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A methodology for flexibility analysis of process piping

Article  in  ARCHIVE Proceedings of the Institution of Mechanical Engineers Part E Journal of Process Mechanical Engineering 1989-1996 (vols · November
2017
DOI: 10.1177/0954408917738963

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Sohaib Z Khan Kamran A. Khan


National University of Sciences and Technology Khalifa University
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Original article

Proc IMechE Part E:


J Process Mechanical Engineering
A methodology for flexibility analysis 0(0) 1–11
! IMechE 2017

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DOI: 10.1177/0954408917738963
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Umer Zahid1, Sohaib Z Khan1,2, Muhammad A Khan3,


Hassan J Bukhari1, Imran Ahmed1 and Kamran A Khan4

Abstract
Design of piping system requires a systematic consideration of various factors as addressed by the codes and standards.
This research paper aims to provide a method for flexibility analysis of a selected area of process piping at an industrial
plant. Analysis is done for the purpose of accommodating a spare heat exchanger in the process layout. The analysis
follows a systematic procedure, with preparation of a tentative model of the system on CAESAR II software followed by
insertion of different pipe supports. The selection and location of these supports is based on the results obtained from
displacement, stress, reaction and equipment nozzle analysis of the piping system. The design is in accordance with ASME
B31.3, which is the standard code for process piping. The proposed method can be adapted for piping configuration of
any industrial plant. With the provision of a systematic procedure, the method ensures time saving and efficient flexibility
analysis of any piping system.

Keywords
Flexibility analysis, process piping, CAESAR

Date received: 20 October 2016; accepted: 17 September 2017

Introduction 3. Maximum allowable forces and moments that the


A piping system is crucial to any process plant hence it piping system can impose on the connected
needs to be designed with precision and care. The effi- equipment.
ciency of a plant highly depends on its ability to trans- 4. Maximum allowable load that can be applied on
port fluid through the pipes to equipments functioning the supporting structure.
collectively. A piping system, owing to its crucial role
of fluid transport, requires a systematic analysis by In this paper, a systematic procedure is developed
various engineering methods prior to its construction.1 for determining and enhancing the flexibility of pro-
Piping system is needed to be supported to prevent cess piping. Flexibility analysis will be carried out
failure due to various loading conditions (self-weight, under design operating conditions occurring in the
operating pressure, and temperature).2,3 system. For this purpose, CAESAR-II software will
The main concern for designing any process plant is also be used. It works by creating a piping system
safety of personnel involved. Design of piping systems model, using simple beam elements, and defining the
complying the codes, standards, or recommended prac- loading condition imposed on the system. With this
tices ensures safety along with standardization of
required items.4 Flexibility analysis is concerned with
1
the ability of pipe to change its length and deform Department of Engineering Sciences, PN Engineering College,
elastically. Piping system must be flexible enough to National University of Sciences and Technology, Karachi, Pakistan
2
Department of Mechanical Engineering, Faculty of Engineering, Islamic
cater for excessive thermal expansion or movement of
University of Madinah, Madinah, Saudi Arabia
support or pipe end points, thus preventing failure of 3
School of Aerospace, Transport and Manufacturing, Cranfield
pipe and support structure due to excessive stress.5 The University, Cranfield, Bedfordshire, UK
4
considerations deciding the minimum permissible flexi- Khalifa University of Science and Technology (KUST), Abu Dhabi, UAE
bility in a piping system are as follows:
Corresponding author:
Sohaib Z Khan, Department of Engineering Sciences, PN Engineering
1. Displacements existing within the piping system. College, National University of Sciences and Technology, Karachi
2. Maximum allowable limit of stress range in 75350, Pakistan.
the system. Emails: szkhan@iu.edu.sa; sohaib.khan@pnec.nust.edu.pk
2 Proc IMechE Part E: J Process Mechanical Engineering 0(0)

