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University of Groningen

The spreading of disorder.


Keizer, Kees

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The Spreading of Disorder
Voor mijn ouders

Printing: Ridderprint B.V.

ISBN (Paper version): 978-90-367-4586-4


ISBN (Electronic version): 978-90-367-4587-1
RIJKSUNIVERSITEIT GRONINGEN

THE SPREADING OF DISORDER

Proefschrift

ter verkrijging van het doctoraat in de


Gedrags- en Maatschappijwetenschappen
aan de Rijksuniversiteit Groningen
op gezag van de
Rector Magnificus, dr. F. Zwarts,
in het openbaar te verdedigen op
donderdag 14 oktober 2010
om 11.00 uur

door

Kees Evert Keizer


geboren op 16 maart 1975
te Leeuwarden
Promotores : Prof. dr. S. M. Lindenberg
Prof. dr. E. M. Steg

Beoordelingscommissie : Prof. dr. P. W. Schultz


Prof. dr. R. P. M. Wittek
Prof. dr. A. J. M. W. Hagendoorn

ISBN: 978-90-367-4586-4
Contents

Page

Chapter 1: General introduction 7

Chapter 2: The Spreading of Disorder 17

Supporting material for the spreading of disorder 32

Chapter 3: Helpfulness in public places: 39

Why does it vary and how can it be increased?

Chapter 4: Higher-ups make especially influential norm violators 53

Chapter 5: The reversal effect of prohibition signs 67

Chapter 6: General discussion 85

Dutch summary / Nederlandse samenvatting 93

References 103
Acknowledgements 111

ICS dissertation series 113


Chapter 1

General Introduction

7
Chapter 1

Maybe the best introduction for this dissertation is a simple trip to your local

supermarket. What seems like an uninteresting everyday task is in the light of this

dissertation a journey in the field of social norms. We namely live in a world of rules,

standards and regulations, and on this trip you will encounter dozens. For example, you

are not allowed to park your car in front of the store. You have to use the right door to

enter the store. You have to use a shopping cart. You are not allowed to smoke, drink or

start eating that delicious looking croissant, you just picked up from the shelf. It is not

appropriate to jump the queue or litter the plastic bag of the croissant on the pavement.

Whereas it is the appropriate behavior to help the man who just dropped all his groceries.

You have to walk on the pavement. You are not allowed to jaywalk. When you finally

reach your car and loaded the groceries, you have to make the whole trip again because

you have to return the shopping cart. All these norms, i.e. rules of behavior tell us which

behavior is commonly approved or disapproved in a certain setting. Norms are

inseparable to life in social contexts. They are in a sense the glue of our society, as they

regulate people’s pursuit of personal needs and desires and in doing so prevent conflicts

and chaos (Sherif 1936/ 1965). Social norms in the strict sense are defined as: “rules and

standards that are understood by members of a group, and that guide and/or constrain

human behavior without the force of laws” (Cialdini & Trost, 1998, p. 152). In this

dissertation I use a broader definition of (social) norms namely the behavior generally

considered (in)appropriate, this refers to all legitimate rules, including laws, rules by

8
General Introduction

private companies and also pro-social norms such as helping someone in need. These

norms can be as general as “thou shalt not steal” or as specific as “no reading while

eating at the kitchen table” (a norm in the household where I grew up). Norms can be

transsituational (Reno, Cialdini, & Kallgren, 1993) and extend to all or many settings,

like being polite to others, but they can also be limited to a certain setting (Aarts, &

Dijksterhuis, 2003). For example, talking out loud is a norm violation in a library but

very appropriate while having a party.

Although norm-conforming behavior is in the best interest of others and the community

as a whole, it is often not in the best interest of the individual it self. It is much easier to

litter a soda can than carry the can with you to the next trashcan 4 blocks away. Although

it varies greatly across settings and situations whether people conform to norms, there is

no question that people’s behavior is often guided by social norms (e.g. Cialdini & Trost,

1998). So why do we conform to social norms? Violating social norms is often associated

with sanctions, whereas norm-conforming behavior is associated with approval and

reward. There is no denying that the forecast of a sanction for transgressions can induce

norm conforming behavior. In Singapore the police officer on every street corner and the

prospect of a fine up to $2000 will probably scare you into not littering. These sanctions

and rewards can also be informal, the classical work on conformity points to the human

desire to be liked (or not to be disliked) by others, as one of the mechanisms that drives

conformity to group norms (Deutch and Gerard, 1955). It is clear this mechanism can be

influential, it influences men into wearing a tie and woman into waxing there legs. Asch

(1956) for example showed that people when seated in a group are likely to follow the

answer given by the rest of the group even when it is clear (to them) that this answer is

9
Chapter 1

false. Although considerations of costs and benefits can spark norm-conforming

behavior, they are neither able to solely explain the influence of norms on behavior nor

the variance in this influence. For many norms the costs of transgression are low or even

absent, nevertheless people tent to conform to them. Littering or not returning your

shopping cart is not likely to get fined or be met by open disapproval by other people, so

their costs are low (if we don’t take Singapore into account). But the majority of people

does not litter anyway, even when other people are absent and there is no chance of

getting fined. Apparently, it is not (merely) anticipated sanctions that determine norm

conformity. What is going on? We know from prior research (Cialdini, Kallgren & Reno,

1990) that social norms need to be activated to influence behavior. This even applies to

personal norms, i.e. rules or standards for one’s own behavior (Kallgren, Reno, &

Cialdini, 2000). As norm conformity differs across settings, the environment seems to

play an important role in the activation and deactivation of norms. How exactly does this

work? What does it depend on? This dissertation explores these issues, using a theory

that specifically focuses on the environmental influences on the (de)activation of norms:

goal-framing theory.

The goal-framing theory (Lindenberg & Steg, 2007) states that the influence of norms on

people’s behavior is determined by the goal they pursue. Goals influence how one

perceives, evaluates and behaves (in) a setting and what one is sensitive to in that

situation. The theory distinguishes three overarching goals: hedonic, gain and normative

goals. People, pursuing a gain goal focus on guarding and improving their recourses.

People pursuing a hedonic goal are mainly focused on guarding and improving the way

10
General Introduction

they feel right now (short-term perspective). A normative goal on the other hand focuses

people at what is generally considered appropriate. All three goals may be influential at a

given time but the relative weight of their influence differs across situations. One of the

three overarching goals is focal at a given moment, with the other two goals in the

cognitive background. With regard to the focal goal, one is particularly attentive and

sensitive to information that pertains to this goal. Thus, people for whom the normative

goal is focal, will be especially attending and sensitive to information concerning norms

in a situation. Changes in the degree of activation of a goal can make a goal from the

background become focal and vice-versa. Thus, as goals can conflict, the weakening of

one goal will make another goal (or both other goals) relatively more influential.

Therefore the weakening of the normative goal makes hedonic and/ or gain goals more

influential, thereby inhibiting the influence of norms in general. Conversely,

strengthening the normative goal enhances the influence of norms on behavior.

The normative goal is a priori the weakest of the three; therefore its strength relies (more

than the other goals) on (external) support, especially on the behavior of other people. So

what happens when a setting reveals lack of support for a norm? In the public realm,

there are often cues that others violated a certain norm, such as litter on the streets,

graffiti on the walls, bicycles and cars parked where this is not allowed. According to the

theory such negative “norm-support cues” should weaken the general normative goal to

act appropriately and thus inhibit the influence of norms. This effect should hold for the

weakening of a norm that corresponds to the observed norm violation. For example,

seeing others throw trash on the ground, should make it more likely that one does not

keep to the anti-littering norm oneself. However, there should be an even more interesting

11
Chapter 1

phenomenon to be observed: if others show disrespect for one norm, one’s general goal to

keep to norms becomes weaker (less activated) and thus one should also be less likely to

follow another, quite unrelated, norm: a cross-norm inhibition effect. If this is correct,

then norm violations will have a tendency to spread from one norm to other norms. This

is only a prediction from goal-framing theory. Is there empirical support for this effect?

Are we for example more likely to litter, ignore prohibition signs or even steal in a setting

sprayed with graffiti? These and related questions will be pursued in this dissertation with

the help of experiments, many of which are field experiments with a high ecological

validity: experiments in the public realm.

The logic that links the different experiments and explains their sequence is the

following. First, we1 address norms that pertain to the maintenance of public order, such

as the anti-littering norm. In a series of studies (chapter 2), we focus on the cross-norm

inhibition effect in the public realm. Would this effect hold for various kinds of rules, as

the theory predicted? We vary the kinds of rules that one observed being transgressed

from social norms to police ordinances, to private rules and federal laws. We also vary

the rules one is willing to violate from anti-littering to trespassing to stealing.

Since one might be sanctioned financially or socially for littering or stealing, the question

is whether the activation of norms is due to the idea that where norms are violated by

others, norms are not enforced and therefore one can violate them with impunity. This

would not be an effect of norm (de)activation, as described earlier. To rule out a guess on

1
I use the term “we” and not “I” throughout the remainder of the dissertation, when I refer to the authors,
as the research described being the product of a collaboration with my promoters: Siegwart Lindenberg and
Linda Steg.

12
General Introduction

law enforcement as the mechanism behind an increase in norm violating behavior in these

settings, we look in chapter 3 at norms that are not associated with sanctions when

violated: pro-social norms. Although helping a stranger who dropped something or return

an item that somebody lost is considered appropriate behavior, you will not get

sanctioned for not acting accordingly. Are these pro-social helping norms also inhibited

in settings with negative norm support cues? Are we less likely to help someone in a

littered setting? If this is true it could explain why in public places helpfulness towards

strangers in public places varies so much across settings (Levine, Martinez, Sorenson,

1994).

In public places we are not only confronted with cues that signal disrespect for norms,

fortunately there are also cues clearly signaling respect or care for norms or disapproval

of norm violating behavior (i.e. positive-norm support cues). There is that shop owner

who sweeps the pavement of the street his shop is situated on. The person walking in

front of you who almost took the left door in the supermarket but turns around to take the

appropriate entrance. If negative norm-support cues like litter inhibit the influence of

norms, will positive norm-support cues than induce norm conforming behavior, by

strengthening the normative goal? Will observing a positive norm-support cue like

someone sweeping the streets reinforce the influence of norms (like being helpful to

strangers). We address the inhibition and the reinforcement of pro-social norm influence

in chapter 3.

The presence of people in general can make social norms more salient, but some people

can be expected to be especially influential in this respect: significant others. Significant

others are people whose normative expectations matter for the individual (see Ajzen

13
Chapter 1

1991). The (psychological) presence of these significant others can be expected to

activate the norms that are perceived to be endorsed by these significant others (Stapel,

Joly & Lindenberg, 2010). Thinking about a significant other will activate the norms they

are associated with (Chaiken, 1980; Fitzsimons & Bargh, 2003). In doing so the

normative expectations of significant others influence how people evaluate or behave (in)

certain settings. For example, merely thinking about your parents might make you sit up

strait or eat with knife and fork. In this dissertation we reason that higher-ups (in e.g.

companies) are also likely to make certain norms (e.g. company norms) more salient.

Thinking of your boss might induce you to clean your workspace as company rules

command. So what happens when a higher up violates the norm he or she makes salient?

What if the managers steal company money? The higher-ups are than the negative-norm

support cue for the norm they them selves make salient. Does this enhanced norm

salience also make the corresponding negative-norm support cue more salient and

therefore more influential? Does the norm-violating behavior of higher-ups inhibit the

influence of norms to a greater extent than when the norm violators are people with less

status in the company? These questions are addressed in chapter 4.

Significant others make norms (and their violation) particularly salient. Another way of

making them salient is by means of prohibition signs. Such signs are often placed in a

setting where a particular norm is frequently violated. Is this a wise approach or will

placing a prohibition sign also make the negative norm-support cues more salient and

thereby more influential? We address this possible reversal effect of prohibition signs in

chapter 5.

14
General Introduction

In sum, in this dissertation I study the inhibition effects of negative norm support cues on

norm-conformity and the norm reinforcement effects of positive norm-support cues. I

also investigate whether the influence of norm-support cues is enhanced when the

corresponding norm is made salient. The main focus lies on the cross-norm inhibition

effect. The general framework through out the dissertation is the goal framing theory. The

four empirical chapters take the form of four separate papers. Chapter 2 is already

published (Keizer, Lindenberg & Steg, 2008) chapters 3 and 5 are both under review and

chapter 4 will be submitted in the near future. As the chapters are separate papers there

will be some overlap in the theoretical reasoning.

15
16
Chapter 2

The Spreading of disorder

17
Chapter 2

Imagine that the neighborhood you are living in is covered with graffiti, litter, and

unreturned shopping carts. Would this reality cause you to litter more, trespass, or even

steal? A thesis known as the broken windows theory suggests that signs of disorderly and

petty criminal behavior trigger more disorderly and petty criminal behavior, thus causing

the behavior to spread. This may cause neighborhoods to decay and the quality of life of

its inhabitants to deteriorate. For a city government, this may be a vital policy issue. But

does disorder really spread in neighborhoods? So far there has not been strong empirical

support, and it is not clear what constitutes disorder and what may make it spread. We

generated hypotheses about the spread of disorder and tested them in six field

experiments. We found that, when people observe that others violated a certain social

norm or legitimate rule, they are more likely to violate other norms or rules, which causes

disorder to spread.

In the mid-1990s, the mayor of New York and his police commissioner adopted a

“Quality of life campaign.” Attention was focused on fighting signs of disorder and petty

crime. Graffiti was removed, streets were swept, and signs of vandalism were cleared.

This initiative was based on the broken windows theory (BWT) of Wilson and Kelling

(1982). The BWT suggests that signs of disorder like broken windows, litter, and graffiti

induce other (types of) disorder and petty crime (Gladwell, 2000). It was thought that

18
The spreading of disorder

removing these signs of disorder would take away an important trigger of disorderly and

petty criminal behavior. After the introduction of the campaign, petty crime rates in New

York dropped. Since then, approaches based on the BWT have become popular and have

been adopted worldwide (e.g., in various cities in the United States, Great Britain,

Netherlands, Indonesia, and South Africa).

BWT may be very popular, but it is also highly controversial. So far, it lacks empirical

support, and it fails to specify what constitutes disorder. Studies aimed to test the BWT

(Skogan, 1990; Kelling & Cole, 1996; Kelling & Sousa, 2001; Sampson & Raudenbush,

1999) have provided mixed results at best. The National Research Council (NRC, 2004)

concluded that the re- search did not provide strong support for the BWT. There is also

little evidence that broken window policing contributed to the sharp decrease in petty

crime in New York (Harcourt, 1998; Eck & Maquire, 2000; Harcourt & Ludwig, 2006).

Moreover, to our knowledge, research on the BWT has so far been correlational, so

conclusions about causality are shaky (Sampson & Raudenbush, 1999; Harcourt, 1998).

The BWT suggests that a setting with disorder triggers disorderly and petty criminal

behavior, but it might be the other way around or both may be caused by a third variable.

Furthermore, the BWT gives no insight into what is and what is not a condition of

disorder that will spread. Because the BWT forms the backbone of many cities’ defense

against the growing threat of disorder and petty crime, these shortcomings need to be

addressed.

In the present study, we conducted six field experiments that address these issues. Our

first step was to conceptualize a disorderly setting in such a way that we can link it to a

process of spreading norm violations. Social norms refer either to the perception of

common (dis)approval of a particular kind of behavior (injunctive norm) or to a particular

19
Chapter 2

behavior common in a setting (descriptive norm) (Cialdini, Kallgren & Reno, 1990;

Cialdini, Kallgren & Reno, 1991; Cialdini, 1993; Codol, 1975; Marques, Abrams, Paez,

& Martinez-Taboada, 1998; Shaffer, 1983). Injunctive norms affect behavior because

they provide information about which behavior is most appropriate in a given situation

(e.g., Chaiken, Giner-Sorolla & Chen, 1996; Cialdini & Trost, 1998; Deutsch & Gerard,

1955). For example, the antilitter norm is a widely held injunctive norm (e.g., Berkowitz,

1972; Bickman, 1972). The extent to which an injunctive norm affects behavior depends

on how much the norm is on people’s mind (Reno, Cialdini & Kallgren, 1993; Schwartz

& Fleishman, 1978). For example, an antilitter norm will be more on people’s minds

when they see someone picking up a piece of litter (which shows disapprovement of

littering) (Cialdini, et al., 1991) or simply see a norm stated on a sign (Cialdini,

2003;Winter, et al., 2000). Descriptive norms affect behavior because they provide

information about which behavior is most common in a given situation. For example, a

littered setting shows that it is common to litter and will therefore enhance littering

(Cialdini, et al., 1990; Krauss, Freedman, & Whitcup, 1978; Finnie, 1973). Similar to

injunctive norms, the more conspicuous the descriptive norm, the more strongly it

influences behavior. For example, the probability that a participant litters in a littered

setting is enhanced when a lot of litter is present or when the participant watches

someone littering (Cialdini, et al., 1990). Injunctive and descriptive norms can be in

conflict, as for ex- ample in a setting where it is common to litter even though littering is

commonly disapproved of. Thus, settings described in BWT as disorderly (e.g., a littered

setting) can be conceptualized as settings in which descriptive and injunctive norms are in

conflict. The next question then is how behavior is influenced by such a setting.

Injunctive-norm information in a persuasive message is more effective when

20
The spreading of disorder

accompanied by descriptive norm information that is in alignment rather than in conflict

with that message (Cialdini, 2003; Cialdini, et al., 2006; Rimal, Lapinski, Cook & Real,

2005; Schultz, Khazian & Zaleski, 2008). For example, a sign drawing attention to the

antilitter norm is more influential in reducing littering when placed in a non littered

setting than when it is placed in a prelittered setting (Reiter & Samuel, 1980). Thus, a

setting with graffiti, described by the BWT as a setting showing disorder, can cause the

spraying of graffiti because it inhibits the injunctive anti graffiti norm. In honor of the

individual who first described this process, we call this the Cialdini effect. The important

question for the BWT is whether or not it also causes disorderly (or petty criminal)

behavior in general. The question we will address is the following: Do more people litter

or even steal in a setting where the anti-graffiti norm (injunctive norm) is in conflict with

the descriptive norm (setting shows it is common to spray graffiti)?

