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Educational Policy
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Privatizing Schooling © The Author(s) 2014
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DOI: 10.1177/0895904814528794
American Legislative epx.sagepub.com
Exchange Council
and New Political and
Discursive Strategies of
Education Governance
Abstract
In this article, we examine the American Legislative Exchange Council (ALEC)
as an example of a unique node within larger policy networks composed
of new policy entrepreneurs (e.g., venture philanthropists, think tanks,
private “edubusinesses” and their lobbyists, advocacy organizations, and
social entrepreneurs). These new policy networks, through an array of new
modalities of governance and political and discursive strategies, have come
to exert an impressive level of influence on public policy in the last 30 years
in the United States. We describe and analyze several model education bills
that ALEC has promoted and describe the political and discursive strategies
ALEC employs. We found that these strategies, which are employed by
corporate leaders and largely Republican legislators, are aimed at a strategic
alliance of neoliberal, neoconservative, libertarian, and liberal constituencies
with the goal of privatizing and marketizing public education.
Keywords
policy formation, politics of education, educational reform, governance
In rapid succession, laws were passed in three different states that caused
national protests. In Wisconsin, the new law was aimed at limiting the rights
of public sector unions; In Florida, it was the Stand Your Ground law that
made George Zimmerman and Trayvon Martin household names; and in sev-
eral states, Pennsylvania’s being the most comprehensive, voter ID laws were
passed that some claimed were a thinly veiled attempt to take Democratic
voters off the roles. Journalists around the country began connecting the dots
and identified a little known organization, the American Legislative Exchange
Council (ALEC), as a central culprit in all three cases.
What they often did not say was that ALEC did not act alone, but rather
was part of a large and proliferating network of new policy actors who have
over the last four decades worked largely behind the scenes to accrue signifi-
cant policy influence at the state and national levels. Still, the fact that ALEC
was highly influential in setting new policy agendas in multiple states across
policy sectors points to the importance of studying its successful political and
discursive strategies. While not as controversial as other of ALEC’s task
forces, its Education Task Force is quietly sponsoring bills in state legisla-
tures that promote a particular set of education policies informed by a free-
market, libertarian ideology.
larger policy networks, its “think tank” status, its complex or creative politi-
cal and discursive strategies, and its largely successful attempt to privatize
the policy process.
The central questions that guided the study were the following: Which
issues has ALEC focused on in education over the last 20 years? What are the
themes that tie ALEC’s model bills together and what is the nature of the
knowledge regime ALEC is promoting? What political and discursive strate-
gies does ALEC deploy to effectively promote its neoliberal ideological
agenda? Through content and discourse analysis, we will analyze ALEC’s
model bills and political and discursive strategies, and its importance as both
a networked policy entrepreneur and new modality of governance in educa-
tion that has made important inroads into discrediting embedded liberalism
and promoting a free-market, neoliberal knowledge regime (Aasen, Proitz, &
Sandberg, 2013).
material and ideological matrix that in the aggregate provides the synergism
that helps to make the political and discursive strategies we analyze politi-
cally influential.
Methods of Analysis
Our data set is a corpus of texts that includes 54 model bills produced by
ALEC task forces between 1992 and 2013; the ALEC website; the ALEC
agenda, memoranda, and minutes for the 2012 and 2013 Education Task
of business into education during the early 20th century helped create an
allegedly efficient “factory” model of schooling that business claims to
oppose today (Callahan, 1962).3 This more recent cycle of business involve-
ment has retained the focus on managerial efficiency and measurement, but
is more multifaceted, market-based, and pervasive than that of the early 20th
century. By the 1980s, efficiency-oriented “new managerialism” or “new
public management” promoted by business groups was being introduced into
education in the United States largely through extensive workshops on Total
Quality Management (Saltman, 2009), Baldridge approaches to instruction
(Davies, 2010), and a managerialist shift from a concern with inputs into the
system to an emphasis on measurable and high-stakes outcomes (Fusarelli &
Johnson, 2004; Ward, 2011). The basic premise of new managerialism4 is that
public bureaucracies should be organized more closely around principals of
private sector businesses with entrepreneurial and efficiency-minded CEOs
at their helm.
