Documentos de Académico
Documentos de Profesional
Documentos de Cultura
Plaintiffs,
Board of Elections,
Defendants.
PLAINTIFFS'
MEMORANDUM OF LAW
PAGE
ARGUMENT
POINT I ............................................................... 8
CONCLUSION .............................................................. 18
- 1
PRELIMINARY STATEMENT
Andrew Pallotta as treasurer of VOTE/COPE, New York State United Teachers ("NYSUT") and
Richard C. Iannuzzi as president ofNYSUT bring this declaratory judgment action against the New
York State Board ofElections ("Board of Elections") and the four commissioners that comprise the
Board of Elections to declare invalid and enjoin the Board of Election's limitations on plaintiffs'
rights guaranteed under the Constitutions of the United States and New York State to make
expenditures to support or oppose candidates for elected state office in the primary and general
elections.
The First Amendment has its fullest and most urgent application to speech uttered during a
campaign for political office. Laws that burden political speech are subject to strict scrutiny, which
requires the government to prove that the restriction furthers a compelling interest and is narrowly
tailored to achieve that interest. Defendants' actions cannot withstand such scrutiny.
Defendants prohibit political action committees such as VOTE/COPE from making any
independent expenditures at all supporting or opposing candidates for state elected office. In effect,
the Board ofElections bans outright political action committees such as VOTE/COPE from making
Also, the Board of Elections subjects contributions made to political committees that make
only independent expenditures to the contribution limits in the Election Law. Thus, not only are
political action committees banned from making independent expenditures directly, but also from
making independent expenditures indirectly, to the extent that those independent expenditures
-I
own members to support or oppose candidates for state elected office to including such
endorsements in their regular communications with members, unless they register with the Board
of Elections as political committees, list the candidates they intend to support or oppose and file
committee authorization status forms all prior to engaging in such speech. In effect, unions must
delay communicating with their own members until their next regular publication, if any, is due and
unions are banned from speaking with their own members outside the context of their regular
Plaintiffs allege that the bans, delays and limitations described herein that VOTE/COPE and
NYSUT are subjected to by the Board of Elections place severe and unconstitutional burdens on
VOTE/COPE's right to make independent expenditures and NYSUT's right to communicate with
its members regarding the support or opposition of candidates for state elected offices. Plaintiffs
seek preliminary relief, as they wish to support and oppose candidates in the primary election being
held on September 14,2010 and the general elections being held on November 2,2010. The last day
-2
ST ATEMENT OF FACTS
making any independent expenditures to support or oppose candidates for election to state office.
The Board ofElections allows so-called "unauthorized committees" (which are unauthorized
in the sense that the candidate on whose behalf the committee makes expenditures did not authorize
the committee) to make independent expenditures without limitation. (Reilly Aff. ~~34-39).
that only make independent expenditures to the limitations on contributions set forth in the election
law. (Reilly Aff. ~~36-40). For example, were VOTE/COPE to establish an unauthorized committee
to make independent expenditures to support the candidacy of Bill Perkins in the September 14,
2010 primary election for his state senate seat, VOTE/COPE would be limited to contributing a total
But VOTE/COPE intends to expend more than $6,000 to support Mr. Perkins by way of
polling, canvassing, direct mail, phone calling and a get out the vote ("GOTV") drive. (Reilly Aff.
~'141-41). In fact, $6,000 would not cover the cost of the polling, let alone any other part of the
The Board of Elections may "deem" a union to be a political committee if the union makes
expenditures to support or oppose candidates for elected office, including such expenditures made
-3
in the course of speaking with its own members. (Reilly Aff. ';~43-48).
The Board of Elections distinguishes between contributions and expenditures. (Reilly Aff.
';~13-18). The Board of Elections will not "deem" a union to be a political committee solely because
it makes contributions. (Reilly Aff. ~'j45-48). According to the Board ofElections "ifa union places
an endorsement in a publication of its own union which it distributes to its membership on a regular
basis, it would not be considered to be a contribution" or an expenditure, as the union would not
have expended any additional funds on the publication since it would have issued the publication
regardless of the endorsement. (Reilly Aff. '1~46-48). According to the Board of Elections, if a
union either circulates a special edition of its own publication to endorse a candidate or pays for a
separate literature which is enclosed with its regularly distributed union publication -- and the
candidate or the candidate's committee reports the payment as a "contribution in-kind" from the
union -- it would be considered to be a contribution, not an expenditure; and such contribution would
not cause the union be to "deemed" to be a political committee by the Board of Elections. (Reilly
Aff. 46-48).
