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Sumitomo’s high-purity alumina has been manufactured by the method of hydrolysis of aluminum alkoxide
since 1981, and the present production capacity is 1500t/Y. High-purity alumina is used in areas such as dis-
plays, energy, automobiles, semiconductors and computers and demand for it is growing steadily.
In this paper, a general view of recent applications for high-purity alumina is introduced, and our newly
developed high-purity alumina products are also described.
This paper is translated from R&D Report, “SUMITOMO KAGAKU”, vol. 2007-I.
Al Metal
It is known that the α phase transition temperature is
greatly affected by addition of seed crystals, 15) – 18)
ROH Alkoxide Synthesis water vapour pressure in the calcination atmos-
phere 18), 19) and elemental impurities.20), 21) The addi-
H2O Hydrolysis
tion of α-Al2O3 crystal seeds give low energy sites for
generation and growth of α phase, and the water con-
Hydrated Alumina
tent in the atmosphere promotes surface diffusion and
Calcination accelerates the grain growth in the intermediate alumi-
na. Along with these, the activation energy for the α
Processing phase transition is lowered, and it has the effect of low-
ering the temperature for the α phase transition.
High Purity Alumina
α-Al2O3 particles, which is obtained by strictly con-
Fig. 1 Manufacturing process of High Purity Alu- trolling the conditions for hydrolysis, drying and calci-
mina by alkoxide method nation are in an agglomerate state, so deagglomeration
process are necessary for getting particles of narrow
particle size distribution. A ball mill, vibration mill, jet
In this method, aluminum alkoxide is purified by dis- mill, media agitating mill or other type of mill can be
tillation and so on. used for the deagglomeration process.
In addition, it is important to control the conditions In alumina ceramics applications, the presence of
during hydrolysis and to avoid producing rigid agglom- the agglomerates gives rise to local nonuniformity in a
erates during drying. Because the hydrolysis rate for green body, and it causes residual pores in a sintered
aluminum alkoxide is extremely fast, it produces fine body. Particularly in translucent alumina ceramics
particle hydrated alumina which easily become rigid applications for high pressure sodium lamps, the resid-
agglomerates. ual pores in the sintered body reduce the translucen-
α-Al2O3, which is a stable phase at high tempera- cy. And for magnetic tape application, the presence of
tures, is obtained by calcination of hydrated alumina agglomerates makes for poor surface smoothness in
(boehmite, for example) via γ, δ, θ-Al2O3. The various the magnetic tape and causes damage to magnetic
phases of alumina other than α-Al2O3, which is a stable heads while the tape is running and lowers the electro-
phase at high temperatures, are called intermediate magnetic conversion characteristics. By making
alumina, and its original particles are super fine parti- refinement of various processes to reduce the agglom-
cles of several tens of nanometers. erates in high purity alumina powder, we have devel-
The transition to α-Al2O3 from the intermediate alu- oped alumina powders suitable for various applica-
mina requires high temperatures of over 1200°C, tions.22), 23)
because it needs rearrangements of the oxygen pack- Recently high-efficient jet mills and wet medium agi-
ing (cubic closest-packed structure / hexagonal clos- tation mills for nanoparticles are developed,according
est-packed structure). The generation of α crystal to the trend to get high-functional submicron particles
nuclei is a rate determining step for the α phase transi- and nanometer particles.
tion, and that the density of α crystal nuclei is low. But Generally speaking, the process of deagglomeration
once nuclei are generated, a sudden grain growth of powders must be done with a great deal of caution.
occurs because of mass transfer from the surrounding Because the smaller the original particles are, the more
intermediate alumina, and dendritic α-Al2O3 particles of necessity for avoiding both regeneration of agglomer-
micron size are obtained. ates and contamination are required.
Therefore, in order to obtain α-Al2O3 particles which Sumitomo Chemical has developed high purity alu-
are fine and have a uniform particle size distribution, it mina powders for a variety of applications by control-
is important to eliminate factors such as inhomoge- ling these production conditions in a suitable manner.
neous generation of α-Al2O3 nuclei and to complete Table 1 and Fig. 2 show the characteristic and
phase transition at as low a temperature as possible in SEM photographs of the representative grades of
addition to strict control of the uniformity of tempera- Sumitomo Chemical’s high purity alumina, respec-
ture distribution during calcination. tively.