By the 1990s, new issue networks had successfully introduced a market
logic into education (and all sectors of society) through choice policies, char-
ter schools, contracting to the private sector, public–private partnerships, and
restricted voucher systems (Friedman, 1962). This mix of New Public
Management and the creation of quasi-markets resulted in what O’Reilly and
Reed (2010) refer to as the dominance in the public sector of markets, met-
rics, and managers.
While ALEC is only one of many nodes within the new policy networks
that helped create the new political narrative that supports these changes, its
existence parallels the time period of the emergence and development of
these networks. But, as powerful as ALEC’s internal and external network
has become, it is also important to remember that it is not uncontested. While
weakened, traditional interest groups, such as teachers unions and some pro-
fessional associations and academic researchers, are contesting their neolib-
eral agenda.
Furthermore, new network modalities of governance are not limited to the
political right. New neoliberal policy networks have spawned a series of pro-
gressive counter-networks, often, themselves, supported by philanthropy. In
Figure 3, we have documented the emergence of an ALEC counter-network
consisting of progressive politicians, think tanks, and advocacy organiza-
tions. Whether these counter-networks represent a sustainable countervailing
force or whether they are merely an ad hoc reaction to ALEC will depend on
how effectively they can manage these new modalities of network gover-
nance (including funding), and the political and discursive strategies that
conservative and neoliberal advocacy organizations have so successfully
deployed.
represented over 90% of ALEC’s model education bills. There was one other
smaller cluster: (d) the promotion of conservative and moral social values.
The last, while present, is notable for the small number of bills that focus
directly on moral or religious issues. This is not surprising if one considers
that ALEC primarily promotes corporate interests, which tend more toward
free-market, neoclassical economic issues. While we will discuss some of the
model bills in this section, Appendix A contains a more complete table of
model bills organized by themes.
There is an important convergence of interests in ALEC between the neo-
liberal and libertarian principals of its founders and the economic self-inter-
est of the dues paying corporate CEOs. The central theme of the majority of
model bills is the transference of funding and control from the public to the
private sector, or the privatization of public assets. Discursively, this is for
ideological reasons (e.g., shrink government, individual freedom), but most
corporations that are members of ALEC are involved for more than ideologi-
cal reasons that are seldom mentioned in ALEC documents. They see these
model bills as creating new markets to exploit within the public education
sector, 2009).
A second and somewhat smaller set of bills focus on the teaching profes-
sion, especially unions, tenure, and alternative certification. Unions are an
ideological target of ALEC, but also represent an obstacle to profit making in
a highly labor-intensive field like education. Here again, we see an interest
convergence between ALEC’s ideological agenda and corporate profits. The
remaining bills promote new managerialist, business models or conservative
moral issues. In the following sections (and in Appendix A), we have orga-
nized the bills into these four analytic themes.
entrepreneurship ends and profit seeking, which sees public education (and
the public sector generally) as an untapped economic opportunity, begins.
This is where ALEC’s connections to broader policy networks is instructive.
For example, many of ALEC’s members are also members of the Education
Industry Association, a lobby organization that promotes the interests of edu-
cation vendors. Its website notes,
The education industry is poised for explosive growth in all of its segments
from pre K-12 through post-secondary education. In fact, education is rapidly
becoming a $1 trillion industry, second in size only to the health care industry,
and represents 10 percent of America’s GNP. Federal, state and local
expenditures on education exceed $750 billion. (Education Industry Association
website)
creates a mechanism for public school districts and schools to request exemption
from state education standards and regulations. Under this act, any district or
school can create a list of state regulations or standards that, if exempted from,
the district or school could operate more efficiently and better serve students.
(p. 2)
This model bill, using the discourse of freedom, autonomy, and de-regula-
tion, is designed to be attractive to both libertarians and new managerialists.
State-Level Focus
ALEC has strategically chosen to work at the state level, working closely
with the State Policy Network (SPN), which “is made up of free market think
tanks—at least one in every state—fighting to limit government and advance
market-friendly public policy at the state and local levels” (State Policy
Network, 2012, p. 1). SPN, today heavily funded by the Koch brothers and
other venture philanthropists, was set up during the Reagan administration to
create smaller versions of the Heritage Foundation in each of the states
(Center for Media & Democracy, 2013). These state-level think tanks publish
reports, actively place op ed pieces in local newspapers, and help coordinate
the promotion of neoliberal and neoconservative bills in state legislatures.