input, CAESAR II produces results in the form of displacements and stresses. Incorporation of thick
displacements, reactions, and stresses throughout the tube modeling with the existing analytical technique
system. Most importantly, these results are compared was done for developing a particular model method-
with the limits specified by recognized codes and ology. This was further compared with a finite elem-
standards. ent based approach for investigating the degree of
Deciding about the supports location is very agreement in results achieved.14 Branch connections
important in flexibility analysis because any wrong design of larger diameter and lower pressure piping
location of support may lead to failure of a whole through ASME B31.3 design code often leads to inef-
system.5,6 In this paper, the focus is mainly on the ficient piping loads distribution, owing to the lack of
selection and placement of piping support. For this consideration of inherent flexibility of branch compo-
purpose, first the maximum permissible span calcula- nent. A hybrid approach was proposed, which incorp-
tion is carried out by considering all loading condi- orates both the stress intensification factor (SIF) of
tions through the use of equations (1) and (2). code and flexibility factor calculated from finite elem-
Support locations and types are then inserted and ent modeling methods.15 In an attempt to further
adjusted until all flexibility (displacement, stress, reac- optimize the iterative procedure involved in piping
tion, and nozzle) requirements are satisfied. design and analysis, an integration of knowledge
based systems derived from stress engineer relevant
experience with the commercial pipe stress software
Material and methods in use was proposed. This would lead to significant
Majority of the previous research is observed to be saving of computational time and efficient decision
based wholly on either the software or analytical making with regards to various piping and pipeline
approach.7 Most of the conservative approaches configurations.16 Transportation of gases at consider-
developed before the advent of the computational ably higher temperature range requires the systematic
tools and resources relied extensively on manual cal- analysis and evaluation of various design constraints
culation and analysis procedures, as demonstrated in and parameters. These were covered and described in
a research study related to the importance of pipeline detail in a research study focusing upon the code com-
stresses with particular emphasis on the allowable pliance of pipeline systems for a specific project
limits of stresses encountered.8 During the pioneering related to hydrogen gas production.17 In order to
stages of pipe flexibility methodology development, a determine the thermal stress distribution in a heat
comprehensive set of working principles and design exchanger pipe, a computational analysis based on
practices for piping flexibility analysis were outlined ANSYS thermal design module, SOLID 90 was con-
in a paper for the purpose of consolidating the rele- ducted to initially obtain the temperature field distri-
vant literature available.9 In order to further improve bution from which the corresponding thermal stresses
and extend the available structural analysis design were calculated through elasticity method.18 Recent
methods, a systematic procedure was developed for research work on the pipe flexibility analysis includes
a simple coplanar system without resorting to the optimization studies as conducted in a particular case
use of complex matrix equation and its use indicated for the purpose of reducing the expansion loop dimen-
by several working illustrative examples.10 For an sions and subsequent saving of additional rest sup-
inelastic piping system, occurrence of local strains ports through the use of ASME B31.3 design code
introduces complication in analysis through finite and CAESAR II software tool.19 In the late 1940s
element tools. In this respect, various set of simplified and early 1950s period, a set of research studies con-
methods for design evaluation are generally preferred ducted by ARC Markl on pipe flexibility analysis
in order to review the piping systems subjected to the principles are still considered an authority on the
particular strain type.11 Previously, commercial pro- overall design subject. However, due to the emergence
grams designed for flexibility analysis were too com- of complex piping systems and design constraints, use
plex and time consuming. Owing to this underlying of FEA and other computational tools have become
issue, a simplified flexibility analysis program based necessary. In this regard, PCS – Pipe Calculation
on stiffness method was developed which could also System, a flexibility analysis program built specifically
be used to accurately evaluate the flexibility of piping for Abaqus software was developed for subsequent
components such as elbows.12 Despite the rapid use during advanced finite element analysis applica-
advancement in computer-based tools developed for tion.20 Occasionally, modification of design equations
pipe design and flexibility analysis, occurrence of relating to the flexibility analysis becomes essential
minor to major issues relating to computational due to specialized applications, as indicated in a par-
sequence and use of relevant design principles is inev- ticular study involving the tie-in points of the piping
itable. For this purpose, several general rules were systems under ambient and operational temperature
outlined in order to cross check the technical validity conditions.21 It is noted that adoption of an entirely
of computational results.13 In order to effectively software or theoretical approach may lead to either
model the flexible pipe sections, two modeling tech- over conservative or under conservative results from
niques were proposed for evaluating the the analysis.22 For instance, in determining the
Zahid et al. 3

