Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Contributing authors
Michael Annear, Nancy Balfour, Brennan Banks, Tony Barnston, Daniele De Bernardi, Tinago Chikoto,
David DeWitt, Haresh Bhojwani, Kevin Coffey, Remi Cousin, Alexandra Crosskey, Mohamed Yusuf Aw-Dahir,
Katiuscia Fara, Francesco Fiondella, Gideon Galu, Lisa Goddard, James W. Hansen, Chris Hillbruner,
Mohammed Kadi, David Kamau, James Kamunge, Julius Kejo, Jenty Kirsch-Wood, Allan Kute, Willem
Landman, Malgosia Madajewicz, Joao Manja, Saikouba Ahmed Manneh, Renatus Mkaruka, Mike Muller,
Samuel M. Ndeti, Susil Perrera, Andy Robertson, Jason Rodriguez, Arame Tall, Cynthia Thomson,
Rianne ten Veen, Simon Young and Frederic Zanetta
Review team
Youcef Aitchellouche, Chris Funk, Menghestab Haile, Daniel Maxwell, Emma Visman and Richard Washington
Front cover
Seasonal forecast maps can be used to inform disaster preparedness activities, including floods.
All rights reserved. The publisher encourages fair use of this material provided proper citation is made. No
reproduction, copy, or transmission of this report may be made without written permission of the publisher.
ISBN: 978-0-9729252-7-3
Correct citation
Hellmuth M.E., Mason S.J., Vaughan C., van Aalst M.K. and Choularton R. (eds) 2011. A Better Climate for
Disaster Risk Management. International Research Institute for Climate and Society (IRI), Columbia University,
New York, USA.
A better climate for disaster risk management
Foreword
iii
Foreword
Climate scientists are beginning to Too many lives and livelihoods are at stake to
understand the real needs of disaster risk refrain from taking concrete action now.
managers, leading to new research innovations
and products, such as forecasting of extremes
and the development of easy-to-understand
thresholds and triggers to enable action. Jan Egeland
Working together, these diverse groups are Director, Norwegian Institute of International
working towards the achievement of a com- Affairs; Co-chair, High-Level Taskforce for
mon goal – reducing the suffering of millions the Global Framework for Climate Services;
of vulnerable people. Together we can learn Former United Nations Undersecretary-
from these innovative practices, and in so General for Humanitarian Affairs and
doing, be better prepared for what is to come. Emergency Relief Coordinator (2003–06)
iv
A better climate for disaster risk management
Acknowledgements
Many people contributed to the preparation practitioners, climate specialists and research-
of this report. The core team, contributors, ers in Nairobi, Kenya, 23–24 February 2010.
and reviewers are listed above. Editorial • A climate information consultation and
services were provided by Nick Pasiecznik workshop with representatives from the
of Green Ink, UK; design services by Jason Tanzanian Red Cross and Tanzanian
Rodriguez and Francesco Fiondella of IRI, Meteorological Agency in Dar es Salaam,
and layout by Sue Parrott and Paul Philpot of Tanzania, 11 March 2010.
Green Ink, UK. • A climate information consultation and
During 2009–10, the publication partners workshop with members of the Regional
hosted Technical Advisors at different regional Inter-Agency Coordination Support
and national offices in Kenya, Haiti, Malaysia, Organization in Johannesburg, South
Tanzania, and South Africa, in order to capture Africa, 27 May 2010.
the state of the art regarding the use of climate • A consultation session to develop a climate
information to inform practice. In collabora- information monitoring framework with
tion with the International Federation of Red the IFRC Asia Pacific Zone in Kuala
Cross and Red Crescent Societies, the Red Lumpur, Malaysia, 5 July 2010.
Cross/Red Crescent Climate Centre, the UN • Consultations with members of the
Office for the Coordination of Humanitarian OCHA Mitigation Task Force on the use
Affairs, and the World Food Programme, the of weather and climate information for
Technical Advisors also helped develop tailored improved preparedness and response. Port-
tools to inform humanitarian decision-making. au-Prince, Haiti, July 2010.
The Technical Advisors and the Climate • Consultations with members of the Kenya
and Society publication team would like to Food Security Steering Group, Nairobi,
acknowledge the input of the many stake- Kenya, September and October 2010.
holders from development partners, relief The team gratefully acknowledges the
organizations, universities, research institutes, financial support of OCHA, the Red Cross/
the private sector, civil society, and non- Red Crescent Climate Centre, the CGIAR
governmental organizations and meteorological Research Program on Climate Change,
agencies, which were present at the following Agriculture and Food Security (CCAFS), and
workshops and consultations: the US National Oceanic and Atmospheric
• A humanitarian climate risk management Administration (NOAA) for the preparation
workshop, bringing together humanitarian of this report.
v
A better climate for disaster risk management
Contents
vii
Contents
Acronyms ...............................................................................................................................................117
viii
A better climate for disaster risk management
Executive summary
Climate-related disasters are by far the risk managers in using climate science with a
most frequent natural disasters, exacting a three step approach: indentifying the problem,
heavy toll on people and economies. Their developing tools, and taking action, reflected
frequency and economic losses have steadily in the chapter titles.
increased over the past few decades, stretching The case studies and experiences
the response capacities of governments and presented in this book draw on a wealth
humanitarian organizations. One of the many of practical experience from within the
ways this challenge can be addressed is by humanitarian community. They acknowl-
making more effective use of the increasing edge the enormous effort and investment
wealth of climate information and tailoring by very many national and local govern-
it to the needs of those who could use it, to ments, international organizations, and
better predict and prepare for such disasters an increasing range of other actors in the
before they occur.1 field of climate information for disaster
Written in partnership with a range of risk management. This publication adds to
humanitarian organizations, A Better Climate the growing body of knowledge, focusing
for Disaster Risk Management is the third on the experiences of a number of mostly
in the Climate and Society Publication non-governmental actors, especially the
series. This issue highlights recent advances International Federation of Red Cross and
in the use of climate information to manage Red Crescent Societies, and how through
risks and improve livelihoods, such as new partnerships, they have helped to integrate
partnerships and user-designed information state of the art climate science and informa-
platforms. It draws together and analyzes tion into improved decision-making.
experiences from 17 case studies that cap- Exploring the use of climate information
ture the current state of knowledge. It also for disaster risk management, it identifies
highlights research innovations in technical both the achievements and the obstacles
boxes throughout the publication. A problem- associated with this endeavour. From them
solving framework is used to demonstrate the are distilled the lessons learned, and a series of
challenges and opportunities facing disaster recommendations. Of these, effective partner-
ship is highlighted as the single most critical
1 Note that improving the use of seismic and geological ingredient for success. Climate information
knowledge for predicting other disasters such as volcanic
that can be acted upon is best created in
eruptions, earthquakes and tsunamis is not the focus of this
publication. dialogue between the users and providers,
1
Executive summary
and partnerships between climate scientists tion that is considered and taken up in the
and disaster risk managers should promote routine activities of disaster risk managers.
knowledge sharing, trust, and the develop- The relative contribution that seasonal,
ment of innovative solutions. decadal, and long-term trends make to cur-
Efforts to better apply climate information rent and future climate also needs to be better
in disaster risk management should first focus understood. To achieve the goal of providing
on immediate opportunities and potential ‘quick relevant climate services to support disaster
wins’. Practical engagements can be fostered risk management, climate information provid-
by initially concentrating on countries and ers such as national meteorological services
regions with relatively good seasonal forecast must tailor their information to the problem
skills, and where humanitarian decisions can at hand, either by refining products through
be influenced to provide large and immediate iterative interaction with partners or by
returns on investment. Disaster risk managers simplifying the presentation.
must, however, improve their understanding of Although there have been many achieve-
the potential as well as the limitations of climate ments and advances, much potential remains
information, as the development of realistic to be realized. Herein lies the opportunity:
expectations is vital to maintaining trust in the to build trust and improve the sharing of
information and those who provide it. knowledge between the providers of climate
Cases demonstrate that when climate services, and those who can use those services
information can be integrated into existing to enhance disaster risk management, jointly
decision-making support tools or systems, it reducing human suffering and achieving more
becomes an important piece of the informa- sustainable development.
2
A better climate for disaster risk management
Globally, climate-related disasters including floods, droughts, cyclones, heat waves and mudslides
cause tens of thousands of deaths, hundreds of thousands of injuries, and billions of dollars in
economic losses each year. Losses have risen steadily over the past decades, primarily as a result
of an increase in the value of exposed assets in hazard-prone areas. Climate change is expected to
exacerbate these rising costs due to a higher expected frequency and intensity of extreme events.
In order to help meet these challenges, more investment in disaster risk reduction is needed,
including in capacity to anticipate risks well ahead of when a hazard strikes. By drawing out the
successes, opportunities, and continuing challenges in a series of cases studies, this book illustrates
how the better use of climate information is informing risk reduction strategies and actions. This
chapter introduces underlying concepts – including how climate information can be integrated
into disaster risk management, the different types of climate information, and the difficulties
ahead. It stresses the importance of partnerships as a means to address and overcome these
challenges, and to facilitate the scale-up of these types of efforts. Terminology is defined, and the
three-step problem-solving approach used in this book is explained.
3
Introducing climate-informed disaster risk management
Advanced warning of impending storms and other climate-related hazards can help people prepare accordingly;
Christopher Schoenbohm
the tools, and taking action, before concluding sought technological solutions to disasters, to
with the lessons learned and resulting recom- one with a greater emphasis on identifying and
mendations. reducing the underlying causes of vulnerability.
In recent years, the Indian Ocean
Changing concepts and adapting tsunami1 in 2004 and the signing of the
approaches Hyogo Framework in 2005 (UN, 2005) have
Increased sophistication in the use of climate sharpened the resolve of governments and
information for disaster risk management has the international community to improve the
tracked other changes in both the climate and use of prevention and preparedness strategies
disaster risk management communities. One to reduce the loss of life, property, and the
such change was the shift in focus from disaster social and economic disruption caused by
response, toward a more balanced approach natural disasters. Of course, response is still
including disaster risk reduction, officially an essential part of disaster risk manage-
recognized when the United Nations General ment – no matter how hard the humanitarian
Assembly declared the 1990s the International community works to mitigate disaster impacts
Decade for Disaster Risk Reduction.
Importantly, this decade also saw a shift from 1 Note that tsunamis are not climate related, though sea-level
an era in which disaster risk managers primarily rise as a result of climate change can affect wave characteristics.
4
A better climate for disaster risk management
Improving disaster response and cost savings – the first Red Cross appeal
based on seasonal climate forecasts
In 2008, the IFRC issued its first-ever flood emergency appeal based on seasonal climate forecasts (Tall, 2008; 2010).
The forecasts, issued in May, indicated a heightened chance of above-normal rainfall during West Africa’s July-
to-September rainy season. Concerned about climate change, and having been caught off guard by devastating
floods in West Africa the year before, the IFRC and the national Red Cross societies in the region were eager to
respond early. To this end, the IFRC West Africa office consulted the International Research Institute for Climate
and Society (IRI) for help with interpreting forecasts and developing contingency plans for the potentially serious
flooding that above-normal rainfall could bring.
To prepare for impending impacts, the Red Cross also held training events throughout the region beginning
in June. Then, as the rains began, the IFRC requested funding for preparedness activities in four West African
countries (IFRC, 2008). Though donor funds did not materialize until August, the IFRC was able to make use of
internal disaster funds to initiate work.
As a result, communities were better prepared when the flooding began. The prepositioning of stocks allowed
the national Red Cross societies to meet beneficiaries’ needs for shelter, cooking supplies, water, and sanitation
within 24–48 hours – as opposed to
the 40-day wait between disaster and
response when flooding occurred in
West Africa in 2007. Prepositioning also
allowed the Red Cross to reduce the cost
per beneficiary of their response to one-
third that associated with 2007 flood relief
(Braman et al., 2010).
the world will still experience disasters – but average of 224 in the 1990s, costing a total
recent events have pushed an increasing inter- of US$50 billion, to an annual average of
est in disaster risk reduction. 347 in 2000–09, costing US$72 billion (see
One reason for this is the rising cost and Figure 1). This 50 percent increase in number
number of climate- and weather-related and cost from one decade to the next is the
disasters (IMF, 2010). As evidenced by the result of a confluence of factors, including
International Disaster Database (CRED, population growth in flood-prone areas and
2011), the number of climate-related dis- an increase in the value of exposed assets. The
asters has steadily increased from an annual increasing economic cost and toll of disasters
5
Introducing climate-informed disaster risk management
Storms Wildfires
250 Floods Extreme temp.
$200 billion
Droughts Mass movement wet*
200 Storms Wildfires
150 Floods Extreme temp.
100
100
50
50
0 0
1990 1995 2000 2005 2009 1990 1995 2000 2005 2009
*Includes landslides, subsidences, rockfalls and avalanches *Includes landslides, subsidences, rockfalls and avalanches
Source: EM-DAT: The OFDA/CRED International Disaster Database Source: EM-DAT: The OFDA/CRED International Disaster Database
Figure 1: The rising number of climate-related disasters per year in 1990–1999 and 2000–2009, and
damages in US$ billons (CRED, 2011).
should be a significant incentive for govern- natural disasters had caused damage represent-
ments and humanitarian organizations to ing between 2 and 15 percent of their annual
focus more of their attention on preparedness, GDP (World Bank, 2004). In addition, a
prevention, and on addressing the root causes growing body of evidence, much of it captured
of vulnerability. However, in spite of increased in the United Nations 2007–2008 Human
donor interest in disaster prevention and Development Report, points to the direct
risk reduction, this has not been matched by effects of climate on economic and human
substantive amounts of new funding or new development, particularly in low-income
projects (Martin et al., 2006). countries (UNDP, 2008; Mutter, 2010).
The increase in the number and cost of The shift toward preparedness and
climate- and weather-related disasters has prevention is also in part motivated by
taken a toll not just on individual lives and concern regarding climate change. Scientific
livelihoods, but also on national develop- consensus suggests that this will bring more
ment. Disasters pose both direct costs such as intense and more frequent extreme events
damage to buildings, crops, infrastructure, etc., (IPCC, 2007). Although this does not
and indirect costs, i.e. losses in productivity, necessarily mean that there will be more
increased investment risk, indebtedness, etc. disasters everywhere, it does mean that it is
Between 1990 and 2000, the World Bank prudent to increase disaster preparedness and
estimated that in several developing countries, prevention efforts.
6
A better climate for disaster risk management
The rapidly increasing demand for easily conditions will continue into the future is no
accessible and timely climate information longer valid. There is increasing demand for
that can help government, non-government, new and better climate information to allow
private sector and community actors make decision makers and resource managers to
better-informed decisions in light of climate better anticipate and plan for the potential
variability and change has motivated global impacts of climate variability and change.
and national efforts to develop climate serv- At the same time, recent advances in
ices. Climate change presents new and greater climate science, including the production
challenges for disaster risk managers already of climate forecasts at different time scales,
struggling to manage climate variability. For can help to fill this information void. Cases
example, the assumption that past climatic throughout this book illustrate how seasonal
Early warning can lead to early action and risk reduction, but satellite and other weather data must be made available,
understandable and actionable to people on the ground who can make use of it; NASA/GOES Project
7
Introducing climate-informed disaster risk management
climate forecasts can help governments and/ such information can make a very important
or humanitarian organizations improve their contribution in many cases.
disaster preparedness. Climate scientists,
including meteorological agencies, are also Incorporating climate information
increasingly interested in advancing the use of into disaster risk management
climate information through the development Paradigmatic changes in the climate science
of climate services. and disaster risk management communities
Building on the idea of weather services, have led to an increased interest in climate
climate services seek to improve decision- services. The increased sophistication of
making in a variety of sectors, including climate information for disaster risk manage-
health, food security, agriculture, water ment is based both on advances in climate
management, and disaster risk management, science and on the development of a deeper
through targeted support and provision of understanding of how climate information
climate information. The implementation of can be used in disaster-related decision-
comprehensive climate services is still in its making. As a result, in many cases, disaster
infancy, but a few initiatives are leading the risk managers are now able to use information
way. These include the Global Framework across timescales – i.e. from days to decades –
for Climate Services, and AfriClimServ, to inform decisions and improve prevention,
which seek to prioritize effective partnerships preparedness, response and recovery.
between climate information providers, and Disaster risk managers are also
the potential users of climate information increasingly aware of the value of climate
– communities with very little history of information. A range of governmental and
interaction. humanitarian organizations now actively
The shift toward climate services comes recognize the role that climate information
at a time when it is increasingly recognized can play in risk reduction, early warning and
that the ability to manage climate risk is early action (Haile, 2005; GIZ, 2007; IFRC,
fundamental to disaster prevention and 2009). Although more quantitative evidence
preparedness. By adopting a climate services is needed, it is clear that climate information
approach, the climate community hopes to be can be used to reduce critical response times,
better positioned to add value to disaster risk particularly when information is used to
management decision-making and outcomes. mobilize and direct donor resources. Early
Although it is clear that climate services action saves not just lives but also liveli-
cannot address all the constraints to reducing hoods, the loss of which severely impedes
disaster risk, and that not all disaster-manage- economic growth and sustainability (Haile,
ment decisions rely on climate information, 2005).
8
A better climate for disaster risk management
9
Introducing climate-informed disaster risk management
Disaster-related definitions
A disaster is a serious disruption in the functioning of a community or society, causing widespread human,
material, economic, or environmental losses that exceed the ability of the affected society to cope using its own
resources. Disasters come in all shapes and sizes, and have origins that range from natural to artificial (UNISDR,
2009).
Risk is the probability of harmful consequences, or expected losses (deaths, injuries, property, livelihoods,
economic activity disrupted or environment damaged) resulting from interactions between natural or human-
induced hazards and vulnerable conditions. Disaster risk is a function of hazards, elements at risk (i.e. population,
infrastructure, and property), and their vulnerability; disaster risk management requires an understanding of the
social, political, geographical, and climatological factors at play.
Disaster risk management (DRM) is a systematic approach to avoiding, transferring, and reducing the
adverse impacts of hazard events. It includes a range of activities that are frequently presented as a cycle including
prevention/mitigation, preparedness, response, and recovery (see Figure 2).