The current co-chair of the Education Task Force is Jonathan Butcher of the
Goldwater Institute, an Arizona member of the State Policy Network. The
two most popular ALEC task forces for SPN are Education and Tax and
Fiscal Policy. SPN itself sits on ALEC’s Education Task Force.
Suspicious of the federal government, ALEC has published a Handbook
for State Lawmakers (Natelson, 2011), which promotes a convention of the
states which under Article V of the Constitution can propose amendments to
shown it has the power to influence policy on a large scale. More importantly,
in terms of network governance, the larger neoliberal policy network in
which it is embedded has also grown, and has shown itself to be a major
influence on policy at local, state, and national levels. Policy analysts in edu-
cation have identified a “new politics” in the post NCLB era in which ALEC-
like policy networks of both the political left and right are gaining influence
over previous special interests (DeBray-Pelot & McGuinn, 2009).
But how do we know how effective ALEC’s political strategies have been
at getting model bills through state legislatures? ALEC claims its sponsored
bills have been successful 20% of the time, but they provide no evidence for
this claim. Several advocacy organizations and journalists have compared the
language of bills that were passed in state legislatures with that of ALEC
model bills, and found convincing evidence of ALEC’s footprint. They must
use this indirect research method because ALEC is legally not a lobby orga-
nization, and therefore not governed by the same laws that require the disclo-
sure of lobbyists’ input into bills. In New Jersey, when Rizzo (2012) compared
New Jersey’s School Children First Act with ALEC’s model bill titled Great
Teachers and Leaders Act and found striking similarities, he began to connect
the dots. All of ALEC’s recommended requirements were in the New Jersey
bill: the use of teacher rankings, 50% of the ranking based on student test
scores, formation of a Council for Teacher Effectiveness, tenure after 3 years
of positive evaluations, and so on, and the specific language was eerily simi-
lar to ALEC’s and to the Race to the Top requirements.6 For examples of
comparisons of the language and content of ALEC model bills and bills that
passed state legislatures, see Center for Media and Democracy (2011).
One political strategy that is also a discursive one is ALEC’s attempt to
appeal to a broad ideological alliance that we will describe below. As this
strategy involves the deft use of language and discursive strategies, we will
discuss it in the following section.
scenarios, each with its own facts, value judgments, and emotions” (p. 29).
More recently, Lakoff (2008) has documented the importance of how issues
are framed and how people’s already existing “deep frames” can be accessed
with the right policy language and policy framing. While ALEC alone cannot
achieve this outcome, as part of a networked echo chamber of other similar
think tanks and advocacy organizations adept at accessing the media, it both
benefits from and reinforces this echo chamber of neoliberal and libertarian
discourses.
In reviewing ALEC’s model bills, common tactics such as repetition and
framing were helpful, but it became clear that ALEC was directly or indi-
rectly responding to multiple audiences representing different ideological or
knowledge regimes. Apple (2001) provides a useful overview of what he
calls a “hegemonic alliance of the New Right” including neoliberals, social
conservatives, religious conservatives, and a new professional middle class.7
Apple’s notion of alliances is useful in that even though these groups may
differ in some areas ideologically and politically, they form a sort of informal
coalition pushing for markets, standardization, a reversal of separation of
church and state, and a perpetuation of inequality based on notions of indi-
vidualism and meritocracy. This discursive interplay among these four ideo-
logical regimes can be observed as ALEC attempts to deal with contradictions
among them, while not alienating members of the alliance.8 This alliance was
at least temporarily destabilized with the dissolution of the Safety and
Elections Task Force composed of mostly social and religious
conservatives.
Besides Apple’s (2001) notion of hegemonic alliances, Aasen et al. (2013)
promote the broader notion of knowledge regimes. In the U.S. context, these
knowledge regimes would correspond broadly to the shift from a Keynesian,
Welfare State knowledge regime to a Freidmanian, neoliberal or competition
state knowledge regime. While the macro-level ideological debates between
these knowledge regimes is seldom addressed directly, embedded in ALEC’s
neoliberal discourse is an implied critique and attempt to delegitimize previ-
ous welfare state discourses.
