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IMPORTANT QUESTIONS

FOR CA FINAL
ADVANCED AUDITING
&
PROFESSIONAL ETHICS

NOV 2015 EXAMS

BY

C.A. LOKESH C.V.

Lokesh Audit Classes


Call us at : 080 50 10 14 00
E-Mail: ca.lokesh.cv@gmail.com Visit us at : www.lokeshauditclasses.com
IMPORTANT QUESTIONS
FOR CA FINAL
ADVANCED AUDITING & PROFESSIONAL ETHICS
1. CARO 2015 Applicability & Reporting
2. Audit of Branch Accounts
3. Clause 2, 3, 5, 6, 8, and 12 of Part I, First Schedule
4. SA 240, 315, 330, 500 & 501, 620, 580, 520, 530, 570, 560, 540, 706,
505, 700, 705, 720,
5. Dividends and the related Rules
6. Corporate social responsibility
7. Removal of auditor before the expiry of the term
8. Appointment of Auditors as per companies act 2013
9. Duty of the auditor regards fraud in case of company audit.
10. SRS 4410, 4400, SRE 2400 & 2410, SAE 3400
11. Cost auditor sec 148 of Companies Act 2013
12. Part IV and Part III of Schedule First and Schedule Second respectively
13. Council General Guidelines 2008 under Code of Ethics
14. Guidelines for Website by CA
15. Management Audit and its objectives
16. Clause 12A, 17, 17A, 21, 22, 24, 27 and 32 of Form 3CD
17. Audit of Public Trusts

Most Awaiting Book of CA Lokesh C.V.


Class Notes on
ADVANCED AUDITING & PROFESSIONAL ETHICS
[India's First Multi Colour Book on Auditing for IPC]
Available Online Now
Visit : www.lokeshauditclasses.com/Store/
BUY NOW AND GET 10% DISCOUNT & FREE SHIPPING

Important Questions for CA Final, Advanced Auditing & Professional Ethics by C.A.Lokesh C.V. 01
18. True and Fair cost of production
19. Propriety elements in Cost audit
20. Investigation for Advancing Loan
21. Audit Committee
22. Types of Management Audit Reports
23. Appointment of Auditor in Cooperative Societies and Books of Accounts
to be maintained by Society
24. Audit Trail
25. Approaches to EDP Audit
26. Drafting of (i) Letter of Engagement and (ii) SA 700 reporting
27. Accounting Aspects for Mutual Funds
28. Excise Audit 2000
29. Energy Audit and Environmental Audit
30. Investigation on behalf of Incoming Partner
31. Appropriation of Profits, Overdue Principal and Interest in case of
Cooperative Societies
32. Definition of Independent Directors under Clause 49
33. Borrowings and Loans for Cooperative Societies
34. Whistle Blower Policy under Clause 49
35. CEO/ CFO certification under Clause 49
36. Classification of Investments by Banks

Most Awaiting Book of CA Lokesh C.V.


Class Notes on
ADVANCED AUDITING & PROFESSIONAL ETHICS
[India's First Multi Colour Book on Auditing for IPC]
Available Online Now
Visit : www.lokeshauditclasses.com/Store/
BUY NOW AND GET 10% DISCOUNT & FREE SHIPPING

Important Questions for CA Final, Advanced Auditing & Professional Ethics by C.A.Lokesh C.V. 02
37. Concurrent Audit, Corporate Debt Restructuring and Credit Card
Operations in a Bank
38. AS 11, AS 17 and Banks
39. Donations made by Banks RBI Requirements
40. NOSTRO and VOSTRO Accounts of Banks
41. Solvency Margin
42. Valuation of Investments by General Insurance Companies
43. Reinsurance, Contents of Management Report for GIC
44. NBFC vs. Banks
45. Whole Chapter on Members of Stock Exchanges, specially Margins, Circuit
Breakers, Contract Notes, Types of Market in NEAT system, Limit Orders,
Types of books and records, Proprietary Trading (Beneficiary Account)
and Pool Trading (Pool Account), Contents of Audit Report

Most Awaiting Book of CA Lokesh C.V.


Class Notes on
ADVANCED AUDITING & PROFESSIONAL ETHICS
[India's First Multi Colour Book on Auditing for IPC]
Available Online Now
Visit : www.lokeshauditclasses.com/Store/
BUY NOW AND GET 10% DISCOUNT & FREE SHIPPING

Important Questions for CA Final, Advanced Auditing & Professional Ethics by C.A.Lokesh C.V. 03
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Ethics

Most Awaiting Book of CA Lokesh C.V.


Class Notes on
ADVANCED AUDITING & PROFESSIONAL ETHICS
[India's First Multi Colour Book on Auditing for IPC]
Available Online Now
Visit : www.lokeshauditclasses.com/Store/
BUY NOW AND GET 10% DISCOUNT & FREE SHIPPING