The Cialdini effect has its basis in people’s tendency to reason “if a lot of people are

doing this, it’s probably a wise thing to do” and to do what they observe others are doing

(Cialdini, 2007) However, we believe that there is another, goal-driven mechanism at

work as well, which is particularly important for the spread of disorder. Much conformity

to injunctive norms is the result of people pursuing the goal to act appropriately.

However, people can also pursue a hedonic goal directed at feeling better right now or a

gain goal directed at guarding and improving one’s resources. All three goals can be in

conflict, and the weakening of one is likely to bring another goal to the fore (Lindenberg

& Steg, 2007). In a given situation, the goal to act appropriately is weakened when

people observe that others seemingly did (or do) not pursue the goal to act appropriately.

In turn, a weakening of this goal strengthens conflicting hedonic and gain goals. For

example, when people observe that others have painted graffiti where it should not have

21
Chapter 2

been painted, they actually observe inappropriate behavior. This, we predict, weakens

their concern for appropriateness and strengthens the goal to do what makes them feel

good (for example, by being lazy and throwing paper on the street) or the goal to gain

resources (say by stealing). Thus people don’t necessarily copy the inappropriate

behavior they observe but let concerns other than appropriateness take center stage. In

this way, one norm violation fosters violations of other norms, and disorder spreads from

one kind of inappropriate behavior to other kinds. We call this the cross- norm inhibition

effect. An important implication of this “goal-framing” theory for the BWT is that the

effect should not be limited to social norms in the strict sense of the word but would also

apply to all sorts of legitimate rules, such as laws, police ordinances, or even legitimate

rules established by private companies.

To test this theory, we conducted controlled field experiments in common public spaces

(see also attached supporting material), that is, in locations where ordinary “broken

window” kind of disorder could be observed.

Participants were people in the public space judged to be 18 years or older. There were no

signs in any of the studies that they were aware of being observed by the experimenter.

We distinguished between a contextual norm (which the participant witnessed having

been violated) and a target norm (a violation committed by the participant). What we

manipulated were the indications that the contextual norm was being violated. What we

observed as a dependent variable was the relative number of individuals who then

violated the target norm, which was inconvenient or costly to follow in this situation. We

predicted that disorder (violation of contextual norm) would spread (violation of target

norm). To study the robustness of this cross-norm inhibition effect, we conducted six

different studies. For ease of description, let us call the situation in which the contextual

22
The spreading of disorder

norm is violated (i.e., inappropriate behavior by others is being displayed) the disorder

condition and the one in which it is not violated the order condition. Other factors

possibly influencing the results were kept constant between conditions (no signs of other

norm or rule violations, same weather conditions, and same period of the day). A

confederate posted out of sight observed whether participants did or did not violate the

target norm. Gender was coded at first but turned out not to have any impact on the

results and was dropped in later experiments. The arrangements in all experiments were

such that it was virtually impossible for people not to notice the violations of injunctive

norms (such as graffiti, wrongly parked bicycles, and firecrackers).

In study 1, the setting was an alley in Groningen located in a shopping area and

commonly used to park bicycles. In the order condition, the walls of the alley were clean

(Fig. 1A), whereas in the disorder condition they were covered with graffiti (Fig. 1B). A

standard prohibition sign (a round red sign with a round white center) with the text

“Graffiti” pointed out the disapproved behavior. The sign was highly noticeable, and

every subject entering the setting at least glanced at it. Participants (N = 77 in each

condition) were all people who came to collect their parked bi- cycles. In their absence, a

flyer with an elastic band had been attached to the handlebar of their bicycle. The flyer

was white and thus very noticeable. It read: “We wish everybody happy holidays,” signed

with the name of a nonexistent sportswear shop. The flyer had to be removed by the

participant to easily use the handlebar. Because there were no trashcans in the alley, “not

littering” meant taking the flyer with them. We counted throwing the flyer on the ground

or hanging it on another bicycle as littering.

The cross-norm inhibition effect of violating the anti-graffiti norm on littering was quite

substantial. Of the participants in the order condition (non-graffiti), 33% littered

23
Chapter 2

compared with 69% of the participants in the disorder condition (graffiti on the walls).

The difference is highly significant (χ²(1, 154) = 20.367, P < 0.001). In Groningen,

littering is generally tolerated by the police so that the effect could not be explained by

Fig. 1a (Left) Fig. 1b (Right)

a guess on law enforcement, such as “if people haven’t been caught painting graffiti, I

will not be caught dropping paper.”

We designed the next studies to include a variety of norms in order to address two

questions. We wanted to determine whether the cross- norm inhibition effect was

restricted to generally accepted social norms or whether, as expected by the goal-framing

theory, it also extended to local ordinances by the police or even to normative requests set

up by private companies. We also wanted to determine how far the influence would go.

In other words, would a norm violation just affect relatively light infractions, such as

littering, or would it go so far as to affect the willingness to violate such serious norms as

“thou shalt not steal”?

24
The spreading of disorder

For study 2, we used a police ordinance as a contextual norm and “no trespassing” (as

ordered by the police) as the target norm in the setting of a car park. Thus, both

contextual and target norms were not general social norms but rules set up by the local

police for a particular local situation. A temporary fence (set up by us) closed off the

main entrance for people who came to pick up their car, but a gap of about 50 cm was left

open in the fence (Fig. 2; on next page). We attached two signs to the temporary fence

just 60 cm apart and directly next to the gap. The right sign (our contextual norm)

indicated that it was prohibited to lock bicycles to the fence. The left sign (our target

norm) made clear that it was prohibited to use this entrance and that people had to use an

alternative entrance to the car park, which required walking a 200-m detour. In the order

condition, four bicycles standing 1 m before the fence were ostensibly not locked to the

fence. In the disorder condition, four bicycles were locked to the fence for everyone to

see. The dependent variable was whether pedestrians conformed to the “no throughway”

sign (the target norm) and walked the 200-m detour to the temporary entrance that was

pointed out by the sign. Violating the “no throughway” ordinance meant stepping through

the gap in the fence. Subjects (N = 44 in the order condition and N = 49 in the disorder

condition) were all people who came to collect their car from the car park. A group of

people approaching the fence was counted as one subject.

25
Chapter 2

Fig. 2.

Again there was a clear cross-norm inhibition effect. Of the participants in the order

condition (where bicycles were not locked to the fence), 27% stepped through the gap in

the fence, com- pared with 82% of the participants in the disorder condition (where the

bicycles were attached to the fence). The difference is significant (χ²(1, 93) = 27.791, P <

0.001).

Would this also hold for a rule set by a private company that is not enforced with

sanctions? In study 3, a parking garage adjacent to a supermarket and health club was

used in which the con- textual norm established by the private company is to return

shopping carts to the supermarket after loading groceries into one’s car. A very visible

26
The spreading of disorder

sticker with the text: “please return your shopping carts” attached to the entrance doors of

the parking garage focused attention on this normative request (Fig. 3; on the next page).

In the order condition, the garage was clear of shopping carts that were not returned. In

the disorder condition, there were four unreturned shopping carts standing around in

disarray. The (unreturned) carts used in the disorder condition had no coin deposit

system, so people were not financially encouraged to return them. To discourage people

who just arrived from using the shopping carts and thus removing the disorder, we

smeared the handlebars of the carts with petroleum jelly. Participants (N = 60 in each

condition) were visitors of the supermarket and a health club who came to collect their

car from the multilevel parking garage. Only people not using a shopping cart were

included. The target norm was the anti-litter norm, already used in study 1. The

dependent variable was whether or not participants who returned to their car littered a

flyer (the same flyer as used in study 1) that was placed under the driver’s side

windshield wiper of their parked car. The results show that even with this private request,

a considerable cross-norm inhibition effect could be observed. Of the participants in the

condition without shopping carts, 30% littered the flyer, compared with 58% of the

participants in the condition for which unreturned shopping carts were present. The

difference is significant (χ²(1, 120) = 9.766, P = 0.002).

27
Chapter 2

Fig. 3.

Is disorder only linked to visual cues of norm violation? Would the cross-norm inhibition

effect be of any influence when the contextual norm was merely audible? In our fourth

study, we focused on a national law as a contextual norm. In Netherlands it is prohibited

by law (with a €60 fine) to set off fireworks in the weeks before New Year’s Eve. We

wanted to find out, 2 weeks be- fore New Year’s Day, whether an offense against this

national law would induce people to litter. In contrast to studies 1 to 3, the contextual

norm was not made conspicuous (say by a sign stating the law). The law about fireworks

is well known, and its violation itself would immediately make the law salient in people’s

mind. The setting we used was a bicycle shed located near a busy train station. The

28
The spreading of disorder

subjects (N = 50 in the order condition and N = 46 in the disorder condition) were all

people who came to collect their parked bicycle. In the order condition, there was no

sound of fireworks. In the disorder condition, we set off firecrackers (well within hearing

distance of the participants but out of sight to prevent any visual cues). We observed

whether participants littered a flyer (the same flyer as used in studies 1 and 3) attached to

the handlebar of their bicycle. Of the subjects in the order condition (no fireworks set

off), 52% littered the flyer compared with 80% of the subjects that heard fireworks being

set off as they entered the bicycle shed. The difference is significant (χ²(1,96) = 8.587, P

= 0.003).

For studies 5 and 6, the target norm was stealing, and we examined whether an envelope,

visibly containing a €5 note and hanging out of a mailbox, would be stolen more often if

a con- textual norm was violated. The white (addressed) window envelope sticking out of

a mailbox (situated in Groningen) was very noticeable for every- one approaching the

mailbox, and it was clearly visible that the envelope contained a €5 note (Fig. 4). The

participants were all people who singly passed the mailbox on foot (and the few who

actually posted a letter). We conducted a baseline order condition (N = 71) in which the

mailbox was not covered with graffiti and the ground around the mailbox was clean. We

then conducted two disorder conditions: one in which the mailbox was covered with

graffiti without litter on the ground (N = 60, study 5) and one in which there was no

graffiti on the mailbox but the space around the mailbox was littered (N = 72, study 6).

The circumstances of all three conditions in term of period of the day and weather were

held constant. The dependent variable was whether or not people would steal the

envelope. Leaving the envelope or pushing it into the mailbox was considered not

stealing. Opening the envelope or taking it was considered stealing. Thus, we compared

29
Chapter 2

Fig. 4 .

two disorder conditions to the baseline condition. The study 5 results were quite dramatic.

Of the participants in the baseline order condition (no graffiti, no littering), 13% stole the

envelope compared with 27% of the subjects in the graffiti disorder condition. The

difference is significant (χ²(1, 131) = 4.122, P = 0.035).

The results of study 5 proved to be robust. Compared with the baseline order condition

(in which 13% stole the envelope), 25% of the subjects in study 6 stole the envelope in

the litter disorder condition. The difference is again significant (χ²(1, 143) = 3.545, P =

0.047). It is highly unlikely that this effect is due to a guess about the likelihood of law

enforcement triggered by littering. People are not likely to infer a low likelihood of law

enforcement against stealing from the fact that people littered the street, because in

Groningen littering is generally tolerated by the police whereas stealing is not. The most

30
The spreading of disorder

likely interpretation of these results is, as before, that one disorder (graffiti or littering)

actually fostered a new disorder (stealing) by weakening the goal of acting appropriately.

Our conclusion is that, as a certain norm- violating behavior becomes more common, it

will negatively influence conformity to other norms and rules. The effect was not limited

to social norms but also applied to police ordinances and even to legitimate requests

established by private companies. The mere presence of graffiti more than doubled the

number of people littering and stealing. There is a clear message for policy- makers and

police officers: Early disorder diagnosis and intervention are of vital importance when

fighting the spread of disorder. Signs of inappropriate behavior like graffiti or broken

windows lead to other inappropriate behavior (e.g., litter or stealing), which in turn

results in the inhibition of other norms (i.e., a general weakening of the goal to act

appropriately). So once disorder has spread, merely fixing the broken windows or

removing the graffiti may not be sufficient anymore. An effective intervention should

now address the goal to act appropriately on all fronts.

31
Chapter 2

Supporting Material for

The Spreading of Disorder

Materials and Method

We conducted six different studies, each as a field experiment with people who did not

know that they were observed. In the following, we repeat the description of each study

given in the Science article and add aspects of relevance that were not covered in the

article.

Study1 .The setting was an alley in Groningen located in a shopping area and commonly

used to park bicycles (Fig. 1). A standard prohibition sign (a round red sign with a round

white center) with the text “Graffiti”, pointed out the disapproved behavior (see Fig. 1A

and 1B). The sign was highly noticeable and every subject entering the setting at least

glanced at it. Subjects (N=77 in each condition) were all people who came to collect their

parked bicycle. In their absence a flyer with an elastic band had been attached to the

handlebar of their bicycle. The flyer was white and thus very noticeable. It read: “We

wish everybody happy holidays”, signed with the name of a non-existing sportswear

shop. The flyer had to be removed by the subjects to easily use the handlebar. As there

were no trashcans in the alley, ‘not littering’ meant taking the flyer with them. We

counted throwing the flyer on the ground or hanging it on another bicycle as littering.

32
The spreading of disorder

Additional information: for the order condition, we painted the wall during the night so

that the next day (when the order condition was conducted) there would be no graffiti.

For the disorder condition, we applied graffiti to the wall during the night for the disorder

condition the following day. The graffiti consisted out of simple tags as the more

elaborated ‘pieces’ might be perceived as art instead of norm violations. In the order and

disorder conditions, we also attached a large symbolic sign prohibiting graffiti. We

attached it in such a way that it was clearly visible for people who came to pick up their

bicycle (within 3 meters of the sign). Although only the bicycles parked within 3 meters

were used in the experiment, all the bicycles in the alley were ‘flyered’ after they were

parked this to avoid that that the subjects felt frustrated because they received a flyer

whereas others did not. When people littered, it was inconspicuously picked up right

away because we wanted to avoid simple norm violation effects (descriptive norm effect

a la Cialdini) and concentrate on the cross-norm inhibition effect. For both experimental

conditions, the same weather conditions applied: cloudy skies. During rain showers the

experiment was stopped. After a rain shower every flyer was replaced with a dry one, as

taking a wet flyer would possibly be seen as more of burden. We also conducted the

experiments during the same period of the day: from 1 pm until 5 pm.

Study 2.We used a police ordinance as a contextual norm and “no trespassing” (as

ordered by the police) as target norm in the setting of a car park. Thus, both contextual

and target norms were not general social norms but rules set up by the local police for a

particular local situation. A temporary fence (set up by us) closed off the main entrance

for people who came to pick up their car, but a gap of about 50 cm was left open in the

33
Chapter 2

fence (Fig. 2). We attached two signs to the temporary fence just 60 cm apart and directly

next to the gap. The right sign (our contextual norm) indicated that it was prohibited to

lock bicycles to the fence. The left sign (our target norm) made clear that it was

prohibited to use this entrance and that people had to use an alternative entrance to the car

park which required walking a 200m detour. In the order condition, four bicycles

standing 1 meter before the fence were ostensibly not locked to the fence.

In the disorder condition, four bicycles were locked to the fence for everyone to see. The

dependent variable was whether pedestrians conformed to the “no throughway” sign (the

target norm) and walked the 200m detour to the temporary entrance that was pointed out

by the sign. Violating the “no throughway” ordinance meant stepping through the gap in

the fence. Subjects (N=44 in the order condition, N=49 in the disorder condition) were all

people who came to collect their car from the car park. A group of people approaching

the fence was counted as 1 subject.

Additional information. We placed the provisional fences to block the main entrance. The

gap we left was small enough to give the impression that the entrance was really closed

off, but it was also big enough (ca. 50cm) for people to get through if they so decided.

The signs we attached to the fence were very noticeable and clear in their content. For the

disorder condition, we clearly showed a violation of the contextual norm by using large

conspicuous chain locks, with which the bikes were tied to the fence. The purpose of the

chain lock was clearly to lock the bicycle to an object as each bike had another smaller

lock not suited for that purpose. In the order condition, the same locks were used but

now the chain lock (other than it was indented for), was only locked to the front wheel

and not to the fence. To make this more conspicuous the bicycles were parked 1 meter

34
The spreading of disorder

before the fence. Again the same weather conditions applied throughout (cloudy skies),

and the two experimental conditions were conducted during the same period of the day

from 3 pm to 5.30 pm. During time frame the blocked pathway was almost solely used as

an entrance.

Study 3. Would this also hold for a rule set by a private company that is not enforced with

sanctions? A parking garage adjacent to a supermarket and health club was used in which

the contextual norm established by the private company is to return shopping carts to the

supermarket after loading groceries into one’s car. A very visible sticker with the text:

“please return your shopping carts” attached to the entrance doors of the parking garage

focused attention on this normative “request” (Fig. 3). In the order condition, the garage

was clear of shopping carts that were not returned. In the disorder condition, there were

four unreturned shopping carts standing around in disarray. The (unreturned) carts used in

the disorder condition had no coin deposit system, so people were not financially

encouraged to return them. To discourage people who just arrived from using the

shopping carts and thus removing the disorder, we smeared the handlebars of the carts

with Vaseline. Subjects (N=60 in each condition) were visitors of the supermarket and

health club who came to collect their car from the multilevel parking garage. Only people

not using a shopping cart were included. The target norm was the anti-litter norm, already

used in Study 1. The dependent variable was whether or not subjects who returned to

their car littered a flyer (the same flyer as used in Study 1) that was placed under the

driver’s side windshield wiper of their parked car.

35
Chapter 2

Additional information:. In order to prevent arriving people from taking the disarrayed

carts with them, we smeared Vaseline on the handlebars which without exception made

people leave the carts alone. When people came with shopping carts to collect their car,

they were not counted in the either experimental condition. When people littered, it was

again inconspicuously picked up right away (see Study 1). The experiments were

conducted during the same period of the day: 1 pm until 4.30 pm. Since it was indoors,

weather conditions might not pay a role. However, for the odd chance that people act

differently when they come into the garage from sunny or cloudy skies (or even rain), we

again took pains to keep weather conditions constant (cloudy skies).

