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Intermetallics
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a r t i c l e i n f o a b s t r a c t
Article history: First-principles calculations were carried out for the Nb3Si, aNb5Si3, bNb5Si3 and NbSi2 intermetallic
Received 20 December 2013 compounds and their constituent elements. The enthalpies of formation were computed for all
Received in revised form the intermetallic compounds, as well as the eutectoid transformation temperature for
22 May 2014
Nb3Si / Nb aNb5Si3, the transition temperatures of bNb5Si3 to aNb5Si3, and the range of stability of
Accepted 27 May 2014
Available online 21 June 2014
the NbSi2. There was good agreement between the results of the present study and the NbeSi phase
diagram. The elastic constants, bulk, shear and Young's moduli, Poisson's ratio and Debye temperature
were also calculated for the intermetallic compounds and Nb and Si. The Cauchy pressures, Pugh's index
Keywords:
A. Silicides
and Poisson's ratio indicate that the high temperature phases (bNb5Si3 and Nb3Si) should be more ductile
E. Ab-initio calculations (with Nb3Si being the most ductile) than the aNb5Si3 and NbSi2 (with the latter being the most brittle).
B. Elastic properties 2014 Elsevier Ltd. All rights reserved.
B. Phase transformation
B. Thermodynamic properties
1. Introduction been 1915 K [4] and 2220 K [4] and the highest value for NbSi2 has
been 2236 K [5]. The stability of the Nb3Si can be extended to lower
The Ni-based superalloys used nowadays in the most advanced temperatures [6] or its formation can be suppressed by alloying [7].
gas turbine engines experience temperatures around 1423 K and Alloying is also crucial for the transformation of bNb5Si3 to aNb5Si3
have reached the limit of their temperature capabilities. Thus, there [8]. The stability range of NbSi2 is important for the temperature
is need for new alloys that can be used at higher temperatures capability of oxidation resistant silicide based bond coat alloys for
above 1423 K in the next generation of gas turbine technology. Nb silicide based alloys [9,10]. Thus, it is important to know the
Niobium-silicide based alloys are based on the NbeSi system and thermal and physical properties of the Nb3Si, bNb5Si3, aNb5Si3 and
can be stable to at least 1773 K, have desirable creep properties, NbSi2 intermetallic phases in order to improve the Nb-silicide
high melting points and low densities [1]. The development of Nb- based alloys and silicide based coatings.
silicide based alloys requires the NbeSi system to be fully The motivation for the research described here was to use
understood. Density Functional Theory (DFT) to calculate the enthalpy of for-
Four intermetallic compounds are reported in the equilibrium mation and the elastic properties of the aforementioned phases at
NbeSi phase diagram [2], namely the Nb3Si (tP32-Ti3P), which is T 0 K and to compute the temperature dependence of their en-
stable above 2038 K, the aNb5Si3 (tI32, Cr5B3, D81), which trans- thalpies of formation. A rst principles study of the NbeSi system,
forms to bNb5Si3 (tI32, W5Si3, D8m), with upper and lower trans- excluding the NbSi2 phase, has been reported in Ref. [11].
formation temperatures of 2208 and 1918 K, respectively, and the
NbSi2 (hP9, CrSi2, C40) which is stable below 2208 K. All the 2. Computational details
structures are denoted using Pearson Symbols, crystal structure
prototypes and Strukturbericht Symbols. Different values for the In this section the approach of calculations is described. The
aforementioned temperatures have been reported in the literature. relevant equations are given in the Appendix and the references of
The lowest temperature above which the Nb3Si has been reported the equations are given in the text.
to be stable is 1943 K [3], the lowest and highest values of the upper
and lower transformation temperature of aNb5Si3 to bNb5Si3 have 2.1. Methodology
http://dx.doi.org/10.1016/j.intermet.2014.05.020
0966-9795/ 2014 Elsevier Ltd. All rights reserved.