Disaster can be caused by physical hazards that may cause the loss of life or injury, property damage, social and
economic disruption or environmental degradation. This book concentrates primarily on climate-related disasters
caused by hydrometeorological hazards, being natural processes or phenomena of atmospheric, hydrological
or oceanographic nature. These include tropical cyclones, storms, floods, storm surges, blizzards, droughts, wild
fires, temperature extremes, landslides, avalanches and sand or dust storms. Climate-related disasters also include
some biological disasters, such as cholera and malaria outbreaks.
The chances of being affected by a hazard depends on vulnerability, determined by physical, social, economic,
and environmental factors or processes which affect the susceptibility of a community to the impact of hazards.
Disaster prevention can be thought of as taking measures to reduce overall vulnerability to natural hazards.
These include measures taken to detect, contain, or forestall events or circumstances that, if left unchecked, could
result in a disaster. As it is often impossible to completely avoid losses, disaster risk managers also try to mitigate
adverse impacts by updating buildings and/or building codes, improving environmental policy, and increasing
public awareness of potential vulnerabilities.
Another essential part of the disaster risk management cycle is preparedness, which is also an effort to
reduce vulnerability, though recognizing that impacts cannot be prevented entirely. Preparedness includes those
strategies, activities, and actions taken before hazard events occur in order to lay the groundwork for effective
response. For instance, contingency planning and the stockpiling of supplies can help disaster risk managers
respond quickly to protect people and property when a disaster strikes. Once a disaster has occurred, the focus
changes to response, which includes the mobilization of emergency services during or after a disaster situation,
in order to reduce impacts on the population.
Finally, recovery involves the restoration (or improvement, in some cases) of the facilities, livelihoods, and living
conditions of disaster-affected communities. This includes repairing or upgrading physical infrastructure, ensuring
appropriate social services, and the provision of food and other resources. Recovery describes rehabilitation and
reconstruction activities that save lives, address immediate needs, restore normal activities, and reduce future
disaster risk.
10
A better climate for disaster risk management
Climate-related definitions
Weather represents the state of the atmosphere at a specific time and place, including the temperature, humidity,
cloud cover, rainfall, wind, etc. Weather forecasts give specific indications of what conditions are expected for
precise locations and times, for example, forecasts will indicate the actual temperature that is expected on a
specific day.
Weather services seek to provide information for the benefit of society (private and public sector), including
providing weather forecasts, issuing storm warnings, gauging and reporting on river levels and flooding, providing
information on frost, heat- and cold-waves and providing drought forecasts and assessments.
Climate represents the statistics of weather, estimated over some (preferably long) period of record, typically
30 years or more. Climate forecasts are usually expressed in less precise formats. For example, climate forecasts
are for average conditions over periods of weeks, months or seasons. In addition, rather than indicating specific
temperatures or amounts of rainfall, the forecasts will indicate probabilities of the temperature or rainfall being
within some range of values, e.g. the probability of warmer- or wetter-than-average conditions. Climate change
represents any change in climate over time, whether due to natural variability or as a result of human activity.
Climate services seek to improve decision-making in a variety of climate-sensitive sectors, including health,
food security, agriculture, water management, and disaster risk management, through targeted support and
provision of climate information.
Figure 2: The disaster risk management cycle in the Sahel, where frequent droughts lead to famine and food insecurity
(adapted from Kelly and Khinmaun, 2007).
11
Introducing climate-informed disaster risk management
The disaster risk management cycle is risk managers prepare for and respond to
a diagrammatic representation of disaster climate-related events (see Figure 3). This
prevention, preparedness, response and includes short-term weather forecasts, sea-
recovery, and is designed to show what types sonal forecasts, and information on longer-
of interventions can be undertaken at each term trends including decadal variability
stage for a particular disaster, including and climate change. Figure 3 also shows the
fires, tsunamis, avalanches, earthquakes, and kinds of actions that disaster risk managers
volcanic eruptions. This publication focuses can take based on different types of informa-
solely on climate-related disasters, including tion. For instance, seasonal forecasts can
tropical cyclones, storms, floods, landslides, be used in preparedness efforts including
droughts, heat waves, blizzards, and some training volunteers and prepositioning of
outbreaks of epidemic diseases. stocks. Information at longer timescales
Climate information is explicitly incor- can be useful in strategic planning and risk
porated into the disaster risk management assessments, though scientific understanding
cycle in order to demonstrate the types and of decadal variability and processes is still
timing of information that can help disaster evolving.
Disaster risk managers are learning to use climate information across time scales to improve prevention, preparedness and
response; SALTBONES; Olav A./Røde Kors
12
A better climate for disaster risk management
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Figure 3: Incorporating climate information into the disaster risk management cycle illustrates the kinds of information
that can inform specific decisions (adapted from Kelly and Khinmaun, 2007).
Understanding different types of and the different uses of, these various
climate information kinds of information is an important step in
With varying levels of precision and skill, effectively incorporating them into disaster
scientists are able to produce climate informa- risk management.
tion at a range of different temporal scales.
This is useful to disaster risk managers, Historical climate information
though each type of information fits into the One of the most important types of climate
disaster risk management cycle in different information is historical. Disaster risk manag-
ways. Understanding the differences between, ers use historical information to assess baselines
13
Introducing climate-informed disaster risk management
30 30 30
a) The variation in observed pre- b) The variation in observed pre- c) Seasonal variability, subtracting
cipitation that can be explained cipitation that can be explained long-term and decadal variability
through long-term change. through decadal variability. from overall variability.
Figure B1: Seasonal, decadal and long-term variability in rainfall in the Sahel.
or ‘static risks’, i.e. the maximum flood level Historic climate information gives
expected over a 50-year period. It is important indications of how risk is constantly changing
to understand that the selection of the time based on seasonality, inter-annual climate
interval or length of the historical record can variations, changes in population and the built
drastically affect the risk assessment. For exam- environment, etc. Population, economic and
ple, the risks of a major drought may be small environmental trends can significantly affect
over the next 20 years, but significant over the risk within any single decade for example, and
next 200 years. Disaster risk managers should with the prospect of global climate change,
thus be especially cautious when estimating some climate-related hazards may become
extreme values from short time series. more frequent over the next few decades.
14
A better climate for disaster risk management
Historical climate information also the economic, environmental and social risks
provides a context for interpreting climatic of long-term variability and change. By feeding
conditions and trends. Once disaster risk available climate information into these tools,
managers understand how climate has varied disaster risk managers can weigh the pros,
in a particular place across seasons, years, cons, costs, and benefits of different long-term
decades, and centuries, and the magnitude investment strategies, revealing ‘low-regret’
and frequency of past droughts, floods, and approaches that reduce climate vulnerability at
heat waves, they are better able to contextual- minimal cost (Callaway et al., 2006). Decision
ize current climate and weather forecasts. In makers can then decide whether investment in
many cases, historical information can also relatively costly infrastructure such as a large
provide disaster risk managers with a sense reservoir, might be justified based on the level
of the potential consequences of a particular of risk and uncertainty.
forecast, and the types of actions that can be
taken in response. Decadal or near-term climate
Historical information continues to be information
valuable despite human-induced changes Scientists have begun to focus their atten-
to our climate. Although climate change is tion on anticipating changes in the next 10
already impacting present-day climate, histori- to 30 years. Prediction at this timescale is
cal information is still valuable to help inform still highly uncertain and a major topic of
strategic investments such as in infrastructure research for the fifth IPCC report. Whereas
and long-term livelihood measures. A sound the forecasting of decadal variability still
analysis of historical climate also aids in the poses significant challenges, it is clear that
understanding of how climate may evolve some parts of the world experience stronger
in both the near and long-term future. decadal variability than others. Projections
Unfortunately, reliable time series of historical for this time period, referred to as near-term
climate information are not always readily climate change, can be valuable for informing
available in many developing country settings. strategic decisions regarding infrastructure
Long-term drying is one factor, for and long-term livelihood strategies. Where
example, that is likely to impact the quality and natural oscillations in the climate systemati-
availability of water, and by extension, a range cally reduce long-term climate change trends,
of issues related to agriculture, food security, making decisions based on climate projections
health, and social relations. Tracing the exact for 2100 for example may not be the most
impacts of such distant climate change is adaptive approach. In such regions, informa-
impossible, but scientists have developed a tion about near-term climate change would
range of approaches that help them evaluate help determine more appropriate strategies.
15
Introducing climate-informed disaster risk management
Seasonal climate information into food security early warning systems. For
Disaster risk managers use seasonal climate example, the Famine Early Warning System,
information to help develop appropriate risk now FEWS NET, was established in response
management strategies, as is exemplified in to a series of intense droughts that ravaged
many of the case studies presented in this the Sahel in the 1970s and 1980s. It uses
book. Seasonal rainfall and temperature seasonal climate information, environmental
forecasts issued at least a month in advance, monitoring and derived agrometeorological
provide probabilities as to the chances of data to produce food security updates that
below-, near-, or above-normal conditions disaster risk managers use to anticipate,
in the forthcoming three-month season. prepare for, and manage food insecurity.
Although there are challenges associated with The migration of the inter-tropical
incorporating such probabilistic information convergence zone (ITCZ) in Africa affects
into decision-making, disaster risk managers seasonal rainfall patterns across that conti-
can use seasonal climate forecasts as a starting nent. This moving equatorial belt is where
point for preparedness measures, such as northern and southern trade winds meet, and
prepositioning and resource planning, and to is a key component of global circulation sys-
inform agricultural management decisions tem. The timing of the advance and retreat of
such as crop or variety choice (Haile, 2005; the ITCZ determines the length and charac-
Patt et al., 2005; Hellmuth et al., 2007). teristics of the rainy season at a given location.
In developing seasonal forecasts, sci- Food security managers have exploited that
entists pay particular attention to the El knowledge, by mapping the progress of the
Niño Southern Oscillation (ENSO). ENSO rains, to determine their stock prepositioning
involves changes in sea surface temperatures strategy (see box).
in the tropical Pacific Ocean, and related Disaster risk managers later began to
atmospheric circulation patterns. El Niño is use seasonal climate forecasts for flood
used to describe warmer temperatures; La preparedness. One such example is from
Niña cooler ones. ENSO is the most signifi- Mozambique, where a flood early warning
cant source of seasonal climate variability system was developed in 1999. By incorpo-
globally, with rainfall in many parts of the rating seasonal forecasts developed by the
world being strongly influenced by it. Where Southern African Regional Climate Outlook
the connection between ENSO and seasonal Forum into hydrological models, the system
climate is stronger, seasonal forecasts give a in Mozambique was designed to allow
more accurate prediction of seasonal climate. disaster risk managers to issue warnings and
Since the 1980s, disaster risk managers activate appropriate disaster-management
have incorporated seasonal climate forecasts responses. Just one year after the system
16
A better climate for disaster risk management
was developed, the country experienced the Unfortunately, hurricane forecasts issued
worst flooding it had seen in a century – and in early April for the Atlantic’s June-to-
whereas the system performed relatively well, November hurricane season tend to show
warnings were not sufficiently communi- only limited levels of accuracy, and as a
cated to populations at risk, underscoring the result are not frequently used for disaster
need for community involvement, education, preparedness. Forecasts issued in June and
and awareness (Hellmuth et al., 2007). August exhibit modest improvements and
In the Atlantic basin, disaster risk manag- can be more useful, as the peak of the season
ers also use seasonal hurricane forecasts to is still some months away (generally from
inform preparedness and prevention. As September to October). However, even with
the Atlantic Ocean is characterized by large accurate forecasts of the number of storms,
year-to-year variability in climate, disaster anticipating the impacts of the hurricane
risk managers benefit from an improved season at specific locations remains a major
understanding of the forthcoming season. problem. Even in a below-average season
17
Introducing climate-informed disaster risk management
18
A better climate for disaster risk management
Collecting meteorological data is important for characterizing climate risks at a given location; UK Department for
International Development
19
Introducing climate-informed disaster risk management
in scale and scope. Several challenges help in decreasing suffering, mortality and/or eco-
to explain this. Decision makers are first and nomic damage. Another reason is that disaster
foremost limited by their awareness of the managers have historically been exposed to
information. Furthermore, decision makers an often-daunting mass of largely unfiltered,
are not always sure how to interpret climate irrelevant and even conflicting information.
information, or how to integrate it into To date, the climate community has lacked
decision-making processes. Additionally, they a specific mandate to tailor information to
often face political, social and communication specific needs, and to act as a trusted partner
constraints that impede their ability to make and source of information to the humanitar-
use of such information. ian community (Williams, 2005).
For instance, the world’s poorest people There are also challenges to acting on
face severe resource constraints that leave early warning information. Humanitarian
them vulnerable to climate risk, even in cases relief operations are primarily funded by
in which they know and understand this risk voluntary contributions from the donor com-
(UNDP, 2008). They may know what to do to munity. Donors are less likely to be prompted
protect themselves from climate-related risk, by preemptive early warning systems, but
but be unable to take action. For example, rather by harrowing pictures once a famine
even in cases in which drought conditions are or other disaster is well underway (Broad
predicted farmers may not be able to change and Agrawala, 2000; Haile, 2005). Other
the crops they plant. Alternatively, when good determining factors include: the political will
rains are forecasted, they may not have ready of donors and donor countries, capacity, level
cash for livestock restocking. The situation of emphasis on disaster risk reduction, and
is compounded when humanitarian agencies the availability, quality, and communication
are unable to access funds to help these poor of early warning information (Haile, 2005;
farmers until the effects of the disaster have Tadesse et al., 2008; IFRC, 2009).
already been felt. However, all people, rich Ongoing research may improve forecast-
or poor, underinvest in measures that reduce ing skills still further in the near future
future risks, thus indicating that access to through improved understanding and forecast
wealth is not the only constraining factor. systems (NRC, 2010) – though longer-range
In some cases, disaster risk managers forecasts are always going to be more uncer-
may also decide not to incorporate climate tain than those made at shorter ranges. As
information into their decision-making a result, decision makers will always have to
process even if it is available. One reason weigh the trade-off between better prepared-
for this is a lack of quantified evidence that ness made possible by longer lead-times on
proves the added value of climate information one hand, and the greater probability that
20
A better climate for disaster risk management
preparations made on the basis of better Partnerships for better disaster risk
information will prove to be justified, on the management
other. This is particularly difficult to judge Overcoming challenges to the use of climate
where resources are very limited, as in many information is not impossible. However,
developing countries. enhancing disaster risk management by better
Disaster risk managers may also have use of climate information can be achieved
difficulty interfacing and integrating climatic only if there is stronger dialogue between
uncertainty into decision-making. In their a chain of experts, including disaster risk
regular operations, they deal with huge managers and climate scientists (Goddard et
complexities, relying on good information al., 2010). Then, the former can understand
to help them understand possible hazards. what is possible in terms of information
Climate-informed disaster risk management supply, and the latter can understand in what
often involves the development of strategies decision-making context their information
and contingency plans (Choularton, 2007), can be applied and so tailor it to those needs.
but they are sometimes difficult to mesh with Partnerships that link humanitarian
probabilistic climate information. actors with climate practitioners, for example,
Unfortunately, overcoming the challenges will allow knowledge and information to be
highlighted above is not straightforward. exchanged and mutual capacity to be devel-
Information about past and present climates oped. Extended interactions in partnerships
is not always available, and when it is, it helps to ensure that climate information
may be uncertain, confusing, or difficult to users and providers learn to better speak and
understand. At the same time, there will understand one another’s language. This may
always be a significant amount of uncertainty require scientists ensconced in their field
about our future climate. Challenges may to learn to discuss climate-related hazards
be even greater in countries most vulnerable without relying on the associated esoteric
to climate-related disasters, many of which jargon. It may also require that humanitarian
are also less developed and lack both the actors learn new terms and concepts in order
resources and the data required to produce to effectively understand and communicate
quality climate information tools. Given these climate risk.
constraints, the most efficient pathway to Partnerships also ensure that the informa-
integrating climate information into disaster tion provided by climate scientists is salient
risk management is to focus on the ‘quick and relevant to the problems and decisions
wins’, rather than starting to promote the use faced by humanitarian actors. In the past,
of climate information everywhere for every scientists used a supply-driven approach that
single decision. tried to solve problems with information and/
21
Introducing climate-informed disaster risk management
22
A better climate for disaster risk management
Where there is a lack of available climate barriers to action will remain, including
information, innovative climate research may untimely access to information, a poor under-
be necessary to help bridge the gap. standing of the connection between climate
Developing the tools (Chapter 2) is the information and associated climate impacts,
second step, and involves identifying how and lack of timely donor funds. Despite
climate information can be integrated into these obstacles, improved disaster mitigation,
strategies to plan for and respond to climate- preparedness and response can be achieved,
related disasters. This can include the when disaster risk managers are provided
tailoring of information to the precise needs with clear and actionable climate information,
of disaster risk managers, or the integration particularly when the two communities of
of climate information and knowledge into practice work together.
existing disaster risk management decision- This book highlights some examples of
making processes and tools. In many of the how disaster risk managers in the humani-
presented cases, climate scientists and dis- tarian community and climate scientists
aster risk managers work together to create are working together to integrate climate
tools that increase the capacity to interpret information into humanitarian decisions,
and use climate information, understand though there is a much greater potential than
probabilistic forecasts, and identify thresh- is currently being realized. There is a strong
olds for action. need to replicate and learn from these cases
Taking action (Chapter 3) is the third step, and processes at regional, national and local
once disaster risk managers have developed scales, to further improve them, and to ensure
tools and methods. Even in the best of cases, they are taken up by others.
23
Identifying problems and possible solutions
Disaster risk managers can use climate information to help characterize risks. But while climate
information has an important role in informing disaster risk management, it is just one of many
pieces that must be taken into consideration by disaster risk managers. Also, the degree to which
climate information is actually integrated into a better understanding of the problem is heavily
dependent upon the strength of the partnerships between disaster risk managers and climate
information providers and scientists. Through six interlinked case studies, this chapter explores a
range of different problems faced by disaster risk managers that have tried to incorporate climate
information into their activities. It also highlights a number of associated problem-identification
strategies and possible solutions. Some involve scientific analysis, others involve communication
between climate scientists and disaster risk managers. This chapter reveals both the problems
surrounding the use of climate information for disaster risk management and the methods to
address them.