Study 4. Is disorder only linked to visual cues of norm violation? Would the cross-norm

inhibition effect be of any influence when the contextual norm was merely audible? In

our fourth study, we focused on a national law as a contextual norm. In the Netherlands it

is prohibited by law (with a €60 fine) to set off fireworks in the weeks before New Year’s

Eve. We wanted to find out, 2weeks before New Year’s Day, whether an

offence against this national law would induce people to litter. In contrast to Studies 1-3,

the contextual norm was not made conspicuous (say by a sign stating the law). The law

about fireworks is well-known and its violation itself would immediately make the law

salient in people’s mind. The setting we used was a bicycle shed located near a busy train

station. The subjects (N=50 in the order condition, N=46 in the disorder condition) were

all people who came to collect their parked bicycle. In the order condition, there was no

sound of fireworks. In the disorder condition, we set off fire crackers (well within hearing

distance of the subjects, but out of sight to prevent any visual cues). We observed

36
The spreading of disorder

whether subjects littered a flyer (the same flyer as used in Studies 1 and 3) attached to the

handlebar of their bicycle.

Additional information: The firecrackers we used were clearly audible but not deafening.

The impression we wanted to give is that people just around the corner were having fun

doing something against the law. We wanted the subjects to have the idea that several

people were lighting firecrackers. So the firecrackers were thrown in several directions,

to make the noise come from all sides. When people littered, it was again

inconspicuously picked up right away (see Study 1). Again, weather conditions (cloudy

skies) and period of the day were kept constant in both experimental conditions: 12.30

PM until 15.30 PM.

Studies 5 and 6. Here, the target norm was stealing and we examined whether an

envelope, visibly containing a €5 note and hanging out of a mailbox, would be stolen

more often if a contextual norm was violated. The white (addressed) window envelope

sticking out of a mailbox (situated in Groningen) was very noticeable for everyone

approaching the mailbox and it was clearly visible that the envelope contained a €5 note

(Fig. 4). The subjects were all people who singly passed the mailbox on foot (and the few

who actually posted a letter). We conducted a baseline order condition (N=71) in which

the mailbox was not covered with graffiti and the ground around the mailbox was clean.

We then conducted two disorder conditions: one in which the mailbox was covered with

graffiti without litter on the ground (N=60, Study 5) and one in which there was no

graffiti on the mailbox, but where the space around the mailbox was littered (N=72,

Study 6). The circumstances of all three conditions in term of period of the day and

37
Chapter 2

weather were held constant. The dependent variable was whether or not people would

steal the envelope. Leaving the envelope or pushing it into the mailbox was considered

not stealing. Opening the envelope or taking it was considered stealing. Thus we

compared two disorder conditions to the baseline condition.

Additional information: The €5 note that could be seen peeking through the window of

the envelop. We took pains to make sure that the envelope and its window with the €5

note was clearly visible not just for the few people who came to post a letter, but to the

people who walked by. This could be achieved by using fairly large envelopes and a

mailbox at a narrow sidewalk. Again, weather conditions (cloudy skies) and period of the

day (early afternoon) were kept constant in all experimental conditions. A pilot

observation of this mailbox showed us that in the early afternoon, the chances are highest

that people walk by singly and without people directly behind them. During this period (1

PM till 4 PM) very few people came to post a letter. In experiment 6, the disorder

conditions consisted of trash that did not just contain paper but also orange peels,

cigarette butts, and empty cans.

38
The spreading of disorder

Chapter 3

Helpfulness in public places: Why does it

vary and how can it be increased?

39
Chapter 3

Would you help a stranger who dropped groceries or lost something? The quality of life

in public places depends much on people’s kindness and willingness to help. Helpfulness

differs greatly across settings, but little is known about the mechanisms generating these

differences, and effective ways to stimulate pro-social behavior in the streets. Recent

research on the broken window theory showed that cues of disrespect for norms, like

litter and graffiti, can cause norm-violating behavior to spread. We hypothesize that such

cues also inhibit pro-social behavior, as they weaken people’s goal to act appropriately.

Therefore, we predict that removing cues of disrespect for norms increases pro-social

behavior. This mechanism also implies that cues clearly signaling respect for norms (like

someone sweeping litter from the streets) makes pro-social behavior in public places even

more likely. Five field experiments demonstrate that the predicted effects are robust and

surprisingly large and show the potential of ‘norm-support cues’ as (low cost) targets for

interventions to improve quality of life in public places.

Although it is appropriate behavior (i.e. the norm) to be kind and helpful towards

strangers just about everywhere, research shows that such kindness greatly depends on

the city you are in (Levine, 2003). For example New York and Los Angles are

particularly low when it comes to pro-social behavior. Some theories explain differences

in pro-social behavior, focusing on different types of people (Camerer & Fehr, 2006;

Gintis, Bowles, Boyd, & Fehr, 2003), the internalization of norms and moral identity

40
Helpfulness in public spaces: Why does it vary and how can it be increased?

(Aquino & Reed, 2002), or on the effects of incentives (Andreoni, 1995; Fehr, 2004; Fehr

& Fischbacher, 2004). While providing much insight, these theories cannot account for

the variability of pro-social behavior in public places, as in public space, various people

are present, who are often strangers to each other, with no real encounters, and no or

limited chances for reciprocity. Levine, who studied this variability in many countries,

concluded that for the public space, it is most likely subtle differences across situations

that make people more or less pro-social (Levine, 2003). But what exactly would these

subtle differences be? Levine himself pointed at the possible influence of population size

and density. New York and Los Angles are indeed both big and crowded. He however

finds no correlation between city size or density and helpfulness for other cities in the

world (Levine, Martinez, Brase & Sorenson, 1994). Research by Latané (1981) suggests

that seeing other people who don’t help inhibits one’s own impulse to help (i.e. bystander

effect). Extensive work by Cialdini (Cialdini, Kallgren & Reno, 1990) shows that when

other people’s behavior is (made) salient, people indeed tend to imitate this behavior,

even if that behavior is considered inappropriate (i.e. against a norm).

On the basis of goal-framing theory and recent research (Keizer, Lindenberg & Steg,

2008), we suggest that next to imitation effects there is an even broader mechanism at

work: a cross-norm effect, in which observed conformity or respect for one norm (i.e.

norm support) affects conformity to other norms. Such a mechanism explains how respect

or disrespect for norms can spread from one norm to others. Goal framing theory

(Lindenberg & Steg, 2007) predicts that cues revealing disrespect for a norm (e.g. litter,

graffiti) weakens the influence of norms in general in favor of hedonic or gain goals, as

they weaken the relative weight of people’s general goal to act appropriately (the so-

41
Chapter 3

called cross-norm inhibition effect). This also explains how the “broken window” effect

(Kelling & Coles, 1996) may come about. A series of field experiments testing

predictions from goal-framing theory (Keizer, et al., 2008) demonstrated this effect and

its considerable strength, showing that cues signaling disrespect for norms can induce

other norm violations like littering, trespassing and even stealing. But what about pro-

social behavior like kindness and helpfulness towards strangers? As pro-social behavior

is generally considered to be appropriate behavior, the predictions from goal-framing

theory on cross-norm effects should also hold for pro-social behavior, even in both

directions: Disrespect by others for one norm will reduce the influence of pro-social

norms (cross-norm inhibition effect), whereas observing others’ respect for a particular

norm will strengthen the influence of pro-social norms (cross-norm reinforcement effect).

Do these predictions hold up? Would seeing a vandalized bicycle make people indeed

less likely to help? Would something so simple as a person sweeping the streets (i.e.

displaying care about the anti-littering norm) make people more likely to help somebody?

We designed a series of 5 (between subjects) field experiments to test cross-norm effects

on pro-social norms in both directions (i.e. inhibition and reinforcement effects). The

experiments were carefully constructed in such a manner that we could eliminate other

factors (like anticipated rewards for helping, possible bystander effects and individual

differences) as possible causes for differences in helping behavior. In all experiments, we

only focused on pedestrians who passed by without being accompanied by others.

Research (Keizer, et al., 2008) showed that subjects were more likely to steal an envelope

visibly containing 5 euro’s from a public mailbox when the setting around that mailbox

42
Helpfulness in public spaces: Why does it vary and how can it be increased?

showed signs of norm violating behavior (i.e. graffiti or litter) than when these cues were

absent. In our first study we wanted to find out whether such cues would also make

people less likely to act pro-socially, in this case to help an unknown person who’s mail

apparently had fallen from a mailbox. We placed an envelope (no money inside) on the

ground in front (approximately 1.5 m) of a mailbox in Groningen. The closed bright

white envelope was very noticeable and the front (addressed and with a valid stamp) was

facing up. Subjects were all pedestrians that singly passed the envelope within 3 meter.

The dependent variable was whether or not subjects picked-up the envelope and put it in

the mailbox (conforming to the helping norm).

Fig. 1.

43
Chapter 3

We conducted a baseline control condition (N=82) with no signs of norm violating

behavior in the setting. Next, we manipulated the setting to show that others had violated

a certain norm (N=81). This cue consisted of two bicycles that were clearly vandalized

(e.g. bent wheels, twisted front fork; Fig. 1; on the previous page). We wanted to make

sure that the vandalized bicycles and the letter weren’t in competition for attention. In

other words that people did not see the letter because they were looking at the vandalized

bicycles. Therefore we positioned the bicycles in such a manner that for everyone looking

at the bicycles the envelope was in the line of sight. Both conditions were run during the

same time of day (in the afternoon) and under the same weather conditions (no rain,

partly cloudy). The results clearly showed a cross-norm inhibition effect: in the baseline

conditions 26% of the subjects stopped to post the letter, compared to only 5% when the

setting showed signs of norm violating behavior (i.e. vandalized bicycles). This

difference is substantial and highly significant χ2(1, 163) = 13.409, p=.0003.

Vandalizing bicycles is quite a severe norm violation, so we wondered whether the norm

inhibition effect on the (same) helping norm would still hold if subjects observed a more

subtle cue, i.e. signs of a less severe norm violation. We designed Study 2 to find out.

Study 2 was conducted under the same circumstances and in the same setting as Study 1

and our baseline condition. However, instead of vandalized bicycles we now placed a few

garbage bags in the setting where it is prohibited to place garbage bags on the street (60

Euro fine). We did not use litter as a cue to prevent that subjects mistakenly perceived the

envelope on the ground as litter. Again we positioned the garbage bags in such a manner

that the envelope was in line of sight for everyone looking at the garbage bags. The time

44
Helpfulness in public spaces: Why does it vary and how can it be increased?

of day and the weather was similar to Study 1.The results support our findings in Study 1.

Only 12% of the subjects (N=83) stopped to post the letter when there were garbage bags

present, compared to 26% in the baseline condition. Again a substantial and significant

difference χ2(1, 165) = 4.972, p=.0258.

Both studies showed that the pro-social (helping) norm is likely to be inhibited by

observing cues that others violated another norm. What if conforming to the pro-social

norm would imply more effort than picking up and posting a letter? Will observing a lack

of respect for a norm unrelated to helping still make a difference in helping if it costs

more effort? We conducted Study 3 to find out.

In Study 3, subjects encountered a fallen bicycle. Our setting was an alley commonly

used by pedestrians (our subjects). When entering the alley, subjects in both the

experimental condition (N=81) and control condition (N=79) were confronted with a

parked bicycle that appeared to have fallen over.

45
Chapter 3

Fig. 2.#

Although the fallen bicycle was (slightly) inconvenient for everyone using the alley,

subjects could easily walk around it (Fig. 2). In order to enhance the impression that the

bicycle had fallen by accident rather than by a lack of care, we used a (woman’s) bicycle

in good condition, equipped with a bicycle seat for a small child and a set of panniers

containing a fresh flower bouquet. Conforming to the pro-social helping norm in this

study took more effort than picking up and posting a letter (as in Studies 1 and 2). It

implied picking up the fallen bicycle, which would be pro-social (i.e. helpful) towards the

bicycle owner whose bicycle and flower bouquet ran the risk of getting damaged as well

#
For privacy reasons, the participant in the photograph is an actor

46
Helpfulness in public spaces: Why does it vary and how can it be increased?

as towards other pedestrians, as it made walking through the alley more convenient. In

our control condition no cues of norm violating behavior by others were present. As a

(subtle) cue of disrespect for a norm, we again placed garbage bags in the alley. The

experiment took place during the afternoon. The weather conditions were similar to our

previous experiment: no rain and partly cloudy. The results of this study support the

findings of Studies 1 and 2. In the control condition, 18% of the passersby conformed to

the pro-social norm by picking up the fallen bicycle, compared to only 6% of the subjects

in the experimental ‘garbage bags’ condition a large and significant effect χ2(1, 160)

=5.097, p=.0240.

Studies 1, 2 and 3 show that a cross-norm inhibition effect reduces the influence of a pro-

social helping norm when there are cues present that others show disrespect for a

particular norm. For possible interventions the crucial question is: does it also work the

other way around? Is there indeed a cross-norm reinforcement effect? Will observing

cues that others respect a norm (e.g. the anti-litter norm) increase the influence of pro-

social norms on behavior? We designed Study 4 to find out.

The setting of Study 4 was a sidewalk in the centre of Groningen. Subjects were people

walking towards the city centre. Conforming to the pro-social norm implied helping

someone (a confederate) picking up oranges that (s)he “accidentally” had dropped. The

subjects saw someone (our confederate) on the side of the sidewalk holding a bicycle and

at the same time trying to put some oranges into a bag. When the subject was at

approximately 5 meter distance of this scene, the confederate ‘accidentally’ dropped the

oranges. To pick up the oranges the confederate had to put the bicycle on its stand and

47
Chapter 3

walk around it. We observed out of sight whether subjects stopped to help this

confederate by picking up the oranges. We used confederates of both genders and noted

the gender of the subjects, as these two variables (possibly in interaction) could influence

helping behavior. The experiment stopped when pedestrians from the other direction

entered the scene or when several participants at the same time entered the scene. Our

manipulation, which took place approximately 10 meters away from the approaching

subject and 20 meters away from our first (‘orange’) confederate, consisted of the

behavior of a second confederate (alternatingly male and female). In our baseline control

condition, this second confederate just walked by while holding a can of soda. In the

experimental condition subjects saw and heard this confederate “accidentally” dropping a

piece of litter (an empty soda can) (s)he was holding. Instead of walking on (which would

be littering), this person stopped and picked up the empty can. By clearly conforming to

the anti-litter norm, the confederate displayed respect for this norm. The experiment took

place in the afternoon and weather conditions were similar in both conditions (no rain,

partly cloudy). In the baseline control condition (N=50) where the confederate just

walked by, 40% of the subjects stopped to help. However in the experimental ‘respect’

condition (N=56) 64% helped. The difference is sizable and significant (χ2(1, 106) =

6.252, p=.0124) and shows that a cue signaling respect for the anti-littering norm has a

cross-norm reinforcement effect on a pro-social (helping) norm. The sex of the

confederates did not result in (significant) differences in helping behavior, nor did the

interaction between sex of the subject and sex of the confederates.

In Study 4 the cue consisted of someone conforming to a norm. There might, however, be

an even stronger ‘respect’ cue, namely someone who takes the trouble to undo the

48
Helpfulness in public spaces: Why does it vary and how can it be increased?

negative consequences of another person's norm violations, thereby clearly disapproving

of the norm violating behavior (Cialdini, et al., 1990). We designed Study 5 to test

whether observing such an active disapproval cue would result in an even larger cross-

norm reinforcement effect with regard to a pro-social norm.

Fig. 3. *

*
For privacy reasons, the participant in the photograph is an actor

49
Chapter 3

Study 5 was conducted under the same circumstances and in the same setting as Study 4,

and thus we could use the same baseline condition. However now the subjects in the

experimental condition saw our second confederate (again alternating male and female)

sweeping the sidewalk (Fig. 3; on the previous page), thereby demonstratively undoing

the negative consequences of other people’s littering and showing disapproval of their

littering. The swept litter consisted of an empty soda can, making the disapproval both

visible and audible. Similar to Study 4, neither the sex of the confederates nor the

interaction between sex of the confederates and sex of subject influenced helping

behavior. However the sweeping confederate had indeed an even more dramatic effect on

helping behavior than the norm conforming confederate in Study 4. In this experimental

condition (N=52), 83% of the participants helped, compared to 40% in the baseline

control condition (N=50) where the confederate just walked by χ2(1, 102) = 19.673,

p=.0001. Thus, seeing somebody sweep the sidewalk increased helping by more than

100%. Again, this result strongly supports our cross-norm reinforcement hypothesis.

General discussion

The present studies show that pro-social behavior in public places is strongly influenced

by norm support cues, subtle cues regarding the extent to which other people respect

norms. An observed lack of respect results in a cross-norm inhibition effect which

decreases the influence of pro-social norms (Studies 1, 2 and 3). The resulting decrease in

pro-social behavior (compared to the baseline condition) was quite dramatic, ranging

from 54 to 81 percent, revealing a strong “broken windows effect” (Kelling & Coles,

1996) on pro-social behavior.

50
Helpfulness in public spaces: Why does it vary and how can it be increased?

An important additional question was whether the cross-norm effect would also work in a

positive direction. Would, for example, pro-social behavior in the streets increase simply

by having somebody sweep the sidewalk? Our results allow us to answer this with an

unequivocal yes. An orderly environment is not as enticing for pro-social behavior as an

environment in which others show actively respect for a common norm, by helping to

maintain the orderliness or, even better, by visibly undoing the negative consequences of

others’ norm violations. The effects of this cross-norm reinforcement effect were quite

dramatic, with helping behavior increasing between 60 and 108 percent compared to the

baseline condition.

After establishing the cross-norm inhibition effect for social norms in public places

(Keizer, et al., 2008), our current research shows that this effect also holds for pro-social

norms and that it operates in both directions, as goal-framing theory predicts. The results

support the expectation that subtle cues of (dis)respect for a norm can (at least

momentarily) decrease or increase the relative weight of the goal to act appropriately.

The present studies clearly show the apparent power of these subtle cues on pro-social

behavior in the streets. They not only leave us with this insight but also with a clear

message that is important for policy makers. In the public space, pro-social behavior is

vital for the quality of life. For once, it does not take expensive programs to intervene.

For example, a clear piece of advice implied by our findings is “clean up and do so when

people see it”. Demonstratively showing respect for norms can make a big difference.

Recall that in the public space, one person armed with a broom was able to boost helping

others in need by more than 100 percent.

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Higher-ups make especially influential

norm violators

53
Chapter 4

In recent times, many employees learned that their CEO’s gave themselves huge bonuses

while company rules prescribed all employees to be absolutely frugal with company money.

