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access to Philosophy East and West
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Steven J. Bennett Chinese science: Theory and practice
I. INTRODUCTION
Steven J. Bennett received his A.M. degree in Regional Studies from Harvard University. He is
currently a research consultant living in Cambridge, Massachusetts.
AUTHOR'S NOTE: This article is dedicated to my teacher andfriend, Professor Nathan Sivin of
the University of Pennsylvania. I would also like to thank Professor Henry Rosemont Jr. of St.
Mary's College of Maryland and Ms. Dianna Gregory of Tufts University for sharing with me their
keen insights into Chinese science.
Philosophy East and West 28, no. 4, October 1978. C by The University Press of Hawaii. All rights reserved.
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440 Bennett
their own sociopolitical contexts. Because the Chinese sciences evolved unde
social and political constraints unique to China, the value placed on scientifi
knowledge and the use to which it was put in China were drastically different
from the West. Explorations of the vital connection between science and
society in China have prompted alternative approaches to the study of Chinese
science, exemplified by the works of Nathan Sivin.
By focusing on the relationships between the various Chinese sciences and
their social as well as intellectual matrices, Sivin has demonstrated that Chinese
scientific ideas and techniques that appear to be identical with premodern
Western developments, or even striking anticipations of modern scientific
results, often turn out to be fundamentally different when examined closel
and in context. Although, like Needham, Sivin is attempting to use an under
standing of Chinese traditions as the basis of a comparative history of science,
he seeks to compare not individual and isolated innovations but complete lin
of development seen in relation to their backgrounds.3 Sivin has proposed two
useful ways of ordering the spheres of experience attended to by the variou
Chinese sciences, one based on sociological and the other on epistemological
criteria. The former addresses the social relations of the specialist, where h
belonged, and whom he served; the latter addresses the mode(s) in which th
various sciences were applied to natural phenomena.
Although all of the sciences drew from the same conceptual pool, some were
patronized mainly by the imperial bureaucracy, while others were more aligned
with folk culture. Sivin has discussed the former as the "orthodox" sciences
which include astronomy, mathematical harmonics, and astrology.5 The
sciences of the sky were vital to an imperial court which derived its authority
to rule from a celestial mandate. The order of the cosmos was thought to b
embedded in the predictable workings of celestial phenomena. The emperor
was responsible for making that order manifest on earth through his reign
Certain short-lived and unpredictable phenomena, such as eclipses and comets,
might serve as personal messages to the emperor that he had failed in providing
order for humanity. The sciences of the sky were thus indispensable to an
emperor who wished to keep a close check on the pulse of the universe and
to limit the range of the ominous by extending what could be predicted b
computation. The astronomical services were performed mostly by member
of the bureaucracy who, by virtue of having passed the civil service examina-
tions, were respectable members of society.
In contrast, the "unorthodox" sciences, such as alchemy and geomancy, ha
limited practical value to the court and (except when alchemy was an occul
fashion) did not receive the kind of patronage which the orthodox science
enjoyed. Alchemy and geomancy were deemed to be highly unsuitable as
careers for the upper crust of society. Such sciences were perfused with fo
beliefs and rituals, and devotees in general were members of society living on
the fringes of convention-"drop-outs," so to speak.
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441
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442 Bennett
Let us suppose that the sun (effective position A) emits rays. ... If they strike
another object (effective position B) and if this happens to be identical with a
valuating subject [such as a human being] those specific qualities of the sun's
radiation which man is constitutionally capable of perceiving are positively
and directly perceived as the result of a struction within the perceptive subject.
For the radiation striking the object brings about changes that can be posi-
tively determined.10
If the rays were to hit an inorganic object, or a biological object other than a
human being, a response would still be produced ("structed"), the nature of
which would ". .. correspond to the specific structive capacity of the object." 11
A human being, according to Porkert, could then indirectly qualify the change
in state through rational deduction.
The syntonic relationship between action and struction, stimulus and
response, thus forms a paradigm to which all events conform. This is not to
say that in the Chinese view the physical details of any event are predetermined,
but that events have universally definable modal characteristics. All changes
in state can be understood in terms of an active or stimulating function, formally
designated by the term yang, and a structing or responding function, signified
by yin. Yin and yang may thus be described as modal specifiers of function,
relative to each other. Yin designates all concretizing functions that occur in
nature, while yang embodies the dynamizing tendencies of the cosmos (see
Table 1).