Dealing with droughts in Syria rainy season fails. When 2008’s dry conditions
Disaster risk managers in Syria are fac- persisted into 2009, more Syrian farmers lost
ing a dilemma. They are concerned with their harvests, herders struggled to feed and
perceived trends of increasing drought and water their animals, and safe drinking water
want to know whether the trend is a result became even scarcer. By then, hundreds of
of climate change, and if so, should they be thousands of people had already abandoned
planning for a drier future? Analysis considers their farms and rural livelihoods and moved to
the influence of different forces, including the growing cities on the desert margins.
inter-annual, multi-decadal and climate The Syrian Red Crescent had been
change, concluding that climate change has monitoring drought conditions along with the
an influence in Syria and they should plan for government and other national and interna-
more frequent droughts. tional organizations, and were concerned that
In August 2009, Syria was deep into its persistent dry conditions might be a result
third consecutive year of drought. Like many of climate change (see Figure 4). In 2008, in
of its neighbors in the Middle East, Syria cooperation with local authorities, the Syrian
continually struggles to cope with dry condi- Red Crescent participated in the distribution
tions, but suffers particularly when the short of 29,000 food baskets in the east of the coun-
24
A better climate for disaster risk management
+150 mm/year
+100
+50
–50
–100
–150
try where the impacts of the drought were the Rainfall and temperature in the region
most severe. It also participated in coordina- are influenced by decades-long variations in
tion meetings with the United Nations Atlantic Ocean temperatures. The El Niño
Development Programme (UNDP), the Food Southern Oscillation in the Pacific Ocean has
and Agricultural Office of the United Nations little effect in the region. Warmer tempera-
(FAO), and the United Nations Office for tures in the Atlantic are associated with an
the Coordination of Humanitarian Affairs enhanced chance of drought in much of the
(OCHA) (IFRC, 2009). Middle East, including Syria, whereas lower
At the request of the Red Cross/Red ocean temperatures are associated with an
Crescent Climate Centre, the International enhanced chance of improved growing condi-
Research Institute for Climate and Society tions. In 1995, the Atlantic switched from
(IRI) investigated the factors contributing to a cooler to a warmer phase, contributing to
drought conditions in Syria. A better under- current drought conditions. Phases typically
standing of Syrian climate could help better switch every 25 to 50 years. It is unknown
anticipate future weather to better inform when the next switch will occur, and although
strategic planning. understanding is improving, there is currently
25
Identifying problems and possible solutions
Syrian farmers are accustomed to drought. But do the trends indicate that they should plan for them more often? And
what does this mean for humanitarian organizations?; Martin Talbot
26
A better climate for disaster risk management
better integrate climate change and water- looked to longer-term risk reduction strate-
use considerations into their own wider gies such as tree-planting campaigns.
disaster risk management preparations. At While IPCC projections indicate that a
hygiene-promotion workshops for women, strong climate change signal may result in
for instance, disaster risk managers included more frequent drought conditions in Syria,
climate change in conversations about coping it is not clear as yet how the cycle of Atlantic
with drought. Disaster risk managers also Ocean temperatures will moderate or enhance
180˚W 150˚W 120˚W 90˚W 60˚W 30˚W 0˚ 30˚E 60˚E 90˚E 120˚E 150˚E 180˚
Longitude
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
explained variance
27
Identifying problems and possible solutions
this trend. This investigation of the nature of managers quickly and easily identify the risks
climate variability observed in Syria under- and vulnerability of Haiti’s new reality helped
scores the importance of careful problem them to prepare for and mitigate impending
identification. Understanding the drivers of climate impacts.
recent drought in the region gives disaster The poorest country in the western
risk managers a better understanding of the hemisphere, Haiti suffered a 7.0-magnitude
implications for planning. earthquake on 12 January 2010. It was the
Climate science can provide disaster risk strongest earthquake to hit the country in
managers with information on trends to help 200 years, and a mere 35 seconds of shaking
them prepare for future impacts. This example caused a disaster of almost unprecedented
illustrates how careful scientific analysis scale and complexity. Some three million
helped inform preparedness, though climate people were affected, nearly a third of the
science is not always the limiting factor for population. At least 230,000 people lost their
disaster risk management. lives, and 300,000 more were injured. The
earthquake crippled the capital and economic
Identifying risks and vulnerabilities heart of the country, Port-au-Prince, destroy-
in Haiti ing more than 60 percent of the housing.
After the recent earthquake in Haiti, concern More than 1.3 million people took shelter
that the impending rainfall and hurricane in makeshift settlements in and around the
season may threaten a large and vulnerable city, and half a million more sought refuge
population led to demand for information with friends and family in other parts of the
on climate and the potential for hurricanes, country. Damage and economic losses were
landslides, and floods. An initiative to gather estimated at US$7.9 billion, more than the
information, make it understandable and eas- country’s entire GDP in 2009.
ily accessible in a ‘one-stop shop’ website was It was not the just power of the earth-
undertaken. This one-stop shop helped disas- quake that killed so many people – chronic
ter risk managers identify emerging climate- poverty and extreme vulnerability also played
related risks and so take preparedness actions a role. Haiti was still recovering from the
before events occurred. Through the UN impact of four hurricanes that struck the
Office for the Coordination of Humanitarian country in a single 30-day period only 18
Affairs (OCHA), disaster risk managers were months earlier. Confronted with such strong
also able to make use of vulnerability data forces of nature, the country’s weak infra-
collected and presented by the Earth Institute structure crumbled and its deforested hillsides
Task Force on Reconstruction on Haiti. gave way, magnifying Haiti’s pre-existing
Creating a mechanism to help disaster risk vulnerability. Shelters and camps for inter-
28
A better climate for disaster risk management
Victims of one disaster are much more vulnerable to climate-related hazards, as was the case after the 2010 earthquake in
Haiti; Eric Holthaus
nally displaced people became vulnerable to both were near record highs. Operationally
thunderstorms, strong winds, landslides, the the two are linked, as preparing for one is
threat of hurricanes, and disease outbreaks. preparing for both. The difference is that
The destruction of social networks meant that while individual storms during the rainy
people had fewer informal resources to draw season are basically unpredictable – they can
on, and the collapse of government agencies devastate any place at any time – hurricanes
meant that the authorities were extremely can be predicted days in advance. This gives
restricted in their ability to prepare for and humanitarian organizations more time to
respond to follow-on disasters. In this context, prepare for hurricane events.
humanitarian organizations stepped in to In Haiti, hurricanes rarely cause much
help. Haitian and international organizations wind damage, as the country’s rolling hills
helped search-and-rescue teams identify and mountains reduce the wind’s effect. The
survivors, establish shelters, and dispense food biggest threat by far is extreme rainfall, and
and medicine. They also began preparations flooding kills more people in Haiti than
for the rains. nearly any other natural hazard, also causing
Haiti’s main rainy season and hurricane devastating mudslides. So after forecasts for
season coincide, and in 2010 the forecasts for an active 2010 hurricane season were released,
29
Identifying problems and possible solutions
disaster risk managers began to worry about day-to-day operations and whether camps were
what would happen if a mudslide hit one of at risk.
Haiti’s many camps for internally displaced The team at OCHA also sought out
people. information on the outlook for Haiti’s rainy
Along with the main rainy season, fore- season, approaching in March. They wanted
casts for an active hurricane season brought disaster risk managers to have ready access to
the potential for more tragedy, with 1.5 forecast information, particularly for rainfall
million people living in camps as the season and hurricanes. OCHA sought help from
entered full swing in August and September. the Red Cross/Red Crescent Climate Centre
Before these efforts, there was very little for- and from IRI, who also involved the National
mal use of weather and climate information in Oceanic and Atmospheric Administration
the country, with a staff of only three meteor- (NOAA), the World Meteorological
ologists in the Haitian Meteorological Service Organization (WMO), the Red Cross/Red
and most UN agencies (including camp Crescent Climate Centre, the Caribbean
managers) sourcing weather information from Institute for Meteorology and Hydrology
public Internet websites. Very few sufficiently (CIMH), the Center for International Earth
large hurricane shelters were identified before Science Information Network (CIESIN),
the season began in June. the Caribbean Catastrophe Risk Insurance
In its role as coordinator, the UN Office Facility (CCRIF), and Risk Managers to the
for the Coordination of Humanitarian Affairs Caribbean (CaribRM).
(OCHA) worked to synchronize efforts and The group worked together to sort
distribute information useful both to survivors through available information and determine
and to humanitarian groups. As one of their which sources were credible and useful. They
biggest responsibilities, OCHA was particular- created a website (http://iri.columbia.edu/
ly concerned with insulating relief efforts and haiti/), which included only the informa-
the local population from the impending rainy tion most relevant for disaster risk planning
season. One way they addressed this issue was and management (see Figure 5), filtering
to work with groups capable of characterizing out overly technical products and providing
Haiti’s new vulnerabilities. The Earth Institute explanatory text when needed.
Task Force on the Reconstruction of Haiti The ultimate goal was to provide a ‘one-
provided technical advice to the UN team in stop shop’ of information to help disaster risk
Haiti in the days immediately following the managers monitor forecasts and changing
earthquake, gathering satellite images, high- risks without having to spend hours sorting
lighting vulnerability hotspots and assessing through less relevant information. Ideally,
landslide risks. This information helped inform disaster risk managers monitor different
30
A better climate for disaster risk management
sources of information, piecing together con- weather forecasts. With maximum lead-time,
flicting forecasts of varying credibility, but in this allowed them to anticipate the location,
the midst of Haiti’s unique disaster, time and severity, and timing of extreme weather
technical constraints made this impossible. events.
The main role of disaster risk managers is to Once the forecast for above-normal
estimate the related impact and damage in the rainfall in Haiti’s April-to-June rainy season
given location. In the run up to and during was issued, preparations began. In hundreds
the rainy season, the site was used internally of camps, cash-for-work programs built
by OCHA and more widely by IFRC, to drainage ditches to divert water away from
prioritize actions such as the prepositioning of tents. Extra supplies – tarps, tents, food, and
supplies. water – were prepositioned throughout the
This website included information on country. Many of these activities then began
both present and future conditions. Forecasts to happen independently, as the rainy season
gave disaster risk managers early warning and grew closer and the above-normal forecast
allowed them to take preparatory measures became common knowledge.
including updating contingency plans. As In the end, however, the rainy season
individual storms approached, disaster risk turned out to be slightly below normal. Still,
managers were able to use the site to shift sporadic storms occurred and large areas
their attention from seasonal forecasts to of the capital reported flooding after rain
31
Identifying problems and possible solutions
showers lasting only 15 minutes, worsened Engineers from Haiti’s Ministry of Public
by poor drainage and rubble piles throughout Works did a remarkable job immediately
the city. Advanced preparations proved useful. following the earthquake – for example, by
Prepositioned supplies not used to mitigate color coding every building in Port-au-Prince
storm impacts were used in earthquake relief according to its structural integrity (green/
or for the upcoming hurricane season. The yellow/red). OCHA determined that more
deployment of extra staff and the training of than 100 shelters were ready for the hur-
volunteers also proved invaluable once the ricane season, with a total capacity of about
hurricane season began. Disaster risk manag- 6,000 people. However, in a city with 1.5
ers began to change their focus from protect- million homeless people, this was clearly not
ing camps from rainstorms to using what they enough to house even the most vulnerable
had learned in the rainy season to help the people in need of shelter from a hurricane,
country better survive the hurricane season. even overnight. Meetings were immediately
As the hurricane season approached, many organized to address this problem, and a plan
organizations became increasingly worried for constructing ‘temporary shelters’ began.
about the potential for further devastation. OCHA also instituted a mitigation
Slow progress in rebuilding facilities and task force that supported the International
institutional capacity meant that significant Organization for Migration (IOM), the
risks remained. Flooding was the primary Haitian Red Cross (HRC), and others, as
risk especially in and around Port-au-Prince. they designed an innovative SMS-based
The earthquake had severely reduced effective warning system called the ‘Noula platform’ to
drainage throughout the city, public spaces provide information based on weather fore-
had become temporary shelters, and evacu- casts for those living in displacement camps in
ation plans – if they existed at all – were far advance of the hurricane season. The system
from adequate. was able to quickly and efficiently warn the
OCHA again turned to their partners for public in specific parts of the country about
assistance, and helped coordinate discussions flooding risks by targeting selected mobile
between the government and the humanitar- telephone towers with text messages, and
ian response, led by the UN. As the season preparedness messages were distributed in
approached, OCHA focused this effort on the local Creole language as well as French.
redirecting, prioritizing, and supporting the Through a partnership with Voila – one of
government’s own initiatives, largely through Haiti’s largest service providers – the system
the Haitian Department of Civil Protection also allowed the general public to call a short
with responsibility for disaster preparedness, code (177) for more information, or to report
coordination and response. an emergency situation. Additional partner-
32
A better climate for disaster risk management
ships with Haitian radio stations quickly Intermediate-term solutions over the next
spread further critical information. few years should focus on building national
Humanitarian actors, most of which capacity to produce and use weather and cli-
had no formal meteorological training, were mate information, and to use this to prioritize
also supported through OCHA. In addi- transitional shelters before permanent housing
tion to the official Haitian Meteorological is rebuilt. The ultimate goal of ‘forecast-based
Service short-term weather forecasts, the task decisions’ is to encourage a culture of prepar-
force also recruited IRI to contribute ‘plain edness in a country with a history of vulner-
English’ descriptive text to accompany the ability and poor disaster response.
official information – allowing those working There were challenges associated with
for humanitarian organizations to quickly the use of the website described above. It was
interpret and make even better use of com- revised in June, based on feedback from dis-
plex weather information in times of crisis. aster risk managers in Haiti and those within
Regular email updates by trained meteorolo- OCHA. Disaster risk managers requested
gists were circulated during hurricane watches more localized and timelier information;
and warnings, with a question-and-answer which were met by providing access to locally
capability for those needing more precise downscaled coarse-resolution forecasts and by
decision support for preparedness activities. supplying more frequent updates throughout
A near-miss by Hurricane Earl at the end the season. Also, despite efforts to ensure
of August solidified a mindset of preparedness that the language on the original website was
in Haiti. When Hurricane Tomas arrived, non-technical, disaster risk managers still
Haiti was as prepared as it could be, given found the information and the list of potential
the still-fragile post-earthquake environment. responses needed to be further simplified.
Despite never officially making landfall, the After revision and as the hurricane season
Category 1 storm brought days of heavy rain approached, the website was used frequently by
to the southern peninsula, though no major key decision makers in OCHA and in govern-
flooding was experienced in the earthquake ment departments. It was widely publicized
zone as a result. The primary impact was an within IFRC via its internal intranet, after an
increase in standing water, worsening the in-person IRI demonstration. The webpage
ongoing cholera epidemic. The IFRC used the now works across forecast timescales for differ-
SMS-based warning system to coordinate with ent risks, including 48 hours for floods, 5 days
the government. They alerted populations, and for hurricanes, 14 days for rainfall, seasonal
moved emergency supplies ahead of time to outlooks, and long-term risk mapping, to
Les Cayes near where Tomas was expected to better capture the suite of risks that Haiti faces
strike, helping to limit the loss of life. from weather and climate disasters.
33
Identifying problems and possible solutions
However, use of the website revealed even with the additional priority from know-
that bypassing the existing national govern- ing that an above-normal rainy season was
ment risk structure – which seemed to be looming, institutional, governmental, financial
a necessity in the days after the earthquake and logistical constraints restricted effective
– marginalized the ability of the government action taking place.
to play a leading role. In the months after Gaps in preparing for the rainy season,
the initial disaster, UNDP and WMO had both in plan and in practice, motivated steps
already begun to build capacity within the to address similar issues in preparing for
National Meteorological Service, which will hurricane season. OCHA organized and
eventually host the website, and the Ministry managed preparedness efforts by consensus
of Agriculture, to provide climate services and through the Mitigation Task Force, fully
manage climate risks. involving government departments and the
In practice there remains a huge gap humanitarian community. Additionally, the
in accessing, understanding, and acting on World Food Programme as the leader of the
climate information in Haiti, including at the Logistics Cluster in Haiti conducted extra
shorter timescale, especially at the ‘pre-emer- staff training.
gency/early warning’ stage such as flash-flood The climate information one-stop shop
forecasting during the rainy season and website was one tool that did help, developed
hurricane preparedness, etc. OCHA could after a problem had been identified. Created
consolidate ‘best practice’ climate information from a partnership between users and
and supply it in such a one-stop shop as the providers of climate information, it provided
website, until the National Meteorological information in a form helpful to disaster
Service has the capacity to fulfill this role. risk managers that helped save lives and
Unfortunately, there has been little initiative reduce suffering. Nonetheless, problems and
for such in the post-earthquake environment. significant challenges still remain, particularly
Actions based on this information six months related to improving national capacity.
after the earthquake are still mostly reaction-
ary, i.e. relocating a camp after it has already Monitoring climate and weather
been flooded, and only most recently is a changes in the Asia-Pacific region
focus on preparedness emerging. There are a disproportionate number of
Climate information was used to motivate weather-related disaster impacts in the Asia-
demands for additional supplies from the Pacific Region. The Disaster Management
international community. One NGO even Unit (DMU) of the IFRC Asia Pacific Zone
established a ‘Beat the Rains’ fundraising office, in partnership with IRI, developed a
campaign. (http://jphro.org/). Unfortunately, prototype-monitoring framework to help staff
34
A better climate for disaster risk management
to identify months in advance areas at higher forest fires. Weather- and climate-related
risk of climate-related hazards. As a result, disasters take a particular toll on the region.
the DMU staff has a better sense of which Between 2000 and 2010, such events
areas require continued climate and weather accounted for almost 70 percent of disasters
monitoring as the season progresses and to reported in the region (CRED, 2011).
alert the national Red Cross or Red Crescent Between 1999 and 2009, they accounted
to changing risks. This information can for 85 percent of all people impacted by
help staff determine where and whether to disasters, and 79 percent of global disaster-
provide supplementary support for prepared- related fatalities (IFRC, 2009). These high
ness activities, including replenishing stocks, numbers are partially attributable to the
mobilizing staff, and conducting refresher region’s large population and high popula-
trainings. tion densities, but high poverty rates also
The Asia-Pacific region is exposed to a play a role.
wide variety of hazards, including earth- The region has responded to this vulner-
quakes, tropical cyclones, floods, droughts, ability by taking significant steps to mitigate
heat waves and cold periods, volcanoes, and the effects of climate-related impacts: Since
Advanced warning of flooding gives people time to stock up on essential food and water, and allows humanitarian
organizations the opportunity to preposition relief aid; Alex Wynter/IFRC
35
Identifying problems and possible solutions
signing the Hyogo Framework of Action systematic matrix to help DMU staff strategi-
in 2005, Asian governments have held cally navigate through the range of climate
three Ministerial Conferences on Disaster information they receive at various geographic
Risk Reduction (AMCDRR, 2005; 2007; and temporal scales in order to identify and
2008). Both the Asia-Pacific Economic monitor changing risks (see Table 1).