In firms like Enron and Merrill Lynch executives were even involved in fraud. Will this

kind of behavior of higher-ups have negative effects on the behavior of lower echelons? It is

often said that “higher-ups” should give a good example, implying that if they deviate

from the norms, the negative effect on norm conformity for the rest may be even

particularly strong. Is this true?

Surely, there is an effect of the norm deviation of one on the norm deviation of others.

For example, observing that others have littered makes people more likely to litter

(Cialdini, Kallgren, & Reno, 1990). However, it is even more dramatic. Recent research

(Keizer, Lindenberg, & Steg, 2008) revealed that people do not just imitate what others

are doing. Upon observing others’ norm transgressions, people are likely not to follow

other norms as well. We call this a “cross-norm inhibition” effect, which is based on a

shift in the relative weight of the goal to act appropriately (Lindenberg and Steg, 2007)

Cues of lacking support for one norm (so-called negative norm-support cues) thus

decrease the influence of other norms.

This effect has been proven to be quite robust for every-day situations with norm

violators who were not particularly distinguished (i.e. others in general: GO). In this

research, we however were interested in a specific group of violators: higher-ups. Are

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Higher-ups make especially influential norm violators

higher ups indeed the influential norm violators they are thought to be? Will a norm

violation by a higher-up result in a stronger cross-norm inhibition effect than the same

violation by groups with less status? We know that there is a status effect on opinions

(Asch, et al, 1938; Asch, 1940). But will there also be a status effect on the cross-norm

inhibition effect? We believe there is such an effect that runs via the effect significant

others have on the activation (and inhibition) of norms.

Context specific significant others

Based on goal framing theory we predict that making a norm salient will also make

information regarding that norm more salient, including negative norm-support cues

concerning this norm. The more salient these negative norm-support cues are the more

influential they are and as a result the stronger the cross-norm inhibition effect is.

Significant others (SO) are people (such as parents and friends) whose opinion (and

normative expectations) matter more to the individual than those of generalized others

(GO) (Ajzen, 1991). SO are an important source of support for the goal to conform to a

particular norm or even to norms in general (see Lindenberg 2008; Lindenberg, Joly, and

Stapel in press). Significant others are special. Andersen and Cole (1990) even found out

that representations of significant others in the mind are richer and better connected, and

these features are more quickly retrieved than features of non-significant others. A norm

violation by a SO is therfore expected to be more noticable and to weigh more heavily

than the same violation by GO. As a result a norm violation by SO are expected to result

in a stronger cross-norm inhibition effect than the same violation by GO. Based on goal

framing theory we assume that making a norm salient will also make information

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Chapter 4

regarding that norm more salient, including negative norm-support cues concerning this

norm. The more salient these negative norm-support cues are the more influential they

are and as a result the stronger the cross-norm inhibition effect is. The disrespect for a

norm by SO (i.e. a negative norm support cue) is therefore more salient and as a result

more influential than the disrespect displayed by GO. In short the combined effects of

the greater salience of the norm violating behavior and the greater reduction in norm

support make that a norm violation by SO are assumed to result in a stronger cross-norm

inhibition effect than the same violation by GO.

For employees, managers and supervisors are also likely to be SO. However, in

contrast to such SO as parents, they are likely to be SO only with regard to a restricted set

of norms: the company norms. For example the normative expectations of one’s manager

are highly relevant for one’s actions within the company setting, but not for one’s choices

and behavior outside that context. We shall therefore refer to this group of SO as context-

specific significant others (CSO). These CSO embody the norms that are relevant for the

company they stand for, and the higher up they are, the more they are seen as standing for

the norms of the whole (Homans, 1951; Ullrich, Christ, & Van Dick, 2009). Therefore

the higher the status of the CSO, the more important the CSO are as a source of norm

support (for norms concerning that specific context). Besides CSO being a source of

support for relevant context norms their (psychological) presence is also likely to make

these norms more salient, as is the case with SO (Chaiken, 1980; Fitzsimons & Bargh,

2003), which makes these norms more influential. Also the higher up the CSO the

stronger this salience effect is expected to be. Thus, executives are high status CSO,

colleagues are lower status CSO, and GO are “people” in general, unrelated to the

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Higher-ups make especially influential norm violators

specific context. However while the (psychological) presence of some SO can strengthen

the goal to conform to norms in general (see Stapel et al. 2010), CSO are likely to make

only context specific norms more salient. Thinking or seeing one’s boss is likely to make

workplace norms more salient and strengthen the influence of these norms on one’s

behavior. At the office, thinking about one’s boss is likely to make the companies clean

desk policy more salient, but not likely to activate norms about, say, how to treat one’s

children. So what if the boss violated a context specific company norm as was the case

with Enron and Merrill Lynch? As CSO are a more important source of norm support for

the relevant context norms than GO, their transgression will diminish the support for

these norms more than the same violation by a GO, resulting in a stronger cross-norm

inhibition effect. The cross-norm inhibition effect is further enhanced by the salience

effect of the CSO, which makes the norm violating behavior more influential. As

reasoned, we further expect that the higher up the transgressing CSO, the stronger the

cross-norm inhibition effect on the context specific norms is.

To summarize our expectations: First norm violations by SO will result in a stronger

cross-norm inhibition effect than the same violation by GO (regardless of the context)

(Hypothesis 1). Secondly, in the specific context, learning about a violation of a context-

specific norm by CSO will results in a stronger cross-norm inhibition effect in that

context than the same violation by GO (Hypothesis 2). Thirdly, a violation of a context-

specific norm by a high status CSO will result in a stronger cross-norm inhibition effect

in that context than the same violation by a lower status CSO (Hypothesis 3).

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Chapter 4

The Studies

We conducted 4 studies to test our hypotheses. In the first study we test hypotheses 1 and

2. In studies 2, 3 and 4 we investige the status effect on cross-norm inhibition and test

hypothesis 3. In all the studies, participants learned a certain group of people had

violated a norm (our context norm). The composition of this group was manipulated.

Subsequently, we measured or observed whether participants were more likely to violate

another norm (our target norm), which reveals the strength of the cross-norm inhibition

effect.

Study 1

In this study, we distinguish between CSO, SO (good friends) and GO. The goal of Study

1 was to test our hypothesis that violations of CSO would result in a strongest cross-norm

inhibition effect because they are significant others for the observers in a setting of the

observers. Friends are SO, but violating rules of their company (of which the observer of

the violation is not a member) is predicted to result in a lower cross-norm inhibition

effect. Finally, violations by GO in an unrelated company is predicted to create the lowest

cross-norm inhibition effect.

Procedure and Materials. Participants (N=86) were first year students who received

course credits for their participation. They read a scenario describing an organizational

setting. Participants were instructed to imagine they were working for a company that

produced pre-pealed potatoes. Their job was to peal the potatoes, and they were paid for

the number of potatoes pealed. They read that a new company rule (the target norm)

instructs them to peal the potatoes thinner than before (leaving a thinner skin as residue).

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Higher-ups make especially influential norm violators

The scenario made clear that pealing thin will take more time than pealing thick. Thus,

conforming to this new rule would result in a decrease in income for the employee,

whereas violating the new rule would be profitable for the employee. The subjects were

then told that a group of people had violated another norm (the context norm). This group

had paid a expensive private dinner with company money. We examined to what extent

this information would influence subjects’ willingness to conform to the new target norm.

Participants were asked to report how likely it would be that they would violate the

pealing (target) norm in that context and peal the potatoes thicker than the rule required

(the dependent variable). They reported their answer on a 7-point scale (1 - not likely to

7 - likely). A within subject design was followed, that is, participants answered this

question for 3 different groups of (observed) norm violators (the independent variable):

general others (GO), good friends (SO), and executives of the company (CSO). In the

case of GO, they read that they overheard people on the street saying that they paid a

private dinner with money from the company they were working for. In the case of SO,

they read that good friends had paid a private dinner with money from the company they

were working for. In case of CSO, participants learned that executives of their (potato)

company had paid a private dinner with money of the company. To rule out a possible

fear of sanctions effect, we indicated in the scenario that the company was not able to

check whether an employee did or did not conform to the new pealing rule.

Results and discussion.

An one-way-repeated-measures ANOVA showed that whether the participants violated

the target norm was influenced by the composition of the group violating the context

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Chapter 4

norm: F(1, 170) = 50.82 p<.01. The results of a post hoc comparison supports our

hypothesis: participants were more likely to violate the target norm when executives

(CSO) (M = 5.4, SD = 1.57) or good friends (SO) (M = 3.9, SD = 1.67) violated the

dinner (context) norm than when the group consisted of people in general (RO) (M = 3.4,

SD = 1.62): F(1,85) = 53.18, p< .01. Also norm violating CSO were more influential in

inducing a cross-norm inhibition effect than SO F(1,85) = 49.02, p< .01. This result

supports our second hypothesis that within the relevant context a violation by CSO will

induce a stronger cross-norm inhibition effect than the same violation by SO.

This result is an indication that the strengthening effect of status on cross-norm

inhibition indeed runs via the effect significant others have on the activation of norms.

The higher-ups in this experiment where executives, high status CSO. GO, the low status

group (or in this case no status group) were not CSO. Would our conclusion of the

strengthening effect of status on cross-norm inhibition still hold when the low status

group were low status CSO? Would lower status colleagues also create a weaker cross-

norm inhibition effect than the higher-up executives? Studies 2, 3 and 4 were designed to

test the hypothesis that an observed norm violation by high status CSO will induce a

stronger cross-norm inhibition effect that the same violation by lower status CSO or GO.

Study 2

Procedure and Materials. A between subject design was followed. Participants (N= 57)

were again first year students who received course credits for their participation. They

were randomly assigned to two conditions. Participants in both conditions were instructed

to imagine they were part of the scenario they were asked to read. The scenario used was

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Higher-ups make especially influential norm violators

the same scenario as used in Study 1. This time the status of the CSO that violated the

‘dinner’ norm was systematically varied. In condition 1 (N= 29), participants learned that

other employees, representing low status CSO, had violated the ‘dinner’ norm (context

norm). The participants in condition 2 (N= 28) learned that their executives, the high

status CSO, had violated the ‘dinner’ norm (context norm). Participants in both

conditions were asked to report how likely it would be that they would violate the target

(pealing) norm after learning of the context (dinner) norm violation by the relevant CSO,

on a 7-point scale (1 - not likely, to 7 - likely).

Results. The results support our hypothesis. Participants in the high status CSO condition

(executives violating the dinner norm) were significantly more likely to violate the

pealing rule (target norm) (M = 4.9, SD = 1.49) than the participants in low status CSO

condition (employees violating the dinner norm) (M = 4.1, SD = 2.0): t(55) = 1.68, p <

.05.

Study 3

In Study 3, we examined whether the conclusion of Study 2 would still hold if we used a

within subject design, since that would show a more robust effect. Again, we tested the

hypothesis that a norm violation by a high status CSO will induce a stronger cross-norm

inhibition effect that the same violation by a lower status CSO.

Procedure and Materials. We used the same materials and adopted the same procedure as

used in Study 2. Participants (N = 93) were again first year students who received course

credits for their participation. They were asked to report on a 7-point scale (1 - not likely,

to 7 - likely) how likely it would be that they would violate the target norm (pealing rule)

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Chapter 4

in that context after learning of the violation of the context (‘dinner’) norm by a group of

executives (high status CSO) and by fellow colleagues (low status CSO).

Results and discussion. Again, the data support our hypothesis and replicates the results

of study 2. Participants were significantly more likely to violate the target norm when the

contextual norm was violated by the high status CSO (executives) group (M = 5.0, SD =

1.79) compared to the low status (employees) group (M = 4.4, SD = 1.60): t(92) = 2.64,

p = .01.

Study 4

Study 4 aimed to replicate the results found in Studies 2 and 3 in a field experiment using

a different context and target norm. Participants (N= 161) were students that parked a

bicycle in a bicycle store adjacent the University sport complex. Again, we tested the

hypothesis that an observed norm violation by a high status CSO will induce a stronger

cross-norm inhibition effect that the same violation by a lower status CSO.

Procedure and Materials. A flyer was attached to the handlebar of the bicycles that were

parked in the bicycle store by the participants. The flyer advertised for a new issue of the

(fictitious) KNOW MAGAZINE by stating the headline of this issue. Participants read

that the majority (80%) of a certain group of people committed plagiarism (context norm)

when writing an article and that they could read more about it in the KNOW

MAGAZINE. We followed a between subject design. In the high status CSO condition

the flyer read that 80% of the professors committed plagiarism (Fig.2.; on page 64).

Participants in the low status CSO condition read that 80% of the students committed

plagiarism (Fig. 1; on page 64). To further focus attention on the specified group of norm

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Higher-ups make especially influential norm violators

violators, the flyer showed (besides the text) in the high status CSO condition a

photograph of a professor dressed in toga, and in the low status CSO condition a student

studying. In both photographs, a black bar was printed across the eyes of the CSO. This

to make the person unrecognisable and to underline the fact that plagiarism is a (norm)

violation. In small print the flyer read the text : “read all about it in KNOW” (“Weet” in

Dutch). The magazine name was chosen because it is easy to remember, to avoid that

participants would take the flyer to remember the magazine’s name. Assignment of the

participants to one of the two conditions depended on where they parked their bicycle.

We attached a flyer with the low status CSO text to the bicycles in one parking aisle

while we attached the high status CSO flyer to the bicycles in another, identical aisle. We

observed the percentage of participants that violated the “do not litter” norm, our target

norm. The flyer had to be removed by the subjects to easily use the handlebar. As there

were no trashcans in the alley, ‘not littering’ meant taking the flyer with them. We

counted throwing the flyer on the ground or hanging it on another bicycle as littering. The

experiment took place on three different weekdays from 1600-1900 hour under the same

weather conditions.

Results and discussion. Again, the results support our hypothesis. 52% of the participants

violated the target (litter) norm when the contextual (plagiarism) norm was violated by

the high status CSO (professor) group, compared to 39% when the violators were a low

status CSO (fellow students) : χ²(1,160)= 2.822, p < .05.

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Chapter 4

De afbeelding kan niet wo rden weergegeven. Mo gelijk is er onvoldo ende geheugen beschikbaar om de afbeelding te openen of is de afbeelding beschadigd. Start de com puter opnieuw op en open het bestand opnieuw. Als de afbeelding nog steeds wo rdt voorgesteld door een rode X , kunt u de afbeelding verwijderen en opnieuw invoegen.

Fig. 1. (Left) Low status CSO. Flyer reads “Did you know that 80% of all students committes plagiarism

when writing an article. “read all about it in KNOW” (“Weet” in Dutch)

Fig.2. (Right) Low status CSO. Flyer reads “Did you know that 80% of all professors committes

plagiarism when writing an article. “read all about it in KNOW” (“Weet” in Dutch)

General discussion

Our four studies show that the cross-norm inhibition effect strengthens when the status

of an norm violator increases. The results support our hypothesis that a higher-up (a high

status CSO) will induce a stronger cross-norm effect when violating a relevant context

norm than the same violation by (low status) GO (study 1) or low status CSO (study 2, 3

and 4). Similar to the higher-up CSO, the cross-norm inhibition effect was larger in

comparison to that of GO when good friends, a group that is typically seen as significant

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Higher-ups make especially influential norm violators

others were the norm violators but in an unrelated context (study 1). This indicates that

the increased effect of status on the cross-norm inhibition runs via the effect that

significant others have on norm activation. The different studies reveal that that the

enhancing effect of status on cross-norm inhibition is quite robust. The effect is

apparently not merely limited to a lab setting but can influence behavior in an every day

setting (study 4).This conclusion conveys a clear message for policymakers: Enforcing

norm conformity of people in high status positions is essential, as they make the most

influential violators.

65
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Chapter 5

The reversal effect of prohibition signs

67
Chapter 5

Before reading this article we would like you to stroll through your neighborhood. It is

likely that you will encounter many prohibition signs, as well as traces of the norm

violating behavior these signs are trying to reduce, like graffiti or litter. Based on goal

framing theory and previous research, we argue that signs of (dis)respect of others for

norms serve as norm-support cues which can weaken or strengthen the influence of

norms. This norm-support mechanism implies that (traces of) norm violating behavior by

others (i.e. negative norm-support cues) inhibit the influence of norms in general. We

also hypothesize that making a known norm salient by means of a prohibition sign will

not only focus people on this norm, but also on the (negative) norm-support cues in that

particular situation, thereby enhancing the influence of these norm-support cues.

Therefore, we expected that a prohibition sign placed in a setting with corresponding

negative norm-support cues induces rather than reduces violations of the very same norm

(i.e. same-norm reversal effect) and other norms (cross-norm reversal effect). We report

results of eight field experiments that support the negative norm-support mechanism as

well as the reversal effect of prohibition signs when cues show noncompliance. These

findings are not only intriguing but they have important and clear practical implications.

The goal-framing theory (Lindenberg & Steg, 2007) states that the influence of norms on

people’s behavior is determined by the goals they pursue. Goals influence how one

perceives, evaluates and behaves (in) a setting. The theory distinguishes three

overarching goals: hedonic, gain and normative goals. People, pursuing a gain goal focus

68
The reversal effect of prohibition signs

on guarding and improving their recourses. People pursuing a hedonic goal are less future

oriented and more focused at immediate gratification, that is they aim to “feel good right

now”. A normative goal on the other hand focuses you at what is generally considered

appropriate. Someone pursuing a normative goal is therefore sensitive to norms and

information regarding norms. All three goals may be influential at a given time but the

relative weight of their influence differs across situations. As goals can conflict, the

weakening of one goal will make another goal (or both other goals) more influential.

Therefore, the weakening of the normative goal makes hedonic and/ or gain goals more

influential, thereby inhibiting the influence of norms in general. On the other hand,

strengthening the normative goal enhances the influence of norms on behavior.

The normative goal is a priori the weakest of the three, therefore it’s strength relies,

more than the other goals, on (external) support. Consequently, cues about other people’s

respect or disrespect for norms and legitimate rules in general have a very strong

influence on the relative strength of the normative goal. By weakening the normative

goal, signs of disrespect for a norm like litter (i.e. negative norm-support cues) inhibit the

influence of this norm (i.e. same-norm inhibition effect) but also of other norms (i.e.

cross-norm inhibition effect; Keizer, Lindenberg & Steg, 2008). It is the cross-norm

effect that differentiates the norm-support cue mechanism from descriptive norm

influence (Cialdini, Reno, & Kallgren, 1990;1991; Cialdini, 2007), which states that

people tent to copy the behavior of others when it is ambiguous how one should act. The

proposed mechanism of norm-support cues based on goal-framing theory implies for

example that people are not only more likely to litter in a littered setting (Cialdini et al.,

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Chapter 5

1990, 1991) but also in an unlittered setting with other signs of norm violating behavior

like graffiti.