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443
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444 Bennett
polar limits remains the same. Thus, on an annual scale, spring and sum
correspond to the active phase, while autumn and winter represent stag
the quiescent phase. The maximal state of the spring-summer (yang) p
means an ineluctable shortening of the days, and the end of the peak pe
of plant growth. The maximal state of the yin phase (that is the winter sols
signals a gradual lengthening of the days and the approaching period of init
plant growth. The same pattern of transformation and change is equa
applicable to planetary or eclipse cycles,14 as well as to time spans cover
the briefest moment; reversion is the universal mode of the Tao.
NOON
| -- Yang
---- Yin
MIDNIGHT
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445
it is therefore associated with the phase Wood. In like fashion, Fire corres-
ponds to summer, Metal corresponds to autumn, and Water is associated
with winter. Earth corresponds to the end of summer or is divided among the
four seasonal transitions.
Whether one views the world in terms of two or five modal phases, the
underlying pattern of change remains the same. Obviously, the system with
more divisions will have finer qualitative gradations between parts. This does
not mean that five phases are better than two phases, or that the former is
merely an embellishment of the latter; the two systems are different ways
of looking at the same phenomena. The Five Phases, like yin and yang,
became a convenient means for organizing the data of experience; the five
basic categories provided enough variation to order the universe and, at the
same time, were comprehensive enough that many different phenomena
sharing common attributes could be assumed under each emblem.
Beyond the abstract, generative patterns of change which characterize the
cosmos at large, there are concrete things which conform to those patterns.
Chinese thinkers accordingly developed comprehensive theories about the
composition of the physical world, most of which freely used that most elusive
concept, ch'i.
In some trends of Chinese philosophy, ch'i was conceived somewhat similarly
to pneuma, the vital, animating force-stuff of the universe postulated by the
Stoics. What seemed to be the disappearance of one thing and the creation
of another could be accounted for as a simple change in state. Ch'i referred
not only to energy but to the pneumatic stuff that carried it. The phenomenal
world was a continuum of various embodying states of ch'i, ranging from
impenetrably congealed to intangibly rarified. Light and pure ch'i constituted
the planets, asterisms, clouds and winds; heavy, turbid ch'i comprised the
geological and aquatic features of the earth.
In technical contexts ch'i is best rendered as "energy" (in the familiar,
purely qualitative sense). "Matter/energy" has been proposed, but it suggests
the completely different quantitative equivalence in modern physics and puts
the emphasis in the wrong place, on matter. As Sivin has stated:
Ch'i refers to the active energy ... that organizes matter into configurations,
causing change, or that maintains the organization of configurations and thus
resists change. The word is also applied to configurations of matter so orga-
nized. Such configurations are generally defined by their functions rather than
their constituents.16
Different energetic configurations, that is, different types of ch'i, are respon-
sible for an entity's overall characteristics at a given moment. Porkert has
identified some thirty-two types of ch'i recognized by classical medical practi-
tioners, and suggests a useful analogy between
... the multiform terminology of Chinese energetics and the no less diversified
terminology of electrical engineering in which expressions such as direct
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446 Bennett
current, alternating current, light current, heavy current ... low frequenc
and so on, always designate one basic phenomenon, electrical energy, whic
each term describes in regard to one single, narrowly defined, empirica
(technical) aspect which in ordinary usage is not specified.17
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447
Energies and stimuli (yang) affecting the organism from without tend to
advance the body functions and energy circuits in the direction of Sequence
I [the production order]. A structive response (yin) ensures that this drive
does not overstimulate the metabolism. This resistance ... engenders a cor-
rective physiological check on the driving yang forces in the direction of
Sequence II [the checking sequence].21
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448 Bennett
of vital energy. Proper burial through siting was the means for reenergizi
the remains, an action deemed necessary if the fortunes of the deceased w
to extend to the realm of the living.
The task of the siting specialist was to see that the site (never a static entity
was properly synchronized with the rhythms of the cosmos at large. Th
could be done using theories which differ in abstraction and complexity.
the most concrete level, the site could be properly linked with the enviro
mental time-space matrix by following natural changes in the state of ch
In the earliest siting theory, ch'i was conceived predominately in pneuma
terms.26 A circulation process was envisioned in which ch'i ranged from
congealed to rarified states, the change taking place as ch'i flowed in and
the earth. Specifically, the state of ch'i was modulated by three energet
determinants:
OBSERVER
Fig. 2 The lair (hsieh) formation (top view). The "arms" (sha) gene
favorable energetic situations.
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449
The arms of the lair are known as shag, and function as polar complements.
As usual in Chinese thought, the right arm is the yin aspect, the left is the yang
aspect. The two sha model the active and structive polarity of the universe,
thus linking the site with the larger cosmic process. In some siting theories
the lair constitutes the entire site, while others considered the site in terms of
highly complex conjunctions of land forms in which the lair is situated (Fig. 3).