If, however, the candidate or candidate's committee does not report the union's expenditures
as "contributions in-kind," those expenditures would not be considered to be contributions and the
union would be "deemed" by the Board of Elections to be a political committee which has made
expenditures on behalf ofor against a candidate. (Reilly Aff. ':';46-48). The union will have violated
the campaign finance provisions ofthe Election Law ifit had not registered as a political committee,
listed the candidates it intended to support or oppose and file committee authorization status forms
Under a Board of Elections's advisory opinion, a union qua union can support or oppose
-4
candidates only in its regular publications to members. (Reilly Aff. ~~46-48). A union newsletter
(Complaint '170-71). According to the Board of Elections, in those situations where the next
publication date of such newsletter is not on the horizon or where the last published newsletter
before the election already has been published and the election has not yet been held, the union
would be effectively precluded from speaking with its own members in support or opposition to
NYSUT intends to communicate with its members regarding candidates in the 20 10 primary
and general elections for state elected offices. (Complaint ~72). NYSUT publishes newsletters to
its membership; and, starting with the 2010-2011 academic year, those newsletters will be published
on a monthly basis. (Reilly Aff. ~~49-50). For example, NYSUT intends to communicate with its
own members to support the election of Bill Perkins in his primary election for state senate.
(Complaint CT~72-74). Were NYSUT to communicate with its own members outside the context of
its regular publications, such as its monthly newsletter, to support the primary election of Bill
Perkins, and were Mr. Perkins to not report the expense for such communication as a contribution
in-kind, the Board of Elections would deem NYSUT to be a political committee. (Complaint ~~T75-
76). Unless NYSUT had previously registered with the Board ofElections as a political committee,
filed a statement with the Board ofElections stating that it intended to support Bill Perkins, and filed
a statement stating whether or not Mr. Perkins authorized the committee the Board would find that
Political committees must register and file statements with the Board of Elections before
-5
making any contributions or expenditures. (Reilly Aff. ,-r';SS-S6). The Board of Elections requires
all political committees except "political action committees" (and "constituted committees" not
relevant here) to list the names of the candidates they support or oppose and to file committee
authorization status forms prior to making any contributions or expenditures on their behalf. (Reilly
Aff. ,-rSS). Pursuant to section 14-118 of the Election Law, each political committee (except a
"constituted committee" not relevant here) must file with the Board of Elections a statement
including "the candidate or candidates or ballot proposal or proposals the success or defeat ofwhich
the committee is to aid or take part" and a committee authorization status form. (Reilly Aff. ,-rSS).
The Board of Elections excepts political action committees from that requirement because
section 14-118 also states that "a political committee which makes no expenditures, other than in
the form ofcontributions, shall not be required to list the candidates being supported or opposed by
According to the Board of Elections, if a committee required to file a statement listing "the
candidate or candidates or ballot proposal or proposals the success or defeat ofwhich the committee
is to aid or take part" does not file such statement prior to making any contributions or expenditures,
that committee violates the campaign finance provisions of the Election Law. (Complaint ,-rS9)
it would need to file a statement with the Board of Elections listing "the candidate or candidates or
ballot proposal or proposals the success or defeat of which the committee is to aid or take part" and
file a committee authorization status form before it could make any independent expenditures on
behalf of those candidates or ballot proposals. (Complaint ';60). Were NYSUT to register as a
- 6
need to file a statement with the Board of Elections listing "the candidate or candidates or ballot
proposal or proposals the success or defeat of which the committee is to aid or take part" and file a
committee authorization status form before making any independent expenditures on behalf ofthose
-7
POINT I
The standard of review applicable to applications for temporary restraining orders and
motions for preliminary injunctions is well-established. "The moving party must show (l)
irreparable harm and (2) either (a) likelihood of success on the merits or (b) sufficiently serious
questions going to the merits and a balance of hardships tipping decidedly toward the party seeking
injunctive relief." Kermaniv. New York State Bd. ofElections, 487 F.Supp.2d 101, 106 (N.D.N.V.
2006).
1. Irreparable Harm
The First Amendment has its fullest and most urgent application to speech uttered during a
campaign for political office. Citizens' United v. Federal Election Comm 'n, U.S._,_,130
S.Ct. 876, 913 (2010). Limits on independent expenditures have a chilling effect extending well
beyond the government's interest in preventing quidpro quo corruption. Citizens' United, 130 S.Ct.
at 908. And, "[r]estricting spontaneous political expression places a severe burden on political
speech because as the Supreme Court has observed, timing is of the essence in politics and when an
event occurs, it is often necessary to have one's voice heard promptly, ifit is to be considered at all."
Arizona Right to Life Political Action Comm. v. Bayless, 320 F .3d 1002, 1008 (9 th Cir. 2003 )(internal
- 8
quotation marks omitted).
"In matters involving allegations or claims ofFirst Amendment violations, irreparable harm
may be presumed." Kermani, 487 F.Supp.2d at 107. In the instant case, not only may irreparable
harm be presumed, but also irreparable harm is evident from the facts.
respect to the upcoming primary and general elections with respect to speaking through the use of
independent expenditures.
In addition, the harm to VOTE/COPE caused by defendants ban on its ability to make
expenditures. See, Citizens' United, 130 S.Ct. at 897 (201 O)(the statute was a ban on corporate
speech notwithstanding that a PAC created by the corporation could still speak). A "political action
committee" is a "different animal" from the other types of political committees identified by the
Board of Elections, such as "unauthorized committees." See, Kermani, 487 F.Supp.2d atl04, FN
4 (a political action committee was a "different animal" from the political committee at issue). Any
contributions VOTE/COPE were to make to such unauthorized committee, according to the Board
ofElections, would be limited by the contribution limitations in Election Law, thus severely limiting
the ability of VOTE/COPE and such "unauthorized committee" to make independent expenditures.