Prohibition signs are often used to enhance norm conforming behavior in the public realm

(see Winter et al., 2000). They are an important tool of regulating behavior by clearly

stating which rule applies in the particular situation. Prohibition signs are often placed in

settings where the behavior that is supposedly prohibited frequently occurs in order to

make the norm particularly salient. But is it wise to place an anti-litter sign in a littered

environment? Will negative norm-support cues in the vicinity of such a sign influence its

effectiveness? Might the signs surrounded by these cues even work counter productively

by increasing rather than decreasing rule-violating behavior? Based on goal-framing

theory and the norm-support cue mechanism, we hypothesize that making a norm salient

will not only focus people on that particular norm, but also on norm-support cues that

setting, thereby making these cues more influential. We therefore expect that making a

norm more salient by means of a prohibition sign in a setting with cues signaling that

other people did not conform to this norm (i.e. negative norm-support cues) will not

reduce but increase the number of people violating that norm (i.e. same-norm reversal

effect). Moreover, as the mechanism behind this effect runs through the weakening of the

goal to act appropriately, we expect that the reversal effect will also increase violations of

other norms in that setting (i.e. cross-norm reversal effect). Placing a prohibition sign in a

setting with negative norm-support cues regarding the norm made salient will strengthen

the cross-norm inhibition effect, which results in more violations of other norms.

In the present research we study the negative norm-support mechanism in a series of

eight consecutive field experiments. We first test its predicted inhibition effect on norms.

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The reversal effect of prohibition signs

Second, we test the hypothesized reversal effect of prohibition signs. Third we answer the

question, whether placing a prohibition sign will induce norm conforming behavior in a

setting where corresponding negative norm-support cues are absent. In the first four field

experiments we study the same-norm inhibition and the same-norm reversal effect. We

look at norm conforming behavior under conditions where prohibition signs and norm-

support cues target the behavior we observe. In the last four experiments we look at

cross-norm inhibition effects, in which the observed behavior does not correspond with

the behavior targeted with the prohibition sign and the negative norm-support cues. The

question for this second set of experiments was whether we indeed find similar results

under these cross-norm conditions.

General Method

We tested our hypotheses under the same conditions, using the same location and

dependent variable to assure that we could compare (the results of) the different studies.

The setting in all studies was an alley in Groningen, the Netherlands, located in a

shopping area and commonly used to park bicycles. The participants were people who

came to recollect their parked bicycle. In their absence we attached a flyer to the

handlebar of their bicycle. The flyer was white and thus very noticeable. It read, “We

wish everybody happy holidays”, signed with the name of a non-existing sportswear

shop. The flyer had to be removed by the subjects to easily use the handlebar. We wanted

to find out whether (or not) people would conform to the anti-litter norm by not littering

the flyer (our dependent variable). As there were no trashcans in the alley, ‘not littering’

meant taking the flyer with them. We counted throwing the flyer on the ground or

hanging it on another bicycle as littering.

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Chapter 5

Study 1: Same-Norm Inhibition Effect

In our first study we examined the norm-support mechanism in the absence of a

prohibition sign. The goal was to test our hypothesis that negative norm-support cues for

a norm indeed result in the inhibition of the influence of this norm (i.e. same-norm

inhibition). To do so, we first removed all litter and other signs of norm violating

behavior (like graffiti) in the alley to create a baseline control condition (N=77). For our

experimental condition (N=75), we littered the alley with a few empty soda cans, flyers,

plastic bags and candy wrappers. Based on the hypothesized norm-support mechanism

and the findings of prior research (Cialdini et al., 1990), we expected that people are less

likely to litter in our baseline “litter free” condition than in the littered condition. We used

an one-tailed test (in this study and the other studies) as the norm-support mechanism

The

results (Figure 1; on the next page) support this hypothesis: 53% of the people in the

baseline condition conformed to the anti-litter norm compared to 39% in the experimental

“littered” condition (χ2(1, 152) = 3.251, p=.036). Thus, people were 1.8 times more likely

to violate the anti-litter norm when cues of disrespect for this norm (i.e. litter) were

present.
72
The reversal effect of prohibition signs

"
!! !

!
!
%
&
!

Figure 1: Percentage of people that conformed to the anti-litter norm within the baseline (litter free)

condition and the littered condition.

Could an anti-litter (prohibition) sign present in the littered setting have prevented this

increase in littering? The widespread assumption is that a prohibition sign in these

situations would indeed reduce norm violating behavior. However, on the basis of goal-

framing theory, we hypothesized that placing a prohibition sign will not only make the

(anti-litter) norm more salient, but also the negative norm-support cues (i.e. litter),

thereby making them more influential. Is this really the case? Will placing a prohibition

sign in these situations indeed result in a (same-norm) reversal effect? We designed Study

2 to find out.

Study 2: Same-Norm Reversal Effect (1)

To test the hypothesized (same-norm) reversal effect, we pre-littered the alley to the same

extent (and using the same items) as the experimental condition of Study 1. However this

time we also attached an “anti-litter” prohibition sign (round red sign with white center)

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Chapter 5

to the alley wall. The sign was highly noticeable and every subject entering the setting at

least glanced at it. As expected, the results show that the prohibition sign increased the

negative influence of the litter present. In Study 1, 39% of the people conformed to the

anti-litter norm in a littered setting (N=75). In the present study conducted in a similar

setting but with the anti-litter norm made salient by the sign (N= 74) only 28% of the

people conformed by not littering. Although quite substantial, the difference is marginally

significant (χ2(1, 149) = 1.768, p=.092). Is the difference merely based on chance or is

there a true (same-norm) reversal effect? Intrigued by this question and by the possible

reversal effect of making a norm salient in a setting with negative norm-support cues, we

decided to test the reversal effect using a larger sample to increase the power of the

experiment.

Study 3: Same-Norm Reversal Effect (2)

In Study 3 we used the same procedure as in Study 2. We compared the percentage of

people littering in a littered setting without a prohibition sign (N=150) to the percentage

of people littering in a littered setting with an “anti-litter” prohibition sign present

(N=150). The results (Figure 2; on the next page) indeed reveal a significant reversal

effect: 38% of the participants conformed to the anti-liter norm in a littered setting

without a prohibition sign, while 30% did so in a similar setting with the prohibition sign

(χ2(1, 300) = 2.885, p=.045). Placing a prohibition sign made people 1.5 times more

likely to litter in a littered setting. This reversal effect not only reveals the possible

negative effect of prohibition signs, it also supports our hypothesis that a norm made

salient enhances the influence of (negative) norm support cues in that setting. The

74
The reversal effect of prohibition signs

question now is whether a prohibition sign only increases norm violation or whether it

can increase norm compliance in a setting when there are no corresponding negative

norm-support cues present. We conducted a fourth study to find out.

&

Figure 2: Percentage of people that conformed to the anti-litter norm within the littered condition and the

littered condition with an anti-litter prohibition sign present.

Study 4: The Positive Same-Norm Effect of Prohibition Sign

In Study 4, we conducted an additional litter free condition with an anti-litter sign

(N=74). In this condition 61% conformed to the anti-litter norm (Figure 3; on the next

page). In our baseline “litter free” condition without a sign (N=77), 53% of the people

conformed to the anti-litter norm (χ2(1, 151) = .881, p=.174). The difference suggests

some positive effect of the sign itself, but it is not significant. Future research is needed to

examine whether this is due to a lack of power and that prohibition signs can indeed

generate a positive effect when negative norm-support cues are absent.

75
Chapter 5

"!
"
"!
! ! !

&
!

'

Figure 3: Percentage of people that conformed to the anti-litter norm within the baseline (litter free)

condition and the litter free condition with an anti-litter prohibition sign present

Discussion

The results clearly show that prohibition signs indeed decrease norm-conforming

behavior when negative norm-support cues are present in a setting. A comparison of the

results from Study 3 and 4 show that in a setting with a prohibition “anti-litter” sign and

no litter, 61% conformed to the anti-litter norm (Study 4), whereas this is only 30% in a

littered setting with a prohibition sign (see Study 3): χ2(1, 224) = 19.572, p=.000. In other

words, the presence of litter made people 3.6 times more likely to litter in settings with a

prohibition sign. This difference is more pronounced than the difference between the

conditions without a sign, where 53% conformed to the norm when litter was absent

(baseline condition) and only 39% conformed when litter was present (Study 3): χ2(1,

227) = 3.996, p=.023. Thus in settings without the prohibition sign, people were 1.8

times more likely to litter when litter was present compared to when litter was absent.

76
The reversal effect of prohibition signs

These results indeed suggest that cues of disrespect for a norm (by others) become more

influential when this norm is made salient by a prohibition sign.

Would we observe similar results for cross-norm effects? We proposed that the influence

of negative norm support cues is based on the weakening of the goal to act appropriately.

This mechanism implies that negative norm-support cues regarding a particular norm also

inhibit the influence of other norms (the so-called cross-norm inhibition effect). We

therefore expect that making a norm salient by means of a prohibition sign in a setting

where there are negative norm support cues regarding this norm will strengthen the cross-

norm inhibition effect. Is this really the case? To find out, we decided to replicate the first

four studies on littering, but this time the negative norm-support cues and prohibition sign

concern the anti-graffiti norm, whereas the observed norm-violating behavior concerns

littering. Our first goal (i.e. Study 5) was to test the cross-norm inhibition effect in a

setting with no prohibition sign present.

Study 5: Cross-Norm Inhibition Effect

For the experimental condition of Study 5 (N=77), the alley was cleaned of litter after

which the walls were sprayed with graffiti. The graffiti was highly noticeable, and

consisted out of several improvised tags in different colors. We compared the percentage

of people littering in this condition to the percentage of people littering in our graffiti and

litter free baseline condition (see Study 1; N=77). The results (Figure 4; on the next

page) indeed reveal the expected cross-norm inhibition effect: 53% conformed to the

anti-litter norm in the baseline condition compared to 38% in the experimental “graffiti”

77
Chapter 5

condition (χ2(1, 154) = .3.771, p=.026). The result shows that the influence of one norm

(in this case the anti-litter norm) is inhibited by cues signaling disrespect of people for

another norm (in this case the anti-graffiti norm). People were 1.9 times more likely to

litter when these negative norm-support cues were present.

!! !

! &

Figure 4: Percentage of people that conformed to the anti-litter norm within the baseline (graffiti free)

condition and graffiti condition.

We found in Studies 2 and 3 that placing a prohibition sign in a setting with

corresponding negative norm-support cues did not reduce but strengthen the same-norm

inhibition effect. We hypothesized that placing a sign in these situations would not only

result in a same-norm reversal effect, but also in a cross-norm reversal effect. Is this

really the case? In a setting with graffiti, would an anti-graffiti prohibition sign as

predicted enhance the cross-norm inhibition effect on the anti-litter norm, thereby

increasing littering? We designed Study 6 to find out.

78
The reversal effect of prohibition signs

Study 6: Cross-Norm Reversal Effect (1)

To test the cross-norm reversal effect we attached an “anti-graffiti” prohibition sign

(round red sign with in the white center the text “Graffiti”) to the alley wall in the

experimental “graffiti” condition. The sign was highly noticeable, every subject entering

the setting at least glanced at it. In this experimental condition (N=77), 31% of the

participants conformed to the anti litter norm compared to 38% in a setting with graffiti

and no sign (Study 1, N=77) (χ2(1, 154) = 0.719, p=.198). Although not significant, the

direction of the difference is in line with of our hypothesis. Thus, as in Study 3, we

wanted to find out whether the results were based on lack of power or whether it takes a

larger sample to show up. To find out we conducted Study 7.

Study 7: Cross-Norm Reversal Effect (2)

Study 7 is a repeat of Study 6 with a larger sample. We hypothesized that making a norm

more salient (by means of a prohibition sign) in a setting where there are cues signaling

disrespect for this norm will enhance the cross-norm inhibition effect, leading to a

reversal effect. The results (Figure 5; on next page) indeed support this cross-norm

reversal effect: 37% of the participants conformed to the anti-litter norm in the condition

where only graffiti was present (N=148) compared to 28% in the condition where next to

the graffiti an anti-graffiti sign was present (N=150): χ2(1, 298) = 2.848, p=.046. People

were 1.5 times more likely to litter in the alley sprayed with graffiti if there was an anti-

graffiti sign present. This finding holds a disturbing message: placing a prohibition sign

in a setting with signs that people do not respect the corresponding norm contributes to

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Chapter 5

the spread of norm-violating behavior. But does a prohibition sign have any positive

impact at all? Would it reduce the cross-norm inhibition effect if there are no negative

norm-support cues? We conducted a final study to address this question.

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( ('

Figure 5: Percentage of people that conformed to the anti-litter norm within graffiti condition and the

graffiti condition with an anti-graffiti prohibition sign present.

Study 8: The Positive Cross-Norm Effect of Prohibition Signs

For Study 8, we again removed all the graffiti and placed the anti-graffiti sign in the alley

(N=77). In this condition 68% conformed to the anti-litter norm. In our baseline “litter

and graffiti free” condition without a sign (N=77), 53% of the people conformed to the

anti-litter norm. In contrast to the study on the same-norm effect (Study 4), this difference

is significant (χ2(1, 154) = 3.285, p=.035) (Figure 6; on next page). This suggests that

placing a prohibition sign in an environment in which people seem to respect the

particular norm will make this respect for norms more salient and make people more

likely to conform to other norms.

80
The reversal effect of prohibition signs

"
"" !

!! ! !
!
&
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!

'

Figure 6: Percentage of people that conformed to the anti-litter norm within the baseline (graffiti free)

condition and the graffiti free condition with an anti-graffiti prohibition sign present.

Discussion

The results of the second set of experiments not only support the cross-norm inhibition

effect but they also clearly show that the negative effect of prohibition signs when there is

clear disrespect for a norm also results in cross-norm inhibition effects. A comparison of

the results of Study 7 and 8 show that in a setting with a prohibition “anti-litter” sign and

no graffiti (Study 8), 68% conformed to the anti-litter norm, whereas this is only 28%

when graffiti is present as well (Study 7): χ2(1, 227) = 32.775, p=.000. Again, this

difference is more pronounced than the difference between the graffiti and clean

conditions in which we placed an anti-graffiti sign, where 53% conformed when graffiti

was absent (baseline condition) and only 37% conformed when graffiti was present

(Study 7): χ2(1, 225) = 5.357, p=.011. In other words, in settings with an anti-graffiti

sign, the presence of graffiti made people 4.6 times more likely to litter, whereas without

the anti-graffiti sign, people were 1.9 times more likely to litter when graffiti was present

81
Chapter 5

compared to when it was absent. The results support the cross-norm inhibition effect, and

show that cues of others’ disrespect for one norm reduces the likelihood of conformation

to other norms. Similar to Studies 3 and 4, we found that cues of disrespect for a norm by

others become more influential and result in a stronger cross-norm inhibition effect)

when this norm is made salient by a prohibition sign. We also saw that when the

environment indicates respect for the prohibition sign, it will increase the likelihood of

conforming to other norms.

General discussion

Prohibition signs belong to the general toolkit of influencing behavior in favor of a

particular norm or rule. But are these signs always effective or do they sometimes even

work counterproductively? Goal-framing theory allowed has concrete expectations about

the workings of these signs and our general conclusion is that indeed prohibition signs do

not always work as intended and sometimes even have a reversal effect. In the present

research and in earlier studies (Keizer, et al., 2008), we could show that negative norm-

support cues, i.e. cues signaling other people’s disrespect for a norm, have a negative

impact on conforming to that norm and even on conforming to other norms. Such cues

seem to lower the strength of the goal to act appropriately. In this study, we could show

that this effect is strengthened when prohibition signs make the corresponding norm more

salient. By increasing the norm salience, prohibition signs in the public space make

people more sensitive to information about norms and thus also more sensitive to the

presence of negative norm-support cues. In other words, in a setting where many people

do not follow the norm, it is wrong to believe that norm conformity can be increased by

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The reversal effect of prohibition signs

making this norm extra salient with a prohibition sign. What the sign does is to weaken

the goal to follow norms by making the negative norm-support cues more salient.

This effect did not just hold for the norm that corresponds to the prohibition sign. As

hypothesized, we could show that if you observe that people don’t show respect for the

prohibition sign, you will also be likely to violate a completely different norm. This

“cross-norm” effect makes norm violations spread, and prohibition signs can be an

important factor in reinforcing this spread.

There are signs that convey both a normative message and the message that many people

do not follow the norm. For example, Schultz and Tabanico (2009) showed that some

signs, such as neighborhood watch signs, do not only admonish people to keep to the

norms, but also convey the message that many violate a norm. In that case the sign

automatically undermines its own effectiveness even without extra negative norm-support

cues.

The present research focuses on signs that make a known norm salient. However,

prohibition signs are also used to inform people of what the rules in this specific situation

are. Think of a “no-parking” sign. We don’t claim that placing such a sign will increase

parking compared to the same setting without the sign, because people have not been

aware of the specific rule before the sign was placed. Before placing the sign, parked cars

were just parked cars, but only after placing the sign do they become negative-norm

support cues. A field experiment indeed showed that such violations of a “no-parking”

norm communicated via a prohibition sign indeed sparked a cross-norm inhibition effect

on another norm (“no-trespassing”) (Keizer, et al., 2008).

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Chapter 5

Our findings have important practical implications. Most importantly, prohibition signs

are often used in public places in an attempt to reduce a certain norm violating behavior

in a setting where this behavior is common. The same- and cross-norm reversal effect

demonstrated in our studies reveal that this well-intended attempt is not only not effective

but can actually reduce compliance and even increase deviant behavior with regard to

other norms. The findings of our research boil down to two concrete pieces of advice for

policy makers: First, focus on removing signs of norm violating behavior, especially in

settings where prohibition signs are (planned to be) used. Second, don’t place prohibition

signs where the rules are not enforced.

