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The Integration of Regions

Rethinking Regions and Regionalism


Fredrik Söderbaum

Over the last two decades there has been a veritable explo- Fredrik Söderbaum is
an associate professor
sion of research and policy discussion on regional integra- in the School of Global
tion and regionalism all over the world. Some of the most Studies (SGS) at the
University of Gothen-
influential thinkers in the field emphasize that regions and burg in Sweden. He
regionalism are now central to global politics. For instance, is also an associate
senior research fellow
Peter Katzenstein rejects the “purportedly stubborn per- at the United Nations
University Institute on
sistence of the nation-state or the inevitable march of glo- Comparative Regional
balization,” arguing that we are approaching a “world of Integration Studies
(UNU-CRIS), Bruges,
regions.”1 Similarly, Amitav Acharya examines the “emerg- Belgium. Most of his
ing regional architecture of world politics,”2 whereas Barry publications are on the
topic of regions and
Buzan and Ole Weaver speak about a “global order of regionalism, African
strong regions.”3 “Regions are now everywhere across the politics, and the EU’s
external relations.
globe and are increasingly fundamental to the functioning
of all aspects of world affairs from trade to conflict manage-
ment, and can even be said to now constitute world order,”
Rick Fawn writes.4
While there is a strong tendency in both policy and
academia to acknowledge the importance of regions and
regionalism, the approach of different academic specializa-
tions varies considerably, and regionalism/regional integra-
tion means different things to different people in different
contexts. Such diversity could be productive. However,

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Electronic copy available at: http://ssrn.com/abstract=2399140


RETHINKING REGIONS AND REGIONALISM

the prevailing diversity is a sign of of a methodological perspective that


both weakness and fragmentation. acknowledges the social construction
We are witnessing a general lack of of regions by both state and non-state
dialogue among academic disciplines actors. Regarding the second problem,
and regional specializations (Euro- it is argued that Eurocentrism and
pean integration, Latin American, parochialism are two sides of the same
Asian, and African regionalism) as coin, and that comparative regional-
well as theoretical traditions (rational- ism constitutes part of the solution.
ism, institutionalism, constructivism,
critical and postmodern approaches). Rethinking regional space. Histori-
There is also thematic fragmentation cally the study of regions and regional
in the sense that various forms of integration has focused heavily on sov-
regionalism, such as economic, secu- ereignty transfer and political unifica-
rity, and environmental regionalism, tion within inter-state regional organi-

The prevailing diversity is a sign of both


weakness and fragmentation.
are only rarely related to one another. zations. This is seen in countless stud-
Such fragmentation undermines fur- ies on the European Union (EU) and
ther generation of cumulative knowl- other state-led regional frameworks,
edge as well as theoretical innovation. such as the African Union (AU), the
It also leads to unproductive contes- Association of Southeast Asian Nations
tations, among both academics and (ASEAN), the Economic Community
policy makers, about the meaning of of West African States (ECOWAS), the
regionalism, its causes and effects, how North American Free Trade Agree-
it should be studied, what to compare ment (NAFTA), the Southern African
and how, and not least, what are the Development Community (SADC),
costs and benefits of regionalism and and the Southern Common Market
regional integration. (Mercosur). This focus on inter-state
The aforementioned divisions in the or supranational organizations stems
field are exacerbated by two inter- from the fact that many scholars in the
locking (but largely overlooked) meth- field have concentrated on determin-
odological problems: the failure to ing what types of regions are the most
conceptualize regional space and the functional, instrumental, and efficient
problem of parochialism. The purpose to rule or govern. Regions have usu-
of this article is to try to contribute to ally been taken as pre-given, defined
a rethinking of these two problems in in advance of research, and seen as
the study of regions and regionalism. particular inter-state or policy-driven
Regarding the first problem, the pre- frameworks.
vailing emphasis on inter-state region- Classical theories of regional integra-
al organizations is criticized in favor tion and cooperation, such as function-