Cooperation and the UN Economic and Disaster risk managers at the Asia-Pacific
Social Commission for Asia and the Pacific DMU first consult a range of baseline infor-
have also recently created avenues for mation to provide the context for seasonal
regional cooperation on disaster risk reduction forecasts and assess areas at risk. This includes
(APEC, 2008). These efforts increased devel- El Niño (or ENSO – El Niño Southern
opment of early warning systems allowing Oscillation) events, which exert a powerful
governments and disaster risk management influence on the Asia-Pacific region. Impacts
agencies to warn and mobilize at-risk com- typically associated with this include floods,
munities before disasters strike. For example, droughts and tropical cyclones. The second
the Mekong River Commission provided a layer of information includes specific ENSO
multinational framework to provide local- forecasts, available up to nine months in
ized flood forecasts as well as a Flash Flood advance, giving disaster risk managers a rough
Guidance System in Cambodia, Lao PDR, indication of future conditions. For instance,
Thailand and Viet Nam. El Niño events are associated with late-onset
Eager to make more systematic use of and below-normal rainfall during Indonesia’s
available climate information to improve local November-to-March rainy season. La Niña
early warning systems, the DMU of the IFRC in contrast, generally brings an early onset to
Asia Pacific Zone office developed a monitor- the rains and particularly heavy rainfall from
ing framework to help them quickly analyze December to February. Disaster risk managers
changing risk scenarios. It was designed to are then better informed when they review
streamline the use of climate information and contingency plans, check stock inventories,
help disaster risk managers focus on informa- and more closely monitor shorter-term
tion most useful to them in different places forecasts for more specific warnings.
and at different points in time. Three to six months in advance, the
To develop the framework, the DMU, third level of information including seasonal
the Red Cross/Red Crescent Climate rainfall and cyclone forecasts, help disaster
Centre and IRI identified, consolidated, and risk managers to understand the conditions to
organized the climate information resources expect over the coming season. Based on these
most relevant for disaster risk management forecasts, disaster risk managers become aware
activities in the region. The result was a of risks of drought, storms or floods, and
36
A better climate for disaster risk management
Table 1. A climate monitoring framework, developed for the IFRC’s Asia-Pacific Zone Disaster
Management Unit.
Layer Information provided Potential action
Baseline e.g. for typical La Niña impacts – • Monitor ENSO forecasts.
information “La Niña is associated with higher • Crosscheck with other baseline information,
than average rainfall in Indonesia such as vulnerability indicators.
from December through February.”
ENSO forecasts e.g. for IRI probabilistic ENSO • Communicate with the Indonesia Red Crescent
forecasts – “There is a more than (PMI) regarding enhanced risk of above normal
70 percent chance of La Niña rainfall.
conditions through to the end of • Prepare guidance for contingency planning
February 2011.” inputs that could be provided by the
Indonesian meteorological services.
• Check inventory of available regional stocks.
Seasonal forecasts e.g. for IRI probabilistic ENSO • Consult relevant climate information providers.
forecasts – “There is a more than • Provide support as necessary to the Indonesian
70 percent chance of La Niña Red Crescent (PMI) to update flood
conditions through to the end of contingency plan.
February 2011.” • Assist with volunteer training, simulation
exercises and community sensitization.
• Mobilize regional disaster response support
staff.
• Refresh or increase regional stocks as necessary.
Sub-seasonal and e.g. for the Indonesian • Evacuate vulnerable communities.
real-time forecasts Meteorological and Geophysical • Mobilize impact assessment teams.
Agency’s three-day forecast –
“There is an 80 percent chance of
extremely heavy, sustained rainfall
over the next two days.”
can make plans for how their organizations used by disaster risk managers falls into this
will respond. In the context of other baseline category. This is useful in helping them assess
information, this information may prompt flood- and cyclone-related risks but as it is
them to take actions including the updating available mostly at the national and local level,
of contingency plans, training of volunteers, regional disaster risk managers find it time-
or the prepositioning of stocks. consuming to monitor. With the monitoring
The final layer of information comprises framework, the Asia-Pacific DMU uses the
weather and hazard-monitoring information, first three layers of information to target
and the vast majority of information currently potential problems areas. Once these hotspots
37
Identifying problems and possible solutions
are identified, disaster risk managers can use and the range of types of weather and climate
short-term information to anticipate potential information available. It may be conceptually
disasters. convenient to group climate information
This monitoring framework allows the according to spatial and temporal scales, but
tracking of changing risks. For example, different forecasts do not always fit together
a forecast indicating the high probability cleanly. Seasonal forecasts may be issued by
of a La Niña event and knowledge of its different agencies, at varying lead-times, for
general impacts might lead to concerns about different seasons, or on different geographic
flooding in parts of the Philippines. This scales. Reviewing this varied information
would prompt the Asia-Pacific DMU to at the same time can create informational
more actively review contingency plans and to gaps and overlaps and confuse disaster risk
monitor local weather more closely. managers. There are also challenges associated
If the seasonal forecast then also predicts with deciding what information resources
above-normal rainfall, the regional DMU should be used. There are more than 20
could alert the national Red Cross or Red tropical-cyclone forecasting resources in the
Crescent, who would then review their own region, and given this wide array, it is hard
preparedness planning and – in the case of for the Asia-Pacific DMU to decide which is
high risks and low capacities – suggest appro- best suited to their needs, further complicated
priate actions to take in advance. This may when overlapping forecasts do not agree.
include the prepositioning of supplies, train- There are ongoing obstacles to taking
ing additional volunteers, or in some cases, action even when information is clearly
an early appeal for funding. The national Red presented and disaster managers have a good
Cross or Red Crescent may also liaise with understanding of forecasts at different time
the meteorological office, and possibly pass scales. For instance, users are sometimes
some of the information on to the branch uncertain as to how likely an outcome must
and/or community level. This would create be before they should take action. Regarding
a wider circle of people more aware of the ‘trigger’ thresholds for initiating preparedness
need to follow weather forecasts, and if heavy activities based on seasonal climate forecasts,
storms were predicted, the entire community DMU staff preferred to have relatively high
would be better prepared. probabilities before taking action, such as a 65
Several challenges to implementing the percent chance of above-normal rainfall. For
framework have been identified, however. The other decisions such as closer monitoring, the
first two are associated with a need to com- threshold can be set much lower. However, a
bine various kinds of information on exposure forecast probability of 65 percent is rare. Of
and vulnerability to assess potential impact, all the seasonal rainfall forecasts produced by
38
A better climate for disaster risk management
IRI for the Asia Pacific region since 2002, In many places, forecasts above 50
probabilities above 50 percent have been percent are even less frequent. In some cases
reported only five times. this reflects forecasting skill – which varies
Figure B3: Skill map indicating areas where rainfall can be predicted with little or no skill, some
skill and good seasonal rainfall forecasting skill (composite of all seasons).
39
Identifying problems and possible solutions
40
A better climate for disaster risk management
Dryland farming is hard work, and a risky business. When enhanced rainfall or drought are more likely, seasonal forecasts
can help both farmers and humanitarian organizations to prepare; Curt Carnemark/World Bank
41
Identifying problems and possible solutions
interventions. The meeting is advised by indicating that the current drought was likely
the Kenya Food Security Steering Group to continue through to the next rainy season.
(KFSSG), a core of participants including the FEWS NET is a USAID-funded activity
WFP, the Food and Agriculture Organization that collaborates with international, regional
of the United Nations (FAO), the Famine and national partners to provide timely and
Early Warning Systems Network (FEWS rigorous early warning and vulnerability
NET) and the government, that act as a information on emerging and evolving food
technical think-tank on drought management security issues. FEWS NET professionals
and food security issues. monitor and analyze relevant data and infor-
This government-led framework creates mation in terms of its impacts on livelihoods
active partnerships, linking the climate and and markets, to identify potential threats to
food security communities through a unified food security, working closely with partners
approach to addressing drought and food such as WFP’s Vulnerability Assessment and
security (Akilulu and Wekesa, 2001). It is Mapping team in Kenya.
more transparent and efficient than earlier The assessment revealed that as a con-
emergency response efforts having several sequence of consecutive seasons of drought,
parallel structures. food reserves and savings had been depleted,
Early in 2009, reduced food security eroding the ability of households to meet
resulted from three consecutive poor rainy basic food needs. In addition, a number of
seasons, and the situation risked slipping factors – including high food and commod-
into a humanitarian crisis. In February, the ity prices (80–120 percent above normal),
Steering Group members led a multi-agency increased incidence of animal diseases, and
assessment to evaluate conditions and guide resource-based conflicts – converged to
intervention strategies. This regular biannual exacerbate food insecurity in many areas. An
process helps food security experts gather data estimated 2.5 million drought-affected peo-
from a range of sources and characterize the ple, including 850,000 children, were expected
food security situation, and account for early to be highly food insecure during the 2009
warning information (e.g. seasonal forecasts) April-to-September season (KFSSG, 2009).
and trends. These processes also help to In response to the deteriorating condi-
estimate how food insecurity may progress tions, the assessment report proposed a wide
over the following six months, and interven- range of recommendations, from improved
tions and refinement of ongoing programs are rainwater harvesting to additional training
proposed. for nutritionists to better manage acute
During the 2009 assessment, FEWS malnutrition. Advanced preparation of WFP’s
NET provided early warning information Protracted Relief and Recovery Operation
42
A better climate for disaster risk management
was also encouraged – a planned emergency better capture small-scale features including
operation expected to expand coverage of topography, which affect local climate. The
humanitarian food aid starting in May. By national forecast was also tailored to the food
initiating fundraising activities early in the security community as it provided potential
season, the WFP could access and stock sector-specific impacts, as well as forecasts for
necessary resources prior to the rollout of the onset and cessation periods by location. This
program, allowing timelier implementation of forecast indicated that most of the country
assistance. was likely to experience below-average
In early March, a Climate Outlook Forum rainfall, except in the extreme west and some
for the Greater Horn of Africa region was held coastal regions. The rainfall was predicted to
to integrate national, regional and international start in mid-March, first in western Kenya
climate predictions into one consensus rainfall before progressing eastward as the season
forecast for the upcoming season. The resulting continued. As the meteorological department
forecast indicated an increased likelihood of participates in the Steering Group, a chan-
below-normal rainfall in March, April, and nel for rapid dissemination already existed.
May over much of the region including most Information was immediately communicated
of Kenya (KFSSG, 2009). through an open consultative forum, and
FEWS NET is the primary link between bulletins were emailed to Steering Group
this Forum and Kenya’s food security institu- members and posted online.
tions, translating and disseminating the con- Although the timing of the regional
sensus forecast for easier application, and also and national forecasts prevented them from
representing the food security sector at the being integrated into the February assess-
conference. The Steering Group works with ment process, they were incorporated into
FEWS NET to use these seasonal rainfall the Steering Group’s monthly updates and
forecasts along with other monitoring data biannual outlook. These bulletins were used
to create food security outlooks that better to prioritize areas for additional monitoring
inform decision-making (see also Chapter 2). and possible intervention. This process for
However, in 2009, these outlooks were continuously incorporating new information
delayed until April due to the already ongoing into food security analyses allows for updates
crisis in the region. in planning and response to be made through-
Immediately following the Forum, the out the season.
Kenya Meteorological Department issued a When the Steering Group issued their
national-level forecast developed specifically monthly update in April 2009, observed rain-
for Kenya. Forecasts at this level are a valuable fall data were used to highlight the delayed
addition to regional forecasts because they onset of the long rains in the southeast, and
43
Identifying problems and possible solutions
the need for continued monitoring of seasonal programs for children under five and for
progress. Given the length of time before pregnant and nursing mothers. This prepara-
the next major harvest, if the long rains were tion helped lay the foundation for effective
to continue to fail, recommendations were scaling-up of supplementary feeding pro-
proposed to mitigate food insecurity. These grams in areas projected to face increased
initiatives included increased general food dis- food insecurity due to potential drought
tribution, livestock off-take, and supplementary conditions.
feeding for children under the age of five. By the end of May, it was clear that
Later in the month, the Steering Group seasonal rainfall was indeed below average
issued a food security outlook, using moni- (see Figure 6), and the upcoming harvest was
tored and forecasted climate information to expected to be poor. To mitigate food insecu-
develop the most likely food security scenarios rity, humanitarian organizations continued to
for April to June and June to September. roll out interventions that had been planned
Despite the bad start to the rainy season, and and reviewed earlier in the year by members
the fact that the season was forecasted to be of the Steering Group. In this way, climate
below normal, the outlook indicated that information helped Kenya’s food security
planned emergency operations would prevent institutions improve planning and timely
further deterioration of the food security response during this evolving food security
situation. Specifically, the WFP’s Protracted crisis.
Relief and Recovery Operation which had Throughout the 2009 rainy season, it is
been in planning stages throughout the important to note how a variety of climate
early part of 2009, was expected to increase information was used for early warning. The
humanitarian aid coverage to meet the seasonal forecasts combined with on-going
projected needs. food security assessment and monitoring
The food security assessment report, provided the first wave of early warning
updates and outlook by the Steering Group information, helping to set the initial scope
encouraged the pre-positioning of food even of intervention programs and response. Once
before WFP’s new program was officially the rains began, seasonal monitoring data
underway. In April, WFP working with provided a second wave, and combining these
UNICEF and Kenya’s Ministry of Public allowed for continuous revision of the initial
Health Services, delivered food to health assessment based on what actually occurred
facilities in drought-affected regions where on the ground.
delayed onset of the long rains had been This case study demonstrates how the col-
observed and undertook training for the laborative food security framework in Kenya
implementation of supplementary feeding enables various sectors to work together
44
A better climate for disaster risk management
ETHIOPIA
TURKANA
L. Turkana MANDERA
MOYALE
Percent of normal (%)
MARSABIT <= 10
SOMALIA
10–20
UGANDA
WAJIR
WEST 20–50
POKOT
SAMBURU ISIOLO 50–80
T. NZOIA
BARINGO
80–120
KEIYO
TESO LAIKIPIA
MERU 120–160
NANDI
NORTH
NAKURU EMBU
GARISSA 160–200
L. Victoria
MWINGI 200–300
MIGORI THIKA
OS
KURIA
AK
NAROK
H
IJARA
AC
M
KITUI
MAKUENI
TANZANIA
MALINDI
KWALE
Figure 6: Rainfall anomalies in Kenya from 11 March to 31 May 2009. Notice below normal conditions in most of the
country especially the south-east, in line with what was forecasted (FEWS NET-USGS).
continuously and gather and disseminate outlooks are all tools through which climate
information as well as revise and improve information is presented in a user-friendly
intervention strategies. It is also important format, tying it to implications for food
to note that this user-led structure incorpo- security (see also Chapter 2).
rates climate information that is specifically The inter-agency efforts of the Steering
targeted to facilitate decision-making in the Group play a key role. Food security actors
food security sector. Assessments, updates and such as WFP highlight the context in which
45
Identifying problems and possible solutions
the food security community operates, so for making decision about scaling-up provi-
that information providers can better address sion of drought tolerant seeds. Continuous
their needs. The Steering Group works with collaboration between the food security and
partners such as FEWS NET and the Kenya climate communities can help facilitate the
Meteorology Department to determine the earlier application of climate information for
best ways to integrate and apply climate infor- mitigation actions.
mation. As cooperation is critical to meeting In addition, the decision-making timeline
the food-related needs of millions of people for the food security sector also does not
across the country, only by incorporating always align well with the output of early
climate information into this kind of network warning information from the climate com-
is it made truly useful. munity. The consistent provision of seasonal
In the coming years, this ongoing collabo- climate forecasts as input into the annual
ration will remain critical as a strong user-led short and long rains assessments in Kenya
food security process continues to develop, would improve the food security planning and
designed to access and use relevant climate response process in the country. It is impor-
information. Moving forward, it will be tant for these stakeholders to work together to
important to address two primary challenges negotiate and reconcile the need for informa-
in applying seasonal forecasts in Kenya’s food tion with availability.
security sector, the first being dealing with the The first step in addressing these chal-
uncertainty of the seasonal forecasts, and the lenges is the continued collaboration between
second ensuring suitable timelines of forecast humanitarian and climate communities,
availability and need for action. and a better recognition of the general
Uncertainty in climate information limits timeline for decision-making, in both sectors.
the ability of disaster risk managers to take Nonetheless, this example provides a model of
preventative action to reduce the impacts of how to effectively integrate climate informa-
climate hazards. The Steering Group uses tion into processes designed to mitigate the
probabilistic seasonal forecasts to prepare food security impacts of drought.
for action, while monitoring the situation
further to determine if a real hazard emerges. Collaborating for effective malaria
However, the forecasts are rarely used for control in southern Africa
mitigation approaches prior to the onset A range of constraints make it difficult for cli-
of the rainy season. For example, in Kenya, mate scientists to provide climate information
while forecasts allow for prepositioning of in the precise form and/or at the exact time
stocks, food security decision makers feel that that disaster risk managers would like. This
they do not provide a concrete foundation case highlights this problem, and an example
46
A better climate for disaster risk management
of an instance in which the timing of the control policies. Although endemic malaria
release of seasonal climate forecasts was modi- is the major burden globally particularly for
fied to meet the needs of health practitioners children under five years old and pregnant
concerned with managing malaria epidemics. women, epidemic malaria is also a significant
Evidence suggests that it has substantially problem. Importantly and rarely appreciated,
improved preparedness and timely response of endemic and epidemic malaria need different
national control programs. approaches to their control and prevention.
Some 300–500 million people are infected Endemic malaria needs ongoing routine
with malaria each year and two million measures, whereas control of epidemic malaria
die, with more than 80 percent of deaths relies on measures being applied in the right
occurring in sub-Saharan Africa (WHO, place at the right time.