84
Chapter 6

General discussion

85
Chapter 6

We started this dissertation with a trip to the supermarket. The example illustrated the

sheer quantity of norms, rules and laws that target our behavior every day. Simple

observation teaches us that people are not consistent in following the rules. This

inconsistency occurs also for rules that people have internalized and for rules where

sanctions play a negligible role, if any. Intrigued by this variance in norm conformity we

asked ourselves the question: what can explain this variation? Based on goal-framing

theory we argued that the influence of norms and rules on behavior is affected by the

observed respect or disrespect for norms by others. This implies that observing cues of

disrespect for a norm (i.e. negative norm-support cue) will inhibit the influence of norms

in general by weakening the goal to act appropriately (i.e. the normative goal). On the

other hand observing cues of clear respect or care for a norm (i.e. positive norm-support

cue) reinforces the influence of norms in general by strengthening the normative goal.

Based on this suggested goal mechanism behind the influence of norms we had a series of

hypotheses. The first important hypothesis was that observing a negative norm-support

cue concerning one norm will (also) inhibit the influence of other norms (i.e. cross-norm

inhibition effect), including pro-social norms. Second, we hypothesized that observing a

positive norm-support cue regarding one norm will reinforce the influence of other norms

(i.e. cross-norm reinforcement effect). These positive and negative cross-norm effects

have to our knowledge never been studied or demonstrated before. Our third hypothesis

was that the influence of norm support cues affects social norms, but also legitimate

86
General discussion

rules, police ordinances, laws, company norms and even pro-social norms like

helpfulness towards strangers. The fourth hypothesis that we studied addressed the effect

of the salience of norms on the cross-norm (inhibition) effect. We expected that making a

norm salient not only makes this norm more salient, but also the corresponding norm-

support cues, thereby enhancing the influence of norm-support cues from others in the

environment. We tested our hypotheses in a total of 23 experiments, most of which were

field experiments situated in the public realm. The results support our expectations and

show robust effects. Let us briefly review each block of experiments and demonstrate

the support for our hypotheses.

Chapter 2: The spreading of disorder

In this chapter we tested the cross-norm inhibition effect (hypothesis 1) and whether it

indeed applied to social norms as well as to other rules such as police ordinances, private

company rules, and federal laws (hypothesis 3). We argued that the cross-norm inhibition

effect is the mechanism behind the claim made by the broken windows theory of Kelling

and Wilson (1982) that disorder spreads. In a series of six field experiments situated in

the public realm, we showed that observing disrespect for one legitimate norm indeed

makes other norm violations more likely, no matter whether it is a social norm, police

ordinance, private company rule, or federal law. Signs of norm violating behavior like

litter, graffiti or unauthorized parking induced violations like littering, trespassing and

even stealing. These findings provide clear support for our first and third hypotheses.

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Chapter 6

Chapter 3: Helpfulness in public places: Why does it vary and how can it be

increased?

In chapter 3 we further investigated the reach of the cross-norm inhibition effect. We

studied whether signs of disrespect for norms (i.e. negative norm-support cues) would

also, as predicted reduce pro-social behavior like helpfulness and kindness towards

strangers (hypothesis 1). This question was extra important, because if the cross-norm

inhibition effect occurs also for pro-social behavior, we can be pretty sure that it is not

produced by the effect of disorder on the subjective probability of being caught by the

police. Negative norm support cues might signal the message that violations are not

sanctioned and therefore one can violate them with impunity. The results of three field

experiments in the public realm show that the effect indeed also holds for pro-social

behavior. This implies that the cross norm inhibition effect is not driven by the evasion of

sanctions.

Another pressing question was whether norm-support cues only work in the negative

direction or whether there is also a cross-norm reinforcement effect, as goal-framing

theory would predict (hypothesis 2). For this reason, we tested in the second part of

chapter 3 whether clear signs of respect for a norm (i.e. positive norm-support cues)

indeed strengthen the influence of (pro-social) norms on behavior, by strengthening the

normative goal. The results of two field experiments show that this is indeed the case.

The found support for the cross-norm inhibition and reinforcement mechanism makes it a

plausible basis for the variability of pro-social behavior in the public realm (Levine,

Martinez, Sorenson, 1994).

88
General discussion

Chapter 4: Higher-ups make especially influential norm violators

In chapter 4 we focused on a factor that is expected to influence the strength of the cross-

norm inhibition effect: the salience of the norm that is observed as being violated by

others (hypothesis 4). Based on goal-framing theory we argue that making a norm salient

will also focus attention on corresponding negative norm-support cues, thereby increasing

their influence, which in turn strengthens the cross-norm inhibition effect. We argue that

negative norm-support cues become more salient when important others violated the

particular norm. We looked in this chapter at a special kind of norm violators, namely

higher-ups in organizations. Significant others have been known to make norms they

stand for more salient than generalized others (“people”), and higher-ups are a special

kind of significant others, because they make norms salient that are restricted to a certain

context (in this case the company context). Violations of company norms by this group

are expected to result in a stronger cross-norm inhibition effect than the same violations

by lower status people within the organization because higher ups make the company

norms more salient. Violations by higher ups are therefore more salient and more

influential. The results of 4 experiments (of which one was a field experiment) indeed

show that a violation of a norm by higher-ups induces a stronger cross-norm inhibition

effect than the same violation by people lower in status or by people in general.

Chapter 5: The reversal effect of prohibition signs

The research in chapter 4 supported our fourth hypothesis that norm salience influences

the strength of the cross-norm inhibition effect. Having a high status makes the norms

89
Chapter 6

people stand for more salient in others. Another way in which norms can be made salient

is by placing prohibition signs in contexts in which people don’t know the rule or have to

be reminded of the rule. In chapter 5 we therefore again studied the norm salience effect

on cross-norm inhibition but now the violators were unspecified (no status) people. This

time the violated norm wasn’t made salient by the violators but by a prohibition sign. We

hypothesized that placing a prohibition sign in a setting with corresponding negative

norm-support cues strengthens the norm inhibition effect (hypothesis 4). Thus, we

predicted that prohibition signs in a context that shows disrespect for the corresponding

norm have a perverse reversal effect. We indeed found this effect in our experiments. It

did not only apply to the norm made salient but also to other norms in that setting (i.e. a

cross-norm reversal effect): placing an anti-graffiti sign in a setting with graffiti increased

the number of people littering in that setting.

General conclusion and practical implications

The research described in this dissertation shows the impact of negative and positive

norm-support cues on people’s goal to act appropriately. The robust and sizable results

reveal that whether people conform to a norm is greatly influenced by whether they

observe care and respect of others for this and other norms. The variety of norms studied

in this dissertation reveal the reach of the cross-norm effect. Negative norm-support cues

inhibited not only social norms (in the strict sense) but also rules, police ordinances,

federal laws, rules by companies, rules by and in organizations and even pro-social norms

like helpfulness and kindness towards strangers. Besides the theoretical support for goal-

framing theory, there are also important practical implications.

90
General discussion

Behavior in the public realm is targeted by numerous norms, rules and laws, as our trip to

the supermarket illustrated. The quality of our lives is entangled with (other) people

conforming to these rules of behavior. But as numerous as these rules are, so are the cues

revealing disrespect for them. Litter in the streets, graffiti on the walls, unauthorized

parked cars and bicycles, we encounter them every day. This dissertation reveals the

importance of removing negative norm-support cues. A common way to target norm-

violating behavior is placing prohibition signs exactly where people often violate a rule,

but, as our last chapter shows, this can have perverse effects. Placing such a sign can only

be an effective tool if it goes hand in hand with removing negative norm-support cues. In

most places in the world litter is already being removed, however the way this is done can

be improved. In the Netherlands, for example, litter is removed in the early morning

when there are not that many people around. From the efficiency perspective of the

cleaner this may be sensible, however from a normative perspective this is not a wise

approach. Not only does the litter cumulate during the day with all the negative

consequences, but you also miss out on the chance to induce norm conforming behavior

by being observed.

Should we be pessimistic about the chances of the present knowledge finding it’s way

into public policies? No, there is room for optimism; the findings of several of our studies

attracted the attention of policy makers nationally and internationally. It resulted in

various talks with municipalities, the government, police management and even street

cleaners. Based on our findings, several projects have started that for example have the

goal to alter the schedules of street cleaners and the immediate removal of graffiti. Every

talk I gave on inducing norm-conforming behavior (especially the talks to people in high

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Chapter 6

status positions), I tried to end with the same message. It is with this message, I will also

end this dissertation: Give the good example, because you are more influential than you

think.

92
Dutch summary /

Nederlandse samenvatting

93
Dutch summary

Misschien is de beste introductie voor dit proefschrift een eenvoudig bezoekje aan de

lokale supermarkt. Wat een oninteressante dagelijkse taak lijkt, is in het licht van het

proefschrift dat voor je ligt een reis in de wereld van sociale normen. We komen continu

in aanraking met normen, regels en voorschriften, en op dit kleine uitstapje kom je

tientallen tegen. Het is niet toegestaan om je auto voor de winkel te parkeren. Je moet

tijdens het winkelen gebruik maken van een winkelwagentje. Je mag in de winkel niet

roken, drinken of alvast een hap nemen van die heerlijke croissant, die je zo juist uit het

schap hebt gepakt. Je wordt geacht achter aan in de rij voor de kassa aan te sluiten. Het is

verboden de plastic zak van de croissant op de stoep te deponeren en juist gewenst de

man die voor je zijn boodschappen laat vallen te helpen met oprapen. Als je dan eindelijk

je auto hebt bereikt en je boodschappen ingeladen, dan mag je de trip nog een keer maken

omdat je wordt geacht je winkelwagen terug te brengen. Al deze normen (regels voor

gedrag) vertellen ons welk gedrag in een bepaalde setting gewoonlijk wordt goed of juist

afgekeurd. Normen zijn onlosmakelijk verbonden met het leven in sociale contexten. Ze

zijn in zekere zin de lijm van onze samenleving, omdat ze conflicten en chaos voorkomen

door het nastreven van persoonlijke behoeftes en verlangens te reguleren (Sheriff 1936/

1965). Sociale normen in strikte zin worden gedefinieerd als: "regels en standaarden, die

worden onderschreven door de leden van een groep, en die het gedrag van mensen

reguleren en beheersen, zonder de kracht van wetten" (Cialdini & Trost, 1998, blz. 152).

In dit proefschrift hanteren we een bredere definitie van (sociale) normen, namelijk het

94
Nederlandse samenvatting

gedrag dat in het algemeen als (on)gewenst wordt gezien in een bepaalde situatie. Dit

verwijst naar alle legitieme regels, met inbegrip van wetten, regels door particuliere

bedrijven en ook pro-sociale normen, zoals het helpen van iemand in nood.

We weten uit het dagelijkse leven dat mensen niet altijd consistent zijn in het

conformeren aan normen. Alhoewel geanticipeerde sancties een rol spelen bij het al dan

niet conformeren aan normen, kunnen ze deze inconsistentie niet verklaren. Deze

inconsistentie komt namelijk ook voor bij regels waar sancties een te verwaarlozen rol

spelen, of zelfs afwezig zijn (zoals bij pro-sociale normen; Levine, Martinez & Sorenson,

1994). Geïntrigeerd door deze variabiliteit in normconformerend gedrag stelden we ons

zelf de vraag: wat kan deze variabiliteit verklaren? Gebaseerd op de doel-framing theorie

(Lindenberg & Steg, 2007) stellen we in dit proefschrift dat de invloed van normen op

gedrag wordt beïnvloed door het waargenomen respect of gebrek aan respect van anderen

voor normen. Dit houdt in dat het observeren van tekenen van een gebrek aan respect

voor een norm (“ negatieve norm-support cues”) de invloed van normen in het algemeen

inhibeert, door de verzwakking van het doel om algemeen gewenst gedrag te vertonen

(het normatieve doel). Een verzwakking van het normatieve doel versterkt namelijk de

relatieve invloed van hedonistische doelen en doelen die gericht zijn op het behouden en

verkrijgen van middelen (winst doelen), waardoor men eerder kiest voor gemakkelijke of

profijtelijke opties in plaats van het ‘juiste’ te doen. Aan de andere kant het observeren

van duidelijke tekenen van respect of zorg voor een norm (“ positieve norm-support

cues”) versterkt de invloed van normen in het algemeen, door een versterking van het

normatieve doel.

95
Dutch summary

Op basis van dit doelmechanisme achter de invloed van normen hebbenen we

verschillende hypotheses opgesteld. De eerste belangrijke hypothese stelt dat het

waarnemen van negatieve norm-support cues met betrekking tot een norm (ook) de

invloed van andere normen (met inbegrip van pro-sociale normen) op het gedrag

inhibeert; we noemen dit het cross-norm inhibitie effect. Ten tweede veronderstellen we

dat het waarnemen van positieve norm-support cues met betrekking tot een norm de

invloed van andere normen op het gedrag versterkt; we noemen dit het cross-norm

versterkingseffect. Deze positieve en negatieve cross-norm effecten zijn naar ons weten

nog nooit onderzocht of aangetoond. Onze derde hypothese stelt dat norm-support cues

niet alleen de invloed van sociale normen (in strikte betekenis) op gedrag beïnvloedt,

maar ook de invloed van legitieme regels, politie verordeningen, wetten, bedrijfsregels en

zelfs pro-sociale normen (zoals hulpvaardigheid tegenover vreemden) op gedrag. De

vierde hypothese, die we hebben getoetst richt zich op het effect van de saillantie van

normen op het cross-norm (inhibitie) effect. We verwachtten dat het saillant maken van

een norm niet alleen deze norm meer saillant maakt, maar ook de bijbehorende norm-

support cues, waardoor de invloed van deze norm-support cues toeneemt. We hebben

deze vier hypotheses getoetst in totaal 23 experimenten. De meeste van deze

experimenten waren veldexperimenten, die plaats vonden in de openbare ruimte. De

resultaten ondersteunen onze verwachtingen en tonen robuuste effecten. Hieronder geven

we een korte beschrijving van de uitkomsten van de verschillende hoofdstukken van dit

proefschrift. We beschrijven de verschillende series van experimenten en de steun die

deze experimenten leveren aan onze hypotheses.

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Nederlandse samenvatting

Hoofdstuk 2: De verspreiding van wanorde

In dit hoofdstuk toetsten we het cross-norm inhibitie effect (hypothese 1) en gingen na of

het van invloed is op diverse type normen zoals bijvoorbeeld politieverordeningen, regels

van particuliere ondernemingen, en wetten (hypothese 3). We stellen dat het cross-norm-

inhibitie effect het mechanisme is achter de aanname van de “Broken window theory”

van Kelling en Wilson (1982) dat wanorde zich verspreidt. In een serie van zes

veldexperimenten die zijn uitgevoerd in het publieke domein laten we zien dat het

observeren van een gebrek aan respect voor een legitieme norm inderdaad andere

normovertredingen in de hand werkt, ongeacht of het gaat om een sociale norm (in strikte

zin), politieverordening, een regel van een particuliere onderneming, of een wet. Tekenen

van normovertredend gedrag zoals zwerfvuil, graffiti of fout geparkeerde fietsen

induceerden andere normovertredingen, zoals rommel op straat gooien, het negeren van

een bord “verboden toegang”, en zelfs stelen. Deze bevindingen geven duidelijke steun

aan onze eerste en derde hypothese.

Hoofdstuk 3: Hulpvaardigheid in de openbare ruimte: Waarom varieert het en hoe

kan het worden versterkt?

In hoofdstuk 3 hebben we het cross-norm inhibite effect verder onderzocht. We

bestudeerden de vraag of tekenen van een gebrek aan respect voor een norm (oftewel

negatieve norm-support cues) ook, zoals voorspeld, pro-sociaal gedrag, zoals

hulpvaardigheid en vriendelijkheid tegenover vreemden, vermindert (hypothese 1). Deze

vraag is belangrijk, want als het cross-norm inhibitie effect ook optreedt bij pro-sociaal

gedrag, ondersteunt dit ons idee dat de toename in normovertredend gedrag niet het

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gevolg is van het mogelijke effect van wanorde op de ingeschatte kans om bestraft te

worden door de politie. Negatieve norm-support cues, zoals bijvoorbeeld de

aanwezigheid van graffiti, zouden namelijk de boodschap af kunnen geven dat

normovertredingen niet worden gesanctioneerd, en dus dat je normen ongestraft kunt

overtreden. Het niet hulpvaardig zijn naar vreemden wordt echter (doorgaans) niet

gesanctioneerd. De resultaten van drie veldexperimenten in het publieke domein laten

zien dat, zoals verwacht, het cross-norm inhibitie effect ook geldt voor pro-sociaal

gedrag. Dit betekent dat het cross-norm inhibitie effect niet het gevolg is van een (lager)

ingeschatte kans op sancties.

Een andere belangrijke vraag was of de invloed van norm-support cues alleen werkt in

een negatieve richting, of dat er ook sprake is van een cross-norm versterkingseffect,

zoals de doel-framing theorie voorspelt (hypothese 2). Daarom hebben we in het tweede

deel van hoofdstuk 3 getoetst of duidelijke tekenen van respect voor een norm (dus

positieve norm-support cues) inderdaad de invloed van (pro-sociale) normen op gedrag

vergroot, door het versterken van het normatieve doel. De resultaten van twee

veldexperimenten laten zien dat dit inderdaad het geval is. Deze steun voor het cross-

norm inhibitie en versterkingsmechanisme geeft een plausibele verklaring voor de eerder

gevonden variabiliteit van pro-sociaal gedrag in het publieke domein (Levine, et al.,

1994).