[1 0 ] Georgetown Journal of International Affairs

Electronic copy available at: http://ssrn.com/abstract=2399140


SÖDERBAUM The Integration of Regions

alism and neofunctionalism, appre- with voluntarism and make room for
ciated liberal-pluralist assumptions cultural factors and the pooling or
such as the need for cordial relations splitting of identities as determinants
between states and non-state actors to for action.
promote commerce. But these early From this point of view, the puzzle
perspectives were subordinated to the is to understand and explain the pro-
analysis of what “states” did in the pur- cess through which regions are coming
suit of their so-called “interests” as well into existence and being consolidat-
as the consequences of state-society ed—their “becoming” so to speak—
relations for supranational and inter- rather than a particular set of activities
governmental regional organizations. and flows within a pre-given, regional
This preference for regional organiza- framework. In fact, regional organiza-
tions continues to be dominant in the tions can be seen as surface phenom-
field, even if the debate is nowadays ena produced by the underlying logic
usually framed in terms of “institu- of regionalization and region-build-
tional design.”5 Moreover, the policy ing. This does not mean that schol-
debate is plagued by idealism about the ars should cease focusing on region-
benefits of regional organizations and al organizations and “institutional

The policy debate is plagued by idealism


about the benefits of regional organizations
and more or less naïve assumptions about
what they can achieve.
more or less naïve assumptions about design,” only that the overwhelming
what they can achieve. dominance of this focus has prevented
This article offers an alternative, alternative answers to how and why
societal understanding of regional regions are formed and who are the
space, the way regions are socially con- region-builders.
structed, and for what reason. From The heavy emphasis on state and
this perspective, there are no “natural” global levels in mainstream internation-
or “given” regions (or regional orga- al theory leads to a weak, even super-
nizations), but these are made and ficial, conceptualization of “regional
unmade—intentionally or uninten- space.” Therefore, when the “taken for
tionally, endogenously or exogenous- granted” national scale/space is prob-
ly—by collective human action and lematized, then other spaces and scales
identity formation. In other words, necessarily receive more recognition.
regions are not structurally or exog- It needs to be emphasized that the
enously given, but socially constructed rejection of “methodological nation-
by historically contingent interactions. alism” is not equivalent to ignoring
Constructivists replace determinism the state or national scale/space. On

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RETHINKING REGIONS AND REGIONALISM

the contrary, “states,” “countries,” and seeks to describe this multidimen-


interstate organizations are crucial sional process of regionalization in
objects of analysis, and it is important terms of levels of “regionness”6: the
to continue to study them, however process whereby a geographical area is
defined. The point is that the political transformed from a passive object to
and institutional landscape is being an active subject, capable of articulat-
fundamentally transformed and needs ing transnational interests. Regionness
to be rethought in terms of more com- means that a region can be “more or
plex, multilevel political structures, in less” a region, and the level of region-
which the state is “unbundled,” reor- ness can increase or decrease. The

The socially constructed nature of re-


gions implies that they are politically con-
tested, and there are nearly always a multi-
tude of strategies and ideas about a particular
region which merge, mingle, and clash.
ganized, and assumes different func- socially constructed nature of regions
tions and where non-state actors are implies that they are politically con-
also contributing at various levels and tested, and there are nearly always
scales. The methodological issue is to a multitude of strategies and ideas
transcend the Western conceptions about a particular region which merge,
of the unitary and Westphalian state mingle, and clash. Furthermore, since
inherent in mainstream theorizing— regions are political and social proj-
be it neo-realist, institutionalist, or ects, devised by human (state and
liberal theory. In doing so, the view non-state) actors in order to protect
offered here emphasizes critical assess- or transform existing structures, they
ment of state-society complexes in the may fail, just like other social projects.
formation of regions and opens up a Hence, regions can be disrupted from
broader understanding of what char- within and without, sometimes by the
acterizes regionalism and regionaliza- same forces that build them up.
tion in various parts of the world and It is relevant to illustrate how the
globally. various agencies of market, state, soci-
When different processes of region- ety, and external actors can play out
alization in various fields and at various in a specific regional context—name-
levels intensify and converge within the ly, Southern Africa.7 For more than
same geographical area, the cohesive- a century, myriad private economic
ness and thereby the distinctiveness actors—such as mining houses, set-
of the region-in-the-making increases. tlers, large and small farmers, trading
The new regionalism approach (NRA) companies, small scale traders, inves-