According to discourse analysts, all texts are dialogical, meaning that they
are in dialogue with other texts, whether explicit or implicit. Discourse ana-
lysts refer to this as interdiscursivity or intertextuality (Fairclough, 1992).
This means that implicit in most assertions that ALEC makes is a critique of
another knowledge regime. For instance, the constant evocation in ALEC
documents of “freedom” implies a lack of it under a previous regime in
which, for instance, education was a “public monopoly.” In other words, the
Keynesian, Welfare State, with its unions, public bureaucracies, regulations,
and allegedly dysfunctional school boards, while invisible in the model bills,
is ever present by implication in ALEC’s discourse.
Of course, public education has not yet been completely privatized nor
teachers unions sidelined. Nor has the Welfare State—never very robust in
the United States—been totally dismantled. This is why the language of the
bills and the other documents that ALEC produces are so important. There is
a discursive war going on between two competing knowledge regimes, and
ALEC uses language in their bills and publications to both pass bills and
reinforce a new hegemonic common sense about schooling and society.
Within the New Right alliance, ALEC has to use language in a way that
includes rather than excludes diverse constituencies. As noted in a previous
section, most of the ALEC model bills focused on privatization and diminish-
ing teacher unions and tenure, which mostly appeal to neoliberals. However,
there were also bills that appeal to both social conservatives and the new
professional middle class (many of whom are moderate Republicans and new
democrats) and share a business-like approach that favors markets, account-
ability based on performance measures, and the kinds of standardized tests
that favor the cultural capital of their own children.
For instance, ALEC’s repetition of language, like “freedom,” “family,”
“individual,” and “choice,” are aimed at these deep cultural frames around
individualism that appeal to libertarians and social and religious conserva-
tives. The new managerialist middle class may not be ready to jettison public
schools, but are more likely to respond positively to terms like “accountabil-
ity,” “entrepreneurial,” “scholarship” (but not vouchers), or “quality.” While
some of the less controversial bills use discourses that are fairly straightfor-
ward in terms of the policies they are pursuing (e.g. The Charter School Act),
some are more deceptively strategic. This deception may serve ALEC well as
it attempts to please multiple constituencies and promote their bills without
stirring up the controversy that the voter ID laws provoked.
A central strategy of the model bills we analyzed was that privatizing K-12
public education could be promoted through policies that were not seen as
directly aimed at privatization. In fact, while our vocabulary count of the bills
found that the adjectives “private” and “public” are among the most fre-
quently used words in the bills (only “freedom, ““scholarship,” “parent,”
“tax,” “family,” and “choice” were used more), the more provocative noun
“privatization” is never used. While the term “public” had a high usage count,
it typically appeared incidentally in expressions like “non-public,” public/
private partnerships,” “public funds,” charter schools are “public,” “private
or public.”
Sometimes other terms stand in for privatization. For instance ALEC’s
education accountability act model bill of 1995 appears to be mainly about
holding schools accountable, a policy with growing public appeal at the state
level during that period. However, the centerpiece of the bill is not the
accountability per se, but rather the consequences of not meeting the desig-
nated standards. These consequences are for the school to be declared “edu-
cationally bankrupt”—and to replace the faculty or issue the parents of its
students a voucher to subsidize attendance at a non-public school. This notion
of using high-stakes accountability to close or convert schools is now well
known. But this 1995 model bill foreshadowed the Annual Yearly Progress
(AYP) requirement of NCLB 6 years later, suggesting that ALEC and its
larger policy network had considerable influence on NCLB. While AYP has
essentially been replaced with value added assessment scores, this has not
eliminated privatization as one of the consequences of insufficient improve-
ment in scores. Thus, while policy makers tinker with the technical aspects of
accountability, the push for public school closings, more charter conversions,
and even voucher programs continues.
With the exception of bills that promote charter schools, most of the bills
that promote transferring funds and control to the private sector are couched
in the language of accountability, parent and family rights, or scholarships/
vouchers. The most efficient transfer mechanism is providing vouchers to
parents to use in an open market of public and private schools, a policy first
promoted by Milton Friedman (1962) himself, in Capitalism and Freedom.