Hoofdstuk 4: Hooggeplaatsten zijn invloedrijke normovertreders

In hoofdstuk 4 richtten we ons op een factor, die naar verwachting van invloed is op de

sterkte van het cross-norm inhibitie effect: de saillantie van de norm, die wordt

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Nederlandse samenvatting

waargenomen als zijnde geschonden door anderen (hypothese 4). Gebaseerd op de doel-

framing theorie stellen we dat het saillant maken van een norm ook de aandacht vestigt

op overeenkomstige negatieve norm-support cues, waardoor de invloed van deze cues

wordt vergroot en dus het cross-norm inhibitie effect versterkt. We stellen dat negatieve

norm-support cues ten aanzien van een bepaalde norm meer saillant worden als

belangrijke anderen of mensen met status deze norm overtreden. We keken in dit

hoofdstuk naar een speciaal type normovertreders, namelijk mensen met status in

organisaties (in dit geval hooggeplaatsten). Belangrijke anderen (in het Engels:

significant others) maken normen waarvoor zij staan meer saillant dan mensen in het

algemeen. Hooggeplaatsten zijn een speciaal soort ‘significant others’, omdat ze normen

meer saillant maken die beperkt zijn tot een specifieke context (in dit geval de

bedrijfscontext). We verwachtten dat overtredingen van bedrijfsnormen door deze groep

resulteert in een sterker cross-norm inhibitie effect dan dezelfde normovertredingen door

mensen met een lagere status binnen de organisatie, omdat hooggeplaatsten de

bedrijfsnormen meer saillant maken. Overtredingen door hooggeplaatsten zijn daardoor

ook meer saillant, hetgeen het cross-norm inhibitie effect versterkt. De resultaten van de 4

experimenten (waarvan één veldexperiment) laten inderdaad zien dat een

normovertreding door hogergeplaatsten resulteert in een sterker cross-norm inhibitie

effect dan de dezelfde overtreding door mensen met een lagere status of door mensen in

het algemeen.

Hoofdstuk 5: Het averechtse effect van verbodsborden

Het onderzoek in hoofdstuk 4 ondersteunt onze vierde hypothese dat negatieve norm-

support cues meer van invloed worden (sterker cross-nomr inhibitie effect) als de

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bijbehorende norm meer saillant wordt gemaakt. Een vaak gebruikte manier om normen

saillant te maken in situaties waarin mensen niet weten wat de regel is of herinnerd

moeten worden aan de regel, is het plaatsen van een verbodsbord. In hoofdstuk 5 hebben

we daarom opnieuw het effect van norm saillantie op het cross-norm inhibitie effect

onderzocht. De norm(overtreding) werd nu niet saillant gemaakt door de overtreders

zelf, maar door een verbodsbord. Ditmaal waren de normovertreders niet-gespecificeerde

(statusloze) mensen. Onze hypothese was dat het plaatsen van een verbodsbord in een

omgeving met bijbehorende negatieve norm-support cues het (cross-)norm inhibitie effect

versterkt, omdat het deze cues meer saillant en daarmee meer van invloed maakt

(hypothese 4). We vonden dit averechtse effect inderdaad terug in onze experimenten. Dit

was niet alleen het geval voor de norm die saillant werd gemaakt middels het

verbodsbord, maar ook voor andere normen in die setting (i.e. een cross-norm inhibitie

effect): door het plaatsen van een anti-graffiti-bord in een omgeving met graffiti steeg het

aantal mensen dat rommel op de grond gooide in die setting.

Algemene conclusie en praktische implicaties

Het onderzoek beschreven in dit proefschrift toont het effect van negatieve en positieve

norm-support cues op het doel om het algemeen gewenste gedrag te vertonen, en daarmee

het effect van deze cues op normconform gedrag. De resultaten zijn sterk en robuust, en

laten zien dat de mate waarin mensen zich conformeren aan een norm sterk beïnvloed

wordt door het geobserveerde respect van anderen voor deze norm en andere normen. Dit

effect treedt op voor verschillende normen, regels, politieverordeningen, regels in

organisaties, wetten, en zelfs pro-sociale normen (zoals hulpvaardigheid en

vriendelijkheid tegenover vreemden), waaruit blijkt dat het bereik van het cross-norm

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Nederlandse samenvatting

effect omvangrijk is.

Naast de theoretische ondersteuning voor de doel-framing theorie, zijn er ook belangrijke

praktische implicaties. Gedrag in het publieke domein wordt gereguleerd door tal van

normen, regels en wetten, zoals ons uitstapje naar de supermarkt illustreert. De kwaliteit

van ons leven is nauw verbonden met de mate waarin (andere) mensen zich aan deze

normen en gedragsregels conformeren. Maar zo talrijk als deze regels zijn, zo talrijk zijn

ook de signalen, die een gebrek aan respect voor deze regels laten zien. Zwerfvuil op

straat, graffiti op de muren, fout geparkeerde auto's en fietsen, we komen het dagelijks

tegen. Dit proefschrift toont het belang van het verwijderen van dergelijke negatieve

norm-support cues. Een veel voorkomende manier om normovertredend gedrag tegen te

gaan, is het plaatsen van verbodsborden in een setting waar mensen deze regel vaak

overtreden. Zoals onze laatste hoofdstuk laat zien, kan dit echter een averechts effect

hebben. Het plaatsen van een dergelijk bord is alleen een effectief instrument als het hand

in hand gaat met het verwijderen van deze negatieve norm-support cues.

Op de meeste plaatsen in de wereld wordt zwerfvuil al verwijderd, maar de manier

waarop dit gebeurt, kan eveneens worden verbeterd. In Nederland wordt nu nog vaak

zwerfvuil verwijderd in de vroege ochtend als er weinig mensen op straat zijn. Deze

aanpak is misschien zinvol vanuit efficiëntie perspectief, maar vanuit een normatief

perspectief is dit geen verstandige benadering. Niet alleen hoopt het zwerfvuil zich

gedurende de dag op, met alle negatieve gevolgen van dien, maar er is ook een gemiste

kans om normconformerend gedrag te induceren door de normovertreding zichtbaar af te

keuren.

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Moeten we pessimistisch over de kansen dat de hier gepresenteerde kennis zijn weg vindt

naar het openbare beleid? Nee, er is ruimte voor optimisme, de bevindingen van een

aantal van onze studies heeft de aandacht van beleidsmakers op nationaal en

internationaal niveau getrokken. Het resulteerde in diverse gesprekken met gemeenten, de

overheid, de politieleiding en zelfs straatreinigers. Gebaseerd op onze bevindingen, zijn

verschillende projecten gestart. Projecten, die bijvoorbeeld tot doel hebben graffiti direct

te verwijderen of het werkschema van straatreinigers aan te passen.

Elke voordracht, die ik geef over het induceren van normconformerend gedrag eindig ik

met dezelfde boodschap. Het is met deze boodschap, dat ik ook dit proefschrift zal

eindigen: Geef het goede voorbeeld, je hebt namelijk meer invloed dan je denkt.

102
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110
Acknowledgements

This dissertation could not have been written without the support of numerous people. I

would first and above all like to thank my promotores Siegwart Lindenberg and Linda

Steg. Working with you has been a stimulating, enriching experience and an absolute joy!

I would also like to thank:

The reading committee: Wesley Schultz, Louk Hagendoorn and Rafael Wittek, for taking

the time to review this dissertation and for being in the corona; the other members of the

corona, Bram Buunk, Sander Koole, Tom Postmes, Andreas Flache; my paranymphs: Jan

Willem Bolderdijk and Janet Veldstra; Wesley Schultz, John Torgerson, Tom Postmes,

Sander Koole, Talib Rothengatter, Jan Willem Bolderdijk for their helpful feedback; the

numerous students that helped with the experiments, specifically Maurits Sytstra; my

colleagues: Ellen van der Werff, Martijn Keizer, Jan Willem Bolderdijk, Berfu Unal,

Goda Perlavicute for their help with the experiments; Hendrik Linnewiel for his help with

planning the reception and for his work as a model in one of the photographs; my

colleagues at (Social) Psychology and the ICS for the great atmosphere; The ICS and the

department of Psychology for giving me the opportunity to do research; my friends for

their never ending attempts to distract me; my sister Aafke Keizer for all her advice.

Finally, I would like to thank my parents: for everything!

111
ICS dissertation series

112
ICS dissertation series

ICS dissertation series

The ICS-series presents dissertations of the Interuniversity Centre for Social Science Theory and
Methodology. Each of these studies aims at integrating explicit theory formation with state-of-the-art
empirical research or at the development of advanced methods for empirical research. The ICS was
founded in 1986 as a cooperative effort of the universities of Groningen and Utrecht. Since 1992, the ICS
expanded to the University of Nijmegen. Most of the projects are financed by the participating universities
or by the Netherlands Organization for Scientific Research (NWO). The international composition of the
ICS graduate students is mirrored in the increasing international orientation of the projects and thus of the
ICS-series itself.

1) C. van Liere, (1990). Lastige Leerlingen. Een empirisch onderzoek naar sociale oorzaken van
probleemgedrag op basisscholen. Amsterdam: Thesis Publishers.
2) Marco H.D. van Leeuwen, (1990). Bijstand in Amsterdam, ca. 1800 - 1850. Armenzorg als beheersings-
en overlevingsstrategie. ICS dissertation, Utrecht.
3) I. Maas, (1990). Deelname aan podiumkunsten via de podia, de media en actieve beoefening. Substitutie
of leereffecten? Amsterdam: Thesis Publishers.
4) M.I. Broese van Groenou, (1991). Gescheiden Netwerken. De relaties met vrienden en verwanten na
echtscheiding. Amsterdam: Thesis Publishers.
5) Jan M.M. van den Bos, (1991). Dutch EC Policy Making. A Model-Guided Approach to Coordination
and Negotiation. Amsterdam: Thesis Publishers.
6) Karin Sanders, (1991). Vrouwelijke Pioniers. Vrouwen en mannen met een 'mannelijke' hogere
beroepsopleiding aan het begin van hun loopbaan. Amsterdam: Thesis Publishers.
7) Sjerp de Vries, (1991). Egoism, Altruism, and Social Justice. Theory and Experiments on Cooperation
in Social Dilemmas. Amsterdam: Thesis Publishers.
8) Ronald S. Batenburg, (1991). Automatisering in bedrijf. Amsterdam: Thesis Publishers.
9) Rudi Wielers, (1991). Selectie en allocatie op de arbeidsmarkt. Een uitwerking voor de informele en
geïnstitutionaliseerde kinderopvang. Amsterdam: Thesis Publishers.
10) Gert P. Westert, (1991). Verschillen in ziekenhuisgebruik. ICS dissertation, Groningen.
11) Hanneke Hermsen, (1992). Votes and Policy Preferences. Equilibria in Party Systems. Amsterdam:
Thesis Publishers.
12) Cora J.M. Maas, (1992). Probleemleerlingen in het basisonderwijs. Amsterdam: Thesis Publishers.
13) Ed A.W. Boxman, (1992). Contacten en carrière. Een empirisch-theoretisch onderzoek naar de relatie
tussen sociale netwerken en arbeidsmarktposities. Amsterdam: Thesis Publishers.
14) Conny G.J. Taes, (1992). Kijken naar banen. Een onderzoek naar de inschatting van arbeids-
marktkansen bij schoolverlaters uit het middelbaar beroepsonderwijs. Amsterdam: Thesis Publishers.
15) Peter van Roozendaal, (1992). Cabinets in Multi-Party Democracies. The Effect of Dominant and
Central Parties on Cabinet Composition and Durability. Amsterdam: Thesis Publishers.
16) Marcel van Dam, (1992). Regio zonder regie. Verschillen in en effectiviteit van gemeentelijk
arbeidsmarktbeleid. Amsterdam: Thesis Publishers.
17) Tanja van der Lippe, (1993). Arbeidsverdeling tussen mannen en vrouwen. Amsterdam: Thesis
Publishers.
18) Marc A. Jacobs, (1993). Software: Kopen of Kopiëren? Een sociaal-wetenschappelijk onderzoek onder
PC-gebruikers. Amsterdam: Thesis Publishers.
19) Peter van der Meer, (1993). Verdringing op de Nederlandse arbeidsmarkt. Sector- en sekseverschillen.
Amsterdam: Thesis Publishers.
20) Gerbert Kraaykamp, (1993). Over lezen gesproken. Een studie naar sociale differentiatie in leesgedrag.
Amsterdam: Thesis Publishers.
21) Evelien Zeggelink, (1993). Strangers into Friends. The Evolution of Friendship Networks Using an
Individual Oriented Modeling Approach. Amsterdam: Thesis Publishers.

113
ICS dissertation series

22) Jaco Berveling, (1994). Het stempel op de besluitvorming. Macht, invloed en besluitvorming op twee
Amsterdamse beleidsterreinen. Amsterdam: Thesis Publishers.
23) Wim Bernasco, (1994). Coupled Careers. The Effects of Spouse's Resources on Success at Work.
Amsterdam: Thesis Publishers.
24) Liset van Dijk, (1994). Choices in Child Care. The Distribution of Child Care Among Mothers, Fathers
and Non-Parental Care Providers. Amsterdam: Thesis Publishers.
25) Jos de Haan, (1994). Research Groups in Dutch Sociology. Amsterdam: Thesis Publishers.
26) K. Boahene, (1995). Innovation Adoption as a Socio-Economic Process. The Case of the Ghanaian
Cocoa Industry. Amsterdam: Thesis Publishers.
27) Paul E.M. Ligthart, (1995). Solidarity in Economic Transactions. An Experimental Study of Framing
Effects in Bargaining and Contracting. Amsterdam: Thesis Publishers.
28) Roger Th. A.J. Leenders, (1995). Structure and Influence. Statistical Models for the Dynamics of Actor
Attributes, Network Structure, and their Interdependence. Amsterdam: Thesis Publishers.
29) Beate Völker, (1995). Should Auld Acquaintance Be Forgot...? Institutions of Communism, the
Transition to Capitalism and Personal Networks: the Case of East Germany. Amsterdam: Thesis Publis-
hers.
30) A. Cancrinus-Matthijsse, (1995). Tussen hulpverlening en ondernemerschap. Beroepsuitoefening en
taakopvattingen van openbare apothekers in een aantal West-Europese landen. Amsterdam: Thesis
Publishers.
31) Nardi Steverink, (1996). Zo lang mogelijk zelfstandig. Naar een verklaring van verschillen in oriëntatie
ten aanzien van opname in een verzorgingstehuis onder fysiek kwetsbare ouderen. Amsterdam: Thesis
Publishers.
32) Ellen Lindeman, (1996). Participatie in vrijwilligerswerk. Amsterdam: Thesis Publishers.
33) Chris Snijders, (1996). Trust and Commitments. Amsterdam: Thesis Publishers.
34) Koos Postma, (1996). Changing Prejudice in Hungary. A Study on the Collapse of State Socialism and
Its Impact on Prejudice Against Gypsies and Jews. Amsterdam: Thesis Publishers.
35) Jooske T. van Busschbach, (1996). Uit het oog, uit het hart? Stabiliteit en verandering in persoonlijke
relaties. Amsterdam: Thesis Publishers.
36) René Torenvlied, (1996). Besluiten in uitvoering. Theorieën over beleidsuitvoering modelmatig getoetst
op sociale vernieuwing in drie gemeenten. Amsterdam: Thesis Publishers.
37) Andreas Flache, (1996). The Double Edge of Networks. An Analysis of the Effect of Informal Networks
on Cooperation in Social Dilemmas. Amsterdam: Thesis Publishers.
38) Kees van Veen, (1997). Inside an Internal Labor Market: Formal Rules, Flexibility and Career Lines in
a Dutch Manufacturing Company. Amsterdam: Thesis Publishers.
39) Lucienne van Eijk, (1997). Activity and Well-being in the Elderly. Amsterdam: Thesis Publishers.
40) Róbert Gál, (1997). Unreliability. Contract Discipline and Contract Governance under Economic
Transition. Amsterdam: Thesis Publishers.
41) Anne-Geerte van de Goor, (1997). Effects of Regulation on Disability Duration. ICS dissertation,
Utrecht.
42) Boris Blumberg, (1997). Das Management von Technologiekooperationen. Partnersuche und
Verhandlungen mit dem Partner aus Empirisch-Theoretischer Perspektive. ICS dissertation, Utrecht.
43) Marijke von Bergh, (1997). Loopbanen van oudere werknemers. Amsterdam: Thesis Publishers.
44) Anna Petra Nieboer, (1997). Life-Events and Well-Being: A Prospective Study on Changes in
Well-Being of Elderly People Due to a Serious Illness Event or Death of the Spouse. Amsterdam: Thesis
Publishers.
45) Jacques Niehof, (1997). Resources and Social Reproduction: The Effects of Cultural and Material
Resources on Educational and Occupational Careers in Industrial Nations at the End of the Twentieth
Century. ICS dissertation, Nijmegen.
46) Ariana Need, (1997). The Kindred Vote. Individual and Family Effects of Social Class and Religion on
Electoral Change in the Netherlands, 1956-1994. ICS dissertation, Nijmegen.

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47) Jim Allen, (1997). Sector Composition and the Effect of Education on Wages: an International
Comparison. Amsterdam: Thesis Publishers.
48) Jack B.F. Hutten, (1998). Workload and Provision of Care in General Practice. An Empirical Study of
the Relation Between Workload of Dutch General Practitioners and the Content and Quality of their Care.
ICS dissertation, Utrecht.
49) Per B. Kropp, (1998). Berufserfolg im Transformationsprozeß. Eine theoretisch-empirische Studie über
die Gewinner und Verlierer der Wende in Ostdeutschland. ICS dissertation, Utrecht.
50) Maarten H.J. Wolbers, (1998). Diploma-inflatie en verdringing op de arbeidsmarkt. Een studie naar
ontwikkelingen in de opbrengsten van diploma's in Nederland. ICS dissertation, Nijmegen.
51) Wilma Smeenk, (1998). Opportunity and Marriage. The Impact of Individual Resources and Marriage
Market Structure on First Marriage Timing and Partner Choice in the Netherlands. ICS dissertation,
Nijmegen.
52) Marinus Spreen, (1999). Sampling Personal Network Structures: Statistical Inference in Ego-Graphs.
ICS dissertation, Groningen.
53) Vincent Buskens, (1999). Social Networks and Trust. ICS dissertation, Utrecht.
54) Susanne Rijken, (1999). Educational Expansion and Status Attainment. A Cross-National and Over-
Time Comparison. ICS dissertation, Utrecht.
55) Mérove Gijsberts, (1999). The Legitimation of Inequality in State-Socialist and Market Societies, 1987-
1996. ICS dissertation, Utrecht.
56) Gerhard G. Van de Bunt, (1999). Friends by Choice. An Actor-Oriented Statistical Network Model for
Friendship Networks Through Time. ICS dissertation, Groningen.
57) Robert Thomson, (1999). The Party Mandate: Election Pledges and Government Actions in the
Netherlands, 1986-1998. Amsterdam: Thela Thesis.
58) Corine Baarda, (1999). Politieke besluiten en boeren beslissingen. Het draagvlak van het mestbeleid tot
2000. ICS dissertation, Groningen.
59) Rafael Wittek, (1999). Interdependence and Informal Control in Organizations. ICS dissertation,
Groningen.
60) Diane Payne, (1999). Policy Making in the European Union: an Analysis of the Impact of the Reform of
the Structural Funds in Ireland. ICS dissertation, Groningen.
61)René Veenstra, (1999). Leerlingen - Klassen - Scholen. Prestaties en vorderingen van leerlingen in het
voortgezet onderwijs. Amsterdam, Thela Thesis.
62) Marjolein Achterkamp, (1999). Influence Strategies in Collective Decision Making. A Comparison of
Two Models. ICS dissertation, Groningen.
63) Peter Mühlau, (2000). The Governance of the Employment Relation. A Relational Signaling
Perspective. ICS dissertation, Groningen.
64) Agnes Akkerman, (2000). Verdeelde vakbeweging en stakingen. Concurrentie om leden. ICS
dissertation, Groningen.
65) Sandra van Thiel, (2000). Quangocratization: Trends, Causes and Consequences. ICS dissertation,
Utrecht.
66) Rudi Turksema, (2000). Supply of Day Care. ICS dissertation, Utrecht.
67) Sylvia E. Korupp (2000). Mothers and the Process of Social Stratification. ICS dissertation, Utrecht.
68) Bernard A. Nijstad (2000). How the Group Affects the Mind: Effects of Communication in Idea
Generating Groups. ICS dissertation, Utrecht.
69) Inge F. de Wolf (2000). Opleidingsspecialisatie en arbeidsmarktsucces van sociale wetenschappers.
ICS dissertation, Utrecht.
70) Jan Kratzer (2001). Communication and Performance: An Empirical Study in Innovation Teams. ICS-
dissertation, Groningen.
71) Madelon Kroneman (2001). Healthcare Systems and Hospital Bed Use. ICS/NIVEL-dissertation,
Utrecht.
72) Herman van de Werfhorst (2001). Field of Study and Social Inequality. Four Types of Educational
Resources in the Process of Stratification in the Netherlands. ICS-dissertation, Nijmegen.