displacements existing within the piping network, the Theory/Calculation


span equation derived accounts only for the dead-
weight of the pipe.23 There is a lack of systematic
Design specifications of the model
analysis accounting for both the theoretical and soft- The first step in carrying out the flexibility analysis
ware approach.24–27 This paper attempts to highlight was to model the entire heat exchanger layout in
a procedure of flexibility analysis, which will lead to CAESAR II software. This was accomplished by
improved results and clear understanding of different using the isometrics and third angle projection draw-
constraints involved in the flexibility analysis of ings of different components of the heat exchanger
piping system. After modeling the whole system on layout. The heat exchanger in consideration is of
CAESAR II software, displacement analysis was shell and tube type. It is required to heat the Acetic
first done to determine the maximum support span Acid fluid in the tube side under normal operation.
and restraint locations. The maximum span calcula- The heat exchanger uses high pressure steam on the
tion is carried out by considering all loading condi- shell inlet side as the heating medium. The shell outlet
tions. The stress analysis was done with the software, side pipe contains the condensed water resulting from
yielding two stress distribution diagrams for primary this heat transfer process. Figure 1 is the isometric
and secondary stresses respectively. After that, the drawing of heat exchanger obtained from the soft-
system is checked for the reaction forces acting at ware. The drawing serves to divide the exchanger
the supports, and finally the connecting equipment unit into nine distinct parts.
nozzles are checked to ensure their integrity in the Table 1 summarizes the design operating condi-
structure, thereby verifying the complete design of tions existing in various parts of heat exchanger unit.
the system. Each of the four components of flexibility
analysis has a crucial role in determining the consid-
Material specifications of the model
erations for a safe piping system design.
The analysis is done keeping in view the basic Table 2 summarizes the material specifications of pipe
loading conditions existing in the piping system i.e., material for the piping networks and heat exchanger
temperature, pressure and weight. The analysis covers shell.
the displacements, stresses, reaction loads, and con-
nected equipment loads existing in the system.
Displacement analysis
A few of the important results for a test model are
supported and validated by analytical solutions wher- The data for maximum allowable displacements in
ever possible. The design considerations associated three directions was provided by the industry and
with flexibility and stress analysis will be covered, summarized in Table 3.
keeping in view the piping layout, the recommended The maximum allowable displacements are
piping standards and the isometric drawings provided based on the client regulation, which is considered
by the process industry. as an additional design constraint apart from the

Figure 1. Schematic of heat exchanger divided into nine parts.


4 Proc IMechE Part E: J Process Mechanical Engineering 0(0)

Table 1. Design operating conditions of the system. 5WL4 þ 8Wc L3 pd2 ð2  vÞ


Y¼ þ þ do ðaTÞ ð2Þ
384EI 4tE
Design Design
temperature pressure
No. Piping ( C) (kPa) The weight component of the above equation is
derived by considering the weight of fluid, pipe, and
1 Pump G1-604 B inlet 170 420 insulation as a uniformly distributed weight compo-
2 Pump G1-604 A inlet 170 420 nent. The concentrated loads in a piping system are
3 Outlet piping extension 170 420 due to the presence of flanges and valves in several
4 Inlet piping extension 170 420 places. The pressure component is derived by evaluat-
5 Inlet piping to the 170 420 ing diametric strain caused due to internal pressure in
heat exchanger Y direction. The last part of the equation takes
6 Outlet piping to the 170 420 account of the effect of temperature on the pipe diam-
heat exchanger eter in Y direction as well.
7 Shell outlet piping 75 700
8 Shell inlet piping 250 4000 Following data of inlet process piping was used:
9 Heat exchanger Shell 224 2500 Wc 373.762 N (weight of two flanges)
W 3772.6N/12.355 m ¼ 305.35 N/m
Y 0.0005 m
E 1.8485  1011Pa30
I ðd4o  d4 Þ=64 ¼ 6:7658  106 m4
Table 2. Material specification of the heat exchanger system.
aT 0.002550 m/m30
No. Component of heat exchanger Material v 0.292
d 0.168275 m
1 Pump G1-604 B inlet ASTM A312-TP316L
do 0.1750822 m
2 Pump G1-604 A inlet ASTM A312-TP316L p 420,000 Pa (design pressure)
3 Outlet piping extension ASTM A312-TP316L t 0.0034036 m
4 Inlet piping extension ASTM A312-TP316L
5 Inlet piping to the ASTM A312-TP316L
heat exchanger Stress analysis
6 Outlet piping to ASTM A312-TP316L
the heat exchanger For most piping systems, two major types of stresses
7 Shell outlet piping ASTM A106 B
are encountered. These are classified as primary and
secondary stresses. Primary stresses are generated by
8 Shell inlet piping ASTM A106 B
imposed loadings necessary to satisfy the equilibrium
9 Heat exchanger shell ASTM A516-60
of internal and external forces and moments. The sec-
ondary stresses in a piping system are associated with
cyclic conditions such as temperature increase or
decrease, as the plant starts up or shut down.
Table 3. Maximum allowable displacements as per industry
requirement. Primary stress criteria. In ASME B31.3 code,31 there are
two major criteria for primary stresses:
Displacement X-Dir. Y-Dir Z-Dir