Such sites are comprised of several basic categories of landforms. Note
that a lair formation is still central to the site diagram in Figure 3 even though
it is not the sole element of the site. The land masses surrounding the lair in
Figure 3 are members of a category of landforms which I have labeled "reson-
ance forms."28
~:......... . ...
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450 Bennett
Fig. 4 The five planets-Five Phases earth analogues (side views). The five
planets and Five Phases were allocated the above shapes; land masses
found in those shapes were the functional analogs of their respective
planet and Phase. The planet-Phase earth analogues are easily recognized
throughout the site diagram of fig. 3.
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451
In the analytical theories, time-space coordinates are marked off with the
ten Celestial Stems and the twelve Terrestrial Branches (kan-chihh). Certain
positions are reckoned to be the loci of vital ch'i at specific intervals, thus
being auspicious coordinates to build on. The same positions are also the loci
of torpid ch'i at certain intervals,31 during which it is unwise to carry on
construction activities.
Some analytical specialists used a compass device to establish auspicious
and inauspicious positions for houses and tombs. The siting compass is a
disc-shaped instrument with concentric bands of characters radiating from
the central magnetic needle. The various bands contain information about the
Five Phases, the various ch'i intervals, magnetic declination of the earth (for
corrections), and astronomical data pertaining to the major divisions and
constellations of the sky.3 2 The compass had the advantage over visual analysis
of not being limited by the diversity of land features. This is not to say that
the compass siting was more advanced than visual siting. Some practitioners
of the intuitive approach found the subjective evaluation of sites to be an
experience of enlightenment, a mystical process of sorts; what appears to be
a lack of precision in the intuitive approach turns out to have been, in some
cases, an attractive feature.
Most siting theory is actually a blend of techniques in which there is little
distinction between the analytical and the intuitive. The Chinese siting tradi-
tion has passed down to us a variety of theories and techniques which have
evolved and, to some extent, have been assimilated into each other. All siting
theories, regardless of their seeming disparity, are based on concepts derived
from general cosmology. Siting is an example of how such concepts can be
applied to a wide range of human experience, and at the same time, maintain
their theoretical integrity.
NOTES
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452 Bennett
listing of the works of Needham, Sivin, and Porkert can be found in Chinese Science 1, No
(May, 1975): 29, 30, 31, 38-40.
3. For examples of Sivin's approach to the study of Chinese science, see his "Cosmos and
Computation in Early Chinese Mathematical Astronomy," T'oung Pao (Leiden), 55 (1969): 1-7
and his "Chinese Alchemy and the Manipulation of Time," Isis 67, no. 239 (1976): 513-525.
4. Nakayama and Sivin, eds., Chinese Science: Exploration of An Ancient Tradition (M.I.T
East Asian Science Series, Vol. 2, Cambridge: M.I.T. Press, 1972), pp. xxvi-xxvii.
5. Sivin has described Chinese astrology, in Science and Technology in East Asia (New Yor
Science History Publications, 1977, p. xiii), as the science "... .which recorded and explained t
significance of unpredictable celestial phenomena, just as mathematical astronomy predicted th
rest. Astrology was applied to politics, for Chinese believed that an anomaly in the sky was
warning of inadequacy in the imperial virtue that would also result in social anomaly unless cor
rected. It was, in other words, inductive mumbo-jumbo quite on a par with the economic indicato
and opinion polls which maintain free play for magical thinking in national politics today."
6. Ibid., pp. xii-xiii.
7. Physical studies, which was not practiced to any great extent, would be classified
"orthodox."
8. For a brief but highly informative introduction to Chinese concepts of time, see Nathan
Sivin "Chinese Conceptions of Time," in The Earlham Review, no. 4 (1966): 132-134. For an
in-depth study, see Sivin's "Cosmos and Computation in Early Chinese Mathematical Astronomy."
9. M. Porkert, The Theoretical Foundations of Chinese Medicine (M.I.T. East Asian Science
Series, Vol. 3, Cambridge: M.I.T. Press, 1974).
10. Ibid., p. 17.
11. Ibid., p. 17.
12. The oscillation between polar limits has been summed up by Sivin as a "first law of Chinese
science," which would read: "Maximal and minimal states of any variable are unstable." "Chinese
Conceptions of Time," p. 85.
13. A subdivision of the two phases is often made, in which growing or minor yang is distin-
guished from old or major yang, and minor yin is distinguished from major yin.
14. "Transformation" and "change" connote two different processes, designated in Chinese
by hua' and pien , respectively. According to Porkert, Theoretical Foundations, p. 15, "Hua denotes
a fundamental and essential change... a transformation. However, sometimes one also encounters
the word pien, denoting external, momentary, or apparent change."