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SÖDERBAUM The Integration of Regions

tors, capitalists, ethnic trading and “Regime-boosting regionalism” draws


business networks—have been deeply attention to the discursive strategies
involved in the multidimensional con- of political elites in weak states who
struction of “Southern Africa.” One seek to strengthen a regime’s official
important form of regionalization is status, official sovereignty, image, and
constructed around large South Afri- legitimacy—for example, rhetorical/
can corporations and capital interests symbolic regionalism where imple-
in the formal economy. Partnerships mentation of agreed policies is not
between South African corporations the primary purpose. Regime-boosting
and governments in the region are may be a goal in itself, but it may also
particularly evident. be closely related to “shadow region-
Southern Africa is simultaneously alism,” which refers to an informal
shaped through its informal economy, mode of regional interaction, whereby
in which cross-border activities arise public office-holders utilize their posi-
for a variety of reasons. They can be tion in order to engage in informal and
informal and petty survival strategies, illegal market activities. This strategy is
organized business strategies, criminal thus built upon a clandestine form of
strategies, strategies for opting out of informal economy. Regime-boosting
the formal economy, or they may sim- regionalism and shadow regionalism
ply arise as a consequence of regional may be connected in that the former
concentration of economic interests provides a façade behind which the
and geographical circumstances. Some latter is allowed to prosper.8
arise for socio-cultural and historical Finally, there exists a wide range
reasons, while others are based on tax of heterogeneous civil society activi-
and tariff evasion. ties in Southern Africa. Although civil
State actors may tie into the formal society actors may have weak capacity
and informal economies in different compared to state and formal market
ways. The “project of market integra- actors, they still shape and influence
tion” draws attention to overlapping region-building in important ways. In
state-led strategies to advance Afri- general, civil society is divided over
can economic integration on differ- how to relate to state-led regionaliza-
ent scales (continental, regional, and tion projects. There is a tendency for
micro-regional) and ties well into the service providers and “partners” to be
South African business expansion in favorable towards state-led regional-
the formal economy mentioned above. ism whereas “resistors” and radical
Many of these state-led regionalist civil society actors are critical of the
strategies gain strength through EU “establishment” and reject laissez-faire
support as well as support from the policies forged on principles of open
International Financial Institutions regionalism and free trade. Many of
(IFIs), G8, and donor nations. these NGOs promote alternative forms
State actors are also involved in a of regionalism. Increasingly, the donor
variety of other regionalization strate- community tends to support a variety
gies, driven by other motives and lead- of regional civil society actors, further
ing to different spatial demarcations. increasing the pluralism of region-

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building strategies. tions about how regionalism does


There is no doubt a pressing need and should look in other parts of the
for theoretically informed and com- world. Heavy emphasis is placed on
parative studies about the agency of the economic and political trajectory
state, market, and civil society actors of the EC/EU. Several realist/intergov-
and how these actors come together ernmental and liberal/institutionalist
in order to construct and de-construct approaches belong to this perspective,
regions. As discussed in the next sec- and often these theories are dominated
tion, however, different forms of paro- by a concern to explain deviations
chialism undermine the comparative from the “standard” European case.
study of regions and regionalism. Other modes of regionalism/regional
integration are, where they appear,
Rethinking parochialism. After characterized as loose and informal
World War II the study of regionalism, (such as Asia) or failed (such as Afri-
especially the early debate on “region- ca), reflecting “a teleological prejudice
al integration,” was dominated by an informed by the assumption that ‘prog-
empirical focus on Europe. During the ress’ in regional organisation is defined
era of such early regionalism, Europe- in terms of EU-style institutionalisa-
an integration theories were developed tion.” Indeed, as Hurrell asserts, “the
for and from the European experi- study of comparative regionalism has
ence and then more or less re-applied been hindered by so-called theories of
or exported around the world (even regionalism which turn out to be little
if neofunctionalists were conscious more than the translation of a particu-
of their own Eurocentrism and per- lar set of European experiences into a
formed rigorous comparisons). Too more abstract theoretical language.”11
often the European Community (EC) In this context it also bears men-
was seen and advocated as the model, tioning that the policy debate about
and other looser and informal modes regionalism in the developing world
of regionalism were, wherever they is to a large extent plagued by Europe-
appeared, characterized as “weaker” or centered beliefs and assumptions about
“failed,” with no “regional integration” what these regional organizations can
according to the dominating defini- and should achieve. As noted above,
tion. To be fair, there are good reasons policy makers are heavily focused
why these notions have developed, but on supporting regional organization
the fundamental problem is that such in Europe’s image. This is seen, for
generalizations continue to plague instance, in that most multi-purpose
both academic and policy discussions regional organizations in the rest of the
about regionalism. world follow the EC/EU’s institutional
The Eurocentric bias lies in the design (for example, SADC, ECOW-
ways that underlying assumptions and AS, AU, Mercosur, and ASEAN). But
understandings about the nature of there are still no persuasive scientific
regionalism (which most often stem arguments why other regions would or
from a particular reading of Euro- should follow the historical integration
pean integration) condition percep- path of the EC/EU or its institutional