But because vouchers have been voted down in several state referenda and
still tend to be controversial, the term “voucher” is rarely used in model bills.
Instead, vouchers are referred to as scholarships, and are often specifically
targeted to sympathetic groups such as military families, foster children, or
autistic and special needs children. Six of the bills focused specifically on
scholarships, and another four promoted tax credits, which means that instead
of receiving a government voucher, a parent can select a non-public school
and receive a tax credit. In both cases, money is transferred from the public
to the private sector. Charter schools also represent a similar transfer when
non-profit or for-profit EMO or a Charter Management Organizations (CMO)
is brought in to manage public schools.
movements to create new demands on the state, and form labor unions to
protect ourselves against exploitation. However, the market sector has,
according to most analysts, amassed inordinate influence over both the state
and civil society, threatening political democracy either by using its fiscal
resources to buy political influence and control the media or replace political
democracy with choice in a quasi-market-place.
As a 501(c)(3), ALEC is classified as a civil society, non-profit, tax-
exempt organization, though it actually straddles all three sectors. As a largely
corporate-funded organization that promotes the interests of corporations, it
is located within the Market sector—essentially as a lobbying organization.
But unlike lobbying organizations, because it is also composed of state legis-
lators, it is located within the state sector. Following Ball’s (2009) observa-
tion that the private sector is increasingly colonizing the infrastructures of
policy and operating within the state, ALEC represents a unique combination
of “statework,” corporate lobbying, and think tank. While ALEC is in many
ways more in the tradition of a lobby group promoting corporate interests in
education, it provides a legally legitimate space for corporations to co-write
(not merely influence) model bills that, in turn, insert a business and market
logic, discourse and ideology into the public sector, promoting both the
financial and ideological interests of the corporate sector.
Related to this issue is the claim that neoliberal forms of network gover-
nance are replacing government or that the state is being “hollowed out”
through outsourcing to the private sector and the increased participation of
civil society in providing services once provided by the state (Rhodes, 1997).
Some see this hollowing-out process as a positive development, viewing the
market and civil society as more efficient and democratic. However, what our
analysis of ALEC shows is that in many cases, the state is not withdrawing or
being hollowed out, but rather colonized by corporate interests. The choice of
Thomas Jefferson as the inspiration of ALEC’s vision is ironic since
Jeffersonian democrats were inherently suspicious of financiers, bankers, and
industrialists, whom they viewed as the new aristocracy. However, ALEC has
systematically appropriated a Jeffersonian democratic discourse that is mar-
ket-based rather than political—a discourse of choice in a market place over
citizenship in a democracy—through which to promote its views.
Conclusion
There is growing awareness that new policy networks have emerged both
globally and in the United States, and that many cases have formed aggres-
sive new modalities of governance.9 Various researchers have identified sev-
eral policy entrepreneurs that represent key nodes within these networks.
Appendix A
Model Bills Aimed at Privatizing Public Assets: Choice, Charters, Vouchers, and Tax
Credits.
1990s-2001 Model Bills (Pre-No Child
Left Behind [NCLB]) Promotes
Open Enrollment Act (1995) Allows students to attend any school in
the state and the state would pay the
costs of transporting students.
Education Accountability Act (1995) If a school district or school fails to
meet certain standards, then the state
can declare the district or school
“educationally bankrupt” and issue
vouchers to parents to subsidize
attendance at private schools
Charter Schools Act (1995) Allows states to create and operate
schools that would be exempt from
state laws and regulations, funded on
a per pupil rate like traditional public
schools.
Proposed Resolution on Straight A’s: Urges Congress to allow states to
Academic Achievement for All (1999) consolidate ESEA Elementary and
Secondary Education Act funding as
block grants so states would not have
to abide by Federal regulations.
School Board Freedom to Contract Allows outsourcing or contracting out
Act (1999) services to the private sector
Resolution Supporting Private Supports corporate and individual
Scholarship Tax Credits (2001) subsidization of private schools through
tax credits.
(continued)
Appendix A (continued)
2002-present Model Bills (Post-NCLB) Promotes
Channel One Resolution (2002) This resolution supports the use of
Channel One in public schools.