2003). Given malaria’s heavy toll, its effective Epidemic areas are often found on the
prevention and control have become a key ele- margins of endemic areas where conditions
ment of global, regional and national disease- are normally not favorable and malaria seldom
Climate information is important for predicting and preparing for malaria epidemics, as well as floods and droughts – but
understanding the information needs of health professionals is essential; US Army Africa
47
Identifying problems and possible solutions
occurs. However, from time to time condi- and movement of non-immunes into endemic
tions change briefly and a malaria epidemic areas or parasite carriers into non-endemic
threatens. The changes typically involve areas. Seasonal climate forecasts have shown
higher-than-normal rainfall in desert fringes advance lead-times of five months in southern
where it is normally too dry for malaria, Africa, whereas environmental monitoring
and higher-than-normal temperatures in of rainfall, temperature, humidity, vegeta-
highland fringes where it is normally too tion condition and flooding allows more
cool for the mosquitoes that carry malaria to geographical focus, but lead times are shorter,
thrive. People in epidemic areas have little often only one or two months. Sentinel case
immunity and all age groups are vulnerable to surveillance is then used to confirm when an
severe disease outcomes, so when an epidemic epidemic is imminent or in its early stages,
occurs health services are easily overwhelmed and each of these triggers pre-determined
(Worrall et al., 2004). response measures.
The threat of malaria epidemics makes The seasonal forecast lead-time allows
it important to have a system that allows responders to acquire and distribute the
public health practitioners to forecast where resources needed to effectively manage an
and when malaria epidemics may occur. epidemic. The Malaria Early Warning System
Temperature, rainfall and humidity are (MEWS) in southern Africa initially sourced
considered risk factors for transmission. Given climate information from the Southern
the limited resources in many tropical and Africa Regional Climate Outlook Forum
sub-tropical countries for detecting and con- (SARCOF), before the demand for informa-
trolling malaria outbreaks, mapping areas of tion more tailored to the malaria control
climatic suitability and vulnerable populations community led to the establishment of a
can help targeting and preparedness. Also, as annual Malaria Outlook Forum (MALOF)
global temperatures rise and rainfall patterns (DaSilva et al., 2004).
change, fears are raised that conditions for The first SARCOF was held in late
malaria outbreaks may occur in locations that September 1997, its timing set by the meteoro-
have normally been considered malaria-free. logical community to occur immediately prior
Malaria early warning systems involve a to the onset of the rainy season in parts of the
number of cumulative indicators being used region. In subsequent years, however, it was
to plan, prepare and trigger a range of preven- held in August or early September at the latest,
tion and control measures in a timely manner. in response to requests from the agricultural
Vulnerability monitoring and assessment community to provide the earliest warning
may include measures of drug and insecticide possible about the coming rains. Even though
resistance, co-infection with other diseases, the skill of the early forecasts is low at this
48
A better climate for disaster risk management
49
Identifying problems and possible solutions
Cross societies to assess the changing risks, potential impacts of climate change at both
and integrate that information in their efforts national and local levels. As a result, societies
to support the decision-making processes across the region used newly created partner-
of local communities. The challenge is to ships to produce climate change impact
communicate the realities of climate change studies. The Red Cross/Red Crescent Climate
to Pacific Island communities, while helping Centre also provided training to ensure that
them to explore ways to proactively respond. officers understood the causes, consequences
From as early as 2003, national societies and threats associated with climate change.
in the Pacific region began preparing local The program also called for national Red
communities to understand and respond to Cross societies to gather and analyze informa-
climate change. National societies began tion from local communities regarding the
by recognizing the uncomfortable fact that changes they had witnessed and how climate-
Pacific islanders were being asked to respond related impacts were affecting them, whether
to a more uncertain future. Aware that climate they were directly related to climate change
change was likely to have relatively dramatic or not. As a result, Red Cross societies across
impacts on Pacific island communities even in the Pacific region gained a better understand-
the short term, preparing local communities ing of the climate-sensitivity of their local
quickly became a priority. communities. For example, in the Solomon
For national societies, the first step was Islands people considered how health risks
to educate themselves. Red Cross volun- such as malaria and food-borne illnesses were
teers and full-time employees needed to changing as a result of climate change.
understand relevant climate information, Given the unique challenges posed by
and transmit it effectively to local com- the remoteness of many Pacific Islands,
munities. An important part in building this national Red Cross societies also explored
capacity was the development of the par- how community-based approaches might
ticipatory Preparedness for Climate Change help them meet the challenges associated
Programme. with climate change. Representatives from
First implemented in the Pacific region in many of Red Cross societies in the Pacific
2003, the Preparedness for Climate Change region gathered to share their experiences at
Programme required Red Cross offices to a regional workshop in Fiji in 2010. From
contact climate-related stakeholders, includ- this, a practical guide on community-based
ing meteorological and environmental offices, approaches was produced. This guide was
in order to develop the sort of connections based on the existing global Vulnerability and
necessary to ensure access to critical climate Capacity Assessment Toolkit, but tailored to
information, and to help them analyze the the Pacific and explicitly integrating climate
50
A better climate for disaster risk management
risk management. It describes a range of its most vulnerable. In this way, the seasonal
methods designed to help a community calendar helps communities identify the best
identify its own problems, and create an way to prepare for and respond to disasters.
enabling environment to foster solutions to When participants visualize past patterns
the problems faced. related to growing seasons, health issues,
Most prominent is the seasonal calendar, and the timing and extent of rainfall, and
which helps communities identify and express compare those to current trends, the seasonal
perspectives on variations in the availability calendar helps initiate a conversation about
of resources throughout the year. The sea- climate change. Even when the changes that
sonal calendar encompasses changes in food, are being observed are not directly related to
water and income availability, and reveals climate change, the discussion helps further
environmental changes, providing an overall an understanding of how future changes
picture of when different hazards and risks may affect their lives, and helps communities
are present and when the community is at develop possible solutions to them.
Education and awareness raising can help reduce the vulnerability, particularly in isolated disaster-prone communities;
UK Department for International Development/Rafiqur Rahman Raqu
51
Identifying problems and possible solutions
52
A better climate for disaster risk management
53
Identifying problems and possible solutions
with scientists to develop an easily acces- and action when they are incorporated in a
sible ‘one-stop shop’, a platform of targeted timely fashion. By working together, climate
climate-related information to help disaster scientists can understand when and what
risk managers better understand the situa- types of information are needed, and govern-
tion and enable timelier decisions. Useful in ment officials, humanitarian organizations
complex emergencies, one-stop shops would and others can better understand why and
ideally be developed and made accessible in how this information can add value.
routine preparedness, helping disaster risk Climate information is also required for
managers prioritize layers of information at managing aspects of human health, such
any time. as predicting and planning for epidemic
Monitoring frameworks like that outbreaks of malaria. In southern Africa,
employed by the IFRC Asia Pacific Disaster however, the timing of climate information
Management Unit help disaster risk managers that was being provided was not optimal
look for changing risks, allowing them to be given the timing of malaria epidemics and
prepared months in advance and to consider the skill level of the forecasts. Collaboration
climate information across time scales. The between health professionals and climate
development of this framework relied on information providers led to more valuable
strong partnerships between climate scientists and better targeted information. A requested
and disaster risk managers to identify what delay in the release of information increased
information would be useful at different its overall value, allowing health professionals
decision-making points, but a challenge still to better prepare for malaria epidemics and
to be resolved is how much certainty is needed reduce human suffering.
in climate forecasts for different actions to be Humanitarian organizations and climate
deemed reasonable and undertaken. scientists can work together for a fundamental
Efforts to mitigate food insecurity in understanding of the types of problems they
Kenya show how effective climate informa- may face as a result of climate change. In the
tion can be when integrated into existing food Pacific, the Red Cross built its own capacity
security decision-making processes. A process first, before bringing the information to the
led by the food security community, but community level. The Red Cross works with
including a wide range of decision makers and local communities and meteorological services
experts, including the national meteorological to help them better understand the implica-
department, is an effective way to identify tions of, and to prepare for, long-term climate
areas at risk of food insecurity in part based change. The use of seasonal calendars familiar
on climate information. Seasonal forecasts to the community was a useful exercise in
also contribute to improving early warning getting communities to think about how they
54
A better climate for disaster risk management
observe their climate changing, providing a considered a low priority for academics, who
practical context for them to consider climate need to publish for their professional survival
change implications and proactive ways they (Dilling and Lemos, 2011). Sometimes, such
can mitigate them. questions can lead to innovative research,
In some cases, disaster risk managers have whereas in other cases much simpler analysis
difficulty accessing useful information to help may be all that is needed to create useful but
them understand the risk and potential prob- not necessarily publishable information for
lems they are facing. New research questions practical use. To get the best minds engaged
may arise based on the real needs of disaster on solving problems may require more diver-
risk managers. Whereas some researchers sity in the ways researchers are rewarded, and
have the flexibility to address these pertinent, in the way they interact with society to define
real-world questions, such questions are often real societal needs.
55
Developing the tools
The process of integrating climate information into disaster risk management is not an easy one.
It requires the commitment and support of a range of partners who can work together to develop
and refine climate-informed decision-support tools, systems and platforms. In many cases these
tools and platforms have already been developed by disaster risk managers, in which case col-
laboration can improve the integration of climate information into them to better inform action.
Constant refining and improvement is the typical feature of this step of ‘developing the tools’.
This approach also creates a sense of ownership amongst partners, as well as building capacity in
understanding the constraints and opportunities. Building on the identification of the problems
and possible solutions offered in the previous chapter, this chapter illustrates examples of various
processes that climate scientists and disaster risk managers have taken together, and analyzes the
effectiveness of methods and tools used.
On 14 and 15 June 2010, heavy rains brought Cross/Red Crescent national societies; a range
devastating flash floods and landslides to of technical departments including health,
southeastern Bangladesh, causing at least 55 water and sanitation, shelter, logistics and crisis
deaths and damaging homes, crops, liveli- management; the global operations coordina-
hoods, and communication infrastructure. tor; and the IFRC media department.
Bridges and culverts were destroyed and This email early alert was designed to help
roads were washed out, leaving hundreds of mobilize technical and logistical support from
thousands of people stranded (IFRC, 2010). within the Red Cross/Red Crescent com-
Four days earlier, during a routine check munity, and an official press release describing
of global conditions, a disaster information the situation also sought to mobilize external
officer at the headquarters of the International financial support. Email alerts are one means
Federation of Red Cross and Red Crescent that allow the IFRC headquarters to become
Societies (IFRC) in Geneva noticed above- aware of potential disasters before they occur,
normal rainfall forecasted for Bangladesh and give them an opportunity to plan and
over the following week (see Figure 6). He respond in a more effective manner – rather
immediately informed his colleagues of the than just in a pure response mode.
situation. Within seconds, his email reached a In consultation with IFRC officers across
number of partner organizations including Red Asia and in Bangladesh, the Geneva office
56
A better climate for disaster risk management
57
Developing the tools
In places like Bangladesh, where floods are frequent, improved preparedness is especially important and helpful to
reducing suffering; UK Department for International Development/Rafiqur Rahman Raqu
Building the global Map Room how to make better use of climate informa-
The creation of the IRI-IFRC Map Room tion to improve IFRC’s disaster preparedness
represents a good example of the second step and response. The idea was that increasing
in this book’s problem-solving framework interest in the implications of long-term
– developing tools. An intensive three-day climate change should be complemented by
dialogue led partners to develop an action plan better use of forecasts on seasonal timescales.
and to identify the potential ‘quick wins’ of During initial discussions, it was determined
interpreting forecasts in context. In this case, that the Red Cross could also benefit from
the development of a prototype online tool was applying climate information at an even
the starting point, and subsequent revisions led shorter timescale – i.e. the use of the clima-
to the IRI-IFRC Map Room’s inclusion on the tology for interpreting the six-day rainfall
IFRC’s web platform, globally accessible to all forecasts that the IFRC was monitoring on a
Red Cross/Red Crescent staff. regular basis.
Four years earlier, in 2006, the IFRC Disaster risk managers were well aware
headquarters and the Red Cross/Red that similar rainfall forecasts could have very
Crescent Climate Centre had begun dis- different implications depending on where
cussions with the International Research and when the rain was expected to fall.
Institute for Climate and Society (IRI) on Average weekly rainfall during the four-
58
A better climate for disaster risk management
month Bangladeshi monsoon season is 120 current product includes forecasts providing
mm (Ahmed and Kim, 2003). In other parts the probabilities that the seasonal rainfall will
of the world, for example in northern Chile, be in the lowest 15 percent or the highest
mean annual rainfall is just 14 mm. The huge 15 percent of the climatological distribu-
disparity between what is normal in these and tion. This knowledge is being transferred to
other parts of the world means that disaster meteorological agencies, such as in Tanzania,
risk managers using a global tool must know through targeted capacity building efforts (see
a great deal about the local context of the box).
information they receive in order to be able to The Map Room also includes two other
use it effectively. features. These indicate the relative exposure
To remedy this, IFRC and IRI worked and vulnerability of the population based on
together and developed an online tool – the population density and infant mortality rates,
IRI-IFRC Map Room. The tool demon- respectively. Accordingly, the Map Room
strates how an individual forecast compares makes it easy for disaster risk managers to
to normal conditions in a specific location. It interpret where predictions indicate more
includes weather forecasts at one-to-six-day or less rainfall than normal, how often past
timescales as well as probabilistic forecasts rainfall has exceeded the amount currently
up to three months in advance. These are forecasted, and whether the population is
delivered on similar maps so they can be easily particularly vulnerable. This allows users to
accessed and interpreted by disaster risk man- quickly see where conditions are not typical
agers. Rather than showing how much rain and where disasters might occur.
is forecasted to fall in one location, the map The IFRC integrated the Map Room into
shows how the forecasted rain compares to a its Disaster Management Information System
history of rainfall in that location. This gives (DMIS) and now monitors it on a daily basis.
disaster risk managers the context they need When the Map Room reveals a forecast for
to know how rare any particular forecasted unusually heavy rainfall, the IFRC head office
event might be. sends out an email alert. Local Red Cross
As disaster risk managers are primarily offices can also use the Map Room, but they
concerned with extremes, there was a specific are also encouraged to contact local mete-
request from the IFRC for forecasts of such orological and hydrological organizations for
events. A product of this nature, which more detailed information about the likeli-
indicates areas in which extreme rainfall is hood, timing, severity, location, and potential
more likely during the upcoming season was impact of extreme rainfall events.
not readily available, so research had to be Whereas the Map Room was designed
conducted before it could be developed. The to help the IFRC headquarters get a sense
59
Developing the tools
60
A better climate for disaster risk management
The Map Room helps the Red Cross decide where in the world relief supplies may be most needed, allowing them to take
immediate action; Alex Wynter/IFRC
of where in the world they should focus provide more refined information than the
their attention, in most cases knowledge and global version. In addition, local disaster risk
information at the local scale is more accurate managers can also develop procedures for
and more detailed than the global information monitoring different kinds of information
provided by the Map Room. As a result, the at the appropriate times, making it easier for
Map Room sometimes fails to capture even them to anticipate hazards that might turn
large events. This is an important reminder into disasters (see Monitoring Changes in
that it cannot replace two-way communica- Climate and Weather in Asia, Chapter 1).
tion between local offices and headquarters, Collaboration on the global Map Room
nor local knowledge and capacity. led the IFRC to formalize its work with
It also illustrates the need for tools and IRI in the form of the Partnership to Save
procedures to be developed at the regional, Lives. Through this, climate researchers at
national, and local scale. Rather than employ- IRI continue to work with specialists at the
ing global-scale information, smaller-scale Red Cross/Red Crescent Climate Centre to
map rooms could access more detailed develop new integrated solutions for better-
information and local expertise and thus informed disaster preparedness and response
61
Developing the tools
at global, regional, national and local scales. information required changes in the lan-
In addition to the Map Room, this partner- guage, presentation and content that was not
ship has led to a range of different initiatives, originally foreseen by the producers of the
including a Help Desk to provide technical information. The iterative development of the
backstopping and interpretation of weather Map Room was essential to making the infor-
and climate information, a concentrated mation more useful to disaster risk managers.
research effort focused on understanding Tailoring of information thus paved the way
information gaps and needs, several jointly for the Red Cross to use the site to prepare
hosted workshops to broker dialogue and actions that mitigate and manage the impacts
build capacity in regions around the world, of climate-related disasters.
a masters-level internship program, and the Experience with the IRI-IFRC Map
provision of climate information on various Room shows that information can more
timescales to national Red Cross and Red easily inform action when it is integrated into
Crescent societies as part of the Preparedness existing decision-making frameworks. The
for Climate Change Programme. Disaster Management Information System
When the IFRC first consulted with IRI (DMIS) was created in 2001 to help meet the
on the development of the Map Room, the IFRC’s need for quick and efficient decision-
two groups worked together to identify the making by its staff throughout the world. It
needs of disaster risk managers for climate is a web-based tool that allows users to access
information. The Red Cross also provided real-time information and disaster trends
information on the conditions in which from a host of online internal and external
decisions are made and suggested how they resources, tools, and databases (see Figure 8).
would like information to be presented. Based It is the result of a major effort by the IFRC
on back and forth consultation between IRI to address the complexity of information
and the IFRC, changes were made over time exchange in the humanitarian community,
to ensure the Map Room better serves Red and to support an efficient disaster prepared-
Cross disaster risk managers, and the current ness and response for the whole network.
version of the Map Room is now very differ- Locating the Map Room in the DMIS
ent from the one originally rolled out in 2008. made it immediately accessible to the entire
global IFRC community. Incorporating
Tailoring climate information to the tool into the DMIS also indicated the
improve decision-making trust the Red Cross had in the value of the
Changes to the IRI-IFRC Map Room information, and ensured that it was taken
were made based on regular discussions and seriously by a range of stakeholders. Just as
feedback between the partners. Tailoring importantly, this accessibility provided an
62
A better climate for disaster risk management
63
Developing the tools
heavy rainfall expected?” and “Is it likely that were re-labeled ‘heavy rainfall’, those in the
unusually wet or dry conditions will end?” 95–99th percentile as ‘very heavy rainfall’, and
The information displayed in the Map Room those above the 99th percentile as ‘extremely
has not changed significantly since it was heavy rainfall’. Similar changes were made to
first developed, but it is now much easier for the seasonal forecast maps where percentiles
disaster risk managers to use. expressing probabilities in the seasonal
Text was added, for example to explain forecast for wetter or drier outcomes were
that the map does not distinguish between converted into measures representing low,
rainfall and snowfall. The Map Room also medium and high confidence.
now explains that because a forecast shows Calculating how heavy the rainfall forecast
rainfall over large areas, it should not be used was in comparison to average conditions
to forecast cyclone tracks, local rainfall, or involved a more substantive change. While
as a flood forecast. Text also instructs users this was originally calculated with respect to
to check local forecasts for their area for the long-term averages for the five-day period
timing and severity of rainfall if a forecast for when the forecast was made, there was
heavy rainfall is indicated for their region. concern that this method resulted in too many
Convenience and efficiency has also been ‘false alarms’ for heavy rainfall. To remedy
improved. Ensuring that the most frequently this, a new calculation method was developed
requested map was the default displayed on with a larger sample size in order to improve
the homepage saves disaster risk managers the accuracy of the predictions.
time, and the default map was changed to
show areas where unusually heavy rainfall is Integrating climate information
expected. Similarly, the site was made easier into user-developed platforms for
to use when a feature was added to automati- food security
cally refresh maps when new variables or areas The food security community requires
were chosen. information tailored to its specific needs. In
The clarity of maps was improved in East and Central Africa, this community
a number of ways. Maps were made more has developed two tools to better link early
intuitive by changing the color scales, with warning information and effective response.
drier conditions represented by gradu- These frameworks are used to process a range
ated shades of brown and wetter conditions of data, including climate information, and
by graduated shades of blue. Qualitative analyze current and future food conditions
descriptions replaced numerical descriptions through several different approaches. Linked
throughout. For example, areas with rainfall to effective partnerships and networks,
amounts falling in the 90–95th percentile integrating climate information into existing
64
A better climate for disaster risk management
Figure 9: Comparison of the original IRI/IFRC Map Room, and the version after extensive partner feedback.