1µm 1µm
100nm
At Sumitomo Chemical, we have optimized the headlights, home illumination and especially the back-
industrial processes of nano sized α-Al2O3 with a good lights in mobile phones, which is their current main
dispersion and only few coarse agglomerated particles. application.30)
Fig. 4 shows TEM images of nano sized α-Al 2 O 3 LED devices are manufactured by crystal growth of
powders developed at Sumitomo Chemical. Control of GaN (III – V groups compound) on a substrate. Sap-
the particle size is possible by optimizing the process- phire is used for this substrate, since it has superior
es, and there are expectations for new various applica- characteristics as a base substrate, such as close lattice
tions. constant with GaN and high heat resistance at crystal
growth temperature.31)
Development of Applications for High Purity The starting materials for sapphire are required not
Alumina only to have high purity but also to minimize amount of
absorbed water. Water causes oxidation of Mo crucible
In recent years, the demand of high purity alumina is during the melting process at a high temperature of
expanding in fields which are expected to show a high over 2000°C in the manufacturing process. In addition,
growth rate e.g. display materials, energy, automobiles, in case of α-Al2O3 being continuously supplied into the
semiconductors and computers. In the following, we process, it is necessary that particles of starting materi-
will discuss new development of applications for high al such as α-Al2O3 do not fuse to each other in order
purity alumina. not to cause any clogging in the manufacturing appara-
tus.32)
1. Sapphire Single Crystal Applications High purity alumina AKQ-10, which is spherical in a
Sapphire single crystal, with a corundum structure of size of approximately 2 mm, is widely used as a starting
Al2O3 has been manufactured by the Verneuil process material of sapphire that satisfies these quality require-
with γ -Al2O3 as the starting materials for a long time. It ments. Recently single crystal growth technique of
has been widely used for gem, and watch cover applica- Czochralski has been improved 33), the requirements
tions. have increased for improving the bulk density of start-
However, the sapphires obtained by the Verneuil ing material. High bulk density of starting materials
process have poor crystallinity which limit their appli- can improve industrial productivity of manufacturing
cations. Therefore, the edge-defined film-fed growth sapphire. To respond to these requirements, Sumitomo
(EFG) process has been developed for the purpose of Chemical has developed a new high density α-Al2O3 for
producing a high crystallinity sapphire and establish- starting materials of sapphire manufacturing that has a
ing industrial productivity. The sapphire obtained by high bulk density of 2.0 g/cm3 by improving the parti-
EFG process has disseminated widely in applications cle density and increasing of the packing properties by
such as substrates for high brightness light emitting optimizing the particle size distribution.
diodes (LEDs), and support plates 29) for polarizers in Table 2 and Fig. 5 show the characteristics and
liquid crystal projectors. In particular, among the high SEM images of Sumitomo Chemical α-Al2O3 for sap-
brightness LEDs, white LEDs is expected to widely phire single crystal growth, respectively.
used for advertisement lighting, displays, automobile When sapphire single crystals are grown by newly
Table 2 Character of α -Al2O3 for sapphire single cial blue phosphor, is most unstable. The decrease of
crystal luminescence intensity and color tone shift of BAM has
been enhanced by the heating in the panel manufactur-
AKQ-10 High Density
New Alumina ing processes and the VUV irradiation when the panels
Crystal Form α α are driven in PDP applications. Investigations into
Purity (%) > 99.99 > 99.99 increasing the luminescence intensity and improving
Loose Bulk Density (g/cm3) 1~ ≥2
the deterioration characteristics are continuing.35)
BET Surface Area (m2/g) ~3~ ≤1
Impurity Level Si (ppm) ≤ 10 ≤ 10 Generally, aluminate phosphors including BAM are
Na (ppm) ≤ 10 ≤ 10 typically manufactured by mixing high purity alumina,
Mg (ppm) ≤ 10 ≤ 10 Ba-, Mg-, Eu-compound, and fluoride flux as starting
Cu (ppm) ≤ 10 ≤ 10
materials and calcining the mixture. It is usually called
Fe (ppm) ≤ 10 ≤ 10
Ca (ppm) ≤ 10 ≤ 10
solid reaction method. However reaction is not so sim-
ple, so the phosphor manufacturers have the know-how
in the details of these production processes.36) – 38) For
example, conventional phosphors using fluoride flux is
(1) AKQ-10 (2) High Density New Alumina
a square sheet shape, and the particle size distribution
is broad, however Oshio et al.39) synthesized aluminate
phosphors, which spherical shape and size were simi-
lar to starting alumina powder without fluoride flux.