126 I. Papadimitriou et al. / Intermetallics 54 (2014) 125e132
eigen values [13]. The interaction between valence electrons and components, giving six in total. The linear elastic constants form a
core electrons was treated under the pseudopotential approxima- 6 x 6 matrix such that si Cijj for small stress s and strain . This
tion and the plane-wave approach [14]. The exchange-correlation matrix can be reduced as the strain patterns (sets of distortions) are
energy was evaluated with the help of the PerdeweWang func- based on the crystal structure of each phase by taking advantage of
tional (PW91) approach [15]. To reduce the basis set of plane wave the linear combinations of the second order elastic constants. Thus,
functions used to describe the real electronic functions, ultrasoft the maximum number of patterns required for a monoclinic
pseudopotentials [16] were implemented and the valences for the structure is six and one for cubic cells. Six strain steps (from 0.003
atomic congurations were Nb-4s24p64d45s1 and Si-3s23p2, After to 0.003) were used for each pattern to obtain a reliable linear t of
conducting careful convergence tests it was found that an energy the stressestrain relationship. Additional calculations for larger
cutoff of 450 eV was sufcient to reduce the error in the total en- strains (0.03 to 0.03) were also carried out. The deviation from the
ergy to less than 1 meV/atom. A MonkhorstePack k-point grid values of the elastic constants obtained with only the smaller six
separation of 0.03 1 was employed for the integration over the strain steps was found to be less than 1%, and the linear t became
Brillouin zone according to the MonkhorstePack scheme [17]. A poorer, indicating that the range 0.003 to 0.003 of strain steps was
well converged k-point set is required for high quality thermody- sufcient.
namics calculation, thus separate convergence tests were carried Thus, for the cubic (Nb) and diamond (Si) structures a series of
out to conrm that the error in the phonon frequencies was less six geometry optimisations were conducted in order to evaluate the
than 103 cm1. A nite basis set correction and the Pulay scheme three independent elastic constants C11, C12 and C44, whereas for
of density mixing were applied for the evaluation of energy and the tetragonal (aNb5Si3, Nb3Si and bNb5Si3) and hexagonal (NbSi2)
stress, while the electronic energy tolerance for the self consistent structures the corresponding number was twelve with the six in-
eld (SCF) solver was 1 1010 eV. Geometry optimisations dependent elastic constants being the C11, C12, C13, C33, C44 and C66.
of the structures were performed within the Broydene- After acquiring the elastic constants matrix and conrming that the
FletchereGoldfarbeShanno (BFGS) minimization scheme [18], with mechanical stability criteria [22] are satised, the bulk (B), Young's
the following thresholds for converged structures: energy change (E) and shear (G) moduli and the Poisson's ratio (v) were obtained
per atom, maximum residual force, maximum atomic displace- by using the VoigteReusseHill approximation (VRH) [23,24]
ment, maximum stress less than 1 107 eV, 1 103 eV/, (Equations (1)e(13) in the Appendix). The Debye temperature at
1 104 and 0.001 GPa, respectively. low temperatures was calculated from elastic constants using the
Equations (14)e(17) in the Appendix [25], since at low tempera-
2.2. Finite displacement method tures the vibrational excitations arise solely from acoustic modes,
i.e. when the Debye temperature is associated with lattice vibra-
The entropic contributions play a predominant role in the tions. In order to conrm the values of the bulk moduli, a t of the
structural stability of intermetallic phases. In the case of strongly energies versus the volumes of the strained structures in the third
ordered compounds the main contribution comes from the vibra- order BircheMurnaghan equation of state (B-M EOS) [26] (Equation
tional entropy, as the electronic and congurationally entropies are (18) in the Appendix) was carried out.
considered to be relatively small [19]. The method of nite dis-
placements (Supercell method) was implemented, a technique 2.4. Computational demands
which is based on calculating the forces on atoms when slightly
perturbing the ionic positions [20]. Supercells large enough to The High Performance Computing server iceberg, which is the
contain the sphere for which the force constant matrix comprises of Shefeld node of the White Rose Computing Grid, was used for the
non-zero elements were used. That sphere is described by the real calculations in the present study. From the calculation resources
space cutoff radius, after which it is assumed that no atomic in- point of view, in the present study the calculations consisted of 6
teractions exist. The larger the supercell, the more accurate, but phonon calculations and 66 geometry optimisations in total. The
also more expensive a calculation is. Thus, convergence tests of the phonon calculations were three for aNb5Si3, bNb5Si3 and Nb3Si
free energy with respect to the cutoff radius took place, until the (300 processors for 12 h), one for NbSi2 (300 processors for 4 h)
error was 1 meV/atom. and two in total for Nb, and Si (32 processors for 8 h each). The
Different size supercells were used; 4 4 4 for Nb, 3 3 3 geometry optimisations on the other hand were 13 for Nb3Si (1 for
for Si, 2 2 2 for aNb5Si3, bNb5Si3 and NbSi2 and 1 1 2 for the equilibrium structure and 12 for the elastic constants, 70
Nb3Si. By using the obtained phonon DOS and the formulae in Ref. processors for 2 h each), 13 for aNb5Si3 (1 for the equilibrium
[21], the vibrational contributions to the enthalpy, entropy, free structure and 12 for the elastic constants, 70 processors for 2 h
energy and heat capacity versus temperature as well as the Debye each), 13 for bNb5Si3 (1 for the equilibrium structure and 12 for the
temperature were obtained using the quasi harmonic approxima- elastic constants, 70 processors for 2 h each), 13 for NbSi2 (1 for
tion (Equations (19) and (22) in the Appendix). The phonon DOS of the equilibrium structure and 12 for the elastic constants, 24
each element separately was calculated in order to obtain the nite processors for 2 h each), and 14 in total for Nb, and Si (1 for the
temperature enthalpy of formation. The heat of formation per atom equilibrium structure and 6 for the elastic constants, 4 processors
at 0 K was obtained from Equation (23) in the Appendix. The nite for a half hour each).