65
Developing the tools
Improvements being made in forecasting floods need to be transferred to disaster risk managers in ways that are useful,
timely and easy to understand; SALTBONES, Olav A./Røde Kors
user-designed platforms and tools has proved decision-making frameworks and help disaster
to be especially useful. risk managers prepare to take action.
Food security planning requires climate The Food Security Outlook process
information that is tailored and presented in provides decision makers and planners with
different ways to meet specific user needs. a clear picture of the potential food security
In East and Central Africa, user-developed situation over the coming months based on all
tools such as the Food Security Outlook available early warning data. The output is a
process and the Integrated Food Security set of maps, timelines, populations potentially
Phase Classification (IPC), have proven to be affected, etc., which provide a foundation
critical in strengthening links between early for contingency planning that disaster risk
warning information and effective response, by managers can use.
translating early warning data into projected This process is led by the Famine Early
food security conditions. Climate informa- Warning System Network (FEWS NET), a
tion is just one of the many different kinds of project that has been funded by USAID and
information such tools use to inform existing active for more than 20 years. FEWS NET
66
A better climate for disaster risk management
includes food security early warning teams in agencies, and NGOs, at various points in this
over 25 countries and a network of partners scenario development process.
including USGS, NOAA and NASA who Climate information is incorporated
provide operational climate services for food into the Outlook tool through the scenario-
security early warning. It collaborates with development process using analog years. Once
international, regional and national partners seasonal rainfall forecasts are made, national
to provide early warning information on and regional meteorological agencies are able
emerging food security issues. to identify past years that had similar forecasts
FEWS NET also plays an active role in and atmospheric conditions. Making this
tailoring, disseminating and applying climate comparison allows FEWS NET to make
information, specifically for the food security informed assumptions useful for scenario
sector. It actively participates in both food development, such as future rainfall and how
security and climate forums and maintains a it may affect crop and pasture production and,
good working relationship with organizations ultimately, food security. This method is often
in both sectors. As a result, FEWS NET has complimented by the use of modeling tools
developed an understanding of the needs and such as the Forecast Interpretation Tool (see
constraints of both climate and humanitar- box).
ian communities and frequently serves as an This scenario development approach pro-
intermediary between the two. vides decision makers with an early indication
The Outlook process analyzes current and of what situations are most likely to develop
future food security. It gauges current food in the coming months. However, it does not
security using a suite of food security outcome present all events that have a chance of occur-
variables including household food deficits, ring, and focuses on impacts resulting from
climate observations, food prices, livelihood one series of informed assumptions. By using
disruption, acute malnutrition, and mortality. it, too much confidence may be placed on
Once the current conditions are known, future a seasonal forecast. In addition, when using
events most likely to affect food security analog years only a limited sampling is chosen
are assumed, and the potential impact of and this may not fully capture the range of
these shocks is analyzed, taking into account possibilities for the forecasted season. FEWS
ongoing interventions and possible coping NET addresses these issues at the conclusion
strategies. This provides decision makers with of its scenario development process by outlin-
possible scenarios and early warning informa- ing broadly possible alternatives to the most
tion regarding developing food security crises. important and most likely assumptions, and
FEWS NET often seeks to build consensus their potential impacts on food security. So,
with partners, including governments, UN FEWS NET also typically releases additional
67
Developing the tools
Figure
Figure B4:B4. Seasonal
Seasonal rainfall
rainfall medianmedian anomalies
anomalies (left) and(left) and of
the ratio theforecast
ratio ofprobability
forecast of receiving more than 400 mm over
probability of receiving more than 400mm over the historical probability,
the historical probability, describing the chance for favorable maize conditions for the 2009 rainfall season (right) in the Greater
describing the chance for favourable maize conditions for the MAM 2009 rainfall
Horn of Africa (Husak et al., 2011).
season (right) in the Greater Horn of Africa (Husak et al., 2011).
68
A better climate for disaster risk management
climate information along with regularly The conclusions are distributed via
updated Outlook reports. country and regional food security coordina-
The culmination of this process is a Food tion systems. Through an online interface,
Security Outlook Report, which at times is regional and national maps are complimented
produced in conjunction with food security by a range of additional resources includ-
partners such as the WFP, where current and ing information on livelihood zones and
projected food security outcomes are clas- market analysis. The FEWS NET website
sified using a ‘food insecurity severity scale’ also highlights current weather hazards
displayed on user-friendly maps (Figure 10). identified through a weekly Weather Hazards
This allows comparisons to be drawn between Assessment by NOAA, NASA, USGS and
existing conditions and probable future others. These weather hazards are overlaid on
outcomes. current food security conditions to provide a
Figure 10: The most likely food security scenario for East Africa, April to June 2010, as a user-friendly map, one of the
primary outputs of the Food Security Outlook process (FEWS NET).
* The names and boundaries of these maps do not imply any official endorsement or acceptance by the UN.
69
Developing the tools
context for interpreting the potential impact food security. However, as it does not contain
of emerging weather hazards on food security. guidelines on how to translate such early
Longer-term seasonal monitoring and warning information into future impacts, the
assessments of crop growing conditions process still involves a certain level of subjec-
are made using satellite rainfall estimates, tivity.
crop-water satisfaction models, and satellite- The system provides a common platform
observed measures of vegetation health, as for discussion, as a joint effort in which
primary triggers for disaster response. sectors such as food security, nutrition, and
The Integrated Food Security Phase health must work together to integrate data.
Classification (IPC) tool was created in 2004 This collaborative effort allows a shared con-
by the FAO Food Security Analysis Unit for clusion regarding the situation and priorities
Somali. Since then, a wider group of organi- for action, and facilitates consensus between
zations have worked to adapt it for use across analysts, implementing agencies and donors,
the Greater Horn of Africa and globally. It leading to more effective and timely response
aims to provide a standardized consensus- and better coordination between agencies. In
based approach to classify and communicate addition, interaction with the climate com-
current and future food security conditions munity allows climate scientists to understand
and risks of the situation deteriorating, by the specific needs of the food security sector.
integrating food security, nutrition, and liveli- An updated version of the IPC tool is
hood information to draw conclusions about currently in development and planned for
the severity of a crisis and the implications for release. Amongst other changes, this platform
food security response. This process results in intends to have a mechanism for distinguish-
a single map that communicates the severity ing between chronic and acute food insecurity,
of food insecurity and the potential risk of as well as a revised scale for classifying acute
further deterioration (Figure 11). food insecurity. FEWS NET and the IPC
It considers early warning informa- leadership are working closely together on
tion separately from current food security this process. In the future, the revised IPC
conditions, and forecast information is used process and FEWS NET’s Outlook tool are
to inform the potential risk of the current expected to share a more similar approach.
conditions deteriorating. Climate observations FEWS NET’s Outlook and the IPC
are used to evaluate the emergence of shocks share a number of common features. By
to food production and livelihoods. When a classifying food security situations according
possible hazard is identified, it is interpreted to a standardized system, these tools provide
in relation to local livelihood and vulner- a mechanism for comparing places in need.
ability patterns to predict potential risks to This is critical for implementing agencies,
70
A better climate for disaster risk management
governments and donors to appreciate how future populations in need. This feature
the severity of a situation compares from one enables decision makers to target areas for
place to another when setting priorities and additional monitoring and planning and paves
allocating limited resources. In addition, as the way for effective response.
these tools are generated regularly, they can As this shows, the integration of climate
be used to enhance understanding regarding information into user-developed tools is a
how a crisis has evolved over time. This is critical part of disaster risk management and
complemented by the use of early warning preparing for action. Both of these food secu-
information, helping to highlight potential rity tools combine a vast amount of data and
Sudan
CURRENT OR IMMINENT PHASE
1a Generally food secure
1b Generally food secure
Eritrea
2 Moderate/borderline food inecure
Chad
3 Acute food and livelihood crisis
4 Humanitarian emergency
Dijbouti 5 Famine/humanitarian catastrophe
Central African
Republic
Somalia Sources: FAO and IPC Country Teams;
FEWS NET (Chad, Ethiopia &
Djibouti)*
Kenya
*Projections through to December 2009 for
Tanzania, Uganda and Rwanda
Democratic
Republic of Congo
Tanzania
1,000 500 0 1,000 kilometers
Figure 11: A unified map for East and Central Africa displaying the severity of food insecurity and the potential risk
of further deterioration (from the Food Security Nutrition Working Group, projections through to December 2009 for
Tanzania, Uganda and Rwanda).
71
Developing the tools
72
A better climate for disaster risk management
specific. For example, the 2009–10 forecast highlighted that the year’s El Niño event was not likely to
be as severe as in 1997–98, so this information had the potential to shape the scenarios that would be
developed as part of contingency plans.
However, participants also noted that they still had difficulty using seasonal forecasts to determine
what areas would be worst affected and how many people would be impacted. Additionally, they relied
on information that indicated vulnerability and population density to fully assess the risk. Participants
were also dissatisfied with the population and infant mortality maps, indicating they were too coarse
and out of date. Participants wanted better lead times of climate-information (Figure B5). These ideas are
explored in more detail in Chapter 1 (see for example ‘Identifying risks and vulnerabilities in Haiti’ and
‘Monitoring climate and weather changes in the Asia-Pacific region’).
In this way, the workshop helped develop knowledge and understanding at the boundary between
climate information users and providers. This ‘boundary knowledge’ implies an understanding of both
climate information and disaster risk management. It helps disaster risk managers to understand the
information that is provided, motivates them to seek out new and different information that might be
useful, and helps them make effective decisions based on that information. In this way, capacity building
and the development of boundary knowledge helps disaster risk managers to be better prepared to
mitigate and manage the impacts associated with climate events.
Figure B5: Ready-Set-Go tool demonstrating actions to be taken with seasonal, intraseasonal and weather forecasts.
73
Developing the tools
incorporate climate information as one part of can use games to improve their decisions in
the analysis. In essence, climate information real-world situations by allowing them to test
is able to add value to the existing decision- assumptions and gain a better understand-
making framework. A critical step in this ing of the value of climate information. So,
procedure is the translation of observed and climate scientists can use games to help them
forecasted climate anomalies into anticipated understand the user perspective and the
changes in crop production. The livelihoods challenges in using probabilistic forecasts to
framework then proactively identifies the actually make decisions.
anticipated impacts on vulnerable populations. Two games developed as part of an ongo-
As the food security community helped to ing collaboration between the Red Cross/Red
develop the tools, there is immediate support Crescent Climate Centre and the Parsons
for the use of climate information as it is School for Design illustrate how game-based
integrated into their own system. activities can help communicate complex
ideas and facilitate collaborative learning and
Learning to use probabilistic action. The first is called Weather or Not (see
forecasts through games Figure 12), where each participant plays the
Games simulating disasters, potential role of a Red Cross disaster manager facing
responses, and their effects can help disaster a simple but challenging decision – whether
risk managers to understand to complexity or not to preposition tents to shelter people
of the problems they face. They also provide likely to be left homeless by possible floods.
opportunities for disaster risk managers to In the game, scientists report that a storm of
become more comfortable using different unprecedented magnitude is approaching.
types of climate information in managing There is some chance the storm will miss the
risks. In contrast, games can also help climate local watershed. If it does not, the storm will
scientists understand the context in which bring intense rain, inundating the community
disaster risk managers operate and their and destroying the only bridge that connects
needs. Both climate scientists and disaster risk this community to the distant city where tents
managers are able to use games to explore the are stored.
consequences of different strategies. A sequence of forecasts is communicated
Well-designed games, like disaster risk in probabilistic terms – i.e. a 70 percent
management measures, involve decisions with chance of floods – and each participant has
consequences. Yet, unlike humanitarian deci- a few seconds to make a decision regarding
sions, the consequences of making a wrong whether or not to take action. A simple rand-
choice while playing a game leads to learning, omization process captures the stated prob-
but no ‘real’ losses. Disaster risk managers ability and determines if the flood actually
74
A better climate for disaster risk management
75
Developing the tools
Role playing games allow people to explore the consequences of certain actions without any losses associated with
‘wrong’ decisions; Eric Holthaus
a plausible prediction, e.g. “There is a 70 consultation and debate enable the decision
percent chance that strong winds in excess of maker and his or her advisors to discuss
120 kilometers per hour will hit the coast of implications of the forecast and compare the
Senegal within 12 hours.” One player is the pros and cons of each preparedness choice.
decision maker, who receives advice from the The game is designed to raise awareness of
other players on how to prepare for the likely the disparities in the knowledge and trust
event. Advisors can take actions described in surrounding science-based predictions. It also
pre-made cards, e.g. “Take your children to brings up issues regarding the relative weight
their grandparent’s home which is safer,” or of various decision criteria, the role of ‘no
create their own action card. regrets’ strategies, and the need for further
In the first round, the decision maker dialogue.
chooses one of the action cards presented This game also illustrates the extent to
without discussion. This is designed to which disaster risk managers must understand
mimic the real world, since from household the strengths and weaknesses of forecasts at
to national government levels, people often different timescales if they are to use them
make decisions without any consultation. In to act responsibly. In addition, the game
subsequent rounds, the role of the decision illustrates the risks and consequences of
maker rotates, while increasing levels of acting or not acting. Early Warning, Early
76
A better climate for disaster risk management
Action requires more skill than Weather or Disaster risk managers are required to
Not, because it allows disaster risk manag- make decisions based on forecast information
ers to develop no-regrets strategies such as – i.e. whether or not to preposition stocks in
warning and preparing local people, training response to a forecast for a 50 percent chance
local disaster risk managers, and developing of enhanced rainfall for the season. Decision
alternatives where benefits will occur regard- makers will invariably act differently if there
less of outcome. is less confidence in the forecast, such as if
These games are designed to help disaster there is only a 30 percent chance of enhanced
risk managers learn to understand complex rainfall. This also raises an essential and over-
forecasts, and to help climate scientists riding question regarding the use of climate
understand the real context that disaster information for disaster-risk management
risk managers face. In game scenarios, the – how confident should the forecast be before
losses associated with ‘wrong’ decisions are action is taken?
obviously not as costly as in the real world, Thresholds for action provide a critical
so disaster risk managers are able to explore protocol for disaster risk managers to move
the consequences of different strategies. Such forward with preparedness measures based
games provide an opportunity for them to on seasonal forecasts of a given probability.
become more comfortable using forecasts Threshold-determined action is common
across timescales with differing lead times to practice given shorter time scale forecasts
preemptively manage risks – an important such as for hurricanes, prompting actions to
step in preparing for action. evacuate an area. At the seasonal time scale,
thresholds could be used similarly, taking
Establishing thresholds for action pressure and accountability off individual
Making decisions based on probabilistic disaster risk managers while allowing them
climate information is not easy. By providing to act faster, without having to weigh up the
disaster risk managers with guidelines on the trade-offs for individual cases. Thresholds
types of actions that should be undertaken could also be re-evaluated and fine-tuned over
given different forecast probabilities, thresh- time.
olds for action can help reduce some of the Unfortunately, systematically identifying
burden on them. Establishing such thresholds the thresholds for actions is difficult, particu-
is made difficult as it requires a good under- larly given the range of actions that can be
standing of how well seasonal forecasts have taken at different lead times and for different
corresponded to the occurrence of past floods, regional scales, and the uncertainty of the
droughts and associated impacts. Linking forecast outcome. Decision makers will have
thresholds to actions is also not trivial. to be able to balance the cost of action and
77
Developing the tools
inaction given different choices, and counter or drought occurrence can be difficult to
that against the likelihood and consequence of establish. A recent analysis of seasonal rainfall
a particular disaster occurring or not. In most forecasts in southern and eastern Africa indi-
cases, this will be interpreted intuitively by cated a strong relationship between forecasts
operational disaster risk management staff, for and occurrence of enhanced rainfall.
example, higher thresholds may be deemed However, to be more useful for disaster
necessary to justify higher cost interventions. risk managers, seasonal forecast thresholds
Cost–benefit analysis may help, but undertak- should be translated into a measure of the
ing them can be complicated by the lack of probability of occurrence of a disaster. The
climate and impact data and the large set of aim is to inform disaster risk managers on
measures which could be taken in aggregate. how differing seasonal forecast threshold
When developing thresholds, it is useful levels translate into disaster outcomes and
to link particular seasonal climate forecast ‘false alarms’. The challenge of defining this
thresholds to the probability of occurrence of threshold requires an understanding of how
a disaster. This can be challenging where data seasonal rainfall forecasts correspond to flood
are sparse, or where the relationship of rainfall and drought, and in turn, to impacts on
in a given area in a given time period to flood society.