15. For further details, see John S. Major, "A Note on the Translations of Two Technical
Terms in Chinese Science: t,u-hsing and hsiuk," Early China 2 (1976): 1-2. See also N. Sivin, ed.,
Science and Technology in East Asia, no. 6, p. xxiii.
16. Sivin, "Chinese Alchemy," p. 516. This is a paraphrase of Porkert's more technical definition
(Theoretical Foundations, pp. 167-168).
17. Porkert, Theoretical Foundations, p. 167.
18. For a comprehensive enumeration of the various ch'i which were important to physicians,
see Porkert, Theoretical Foundations, pp. 168-173.
19. Vital ch'i, according to Porkert, (Theoretical Foundations, p. 173) refers to "The quality of
the energy during the yang hours of the rising sun (midnight to noon). It has a quickening and
invigorating influence on active enterprises."
20. The names of the ch'i intervals can be found in most Chinese-English dictionaries.
21. Porkert, Theoretical Foundations, p. 52. This illustration of the complementary nature of
the production and checking sequences also nicely demonstrates how a familiar phenomenon
(homeostasis) can be interpreted from the Chinese perspective, in terms of action (external stimuli,
yang), and struction (the physiological response to the stimuli, yin).
22. While there are thirty-six possible sequences, the production and destruction orders are
the most common. According to Needham, Science and Civilisation, vol. 2, p. 253, two other
sequences were also standard:
a. the Cosmogonic order: Water, Fire, Wood, Metal, Earth
b. the "Modern" order: Metal, Wood, Water, Fire, Earth
23. See Sivin, "Chinese Alchemy," pp. 518-520, for examples of fire phasing. A more detailed
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453
discussion will be found in Sivin's contribution to Needham, Science and Civilisation, vol. 5, part
4, (in press).
24. In "Patterns of the Sky and Earth: A Chinese Science of Applied Cosmology," Chinese
Science 3 (1978): 1-26, I have argued that the term "geomancy" is a misleading designation for
the Chinese science of house and tomb placement. "Topographical siting" or "siting" are reasonable
alternatives for "geomancy."
25. The idea that ch'i coursed through the earth had significance extending far beyond siting
theory. Hoyt C. Tillman, in his "Values in History and Ethics in Politics: Issues Debated between
Chu Hsi and Ch'en Liang," (Ph.D. dissertation, Harvard University, 1976), has discussed how
Ch'en Liang (A.D. 1143- 1194) based his recommendations for driving foreigners out of the North-
as well as the strategy for doing so-on geographical energetics: "To Ch'en Liang, the tao was
immanent in things; moreover, psychophysical energy (ch'i) was all that people had to work
with.... A difference in geo-environmental energies, which contributed to the gulf between
civilized Chinese and barbarians, had evolved in a world in which only psychophysical energy
existed. Geographical environment and historical evolution had produced sharp differentiations
within this monistic psychophysical energy.... The cosmic and natural energy concentrated in
the Central Plain made it imperative for the Southern Sung state to regain the Chinese heart-
land.... Wu (Chekiang) and Shu (Szechwan), the two centers of the Southern Sung power,
possessed only the 'peripheral energy' (p'ien-ch'i') of heaven and earth" (pp. 180-183).
26. The origins of siting are yet to be definitively established. Tradition awards the founding
of siting to Kuo P'u of the late third century A.D. He is usually credited with writing the Burial
Book (Tsang shum), which served as the model and source of inspiration for many of the enduring
concepts.
27. See M. Freedman, Chinese Lineage and Society: Fukien and Kwangtung (London: Athlone,
1966), p. 122.
28. See my "Patterns of the Sky and Earth" for a description of tfie different categories of
landforms.
29. For a discussion of resonance theory, see Needham, Science and Civilisation, vol. 2,
pp. 279 ff.
30. By the T'ang and Sung dynasties two approaches to siting were recognized. I have designated
one mode of siting as the "intuitive" approach, in which practitioners would have to "feel" the
lay of the land, as well as pronounce some type of judgment about the suitability of a site. Intuitive
practitioners primarily relied on visual siting techniques. I have referred to the other approach as
"analytical," since the subjective and affective response was subordinated to theoretical considera-
tions.
31. Torpid ch'i (szu ch'i") is the counterpart of vital ch'i and has been defined by Porkert,
Theoretical Foundations, p. 172, as "... The quality of the energy during the yin hours of the
sinking sun (noon to midnight), which have a damping influence on activity and liveliness." In
siting, torpid ch'i was to be avoided, as it would generate disasterous conditions for the inhabitants
of the site.
32. A good photograph of a siting compass and an enumeration of the various rings can be
found in Needham, Science and Civilisation, vol. 4, pp. 289 ff.
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