temperature heat of formation per atom was calculated using the
Equations (23)e(25) in the Appendix. 3. Results and discussion
The elastic constants of a material describe its response to an The calculated lattice parameters of the elemental and inter-
applied stress, or the stress required to maintain a distortion. The metallic phases in the present study are shown in Table 1.
method to determine elastic constants consisted of applying a Compared with the literature, in this work the values were over-
given strain and calculating the stress. At each deformation, the estimated, and this has been attributed to the well-known under-
unit cell was kept xed and the internal coordinates were opti- binding of the GGA functional. The overall agreement is very good
mized. Both stress and strain have three tensile and three shear with the mean overestimation being less than 0.3%.
I. Papadimitriou et al. / Intermetallics 54 (2014) 125e132 127
In Table 2 the results for the independent elastic constants (Cij), 3.2. Enthalpies of formation
bulk moduli (B) from elastic constants according to the Voigt-
Reuss-Hill scheme and bulk moduli and rst pressure derivatives The vibrational density of states (DOS) for the compounds and
of bulk moduli (B0 ) from the B-M EOS for all compounds and ele- elemental phases under study can be seen in Fig. 1. All the eigen
ments under study are shown. It was conrmed that the mechan- frequencies were found to be real, hence it is conrmed that the
ical stability criteria [22] were met for all phases. The elastic compounds under investigation are mechanically stable. After
constants were in good agreement with the experimental data inserting the computed phonon DOS in the Equations (19) and
[27,28] for the pure elements and with previous theoretical studies (22) given in the Appendix, the vibrational contribution to free
[11,29] for the intermetallics. Compared with the literature, it was energies per atom (Fphon (T)) was calculated and is presented for
observed that the values of Cij obtained in the present study were in all compounds and elemental phases in Fig. 2. It can be seen that
general smaller (except for the C12 and C13 of aNb5Si3 and the C13 of the Fphonon decreases faster in the following order: NbSi2-aNb5Si3-
bNb5Si3) with the largest deviations observed for the NbSi2 and bNb5Si3eNb3Si. After taking Fphonon into account, the phonon
Nb3Si phases. This is attributed to the use of different pseudopo- contribution to the enthalpy of formation DHfphon T was evalu-
tentials. The calculated bulk moduli from elastic constants were in ated with Equation (24) (with the difference that only the vibra-
very good agreement with the available data in the literature. tional free energy was taken into account) in the Appendix (Fig. 3).
Furthermore, it can be seen that the values of the bulk moduli The DHfphon T rises faster in the order Nb3SieNbSi2-bNb5Si3-
obtained from the VRH approximation agreed well with those ob- aNb5Si3. In Fig. 4 the enthalpy of formation versus temperature of
tained by the BM tting, with the maximum deviation between all the stable intermetallic compounds of the NbeSi system is
them being ~7% (for the aNb5Si3 and NbSi2). shown. At T 0 K the heat of formation (DHf0 ) increases from
The calculated values of the shear (G) and Young's moduli (E) are aNb5Si3 (62.231 kJ/mol) to bNb5Si3 (59.338 kJ/mol) to NbSi2
reported in Table 3. The highest shear modulus value was calcu- (50.365 kJ/mol) to Nb3Si (37.34 kJ/mol). In Table 4 it can be
lated for the NbSi2 phase, and the shear modulus decreased from seen that the above values for aNb5Si3, Nb3Si and NbSi2 are in
NbSi2 (138.3 GPa) to aNb5Si3 (116.8 GPa) to bNb5Si3 (106.4 GPa) to good agreement with the available experimental and calculated
Nb3Si (71.6 GPa), which means that the most resistant compound of data. As the temperature rises the DHf (T) increases more steeply
the three to reversible shear deformation is the NbSi2. The same for the 5e3 silicides, especially for the aNb5Si3, which crosses the
trend was exhibited by their stiffness as the elastic modulus (E) bNb5Si3 above 2000 K (see below). The slopes of the Nb3Si and
values decreased from 327 GPa for NbSi2 to 291 GPa for aNb5Si3 to NbSi2 are similar and rise slower than those for the 5:3 stoichi-
268.9 GPa for bNb5Si3 to 190 GPa for Nb3Si. ometry phases.
Table 2
Elastic constants (Cij) and bulk modulus (B) in GPa for the Nb, Si, Nb3Si, aNb5Si3, bNb5Si3 and NbSi2.