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A better climate for disaster risk management
79
Developing the tools
a forecast or its possible impacts is correct. In In one case, the Help Desk provided the
such cases, technical backstopping helps dis- IFRC with information that helped them to
aster risk managers prepare to act. Technical issue an emergency appeal to support national
backstopping in this case is the service that societies in East Africa. Concern was sparked
climate scientists provide to humanitarian when the Red Cross noticed seasonal fore-
organizations when they answer individual casts for a mild to moderate El Niño effect,
questions about the meaning or context of associated with higher than normal rainfall in
information. This can be provided through a East Africa. Based on the experience of the
range of formal or informal mechanisms, such last major El Niño in 1997, the Red Cross
as in the food security sector from the World was worried that the current event would
Food Programme’s Vulnerability Analysis and result in significant flooding in some parts of
Mapping team. the region, and the potential for displacement,
Another example was recently set up by loss of livestock assets and increased incidence
IRI in the form of a Help Desk supporting of diseases.
the IRI-IFRC Map Room. In its first full The Help Desk clarified that the 2009
year of operation in 2009, it responded to El Niño event was not likely to have the
questions on a range of topics far beyond its strength or the impact of the 1997 event,
initial scope of Map Room support, including but that East Africa was still likely to receive
impacts of climate change, methods to assess above-normal rainfall in 2009. Based on
flood risk, possible consequences of sea level this and range of other types of information,
rise, the validity of seasonal forecasts, and the including the forecast issued by the Greater
impacts of natural climatic variability. Then Horn of Africa Climate Outlook Forum, and
in May 2009 as El Niño (ENSO) conditions taking into account the extreme vulnerability
developed in the tropical Pacific region, the of the region, the IFRC decided to issue their
Help Desk received an increased number appeal. Though it was poorly funded, their
of questions about the nature and impact early action was not in vain. East Africa did
of the emerging ENSO event. Disaster risk in fact experience flooding late in their rainy
managers were particularly interested to know season and precautions taken ahead of time
how strong the El Niño effect would be, shortened the response between disaster and
how and when it would affect their region, relief operations.
and how they might best prepare. The Help Help Desk staff also worked with the
Desk responded systematically to each of Red Cross/Red Crescent Climate Centre to
these questions, but they also used them to provide region-specific El Niño updates, pro-
understand and better respond to the needs of viding historical El Niño impacts, upcoming
disaster risk managers. seasonal forecasts, and contact information
80
A better climate for disaster risk management
for regional information providers and other of climate information for the precise needs
essential resources for continued monitoring. of disaster risk managers, or the integration
This helped them benefit from the long lead- of climate information into existing disaster
time of seasonal forecasts, as well as specifics risk management tools and platforms. In
weather reports regarding where and when many of the cases, their capacity to interpret
extreme rainfall events might occur. This climate information was improved by working
issuing of ENSO updates tailored to needs with probabilistic forecasts and identifying
of the Red Cross/Red Crescent continued in thresholds for action.
2010, including five La Niña reports to keep Experience with the IRI-IFRC Map Room
disaster risk managers aware of where they showed that information can more easily
might expect impacts from the events. inform action when it is integrated into exist-
In this way, the technical backstopping ing decision-making frameworks. As a result
provided by the Help Desk helps disaster of close interaction between scientists and
risk managers clarify their understanding disaster risk managers, useful climate products
regarding ENSO and other events, and their were identified, but this was only the begin-
associated impacts, and to develop appropriate ning. Over two years, climate information was
strategies to respond. In East Africa, the Help refined through an iterative process, in terms
Desk was also able to support an emergency of substance and presentation, to make it more
appeal for funding and to encourage the understandable and to more accurately reflect
Red Cross to strengthen their communica- user needs. These were put into the IFRC
tion with local information providers before global information portal, making it available
impacts were felt. The Help Desk also allows to IFRC throughout the world.
IRI to gather information on user needs, The Map Room provides useful informa-
and ultimately bring more user-friendly and tion to help disaster risk managers take action
actionable climate information to the Red at the global scale, but it is not meant to
Cross/Red Crescent. replace regional, national or local processes.
In fact, when based on the lessons learned
Summing up at the global scale, the development of
This chapter has explored cases in which dis- equivalent tools and monitoring frameworks
aster risk managers and climate scientists have at more local scales, with local information
worked together to develop tools to help them and partners, can help disaster risk managers
prepare for action. This involves identifying even more in their role of protecting lives and
how climate information can be integrated livelihoods.
into strategies to plan for and respond to Technical backstopping or a dedicated
climate-related disasters, such as the tailoring help desk is one of the key parts of continued
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Developing the tools
82
A better climate for disaster risk management
rainfall events regardless of how ‘heavy’ is defined, generally increases as the forecast probability for above-normal
rainfall increases. Although there are some decreases in the frequency of heavy rainfall as the forecasted probability
of the seasonal total to be above-normal increases from 20 to 25 percent, in general the increases in frequency
are marked. For a doubling of the forecasted probability from 20 to 40 percent, heavy rainfall events increase in
frequency at least threefold in the one-day totals, and at least six-fold in the five-day totals. These increases in heavy
rainfall frequencies are also much stronger for the heaviest rainfall events, and demonstrate that the standard IRI
seasonal rainfall forecasts provide a very strong indication of changes in the risk of heavy rainfall events in South
Africa for this time of year. It therefore seems reasonable to use seasonal forecasts as forecasts of the changing
risk of flooding.
12 12 12 12
1 day
1 day 5 day
5 day
10 10 10 10
Frequency (%)
Frequency (%)
Frequency (%)
Frequency (%)
8 8 8 8
6 6 6 6
4 4 4 4
2 2 2 2
0 0 0 0
20%20% 25%25% 33%33% 40%40% 20%20% 25%25% 33%33% 40%40%
Figure B6: Relative frequencies of the occurrences of one-day and five-day ‘heavy’ rainfall events given different forecast
probabilities for ‘above-normal’ November –January rainfall over South Africa.
The different bars for each probability represent different definitions of ‘heavy rainfall’. From left to right, this is defined as the
amount of rainfall that is exceeded, on average, once every five years, once every four years, once every three years, once every
two years, once per year, twice per year, three times per year, four times per year, and five times per year.
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Developing the tools
interaction in regional or global partnerships. game exchanges to learn about the real-world
By enabling disaster risk managers to clarify context and consequences of the use of the
their understanding of climate information, information they provide, when disaster risk
it allows them to develop appropriate strate- managers shoulder the burden of translating
gies to respond to climate-related events. uncertain climate information into real action.
Technical backstopping provides disaster Games are an effective and low-cost way for
risk managers with the confidence they need disaster risk managers and climate scientists
to act, gathers information on their general to build capacity on how they can inform
needs and capacities, and ultimately also decisions, allowing decision makers to test
provides climate scientists with priorities for different response and preparedness strategies
further development of tools and services. given uncertain climate futures.
Food security planning is another case Establishing clear thresholds for action
where climate information must be tailored to linked to certain probabilities would increase
meet the specific needs of users, and should the timeliness of action and free disaster risk
be presented in formats that are readily managers from unnecessary accountability
accessible. In East and Central Africa, user- to some degree. Unfortunately, linking
developed tools such as the Integrated Food specific actions to thresholds is difficult.
Security Phase Classification and the Food One problem is that they are presented with
Security Outlook process have proved critical complicated seasonal forecast probabilities,
in strengthening links between early warning but this could be improved by presenting
information and effective response, by trans- them with likelihoods of disaster outcomes
lating early warning data into projected food given certain thresholds. Also, distinguishing
security impacts. Food-security monitoring which actions to take at different threshold
tools process a range of information, includ- levels can be problematic especially as many
ing climate information, to analyze current actions are grouped together in preparedness
and upcoming food conditions. plans. Nevertheless, getting a better under-
Disaster risk managers can also use games standing of the cost, benefits and trade-offs
to improve their decisions in real-world of different strategies could help disaster risk
situations, by allowing them to test out managers make more balanced decisions,
assumptions and gain a better understand- based on the likelihoods of consequences
ing of the value of climate information. In and avoided impacts, depending on different
addition, climate scientists can use such actions.
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A better climate for disaster risk management
Integrating climate information into strategies and plans that result in real action to help miti-
gate, prepare for and respond to climate-related disasters is the focus of this chapter. The case
studies show how disaster risk managers work with climate scientists to prepare appropriate
solutions and implement plans. They also highlight some of the key barriers to action, as clearly
demonstrated in the first case below. This chapter takes a closer look at where climate informa-
tion is used to inform action, including challenges and opportunities. These also close the circle
that started with problem identification, trying possible solutions, and developing tools – thereby
completing the picture and allowing final conclusions to be drawn.
85
Taking action
winter season, most of Mongolia actually had with taking action based on climate informa-
a 45 percent chance of a warmer than average tion, a key challenge being how to manage
normal winter, with a 35 percent chance of a uncertainty. The probabilities were clear and
normal winter, and only a 20 percent chance the odds indicated there was only a one-in-
of a colder than average temperatures. The five chance that the winter would be a cold
IRI Help Desk also provided information on one, but this experience underscores the fact
the strong long-term warming trend observed less likely events can and will still happen.
in Mongolia as a result of climate change. Some of the uncertainty in this situation
Given this forecast information, the Red was derived from the fact that Mongolia’s
Cross did not make an appeal for early action extremely cold conditions were the result of
in December. changes in the Arctic Oscillation, a pattern
However, despite this forecasted shift in of atmospheric circulation where increases
odds toward warmer temperatures, the winter in atmospheric pressure in the polar regions
of 2009–10 was very cold, with heavy snowfall
across most of the country. Beginning from
the end of December 2009, Mongolia saw
a sharp and sudden drop of temperature
combined with continuous heavy snowfall,
recognized locally as dzud. The result was a
loss of hundreds of thousands of livestock,
leaving numerous herders without any source
of livelihood. In mid- January 2010, almost
US$150,000 was requested from the IFRC’s
Disaster Relief Emergency Fund (DREF) to
support the Mongolia Red Cross in deliver-
ing immediate assistance (clothes, food, first
aid) to some 6000 people. This was followed
by an emergency appeal in March, request-
ing almost US$1 million in cash or in-kind
services to support the Mongolian Red Cross
to assist 13,600 beneficiaries for six months.
By May 2010, 8.4 million livestock had
When summer droughts are followed by extremely
died and the Mongolian government declared
snowy winters, Mongolian herd animals are unable to
a state of emergency in 15 out of 21 provinces. find fodder. The resulting disaster is known as a dzud;
This case illustrates difficulties associated Enkhtor Dorjzovd/IFRC
86
A better climate for disaster risk management
87
Taking action
88
A better climate for disaster risk management
impending El Niño event in 2009, bolstering of a national level contingency plan, initiated
the justification to take an increased risk of several proactive preparedness measures, and
flooding seriously. By July, these forecasts worked with the World Food Programme
showed that the probability of weak-to-mod- (WFP) and the United Nations Children’s
erate El Niño conditions continuing through Fund (UNICEF) to better meet people’s
the end of 2009 were more than three times needs in the region.
higher as normal. The forecasts also allowed the IFRC
In August, a seasonal precipitation forecast to launch two appeals in advance of the
for the entire region was developed and deliv- expected disaster. In September, a national
ered at the Greater Horn of Africa Climate level appeal was issued; this appeal integrated
Outlook Forum, indicating that Kenya had response measures such as food distribution,
an enhanced likelihood of above-average with preemptive strategies to increase food
rainfall during the coming rainy season. At security by enhancing crop yields of subsist-
the same time, the Kenya Meteorological ence farmers through the provision of seeds
Department issued a national-level seasonal and fertilizer. There was also a regional ‘East
forecast stating that eastern Kenya and the Africa: Preparedness for El Niño Floods’
Lake Victoria basin in the west were likely to emergency appeal in October. Unfortunately,
receive above-normal rainfall. response was very poor, with less than
In contrast to their experience during the US$40,000 received, or only 4 percent of the
1997 El Niño, in 2009 the Kenyan Red Cross US$1 million requested.
received multiple streams of information from Consequently, the IFRC was forced to
national, regional, and global meteorological rely on some US$170,000 from its Disaster
services. Access to information resulted from Relief Emergency Fund, a pool of unrestricted
previously established partnerships and from money that ensures immediate resources are
a heightened awareness of the risks associated available for the Red Cross and Red Crescent
with El Niño. However, it still fell to the Red to rapidly response to emergencies. Although
Cross to interpret the information and to it is well recognized that preparedness is
determine how it could best be used. key to timely response, IFRC disaster risk
Together with national agencies and other managers must carefully consider when to
humanitarian organizations, Red Cross efforts access funds in advance of an event, as they
played an important role in raising awareness can run dry if donors do not replenish them.
and supporting planning for the expected Nonetheless, preparations for the 2009 El
flooding. It used the climate information Niño thus showed a marked improvement
provided by partners to take forwarding- over the relative lack of preparedness wit-
looking actions including the development nessed in 1997.
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Taking action
When the 2009 rainy season came sanitation resources, and staff and volunteers
however, things turned out rather differently excavated new facilities.
than was expected. During the 1997 El Niño Advanced preparation by the Red Cross
event, heavy rains fell in October, but in 2009 also helped some farmers take advantage
it remained dry through to November. By the of the opportunities presented by the rains.
third week of December, there had still been Although the flood-producing rainfall was
little rain, and since the rainy season normally destructive in many parts of Kenya, it was a
ends in December, people began to discount blessing in the Ukambani region, for example,
the forecast and rule out the likelihood of where farmers had received subsidized seeds
rainfall altogether. Disaster risk managers through the Kenyan Red Cross national-level
at all levels who had been on alert since appeal based on forecast information. The
September also began to let their guard down, Red Cross, in partnership with the Kenyan
suspecting that the risks associated with El government and the World Food Programme,
Niño had passed. had distributed seeds to this drought-prone
However, during the last week of region hoping that above-normal rainfall
December, exceptionally heavy rains hit the would help them bring in a bumper crop. In
region and continued unabated for nearly two the end, these preparations paid off, and by
weeks. Due to the delayed onset, disaster risk the end of February 2010 it was estimated
managers were caught off guard, and many that the US$500,000 worth of seeds had
disaster-response personnel were actually on resulted in a harvest worth approximately
leave at the time, thinking that the imminent US$3 million.
threat had passed. Partnerships the Kenyan Red Cross devel-
Despite this, the measures put in place oped with local, regional and international
before the season began did ensure that the climate information providers improved their
IFRC was ready to act. As the Kenya Red response to the flooding caused by the 2009
Cross had strategically prepositioned key El Niño event. At the same time, it is clear
response resource, including 4000 non-food that despite this, disaster risk managers had
item kits, they were able to quickly distribute expected the El Niño impacts to mimic those
these needed items. They were also able to of 1997–98, which in some ways caught them
respond when many latrines were destroyed off guard.
as a result of the flooding, contaminating There are clearly still challenges to
drinking water sources and increasing the interpreting forecasts. Many humanitarian
potential for outbreaks of waterborne dis- organizations continue to state that it is
eases. Accompanied by a technical team, the difficult to understand seasonal forecasts and
Kenya Red Cross quickly deployed water and to translate them into potential humanitar-
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A better climate for disaster risk management
Rain-dependent farmers in Kenya may find climate information useful in helping them decide what and when to plant,
allowing them to take advantage of good years and reduce losses in bad years; Curt Carnemark/World Bank
ian impacts. The likelihood of above-, near-, of several factors that shape regional climate.
or below-normal rainfall through the use of For example, sea-surface temperatures in
probabilities causes difficulties, and in some the Indian Ocean also play a significant role
instances, such technical packaging can lead and can influence the magnitude of El Niño
to users oversimplifying or even misconstru- impacts (Nakamura et al., 2009). Yet, in some
ing the meaning of a forecast. Furthermore, instances, the term ‘El Niño’ was mistakenly
this example clearly shows that the impacts used to refer implicitly to a flood event – illus-
of El Niño events can vary greatly, which was trating problematic oversimplification of the
not clearly conveyed. regional impacts of El Niño in East Africa.
This is underscored by a somewhat As such, perceptions of risk based on previous
over-simplified interpretation of the impact experience may override the more detailed
of El Niño in the region. Whereas El Niño is picture provided by the seasonal forecast and
a dominant source of climate variability, the other climate information products.
information that reached the humanitarian After the event, some members of the
community did not stress that it is only one humanitarian community in East Africa
91
Taking action
admitted that they did not completely (3) there was an increased risk of waterborne
understand the probabilities associated with diseases.
the seasonal forecasts they used in planning. In that sense, the Red Cross was success-
In addition, despite the fact that the forecasts ful in prioritizing flood preparedness in the
indicated that the 2009–10 El Niño was areas most prone to flooding, and in providing
very unlikely to reach the magnitude of the sanitation kits to help minimize waterborne
1997–98 event, the general perception of risk disease. These actions did not require the
in Kenya was dominated by the memory of complete certainty of how much rain and
the outcomes of the earlier flooding. Disaster where it would fall, and this case study shows
risk managers were also challenged by the how through the process of monitoring and
fact that forecasts indicated a relatively weak preparedness, different levels of action were
shift in the probability of higher-than-normal taken.
rainfall, despite the fact that there was a high Despite the lack of response to the
probability of an El Niño event. emergency appeal, disaster risk managers
Improved and sustained dialogue between were still able to effectively use the limited
the climate and humanitarian communi- response funds available. Preparedness appeals
ties would help to ensure that forecasts, do not always achieve expectations, but they
and their uncertainty, are completely and have great communications value. However,
properly understood. Predicting the future is allowing disaster response funds to be used
not straightforward and prone to error, but in part for preparedness activities was useful,
developing a common and realistic view of if inadequate, in this case where there was a
possible disaster outcomes allows for better clear threat.
preparation, a key element of a successful
emergency response, alongside adaptability Using climate information to take
and improvisation. action in the Pacific
To inform action, it is also important to Forecast information for Pacific Islands was
communicate that different levels of infor- translated twice before reaching national
mation are needed at different times in the Red Cross societies. The extra steps of
disaster risk management cycle. Although a simplifying the information so it can be better
seasonal forecast does not predict the actual understood greatly increases its use by those
rainfall, it does suggest several very critical on the ground, and better informs decisions
pieces of information as a basis for action. In for tangible actions to protect the health and
this case, these were that (1) the flood risk well-being of vulnerable communities affected
was high, (2) the drought risk was low and by climate variability and change. National
an extended rainy season was possible, and societies in Kiribati and Tuvalu made use of
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A better climate for disaster risk management
climate information for enhanced prepared- ing officer adapted the information further
ness by using the seasonal early warning specifically for the needs of national Red
information to develop and enhance relation- Cross societies in the Pacific. The language
ships with their meteorological services and was simplified, also drawing on informa-
with government partners with the capacity to tion from regional information providers
support and build upon the Red Cross’s risk such as the Australian Government Bureau
reduction efforts. of Meteorology, enabling him to include
La Niña is a natural part of climate forecast maps detailing each of the Pacific
variability, and refers to a colder-than-average islands in his briefing notes to national
period in the equatorial Pacific (the opposite societies.
of warm El Niño events). Over time scientists National societies were urged to contact
have observed that some islands in the Pacific their national meteorological agencies to
tend to experience drought during La Niña monitor conditions and local forecasts, and
events, while others experience above normal to contact their national disaster manage-
rainfall and heightened flood risk. Due to ment offices for a coordinated response. For
their limited water resources, droughts affect- island nations with heightened flood risks,
ing Pacific Islands can be particularly prob- the national societies were urged to prepare
lematic, having implications on food security, by: restocking disaster relief container items
water and sanitation, health and livelihoods. with non-perishable items such as drink-
The La Niña event that emerged in June ing water containers; monitoring water and
2010 developed into a moderate-to-strong food quality, access to safe water, sanitation,
event and was projected to last through the drainage, health education, and hygiene
early months of 2011. On 31August 2010, the promotion; strengthening early warning
Red Cross/Red Crescent Climate Centre and systems for vulnerable areas (evacuation
IRI through their Partnership to Save Lives, training, training volunteers, etc.); revisiting
began issuing a series of monthly global La disaster management plans; and identifying
Niña updates for the Red Cross/Red Crescent. the most vulnerable communities. Island
The updates contain seasonal forecast informa- nations projected to have increased drought
tion for the coming three months in a format risk were advised to develop their national
tailored to user needs, helping the Red Cross drought plan, observe any sign of drought
identify how this particular La Niña event, impacts happening already that would trigger
combined with other factors in the climate activation of the drought plan, and conduct
system, is likely to affect various areas. basic hygiene awareness programs like hand
When the IFRC Regional Office for the washing and water conservation suitable to
Pacific received this information, a train- their own country.