And that the chromaticity of this spherical phosphor
was the same as that of conventional products and the
1mm
luminosity was improved by 5% over conventional prod-
Fig. 5 SEM images of α - Al2O3 for sapphire sin- ucts. Furthermore, thermal degradation of phosphor
gle crystal was able to reduced.
As described above, aluminate phosphors are used
for the next generation material of display, and in the
developed α-Al2O3 as starting materials, it is possible to future it is expected that the demand will broaden.
get better productivity than conventional and to get In the field of phosphors, high purity alumina is one
high quality sapphire single crystal, because the of the materials that controls the characteristics of
amount of α-Al2O3 that can be stocked in the growth phosphors and has an important position. Sumitomo
apparatus is increased. So we expect new α-Al2O3 wide- Chemical is continuing development of alumina pow-
ly used for manufacturing sapphire single crystal. ders suitable for these needs.
join these two disparate materials, the shrinkage in sin- types of sintering grade α-Al2O3 powder suitable for
tering and the coefficient of thermal expansion for low temperature sintering.
these materials must be the same.40) In addition, since Fig. 6 and Fig. 7 show sintering behavior of Sumito-
there is a possibility that cracks happen at the interface mo Chemical’s high purity alumina powders and a typi-
between them because of the differences in thermal cal microstructure of sintered body, respectively. One
expansion in the actual usage environment. It is neces- can see that superior low-temperature sintering charac-
sary to make the partially stabilized zirconia and alumi- teristics are exhibited according to the reduction of the
na substrates have high density and a fine grain size 42) size of the grain.
in addition to making the difference in thermal expan-
sion small for the two.41) It is been assumed that it is 4. Semiconductor Applications
necessary to improve the low-temperature sintering In the fields of semiconductors manufacturing equip-
properties of alumina for such requirements. ment and liquid crystal display manufacturing equip-
It is said that as the original grain size of the raw ment, a large amount of α-Al2O3 components, which
powder becomes smaller, the temperature at which has a high level of plasma corrosion resistance, is used.
shrinkage begins becomes lower. But a small original In the case of sintered aluminum bodies, improve-
grain size lowers green density and easily become hard ments in corrosion resistance are achieved by reducing
agglomerates and they causes low fired density of sin- the pores and impurities, and by using a fine grained
tered body. Sumitomo Chemical has developed various product of Sumitomo Chemical’s Sumicorundum®, it is
possible to obtain a high bending strength and corro-
sion resistant alumina ceramic without residual
Powder A (particle size : 0.5µm) pores.24)
Powder B (particle size : 0.4µm)
Powder C (particle size : 0.2µm) In addition, the demand for materials for forming
Powder D (particle size : 0.1µm) plasma spray coatings of alumina on aluminum, nickel,
4.00
chromium, zinc and zirconium or alloys of these and
Fired Density (g/cm3)
At Sumitomo Chemical up to this point, we have the precision polishing known as chemical mechanical
developed the HIT series that have edge-shape parti- polishing (CMP), and are making further improve-
cles by adjusting the manufacturing conditions. Fig. 1 ments in the physical properties of powders.