Allowable Value 5––8 mm 0.5 mm 5––8 mm 1. Hoop stresses due to internal pressure shall be con-
sidered safe when the wall thickness of the piping
component, including any reinforcement, shall not
restrictions imposed by the ASME B31.3 design code. be less than that calculated in accordance with the
(A similar indication of following client regulation is following equation30
observed in a research study mentioned in Shehadeh
et al.19.) It was decided to first calculate the support
PD
span for inlet piping to heat exchanger. The span sup- tm ¼ ð3Þ
port calculation was subsequently done for other 2ðSew þ PYÞ
piping layouts with consideration to weight, design
temperature, and pressure. Deflection in y direction 2. The sum of the longitudinal stresses due to pres-
for span support was derived and subsequently sure, weight, and other sustained loadings SL must
divided into three parts, as shown in the following be less than Sh, hot allowable stress for a hot oper-
equations28,29 ating system

Y ¼ Yweight þ Ypressure þ Ytemperature ð1Þ SL 4Sh ð4Þ


Zahid et al. 5

Secondary stress criteria. In ASME B31.3 code, one restraints. However, it provides an equation for cal-
major criterion exists for secondary stresses30 culating the estimated instantaneous maximum reac-
tion force or moment, applicable only to a two anchor
SE 4SA ð5Þ piping system without intermediate restraints. The
equation is as follows
SA serves as a stress limit for stresses that are repeti-
tive and cyclic. SA is the allowable stress to be com- R½1  2c=3Em
Rm ¼ ð6Þ
pared to the calculated displacement stress range, SE. Ea
Both SA and SE are secondary stresses. SE is the range
of (secondary) stress a piping system will experience c is the intentional deformation of piping during assem-
subjected to thermal expansion or contraction. The bly to produce a desired initial displacement and stress.
temperature range for this condition is the total This equation is not applicable for the considered
expansion range from minimum to maximum for system, because of two main reasons:
hot operating systems and from maximum to min-
imum for cryogenic or cold pipe.32 1. The piping system addressed by the code equation
is a simple one. For multi anchor piping systems
and for two-anchor systems with intermediate
Reaction analysis restraints, the above equation is not applicable.
ASME B31.3 code does not provide clear cut equa- Each case must be studied to estimate location,
tions and conventions for evaluating maximum reac- nature, and extent of local overstrain, and its
tions for complex systems like multi-anchor piping effect on stress distribution and reactions.
systems or two anchor systems with intermediate 2. The reactions calculated only takes account of the
temperature effect while the effect of pressure and
weight forces is not considered.

