift length of longer than 12,5 hours increased the risk by 1,5 to 2,4 of drowsiness or
episodes of sleep (23). An increased number of days off per week might lead to a
deterioration of the relation between nurse staff, nurse chairman, and nurse clinician
(9). A two-shift rotation might not be associated with greater career satisfaction (17).
At the manager level, the absenteeism rate is unlikely to be reduced in a two-shift
rotation (11). Finally, there is no data on the cost-effectiveness of 12-hours shift.
Conclusion