93
Taking action
The IFRC noted that the La Niña requested their support in doing awareness-
updates from the Red Cross/Red Crescent raising activities on the disease. Together,
Climate Centre and IRI were extremely three volunteers, two staff and the Secretary
useful and ‘not too technical’. Importantly, General along with four representatives from
the updates prompted IFRC and national the Ministry of Health went to seven com-
societies in the region to engage directly with munities to raise awareness about typhoid,
national meteorological services and regional reaching more than 1000 people in two days.
information sources such as the Pacific Communities were informed about typhoid
Island Climate Update and the National prevention, treatment, causes, and the link to
Institute for Water and Atmospheric drought conditions currently being experi-
Research (NIWA), for timely updates and enced. Communities were also encouraged to
alerts. The updates were also shared with conserve drinking water and maintain hygiene
partners such as UNOCHA and Fiji’s practices to minimize health impacts in times
National Disaster Management Office, to of scarce water resources.
enhance their awareness of the situation The Tuvalu Red Cross also promptly
and coordinate actions, and these partners made contact with their local meteorological
and national Red Cross societies have been office, the National Disaster Management
extremely receptive and appreciative of the Organization, and the water authority. As a
information. In Kiribati and Tuvalu, where result, they received daily weather updates,
the projection was for drier than normal updates on the water supply, and established
conditions, the information also prompted partnerships with key stakeholders for
drought preparedness activities in advance of collaboration. Since the only water resources
the current dry period that would otherwise in Tuvalu come from the rain and the sea,
not have taken place. the Tuvalu Red Cross decided to conduct
Upon receiving the message from IFRC, an awareness raising campaign about water
the Kiribati Red Cross first contacted their management over the radio, being the main
national meteorological service to confirm means of communication and the best way
the forecast information. The forecast was to reach populations on remote outer islands.
then discussed with the Kiribati Red Cross Through the radio announcements, people
Secretary General, and it was agreed an effort were informed that the only fresh water
was needed to raise awareness about typhoid, resource is rain, and if it does not rain for a
a waterborne disease known to spread in number of weeks, water shortages will result.
times of drought if available water supplies Thus people knew to purchase water from the
become contaminated. The Kiribati Red government, and to conserve water by bathing
Cross informed the ministry of health and in the sea.
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A better climate for disaster risk management
95
Taking action
Increasing long-term food security: beneficiaries of the Food for Assets program perform regular maintenance on a canal
network in Kenya; David Kamau, WFP
have at least 230 hectares of land between By understanding and addressing climate
them that can now be irrigated, and time risks, including changes in seasonal rainfall
spent finding water has been reduced by up to and its increased variability, the World
two hours each day (WFP, 2010). Food Programme, World Vision and the
A functioning canal network buffers the Government of Kenya have helped part of the
community against direct climate impacts. district to gradually decrease their vulner-
During heavy rainfall, runoff is captured ability to climate shocks and their need for
in the canals and saved for drier periods, repeated food assistance.
and farmers have a source of water for their
crops and animals should the rains fail. Since Sharing risks in the Caribbean
the project’s inception, the community’s Sharing risk is one means to reduce the
food security levels and ability to withstand impacts of climate-related disasters. Using
weather-related hazards has significantly insurance mechanisms can offset the impacts,
improved, crop production have increased and index insurance greatly speeds up payouts
by 33 percent and household income has and the rapidity of implementing response
increased by an average of 45 percent. measures. Joining them together would
96
A better climate for disaster risk management
Beans, tomatoes and maize flourish in the fields of Taita Taveta thanks to resilience-building measures; David Kamau, WFP
appear to offer multiple benefits. Many small covered in great detail in the previous book
countries and territories in the disaster-prone in the series published by the International
Caribbean decided to do just this, and set up Research Institute for Climate and Society
the Caribbean Catastrophe Risk Insurance (Number 2, Hellmuth et al., 2009). These
Facility. The following shows how this helped offer payouts when extreme weather events
trigger a quick response following a disaster occur, offering the key advantage of speeding
in one small island, and the potential of such injections of cash allowing for more timely
a scheme for other regions and other climate- response. Another advantage is the ability
related disasters. to make concrete plans even before disaster
Governments, relief agencies and local strikes, knowing that funds will be available
communities bear most of the costs of when they are needed. Such a risk-sharing
responding to large-scale disasters. To deal scheme in the Caribbean provides a good
with escalating costs, governments are example of the experience and benefits
increasingly using insurance mechanisms and offered.
weather indexes to help them manage risk Tropical Cyclone Earl passed close to
more effectively. This subject was the topic Anguilla on 30 August 2010, bringing with
97
Taking action
it heavy rains and winds of more than 160 US$4 million was transferred to the govern-
kilometers per hour. It tore off roofs, brought ment. This amount was paid based on its
down power lines, destroyed boats and catastrophe insurance policy for hurricanes
ships, eroded beaches, and caused significant which forms part of the country’s disaster risk
flooding of government and other buildings. management strategy, and represents almost
Anguilla was provided with some early warn- 20 times the annual premium of US$225,000
ing forecasts on the potential impact of Earl that the Anguillan government pays for
by the Caribbean Catastrophe Risk Insurance hurricane coverage. The money went into a
Facility (CCRIF). As a result, emergency special recovery fund, expenditure from which
agencies were put on standby and emergency is controlled by a newly-convened committee
shelters were opened in advance of the storm, to ensure transparency and fiscal control.
and this preparedness was attributed with a The innovation of CCRIF is in the use
reduction in damage and loss of life. of an index that transforms the measured
Anguilla is one of 16 member countries intensity of the hazard to a loss estimate,
and territories that participate in CCRIF, the based on wind speed and storm surge for hur-
world’s first multinational index insurance ricanes, and shaking intensity for earthquakes.
scheme. It spreads the risk, and thus the cost, Therefore payouts can be calculated and made
of hurricanes and earthquakes across the very quickly because there is no need to wait
Caribbean region. As the risk of natural disas- on loss adjusters to estimate damage after an
ters occurring in any given year are distributed event, which can take a long time. The payout
throughout the Caribbean region, the cost of determination for Anguilla was made based
coverage for the pooled portfolio is less than on projected government losses calculated
the sum of the costs of individual coverage using storm data from the US National
for all the members. This ‘risk spreading’ Hurricane Center, within a catastrophe loss
or pooling of country-specific risks reduces estimation model that underpins CCRIF’s
individual insurance premiums by almost half policies.
compared with the cost if a government were The model includes a representation of
to approach the reinsurance market independ- the value and distribution of government
ently. exposures that replicates, as closely as pos-
Less than 24 hours after the hurricane sible, the actual way in which losses occur
passed Anguilla, CCRIF determined that on the ground. In particular, as a low-lying
an insurance payout would be made and island, Anguilla is at risk of coastal storm
indicated the approximate amount to the surges and wave damage, which have both
government. Two weeks later after verifica- short- and long-term detrimental impacts
tion of the payout calculations, more than on the tourism-based economy. Sharing the
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A better climate for disaster risk management
risk with other countries in the Caribbean, because the possible timing of the rains was
and the immediate disbursement of resources, not fully understood.
allowed Anguilla to recover more quickly Decisions to protect communities from
than it would have done in the absence of this climate variability and change were better
strategy. informed in the Pacific thanks to forecast
information undergoing being adapted to user
Summing up needs. In the Caribbean, through an innova-
The real proof of success with climate- tive risk-spreading program, a clearly defined
informed disaster risk management is whether weather-index triggers a quick payout, allow-
it results in improved outcomes, typically ing disaster risk managers to have immediate
measured in saved lives, livelihoods and assets. access to resources, allowing for more efficient
Clearly however, as this chapter has demon- and timelier response. In Taita Taveta, Kenya,
strated, certain challenges must be overcome concern about recurrent droughts led to a
before action, whether it is preparedness, shift towards risk reduction activities, includ-
response or mitigation, can be successful. ing the rehabilitation of irrigation canals that
In Mongolia, the risk of dzuds based on emphasize building the capacity of communi-
seasonal forecast information was deemed ties to mitigate future drought.
too uncertain to provide a basis for action, Translating climate information into fore-
despite identified vulnerabilities. The Kenya casts of potential impacts is sometimes not
case however, shows that disaster risk manag- possible, and unless it can be done, it makes it
ers can improve mitigation, preparedness very difficult for disaster risk managers to act
and response when provided with clear and on it. In addition and very importantly, donors
actionable climate information. Conversely, are frequently reluctant to fund preparedness
where there is ambiguity, action can be less measures based on advanced warning from
efficient. Seasonal forecast information pro- climate information. Despite these challenges,
vided early warning in the Kenyan example, however, disaster risk managers have found
resulting in improved and more advanced ways to take decisive action and use climate
preparedness activities. However, the imple- information to help them prepare for, respond
mentation was delayed in some instances to, and mitigate the impact of disasters.
99
Concluding lessons and recommendations
This book has explored the use of climate information for disaster risk management, and the
findings have repeatedly highlighted the importance of partnerships as a critical ingredient
for success. The case studies and analysis drew upon emerging experience, capturing new and
innovative practice in striving to improve disaster risk management through the improved use of
climate information. The resulting findings and recommendations will enable others to gain from
their experience, as diverse groups and communities of practice come together to build valuable
climate services for improved disaster risk management.
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A better climate for disaster risk management
it means taking action based on climate navigate the best way forward. Much of
information to reduce climate risk, and the process of working together necessarily
mitigate, prepare for and respond to involves gaining a greater appreciation and
climate-related disasters. understanding of the needs and limitations
Those in the humanitarian and climate confronting both disaster risk managers and
information fields share a common objec- climate information providers.
tive of protecting lives and livelihoods, This concluding section distills the lessons
which can best be realized by closer and learned, and provides guidance to disaster risk
more effective collaboration. In each of managers, climate scientists, and others plan-
these stages, partnerships were found to ning to invest in climate services for disaster risk
have been essential to success. Disaster management in the future. Many of the lessons
risk management and climate science are not unique to disaster risk managers and
both require very specialized knowledge also apply to other sectors looking to integrate
and skill sets, which must be combined to climate information into decision-making.
Improved use of climate information to reduce the suffering of vulnerable people is a key developmental aim – and
transferring this knowledge and practice is necessary to meeting the challenge at scale; Abir Abdullah/Oxfam
101
Concluding lessons and recommendations
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A better climate for disaster risk management
damages. In the case of the Caribbean index Disaster risk managers are constantly dealing
insurance scheme (CCRIF), such risk-sharing with uncertainty and risk, balancing limited
helps to mitigate impacts on potential victims resources against the potential consequences
of climate-related disasters because resources of disasters. In 2009, the Food Security
are immediately available when a particular Outlook process provided a powerful example
threshold is exceeded. The use of climate of how the integration of historical trends,
information as a trigger for insurance payouts seasonal forecasts, and real-time climate
reduces the lag time in resource distribution, observations can motivate early and effective
allowing for quicker response. disaster response. This process allows disaster
risk managers to establish and maintain the
• Integrating climate information readiness to respond, while using early warn-
across time scales into disaster risk ing data as seasonal forecasts to focus and
management systems can help reduce scale up preparedness measures as uncertainty
risk and improve response. decreases. This approach has been found to
Effective partnerships and platforms allow for better coordination and implementation
103
Concluding lessons and recommendations
be more effective than a constant process durable relationships between users and
of scenario development and contingency producers of climate information. For these
planning for each potential hazard based on tools to be successful, however, they must
the static information in those scenarios. The be based on sound principles of disaster risk
monitoring framework developed for the Red management and on good climate science.
Cross Asia-Pacific Disaster Management Processes such as the training workshops in
Unit (DMU) is an example of a method that Kenya which brought together humanitarian
allows decision makers to keep abreast of actors and climate scientists, demonstrate the
developing situations by monitoring weather demand for this type of interaction.
and climate information across time scales,
allowing disaster risk managers to become • Development of trust between climate
aware of, and respond earlier and appropri- and humanitarian communities is
ately to changing risks. paramount to success at regional,
national and local scales, and is
• Integration of climate information fostered through capacity building.
into user-designed decision-making Targeted efforts are needed to build the
frameworks enables the information capacity for integrating climate informa-
to immediately add value to complex tion into disaster risk management practice,
decisions. partnerships and policy at regional, national
Disaster risk managers factor a complex array and local scales. This requires the provision of
of information into their decisions, most of credible information, and an understanding
it relating to the social, political and finan- of the opportunities provided by the informa-
cial environment, and the practicalities of tion as well as the limitations. Educating
implementing particular activities (including both climate information users and providers
logistics). When climate information can be helps each party to understand the challenges
integrated seamlessly into that decision- associated with developing effective solutions,
making rather than being supplied as a stand- establish realistic expectations, and thus foster
alone item, it can be more easily incorporated trust and ultimately improve outcomes. Tools
into the development of strategies and deci- that are incorporated into user platforms,
sions. User-developed platforms are advanced including the Map Room, have proven useful
in food security, as demonstrated by some partly because they were explicitly designed
of the tools presented in Chapter 2. These to meet user requirements, rather than simply
incorporate a range of climate and non- supplying what science happened to produce.
climate information to produce an analysis of The development of regional partnerships
food security situations and needs, fostering between humanitarian organizations and
104
A better climate for disaster risk management
105
Concluding lessons and recommendations
Effective response to disasters is important, but it is not enough. Reducing disaster risk in the long term by building the
resilience of local communities is now seen as essential; SALTBONES, Olav A./Røde Kors
Discussions about the strategic use of climate contained in probabilistic forecasts helps them
information to optimize the chances of feel more comfortable taking actions based on
winning the game can also influence the way them.
information is presented by climate scientists.
This usually makes information more action- • Disaster risk managers realize that
able, and builds the capacity of humanitarian effective relief is not enough –
organizations to take and combine climate they are equally concerned about
information and real world scenarios. Such reducing disaster risks in the long
games allow disaster risk managers and cli- term. As a result, they have begun to
mate scientists to understand the limitations focus on resilience building, which
and potential opportunities of the informa- targets solutions to the root causes
tion. Also, ensuring that disaster risk manag- of vulnerability rather than the
ers can use and understand the information immediate impacts of climate hazards.
106
A better climate for disaster risk management
107
Concluding lessons and recommendations
108
A better climate for disaster risk management
109
Concluding lessons and recommendations
The ultimate goal is to reduce suffering, save lives and protect the livelihoods of vulnerable people; Shehzad Noorani/
World Bank
110
A better climate for disaster risk management
ties and limited resources are to prioritize more appropriately tailored information
the provision of climate services over other and understanding of needs and limitations,
development activities. Furthermore, an mutual capacity development, enhancement
understanding of the economic impacts of cli- of credibility and building of trust. At the
mate variability and change can stimulate the same time, partnerships can help to overcome
creation of new products and services, such as unwarranted expectations of the value of the
the case of risk insurance in the Caribbean, information, by helping to build capacity and
where the clearly identified need for provision correct interpretation of the information.
of quickly available funds in the event of a
hurricane or earthquake, is now supported by A final word
a regional index insurance program. The world is facing the challenge of rising
disaster costs and risks, and needs to be
• Partnerships between climate better prepared for what is to come. This
scientists and disaster risk managers book presents cases and knowledge aimed
should be fostered. This interaction at helping to identify where investments in
provides a vital opportunity for the provision and use of climate information
feedback and may also allow actors to can better help meet these needs at global,
identify new information needs and regional and local scales. It describes how
define questions for further research building new capacity, tools and partnerships
to improve future operational disaster between disaster risk managers and climate
risk management. information providers can lead to improved
Dialogue between disaster risk managers and disaster risk management, including preven-
climate scientists can lead to the identification tion, preparedness and response.
of opportunities for using existing knowledge, Many barriers remain, but the cases where
as well as gaps in that knowledge. In some inroads are being made have one thing in
cases, the climate information that is most common – strong partnerships. By working
useful to disaster risk managers is simply together, climate scientists are better able to
not available and further research must be meet the needs of disaster risk managers, and
done. Throughout the book, examples have disaster risk managers are better able to use
demonstrated that in partnership, disaster climate information for improved disaster risk
risk management can be enhanced through management. Along with many other actors,
integration of climate information into dis- this will allow these groups to be better able to
aster prevention, preparedness and response. achieve their common goal – saving lives and
Careful and iterative interaction leads to protecting the livelihoods of vulnerable people.
111
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Acronyms
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Acronyms
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Cover design: Jason Rodriguez and Francesco Fiondella
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Climate and Society No. 3