Table 4. Support span length for all piping configuration. Our focus and scope of reaction analysis will be
Support span
limited only to the determination of zero magnitude
No. Component of heat exchanger length (m) reaction supports and their subsequent deletion from
the final design of the model. This will ensure that
1 Pump G1-604 B inlet 1.10 most optimum and economical piping support
2 Pump G1-604 A inlet 1.10 layout is resulted from the proposed methodology of
3 Outlet piping extension 1.10 the flexibility analysis.
4 Inlet piping extension 0.90
5 Inlet piping to the heat exchanger 1.68 Nozzle analysis
6 Outlet piping to the heat exchanger 1.53
7 Shell outlet piping 2.66 Nozzles are one of the most sensitive and critical com-
ponents of a piping system, since they serve to connect
8 Shell inlet piping 1.66
the equipment with adjoining pipe network. In case of

Figure 2. Model configuration and the values of some of the highest displacements.
6 Proc IMechE Part E: J Process Mechanical Engineering 0(0)

nozzle failure, entire design of piping system needs to system on the nozzles with the allowable limits is done
be reconsidered.5 In our heat exchanger system, there to check for nozzle integrity as shown in Table 7.
are total of six nozzles—four located at the heat
exchanger shell region and two at the pump side
region. The exact location of these nozzles can be Result and discussion
seen in Figure 1. A set of allowable loads for nozzle
Displacement analysis
in the form of forces and moments is usually provided
by the equipment designer in the isometrics or third After substituting the input parameter values for inlet
angle projection drawings. Comparison of the actual process piping in equation (2), the value of L for
forces and moments imposed by the adjacent piping which the deflection in y direction, given by

Figure 3. Location and type of supports and restraints.

Figure 4. Displacement bar chart for x, y, and z directions.


Zahid et al. 7

equation (2) equals to approximately 0.5 mm is at proper locations in the software model, keeping in
L ¼ 1.68 m. The values of L obtained for other view the span length derived previously. The static
piping layouts are summarized in Table 4. For analysis of model was done and displacements in x
restricting the x and z displacements to the mentioned and z directions were observed at various locations.
allowable limits in Table 3, Y supports were provided The model configuration and the values of some of
the highest displacements obtained are shown in
Figure 2.
Figure 3 shows the location and type of supports
Table 5. Comparison of actual and minimum required and restraints used for restricting the displacements in
thickness. all three directions. The wire frame representation is
tm tactual
used here in order to show the hidden supports along
No. Component of heat exchanger (mm) (mm) the pipe length.
The results obtained from the displacement ana-
1 Pump G1-604 B inlet 0.34 7.11 lysis for all three directions are summarized by the
2 Pump G1-604 A inlet 0.34 7.11 displacement bar charts shown in Figure 4. From
3 Outlet piping extension 0.327 3.40 the figure, it can be observed that displacements are
4 Inlet piping extension 0.327 3.40 within the allowable range.
5 Inlet piping to the heat exchanger 0.327 3.40 Owing to the uniform nature of the weight loadings
6 Outlet piping to the heat exchanger 0.327 3.40 present in the system, a mathematical formulation,
7 Shell outlet piping 0.482 10.98 which takes account of other loading conditions pre-
sent, i.e. temperature and pressure was developed for
8 Shell inlet piping 1.024 5.54
calculating the optimum value of span length. The rest

Figure 5. Stress percentage distribution diagram for longitudinal stress.

Figure 6. Stress percentage distribution diagram for displacement stress range.


8 Proc IMechE Part E: J Process Mechanical Engineering 0(0)

supports ( þ Y supports) were inserted at each length lateral and axial direction respectively. Anchor sup-
of span calculated in order to restrict the downward port and a set of supports limiting lateral movement
displacements to the recommended value. Similar pro- were specifically placed at the heat exchanger region
cedure was considered undesirable to implement for for the provision of structural integrity and ensuring
restricting displacements in x and z direction, since it necessary flexibility for countering thermal loads.
would lead to the utilization of complex mathematical
principles and overuse of supports, rendering the
Stress analysis
objective of attaining simplified and efficient analyt-
ical procedure as useless. For this purpose, applica- Code compliance results for wall thickness. The actual wall
tion of CAESAR-II software was utilized to thickness tactual (pipe schedule) is then compared
specifically locate and pinpoint the positions in with the respective minimum thickness value tm calcu-
which the x and z displacements were occurring lated by equation (3). The results are summarized in
above the recommended range as dictated by the Table 5.
client. Guide supports and limit stop supports were From Table 5, it can be observed that tactual is
subsequently used at or near the highlighted node greater than tm. Therefore, the heat exchanger
locations to limit the piping displacements in the system passes the first criterion for primary stress.