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SÖDERBAUM The Integration of Regions

structure. and practice of regional integration


Whereas the mainstream literature (including the failure to engage with
on regionalism (especially in inter- the European case) is tightly connected
national relations) has favored gen- to the exaggeration of regional spe-
eralizations from the case of the EU cialization. At least empirically, most
when building theories, the tendency scholars specialize in a particular
has been the reverse in the more criti- region, which they will often consider
cal and radical literature on regional “special” or “unique” (parochialism),
integration in the developing world. and the regional context is considered
Many of these scholars and policy extremely important. To be fair, some
analysts have tried to avoid and chal- of the best research in the study of
lenge Eurocentrism, and numer- regionalism is case studies or stud-
ous innovative attempts to develop a ies situated in debates within a par-
regional approach specifically aimed ticular region. Detailed case studies
at the developing world (or particu- of regionalism are certainly necessary;
lar regions) have evolved from this they identify historical and contextual
work.12 These scholars and policy mak- specificities and allow for a detailed
ers believe that regional integration and intensive analysis of a single case
is or can be tailor-made to suit spe- (according to mono-, multi-, or inter-
cific national and regional realities and disciplinary studies). The disadvantage
contexts. However, large parts of this of case studies and exaggerated region-
scholarship (and policy) tend to mir- al specialization is, however, that a
ror the Eurocentric view by taking the single case is a weak base for creat-
EU as an “anti-model” and celebrating ing new generalizations or invalidat-
the differences in theory and practice ing existing generalizations.14 In other
between regionalism in Europe and words, although there are exceptions,
in the developing world. According to regional specialists rarely contribute
Warleigh-Lack and Rosamond, many to a larger comparative debate or the
of these scholars have even made a testing or development of general the-
caricature of the EU or of classical ories and frameworks. The existing
regional integration theory—especially fragmentation prevents scholars from
neofunctionalism, which is claimed to recognizing that they are often dealing
be misunderstood—which has resulted with similar phenomena albeit using
in a failure to learn from both its suc- different terminologies and conceptu-
cesses and its failures, giving rise to alizations. As a result, there is a weak
unnecessary fragmentation within the systematic debate on the fundamentals
research field.13 Indeed, many of the of comparative research. Deep contes-
radical/critical scholars have deliber- tations exist regarding what to com-
ately decided not to engage with Euro- pare, how to compare, and even why
pean integration theory and practice, to compare at all.
which may be seen as “inverted Euro- One of the main arguments of this
centrism,” perhaps even as a different article is that parochialism must be
form of parochialism. transcended and there is a need for a
The fragmentation in the study more integrated comparative debate