– (4) shows a SEM photograph of Sumitomo Chemi-
cal’s alumina powder. (2) Alumina Ceramics Applications
These edge-shape particles of alumina are used in If agglomeration of the nano size α-Al2O3 powder is
magnetic tape additives and abrasives for precision lap- prevented and generation of defects in the green body
ping and polishing abrasives of metal,44) – 47) plastics is decreased, we can expect to obtain high density sin-
and the like. tered bodies with fine grain sizes. Ma et al.26), 27) have
Magnetic tapes are widely used as a recording medi- shown that a high density sintered body with a submi-
um for consumer use, broadcast use and industrial use cron grain size and a relative density of 99% can be
because of its high reliability, high volume recording obtained by slip cast molding after ball mill processing
density, high transfer speed and other characteristics, of nano size α-Al2O3 powder and sintering at 1285°C.
and there has been a focus on magnetic tapes that can The nano sized α-Al2O3 powder was developed by
store large volumes of data in recent years. Sumitomo Chemical, by using a wet process, a high
Magnetic tapes are produced by coating of a magnet- density sintered body with a density of 3.95 g/cm3 (rel-
ic powder material on a PET or PEN film.48) The advan- ative density 99.2%) has been obtained with a sintering
tages are mass production and superior stability temperature of 1250°C.
because the magnetic material is protected by poly-
mers. (3) Separation Membrane Applications
As is shown in Fig. 8, since the magnetic layer of Using its chemical resistance and heat resistance, α-
magnetic tape passes rapidly over a magnetic head and Al2O3 porous bodies are used in the applications such
is subjected to a rigorous state of abrasion, α-Al2O3 is as ultrafiltration, gas separation membranes.
added to the magnetic layer to increase the abrasion Among the gas separation membranes, the hydro-
resistance of the magnetic layer and clean the adhesion gen separation membranes are incorporated in to a
materials (for example Fe and C) to prevent a magnetic hydrogen production process based on the steam-
head blockage. In recent years, there are requirements reforming reaction shown in reaction equation (4).
for higher volume and recording density in magnetic This makes it possible to lower the reaction tempera-
tape, and so problems arise when the magnetic layer is ture (800°C / 500°C) by drawing the produced hydro-
made thinner (100 nm or less), the magnetic material gen gas outside of the reaction system and unify the
used is finer (forming nanoparticles) and the magnetic hydrogen production process and separation process.
layer has to be made more uniform and smooth. 49) There are expectations for future development aimed
Therefore, it is necessary to add α-Al2O3 nano particles at achieving hydrogen utilization systems in fuel cells
to the magnetic layer. and the like.
At Sumitomo Chemical, we are currently investigat-
ing the nano sized α-Al2O3 abrasives with our knowl- CH4 + H2O / 3H2 + CO (4)
edge in the development of magnetic tape abrasives.
Furthermore, we are also considering development in As shown in Fig. 9, the configuration of a hydrogen
separation membranes is based on a structure that pro-
vides a γ -Al2O3 intermediate layer on a pipe-shaped and they will be put to practical use in the future. So it
porous α-Al2O3 support substrate and, forms a silica, is expected to brought further acceleration in the
zeolite or palladium layer with hydrogen separation development of applications for α-Al2O3 nano particles.
function on top.
However, in the steam atmosphere the grain growth Conclusion
and crystal transition of the γ -Al2O3 used in the inter-
mediate layer are promoted, and so the use of α-Al2O3 As has been discussed in this paper, high purity alu-
is being considered. To get high performance of nano mina by controlling particle size and shape and particle
pore-sized α-Al2O3 layer, it is required to control both size distribution is a hopeful inorganic material in the
pore diameter according to the application and a suffi- field such as display materials, energy, automobiles,
cient porosity for assuring the flow rate of the fluid semiconductors, computers, which the speed of techni-
(moreover, assuming that the particles are closest cal innovations is very rapid.
packed, the pore diameter is approximately 1/5 of the With the increasing level of needs, we raw material
grain diameter). makers must brush up the performance of high purity
Krell and Ma et al.28) have reported an α-Al2O3 layer alumina powders to attend to these needs. In particu-
had porosity of approximately 40% and an average pore lar, nano sized grain dispersion technology is essential
diameter of 10 – 60 nm by dip-coat method using a nano for promoting new development. In the future, we
sized α-Al2O3 slurry. In addition, an α-Al2O3 layer with would like to carry out development on process tech-
an average pore diameter of 2 – 50 nm and a porosity of nology for targeted markets and moving downstream.
30 – 40% being produced from a mixture of 10 – 100 nm
fine α-Al2O3 and γ-Al2O3 or boehmite has been report- References
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PROFILE
Hajime M AKI
Sumitomo Chemical Co., Ltd.
Basic Chemicals Research Laboratory
Researcher