Figure 7. Support locations where magnitude of reaction force is zero.

Figure 8. Final configuration.


Zahid et al. 9

Actual
Code compliance results for longitudinal stresses. The stress

21
116
0
0
0
5
analysis module was run on the heat exchanger soft-
ware model so far constructed at the end of dis-

inlet pipe nozzle


Pump G1- 604B
placement analysis (Figure 3). Stress percentage

Allowable 
distribution diagram in Figure 5 for longitudinal
stress with respect to hot allowable stress was

4671
4671
4671
1898
1898
1898
obtained. The highest stress percentage location is
also highlighted. From Figure 5, it can be seen that
stresses are well under limits with highest stress

Actual
percentage of 30.28%. Highest values of longitudinal

158
856
0
0
0
79
and hot allowable stress occurring at node 2751 were
recorded as 34,073.86 kPa and 112,522.4 kPa, respect-

inlet pipe nozzle


Pump G1- 604A
ively. The results obtained for this particular case

Allowable 
implies that the system is safe against imposed
loadings of weight and pressure which leads to the

4671
4671
4671
1898
1898
1898
development of primary stresses. The higher stress
occurring region is the heat exchanger shell because
it has the highest pressure and weight loads in the
system.

1587
801
7227
409
3440
777
Actual
Code compliance results for secondary stresses. From the
software analysis, the stress percentage distribution

Outlet process
diagram in Figure 6 for displacement stress range

Allowable 
pipe nozzle
with respect to allowable stress range was obtained.
The highest stress percentage location is also high-

18000
18000
18000
14000
14000
14000
lighted. From Figure 6, it can be seen that thermal
stresses are well under limits with the highest stress
percentage of 45.87%. Highest values of displacement

1666
180
218
992
353
521
stress range and allowable stress range occurring at Actual
node 1600 were recorded as 126,035.8 kPa and
274,762.3 kPa, respectively. The obtained results
affirm the system safety against temperature and
Inlet process

Allowable
pipe nozzle

cyclic loadings which lead to the development of sec-


ondary stresses in the system. The region of highest
20,000
20,000
20,000
16,000
16,000
16,000
stress is the shell inlet pipe because among the piping,
it has the highest temperature in the system.
Based on the above results, it can be concluded that
Actual

the heat exchanger system has passed the stress ana-


280
235
531
172
29
110

lysis check as directed by ASME B31.3 code.

Reaction analysis
Allowable
pipe nozzle
Table 7. Summary of allowable and actual nozzle loads.

Shell inlet

There is a possibility that reaction forces of zero mag-


1000
1000
1000
200
200
200

nitude may occur in some places, due to lifting up of


the pipe, rendering the rest- supports use less. In that
case, either those supports should be removed for eco-
nomic considerations or adjustments of nearby sup-
1827
121
113
53
910
30
Actual

ports made to account for efficient load distribution.


Allowable
Shell outlet
pipe nozzle

Table 6. Type and number of supports.

Support Quantity
5000
5000
5000
3000
3000
3000

þY support 21
Limit stops 6
Forces and

Y support 6
moments

Ma (Nm)
Mb (Nm)
Mc (Nm)

Guide 16
Fb (N)
Fa (N)

Fc (N)

Anchor 1
10 Proc IMechE Part E: J Process Mechanical Engineering 0(0)

Figure 7 shows the support locations where the reac- Declaration of conflicting interests
tion force was found to be zero. The author(s) declared no potential conflicts of interest with
After removal and readjustment of some supports, respect to the research, authorship, and/or publication of
all the zero reaction force supports were removed this article.
from the model and the configuration shown
in Figure 8 was obtained. The total number of Funding
supporting elements amount to around 50. The The author(s) received no financial support for the research,
objective of this particular analysis is to remove authorship, and/or publication of this article.
the extra and unnecessary supports for ensuring eco-
nomic consideration. The total number of final sup- References
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Appendix
Notation
a linear expansion coefficient (m/m C)

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