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RETHINKING REGIONS AND REGIONALISM

about regional integration.15 How to Africa is often tied to, on the one hand,
manage Eurocentrism is fundamental the supposedly specific characteristics
in this regard. The view offered here of the African state-society complex,
is that a more advanced debate about and to Africa’s particular insertion in
comparative regionalism will not be the global order on the other. Yet the
reached through simply celebrating role of procedures, symbols, “sum-
differences between European integra- mitry,” and other discursive practices
tion and regionalism in the rest of the of regionalism in Asia, Europe, and
world, but rather by going beyond North and Latin America suggests a
dominant interpretations of European very large potential for intriguing com-
integration (or the n=1), and drawing parison and theory development. For
more broadly upon alternative theo- example, there seems to be a strong
ries that draw attention to aspects of sense of regime-boosting within ASE-
European integration that are more AN, backed by the tradition of non-
comparable to other regions.16 This is intervention. There is also little doubt
only possible if the case of Europe is that regime-boosting has been impor-
integrated within a larger discourse of tant historically in Europe. Here the
comparative regionalism, built around position is quite interesting as some
general concepts and theories, while states have used Europe to legitimate
still showing cultural and contextual their regimes (mirroring the African

The role of procedures, symbols, ‘sum-


mitry,’ and other discursive practices of re-
gionalism in Asia, Europe, and North and Latin
America suggests a very large potential for in-
triguing comparison and theory development.
sensitivity.17 pattern) but others have used Euro-
Although informal regionalism is skepticism for similar aims. In short,
not totally absent in EU studies, the this may be a phenomenon of democ-
intense link between formal and infor- racies or of a well-developed region,
mal regionalism is one important con- but regardless it may provide an inter-
tribution of both African and Asian esting basis for comparison.
regionalism to broader comparative As already noted, many scholars
integration studies. These cases show and policy makers tend to be overly
that one can, for instance, speak of rel- optimistic about the potential of state-
evant and truly regional dynamics and led regional cooperation and regional
patterns that are not per se mirrored by integration, and therefore fail to ask
formal regional efforts and projects. critical questions about for whom and
The regime-boosting regionalism in for what purpose regional activities are

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SÖDERBAUM The Integration of Regions

carried out. The concept of “shadow especially Eurocentrism and the ten-
regionalism,” derived from the African dency to treat regions as interstate
context, captures regional dynamics regional frameworks. Fortunately, the
that, while keeping up universalistic “constructivist turn” and an increasing
appearances, mostly serve to uphold number of sophisticated case studies,
parallel and often informally institu- especially of Asian and African region-
tionalized patterns of enrichment for a alism, have spurred an interest in soft
select group of stakeholders and their institutionalism and informal region-
peers. However, patron-client relation- alism; yet regional space and regional
ships, corruption, and informal politics agency are still poorly conceptualized
are certainly not unique to Africa; there and understood.
is considerable scope to learn from this This article underlines that all
kind of research in order to undertake regions are socially constructed and
comparative research. hence politically contested. Emphasis
is placed upon how political actors per-
Conclusion. Classical regional inte- ceive and interpret the idea of a region
gration in the 1950s and 1960s was often and notions of “regionness.” From
shaped in accordance with the bipolar this perspective, there are no “natural”
Cold War power structure. It was pri- regions; all regions are, at least poten-
marily driven through state-led policy tially, heterogeneous with unclear ter-
frameworks and usually had specific ritorial margins. These processes look
objectives and content, often resulting different in different regional contexts,
in a focus on free trade arrangements but there is little doubt about the need
and regional security alliances. Con- to further develop comparative region-
temporary regionalism from the mid- alism. The main problem is that Euro-
1980s has to a large extent emerged in centrism and parochialism prevent a
response to globalization. In contradis- deeper understanding of what is par-
tinction to classical “regional integra- ticular and universal in various regions
tion,” which primarily took shape in around the world. Therefore, Euro-
Europe, contemporary regionalism is pean integration theory must be inte-
a more global but also more pluralis- grated within a larger and more general
tic phenomenon. The problem is that discourse of comparative regionalism,
contemporary theorizing and concep- which is built around general concepts
tualization often fails to acknowledge and theories but still culturally sensi-
the multiplicity and fluidity of regions tive.
and tends to repeat some old mistakes,