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73) Tamás Bartus (2001). Social Capital and Earnings Inequalities. The Role of Informal Job Search in
Hungary. ICS-dissertation Groningen.
74) Hester Moerbeek (2001). Friends and Foes in the Occupational Career. The Influence of Sweet and
Sour Social Capital on the Labour Market. ICS-dissertation, Nijmegen.
75) Marcel van Assen (2001). Essays on Actor Perspectives in Exchange Networks and Social Dilemmas.
ICS-dissertation, Groningen.
76) Inge Sieben (2001). Sibling Similarities and Social Stratification. The Impact of Family Background
across Countries and Cohorts. ICS-dissertation, Nijmegen.
77) Alinda van Bruggen (2001). Individual Production of Social Well-Being. An Exploratory Study. ICS-
dissertation, Groningen.
78) Marcel Coenders (2001). Nationalistic Attitudes and Ethnic Exclusionism in a Comparative
Perspective: An Empirical Study of Attitudes Toward the Country and Ethnic Immigrants in 22 Countries.
ICS-dissertation, Nijmegen.
79) Marcel Lubbers (2001). Exclusionistic Electorates. Extreme Right-Wing Voting in Western Europe.
ICS-dissertation, Nijmegen.
80) Uwe Matzat (2001). Social Networks and Cooperation in Electronic Communities. A theoretical-
empirical Analysis of Academic Communication and Internet Discussion Groups. ICS-dissertation,
Groningen.
81) Jacques P.G. Janssen (2002). Do Opposites Attract Divorce? Dimensions of Mixed Marriage and the
Risk of Divorce in the Netherlands, ICS-dissertation, Nijmegen.
82) Miranda Jansen (2002). Waardenoriëntaties en partnerrelaties. Een panelstudie naar wederzijdse
invloeden, ICS-dissertation, Utrecht.
83) Anne Rigt Poortman (2002). Socioeconomic Causes and Consequences of Divorce. ICS-dissertation,
Utrecht.
84) Alexander Gattig (2002). Intertemporal Decision Making, ICS-dissertation, Groningen.
85) Gerrit Rooks (2002). Contract en Conflict: Strategisch Management van Inkooptransacties, ICS-
dissertation, Utrecht.
86) Károly Takács (2002). Social Networks and Intergroup Conflict. ICS-dissertation, Groningen.
87) Thomas Gautschi (2002). Trust and Exchange, Effects of Temporal Embeddedness and Network
Embeddedness on Providing and Dividing a Surplus. ICS-dissertation, Utrecht.
88) Hilde Bras (2002). Zeeuwse meiden. Dienen in de levensloop van vrouwen, ca. 1850 – 1950. Aksant
Academic Publishers, Amsterdam.
89) Merijn Rengers (2002). Economic Lives of Artists. Studies into Careers and the Labour Market in the
Cultural Sector, ICS-dissertation, Utrecht.
90) Annelies Kassenberg (2002). Wat scholieren bindt. Sociale gemeenschap in scholen, ICS-dissertation,
Groningen
91) Marc Verboord (2003). Moet de meester dalen of de leerling klimmen? De invloed van
literatuuronderwijs en ouders op het lezen van boeken tussen 1975 en 2000. ICS-dissertation, Utrecht.
92) Marcel van Egmond (2003). Rain Falls on All of Us (but Some Manage to Get More Wet than Others):
Political Context and Electoral Participation. ICS-dissertation, Nijmegen.
93) Justine Horgan (2003). High Performance Human Resource Management in Ireland and the
Netherlands: Adoption and Effectiveness. ICS-dissertation, Groningen.
94) Corine Hoeben (2003). LETS' Be a Community. Community in Local Exchange Trading Systems. ICS-
dissertation, Groningen.
95) Christian Steglich (2003). The Framing of Decision Situations. Automatic Goal Selection and Rational
Goal Pursuit. ICS-dissertation, Groningen.
96) Johan van Wilsem (2003). Crime and Context. The Impact of Individual, Neighborhood, City and
Country Characteristics on Victimization. ICS-dissertation, Nijmegen.
97) Christiaan Monden (2003). Education, Inequality and Health. The Impact of Partners and Life Course.
ICS-dissertation, Nijmegen.

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98) Evelyn Hello (2003). Educational Attainment and Ethnic Attitudes. How to Explain their Relationship.
ICS-dissertation, Nijmegen.
99) Marnix Croes en Peter Tammes (2004). Gif laten wij niet voortbestaan. Een onderzoek naar de
overlevingskansen van joden in de Nederlandse gemeenten, 1940-1945. Aksant Academic Publishers,
Amsterdam
100) Ineke Nagel (2004). Cultuurdeelname in de levensloop. ICS- dissertation, Utrecht.
101) Marieke van der Wal (2004). Competencies to Participate in Life. Measurement and the Impact of
School. ICS-dissertation, Groningen.
102)Vivian Meertens (2004). Depressive Symptoms in the General Population: a Multifactorial Social
Approach. ICS -dissertation, Nijmegen.
103) Hanneke Schuurmans (2004). Promoting Well-Being in Frail Elderly People. Theory and
Intervention. ICS-dissertation, Groningen.
104) Javier Arregui (2004). Negotiation in Legislative Decision-Making in the European Union. ICS-
dissertation, Groningen.
105) Tamar Fischer (2004). Parental Divorce, Conflict and Resources. The Effects on Children’s
Behaviour Problems, Socioeconomic Attainment, and Transitions in the Demographic Career. ICS-
dissertation, Nijmegen.
106) René Bekkers (2004). Giving and Volunteering in the Netherlands: Sociological and Psychological
Perspectives. ICS-dissertation, Utrecht.
107) Renée van der Hulst (2004). Gender Differences in Workplace Authority: An Empirical Study on
Social Networks. ICS-dissertation, Groningen.
108) Rita Smaniotto (2004). ‘You Scratch My Back and I Scratch Yours’ Versus ‘Love Thy Neighbour’.
Two Proximate Mechanisms of Reciprocal Altruism. ICS-dissertation, Groningen.
109) Maurice Gesthuizen (2004). The Life-Course of the Low-Educated in the Netherlands: Social and
Economic Risks. ICS-dissertation, Nijmegen.
110) Carlijne Philips (2005). Vakantiegemeenschappen. Kwalitatief en Kwantitatief Onderzoek naar
Gelegenheid en Refreshergemeenschap tijdens de Vakantie. ICS-dissertation, Groningen.
111) Esther de Ruijter (2005). Household Outsourcing. ICS-dissertation, Utrecht.
112) Frank van Tubergen (2005). The Integration of Immigrants in Cross-National Perspective: Origin,
Destination, and Community Effects. ICS-dissertation, Utrecht.
113) Ferry Koster (2005). For the Time Being. Accounting for Inconclusive Findings Concerning the
Effects of Temporary Employment Relationships on Solidary Behavior of Employees. ICS-dissertation,
Groningen.
114) Carolien Klein Haarhuis (2005). Promoting Anti-Corruption Reforms. Evaluating the Implementation
of a World Bank Anti-Corruption Program in Seven African Countries (1999-2001). ICS-dissertation,
Utrecht.
115) Martin van der Gaag (2005). Measurement of Individual Social Capital. ICS-dissertation, Groningen.
116) Johan Hansen (2005). Shaping Careers of Men and Women in Organizational Contexts. ICS-
dissertation, Utrecht.
117) Davide Barrera (2005). Trust in Embedded Settings. ICS-dissertation, Utrecht.
118) Mattijs Lambooij (2005). Promoting Cooperation. Studies into the Effects of Long-Term and Short-
Term Rewards on Cooperation of Employees. ICS-dissertation, Utrecht.
119) Lotte Vermeij (2006). What’s Cooking? Cultural Boundaries among Dutch Teenagers of Different
Ethnic Origins in the Context of School. ICS-dissertation, Utrecht.
120) Mathilde Strating (2006). Facing the Challenge of Rheumatoid Arthritis. A 13-year Prospective Study
among Patients and Cross-Sectional Study among Their Partners. ICS-dissertation, Groningen.
121) Jannes de Vries (2006). Measurement Error in Family Background Variables: The Bias in the
Intergenerational Transmission of Status, Cultural Consumption, Party Preference, and Religiosity. ICS-
dissertation, Nijmegen.
122) Stefan Thau (2006). Workplace Deviance: Four Studies on Employee Motives and Self-Regulation.
ICS-dissertation, Groningen.

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123) Mirjam Plantinga (2006). Employee Motivation and Employee Performance in Child Care. The effects
of the Introduction of Market Forces on Employees in the Dutch Child-Care Sector. ICS-dissertation,
Groningen.
124) Helga de Valk (2006). Pathways into Adulthood. A Comparative Study on Family Life Transitions
among Migrant and Dutch Youth. ICS-dissertation, Utrecht.
125) Henrike Elzen (2006). Self-Management for Chronically Ill Older People. ICS-Dissertation,
Groningen.
126) Ayse Güveli (2007). New Social Classes within the Service Class in the Netherlands and Britain.
Adjusting the EGP Class Schema for the Technocrats and the Social and Cultural Specialists. ICS-
dissertation, Nijmegen.
127) Willem-Jan Verhoeven (2007). Income Attainment in Post-Communist Societies. ICS-dissertation,
Utrecht.
128) Marieke Voorpostel (2007). Sibling support: The Exchange of Help among Brothers and Sisters in the
Netherlands. ICS-dissertation, Utrecht.
129) Jacob Dijkstra (2007). The Effects of Externalities on Partner Choice and Payoffs in Exchange
Networks. ICS-dissertation, Groningen.
130) Patricia van Echtelt (2007). Time-Greedy Employment Relationships: Four Studies on the Time
Claims of Post-Fordist Work. ICS-dissertation, Groningen.
131) Sonja Vogt (2007). Heterogeneity in Social Dilemmas: The Case of Social Support. ICS-dissertation,
Utrecht.
132) Michael Schweinberger (2007). Statistical Methods for Studying the Evolution of Networks and
Behavior. ICS-dissertation, Groningen.
133) István Back (2007). Commitment and Evolution: Connecting Emotion and Reason in Long-term
Relationships. ICS-dissertation, Groningen.
134) Ruben van Gaalen (2007). Solidarity and Ambivalence in Parent-Child Relationships. ICS-
dissertation, Utrecht.
135) Jan Reitsma (2007). Religiosity and Solidarity – Dimensions and Relationships Disentangled and
Tested. ICS-dissertation, Nijmegen.
136) Jan Kornelis Dijkstra (2007). Status and Affection among (Pre)Adolescents and Their Relation with
Antisocial and Prosocial Behavior. ICS-dissertation, Groningen.
137) Wouter van Gils (2007). Full-time Working Couples in the Netherlands. Causes and Consequences.
ICS-dissertation, Nijmegen.
138) Djamila Schans (2007). Ethnic Diversity in Intergenerational Solidarity. ICS-dissertation, Utrecht.
139) Ruud van der Meulen (2007). Brug over Woelig Water: Lidmaatschap van Sportverenigingen,
Vriendschappen, Kennissenkringen en Veralgemeend Vertrouwen. ICS-dissertation, Nijmegen.
140) Andrea Knecht (2008). Friendship Selection and Friends' Influence. Dynamics of Networks and Actor
Attributes in Early Adolescence. ICS-dissertation, Utrecht.
141) Ingrid Doorten (2008). The Division of Unpaid Work in the Household: A Stubborn Pattern? ICS-
dissertation, Utrecht.
142) Stijn Ruiter (2008). Association in Context and Association as Context: Causes and Consequences of
Voluntary Association Involvement. ICS-dissertation, Nijmegen.
143) Janneke Joly (2008). People on Our Minds: When Humanized Contexts Activate Social Norms. ICS-
dissertation, Groningen.
144) Margreet Frieling (2008). ‘Joint production’ als motor voor actief burgerschap in de buurt. ICS-
dissertion, Groningen.
145) Ellen Verbakel (2008). The Partner as Resource or Restriction? Labour Market Careers of Husbands
and Wives and the Consequences for Inequality Between Couples. ICS-dissertation, Nijmegen.
146) Gijs van Houten (2008). Beleidsuitvoering in gelaagde stelsels. De doorwerking van aanbevelingen
van de Stichting van de Arbeid in het CAO-overleg. ICS-dissertation, Utrecht.
147) Eva Jaspers (2008). Intolerance over Time. Macro and Micro Level Questions on Attitudes Towards
Euthanasia, Homosexuality and Ethnic Minorities. ICS-dissertation, Nijmegen.

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148) Gijs Weijters (2008). Youth delinquency in Dutch cities and schools: A multilevel approach. ICS-
dissertation, Nijmegen.
149) Jessica Pass (2009). The Self in Social Rejection. ICS-dissertation, Groningen.
150) Gerald Mollenhorst (2009). Networks in Contexts. How Meeting Opportunities Affect Personal
Relationships. ICS-dissertation, Utrecht.
151) Tom van der Meer (2009). States of freely associating citizens: comparative studies into the impact of
state institutions on social, civic and political participation. ICS-dissertation, Nijmegen.
152) Manuela Vieth (2009). Commitments and Reciprocity in Trust Situations. Experimental Studies on
Obligation, Indignation, and Self-Consistency. ICS-dissertation, Utrecht.
153) Rense Corten (2009). Co-evolution of social networks and behavior in social dilemmas: Theoretical
and empirical perspectives. ICS-dissertation, Utrecht.
154) Arieke J. Rijken (2009). Happy families, high fertility? Childbearing choices in the context of family
and partner relationships. ICS-dissertation, Utrecht.
155) Jochem Tolsma (2009). Ethnic Hostility among Ethnic Majority and Minority Groups in the
Netherlands. An Investigation into the Impact of Social Mobility Experiences, the Local Living
Environment and Educational Attainment on Ethnic Hostility. ICS-dissertation, Nijmegen.
156) Freek Bucx (2009). Linked Lives: Young Adults' Life Course and Relations With Parents. ICS-
dissertation, Utrecht.
157) Philip Wotschack (2009). Household Governance and Time Allocation. Four studies on the
combination of work and care. ICS-dissertation, Groningen.
158) Nienke Moor (2009). Explaining worldwide religious diversity. The relationship between subsistence
technologies and ideas about the unknown in pre-industrial and (post-)industrial societies. ICS-
dissertation, Nijmegen.
159) Lieke ten Brummelhuis (2009). Family matters at work. Depleting and enriching effects of employees’
family lives on work outcomes. ICS-dissertation, Utrecht.
160) Renske Keizer (2010). Remaining childless. Causes and consequences from a life course perspective.
ICS-dissertation, Utrecht.
161) Miranda Sentse (2010). Bridging Contexts: The interplay between family, child, and peers in
explaining problem behavior in early adolescence. ICS-dissertation, Groningen.
162) Nicole Tieben (2010). Transitions, Tracks and Transformations. Social inequality in transitions into,
through and out of secondary education in the Netherlands for cohorts born between 1914 and 1985. ICS-
dissertation, Nijmegen.
163) Birgit Pauksztat (2010). Speaking up in organizations: Four studies on employee voice. ICS-
dissertation, Groningen.
164) Richard Zijdeman (2010). Status attainment in the Netherlands, 1811-1941. Spatial and temporal
variation before and during industrialization. ICS-dissertation, Utrecht.
165) Rianne Kloosterman (2010). Social background and children's educational careers. The primary and
secondary effects of social background over transitions and over time in the Netherlands. ICS-dissertation,
Nijmegen.
166) Olav Aarts (2010). Religious diversity and religious involvement. A study of religious markets in
Western societies at the end of the twentieth century. ICS-dissertation, Nijmegen.
167) Stephanie Wiesmann (2010). 24/7 Negotiation in couples transition to parenthood. ICS-dissertation,
Utrecht.
168) Borja Martinovic (2010). Interethnic contacts: A dynamic analysis of interaction between immigrants
and natives in Western countries. ICS-dissertation, Utrecht.
169) Anne Roeters (2010). Family life under pressure? Parents' paid work and the quantity and quality of
parent-child and family time. ICS-dissertation, Utrecht.
170) Jelle Sijtsema (2010). Adolescent aggressive behavior: Status and stimulation goals in relation to the
peer context. ICS-dissertation, Groningen.
171) Kees Keizer (2010). The Spreading of Disorder. ICS-dissertation, Groningen.

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