Individuals Disabilities Education Act Modifies the IDEA to fund private
Resolution (IDEA; 2002) school placement vouchers for special
education students, crating/supporting
private schools for special education
students.
Virtual Public Schools Act (2005) Says virtual or online schools should
be recognized as public schools and
provided with public monies.
The Smart Start Scholarship Program Provides vouchers to parents to
(2006) enroll their child in private pre-
schools. It also provides tax breaks
to corporations that fund these
scholarships/vouchers
The Great Schools Tax Credit Program Provides tax credits for families paying
Act (2009) private school tuition and creates
tax credits for corporations and
individuals who donate money to these
scholarships.
The Innovation Schools and School Creates an “innovation zone” for schools,
Districts Act (2009) essentially charter schools, that would
get public monies but not have to
comply with school district regulations,
including collective bargaining rights.
Next Generation Charter Schools Act Gives charter schools competitive
(2009) advantage over public schools.
Governors can appoint a separate
charter school board, removes limits on
number of charter schools.
Parent Trigger Act (2010) Allows parents with a majority vote
to opt for one of three choice-based
options for school reform—transforming
the school into a charter school,
supplying students from that school with
75% per pupil cost voucher, or closing
the school.
Educational Enterprise Zone Act This model legislation creates zones with
(1995) public and private schools. Students
eligible for free lunch could attend any
school in the zone, being supplied with
vouchers for private schools.
Resolution Supporting the Principles of This resolution supports NCLB
NCLB (2006)
(continued)
Appendix A (continued)
The Public School Financial Requires schools to create easily
Transparency Act accessible data of school revenues and
expenditures, these are already public
documents and this law would require
local school boards to maintain a
separate database to do this.
Quality Education and Teacher and The filing of meritless lawsuits against
Principal Protection Act (2013). (This school districts, teachers and
is essentially a tort reform act) administrators, and other school
employees interferes with attempts to
ensure the quality of public education
. . . Meritless litigation also diverts
financial and personnel resources to
litigation defense activities, and reduces
the availability of such resources for
educational opportunities for students.
The Legislature finds that legislation to
deter meritless lawsuits and sanction
deliberately false reports against
educators is a rational and appropriate
method to address this compelling
public interest.
Drug-Free Schools Act (1995) Alters the 1986 Drug-Free Schools Act
by funneling more of the federal and
state money through a state drug-free
schools advisory committee before
reaching the schools as well as creating
local drug-free school committees that
would be responsible for approving
specific plans.
(continued)
Appendix A (continued)
2002-present Model Bills (Post-NCLB) Promotes
Appendix B
Figure 1. Educational Privatization Typology.
Funding
The authors received no financial support for the research, authorship, and/or publica-
tion of this article.
Notes
1. The American Legislative Exchange Council (ALEC) has since then listed its
model bills on its website. See http://www.alec.org/model-legislation/
2. Here we are using “neoliberalism” as a broader term that encompasses economic
(neoclassical), cultural, and political dimensions.
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Author Biographies
Gary L. Anderson is a professor in the Department of Administration, Leadership and
Technology in the Steinhardt School of Culture, Education, and Human Development
at New York University. A former high school teacher and principal, he has published
on topics such as critical ethnography, action research, school micropolitics, and
school reform and leadership. With Kathryn Herr, he has co-authored two books on
action research;The Action Research Dissertation: A Guide for Students and Faculty.
(2014, 2nd Ed., , Sage Pub.) and Studying your own school: An educator’s guide to
practitioner action research.(2nd ed. 2007, Corwin Press). His most recent book is
Advocacy Leadership: Toward a Post-Reform Agenda (2009, Routledge).
Liliana Montoro Donchik is a doctoral candidate in Educational Leadership at New
York University’s Steinhardt School of Culture, Education and Human Development.
She is currently working on her dissertation which explores the transition issues for
formerly incarcerated youth returning to school and community. Ms. Donchik was a
special education teacher for 8 years in public schools in San Francisco, Oakland, and
Palo Alto. She has been a research assistant at the Vera Institute of Justice, the Center
for Court Innovation, the Metropolitan Center for Urban Education, and the Social
Science Research Council. Ms. Donchik is currently consulting with the New York
City Department of Education in the Office of Research and Development.