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NOTES

1 Peter J. Katzenstein, A World of Regions: Asia International Relations Theory” in The Global Politics
and Europe in the American Imperium (Ithaca, New of Regionalism. Theory and Practice, Mary Farrell,
York: Cornell University Press, 2005), i. Björn Hettne, and Luk Van Langenhove, eds., (Lon-
2 Amitav Acharya, “The Emerging Regional don: Pluto Press, 2005), 39.
Architecture of World Politics,” World Politics 59, 12 W. Andrew Axline, ed., The Political Economy
no. 4 (July 2007): 629-652. of Regional Cooperation. Comparative Case Studies
3 Barry Buzan and Ole Weaver, Regions and (London: Pinter Publishers, 1994); Daniel C. Bach,
Powers: The Structure of International Security (Cam- ed., Regionalisation in Africa. Integration & Disinte-
bridge: Cambridge University Press, 2003), 20. gration (London: James Currey, 1999); Morten Bøås,
4 Rick Fawn, “Regions and Their Study: Where Marianne H. Marchand, and Timothy M. Shaw, eds.,
from, What for and Where to?” Review of Interna- The Political Economy of Regions and Regionalism
tional Studies vol. 35 (2009): 5-35. (Basingstoke: Palgrave Macmillan, 2005).
5 Amitav Acharya and Alastair Johnston, eds., 13 Alex Warleigh and Ben Rosamond, “Com-
Crafting Cooperation. Regional International Institu- parative Regional Integration: Towards a Research
tions in Comparative Perspective (London: Oxford Agenda” (Description of Workshop for the ECPR
University Press, 2007); Edward D. Mansfield and Joint Sessions, Nicosia, Cyprus, 25-30 April 2006).
Helen V. Milner, eds., The Political Economy of 14 Andrew W. Axline, “Comparative Case Studies
Regionalism (New York: Colombia University Press, of Regional Cooperation among Developing Coun-
1997). tries,” in The Political Economy of Regional Coopera-
6 Björn Hettne and Fredrik Söderbaum, “Theoris- tion. Comparative Case Studies, Andrew W. Axline,
ing the Rise of Regionness,” New Political Economy ed., (London: Pinter Publishers, 1994), 15.
5, no. 3 (2000): 457-74. For detailed accounts of the 15 Fredrik Söderbaum, “Comparative Regional-
NRA, see Björn Hettne, Andras Inotai, and Osvaldo ism,” in SAGE Handbook of Comparative Politics,
Sunkel, eds., Studies in the New Regionalism, Vol. Todd Landman and Neil Robinson, eds., (London:
I-V (New York: Macmillan/Palgrave, 1999-2001); Sage Books, 2009).
Fredrik Söderbaum, The Political Economy of Region- 16 Alex Warleigh-Lack and Ben Rosamond,
alism. The Case of Southern Africa (New York: Pal- “Across the EU Studies–New Regionalism Frontier:
grave Macmillan, 2004). Invitation to a Dialogue,” Journal of Common Market
7 See Fredrik Söderbaum, The Political Economy Studies 48, no. 4 (2010): 993-1013.
of Regionalism. The Case of Southern Africa (New 17 For some recent attempts of non-Eurocentric
York: Palgrave Macmillan, 2004). comparative regionalism that still includes Europe,
8 Also see Daniel C. Bach, ed., Regionalisation in see Alex Warleigh-Lack, Nick Robinson, and Ben
Africa. Integration & Disintegration (London: James Rosamond, eds., New Regionalism and the European
Currey, 1999). Union. Dialogues, Comparisons and New Research
9 For one recent attempt, see Ulrike Lorenz-Carl Directions (London: Routledge, 2010); Timothy M.
and Martin Rempe, eds., Mapping Agency. Compar- Shaw, J. Andrew Grant, and Scarliett Cornelissen,
ing Regionalisms in Africa (Aldershot: Ashgate, 2013). eds., The Ashgate Research Companion to Regional-
10 Shaun Breslin, Richard Higgott, and Ben Rosa- isms (Aldershot: Ashgate, 2011); David Armstrong
mond, “Regions in Comparative Perspective,” in New and others, eds., Civil Society and International Gov-
Regionalisms in the Global Political Economy, S. Bre- ernance. The role of non-state actors in global and
slin and others, eds., (London: Routledge, 2002), 11. regional regulatory frameworks (London: Routledge).
11 Andrew Hurrell, “The Regional Dimension in

[1 8 ] Georgetown Journal of International Affairs

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