Table 3
Calculated shear (G) and elastic (E) moduli in GPa, Poisson's ratio (v), Cauchy pressures (C12eC44, C13eC44 and C12eC66) in GPa, G/B ratio and Debye temperature (QD) from
elastic constants and Phonon DOS for Nb, Si, Nb3Si, aNb5Si3, bNb5Si3 and NbSi2.
G E QD (K)
VRH VRH v C12eC44 C13eC44 C12eC66 G/B Phonon DOS Elastic constants Literature
Fig. 1. Phonon density of states for the Si, Nb, aNb5Si3, bNb5Si3, Nb3Si and NbSi2.
I. Papadimitriou et al. / Intermetallics 54 (2014) 125e132 129
Fig. 4. Enthalpies of formation calculated for the Nb3Si (1), NbSi2 (2), bNb5Si3 (3) and
aNb5Si3 (4).
Fig. 2. Phonon contribution to free energies calculated for the Nb (1), Nb3Si (2),
bNb5Si3 (3), aNb5Si3 (4), NbSi2 (5) and Si (6).
Acknowledgements
Appendix
Fig. 6. Difference of heats of formation between competing phases of NbSi2 and
aNb5Si3 with respect to the tie line between aNb5Si3 and Si.
Elastic properties
are 1918 K and 2208 K, respectively. As it can be seen in Fig. 4, the Cubic structures
aNb5Si3 phase is stable until 2085 K where its heat of formation Reuss's shear modulus (lower bound)
curve crosses that of the bNb5Si3, which becomes stable above that
temperature. This transition temperature becomes clearer in Fig. 5 5C11 C12 C44
GR (1)
where the difference between the enthalpies of formation of the 4C44 3C11 C12
competing phases is shown. Comparing the calculated transition
Voigt's shear modulus (upper bound)
temperature with those reported in the literature [2,4], it is clear
that the agreement is very good. Also, comparing with the value 1
from the work of Chen et al. (3000 K) [11], the value from the GV (2)
5C11 C12 3C44
present work is signicantly closer to the literature [2,4]. For the 1:2
stoichiometry it can be seen in Fig. 6 that the NbSi2 phase is stable Reuss's (lower bound) and Voigt's (upper bound) bulk modulus
all the way down to room temperature as it lies below the tie line
between aNb5Si3 and Si through the whole range of temperatures. 1
BR (3)
This is in agreement with the NbeSi phase diagram. 3C11 2C12
4. Conclusions
where C 2 C11 C12 C33 2C13
2
(8)
First-principles calculations were carried out for the Nb3Si,
aNb5Si3, bNb5Si3 and NbSi2 intermetallic compounds and their and M C11 C12 2C33 4C13 (9)
I. Papadimitriou et al. / Intermetallics 54 (2014) 125e132 131
Z Z
Bulk modulus 1 Zu
FT f uZudu kT f uln 1 exp du (20)
2 kT
B BR
B V (10) 2
2 Zu Zu
Z kT
exp kT
Shear modulus Cv T k 2 f udu (21)
Zu
exp kT 1
GV GR
G (11)
2
T
h i.
h 3n NA r 1=3 DHf0 ENbm Sin mENb nESi m n (23)
qD um (14)
k 4p
h i.
where M is the molecular weight, NA is the Avogadro's number, n is DHf T F Nbm Sin T mF Nb T nF Si T m n (24)
the number of atoms per formula unit and r is the density.
" !#1=3 with DHf0 and DHf T being the static (T 0 K) and temperature
1 2 1 dependent enthalpy of formation of the given intermetallic
um (15)
3 u3t u3 respectively, ENbm Sin , ENb and ESi are the total energies of the inter-
l
metallic, Nb and Si element unit cell respectively, while m and n are
where ut and ul are the traverse and longitudinal elastic wave ve- the number of Nb and X are atoms in the compound respectively,
locities of the polycrystalline material, respectively:
s where : F Nbm Sin T ENbm Sin F phon T (25)
G
ut (16) where F phon T is the phonon contribution to the free energy.1
r
s References
B 4G 3
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