-9
expenditures supporting Bill Perkins in his primary election for state senate, VOTE/COPE would
NYSUT also has been irreparably harmed by the Board of Elections because it prevents
NYSUT from engaging in spontaneous political speech. NYSUT is effectively prohibited from
speaking with its members about candidates outside of its regular communications, unless it risks
being "deemed" to be a political committee by the Board of Elections. If it were to make such
communications outside its regular publications, unless it already had registered and filed statements
with the Board ofElections as a political committee, NYSUTwould have violated the Election Law,
And, any political committee coming into being, either as an "an unauthorized committee"
of Elections, would need to have registered with the Board of Elections, listed those candidates it
intended to support or oppose, and filed committee authorization status forms all before being
permitted to make any expenditures. They, thus, would be subject to a prior restraint on speech and
Expenditure limitations are subject to strict scrutiny, which requires the government to prove
that the restriction furthers a compelling interest and is narrowly tailored to achieve that interest.
Long Beach Area Chamber of Commerce v. City ofLong Beach, 603 F.3d 684, 691-92 (9 th Cir.
2010). Defendants' actions cannot withstand such strict scrutiny. The Board of Elections cannot
- 10
set itself up as "a First Amendment traffic cop." See, Arizona Right to Life Political Action Comm.,
320 F.3d at 1014 (statute putting state in the role of a First Amendment traffic cop was
unconstitutional regulation of speech),' See also, Clear Channel Outdoor, Inc. v. City ofNew York,
608 F. Supp.2d 477,508. (S.D.N.Y. 2009) ("The New York Court of Appeals has stated that the
State Constitution's free speech clause 'contains language that is more expansive than its Federal
counterpart' and we have at times interpreted it in a manner that is more protective offree expression
independent expenditures.
Chamber ofCommerce v. City ofLong Beach, 603 F.3d 684; Kermani 487 F.Supp.2d at 695; see
also, Avella v. Batt, 33 A.D.3d 77, 84, 820 N.Y.S.2d 332, 339-40 (3d Dep't 2006)(invalidating
expenditure prohibitions imposed on political parties by Election Law §2-126). P ACs can make
such independent expenditures. Long Beach Area Chamber ofCommerce, 603 F .3d at 696 (9 th Cir.
2010). Surely, if a corporation can use its treasury funds to make independent expenditures to
support or oppose candidates for federal elective office, a "political action committee" under New
York law can make independent expenditures to support or oppose candidates for state office. See,
Citizens' United, 130 S.Ct. at 913 (restrictions on corporate independent expenditures are invalid).
Citizens United, 130 S.Ct. at 909. "Limits on independent expenditures have a chilling effect
extending well beyond the government's interest in preventing quid pro quo corruption." Id. at 908.
Here, the Board cannot prove that its restriction furthers a compelling interest and is narrowly
- 11
tailored to achieve that interest.
In Citizens United the Supreme Court held that government cannot prohibit a corporation
from making independent expenditures because the only interest the government has regarding
campaign finance is the prevention of quid pro quo corruption, and there is no quid pro quo
corruption with independent expenditures. Id. According to the Supreme Court '''[t]he absence of
prearrangement and coordination of an expenditure with the candidate or his agent not only
undermines the value of the expenditure to the candidate, but also alleviates the danger that
expenditures will be given as a quid pro quo for improper commitments from the candidate. '" Id.
lfthe Federal Election Commission under FECA cannot limit independent expenditures, the Board
of Elections under the Election Law cannot limit independent expenditures, either.
In Citizens United the Supreme Court found that a corporation has the same rights under the
First Amendment to support or oppose candidates as does any other person or organization. Citizens
United, 130 S.Ct. at 913. A "political action committee," a fortiori, has First Amendment rights at
See, Long Beach Area Chamber ofCommerce ,603 F.3d at 695,696. (PACs can make independent
expenditures).
The Board's rule is that "political action committees" under New York law can only make
contributions and cannot make independent expenditures. That rule, however, is invalid under
expenditures under the First Amendment. See, Long Beach Area Chamber ofCommerce, 603 F.3d
- 12
Furthermore, the Board's rule preclude's only "political action committees" from making
expenditures. The concept that the government may restrict the speech of some elements of our
society in order to enhance te relative voice of others is wholly foreign to the First Amendment.
Arizona Right to Life Political Action Comm., 320 F.3d at 1014 (quotation marks, punctuation and
"political committee" not authorized by the candidate it supports) to make only independent
could not be subject to the limitations on contributions set forth in the Election Law. See,
SpeechNow.Org v. Fed Election Comm 'n, 599 F.3d 686,696 (D.C. Cir. 2010)(contribution limits
violated the First Amendment by preve nting donations to an independent expenditure only
committee in excess ofthe limitations); see, Long Beach Area Chamber a/Commerce, 603 F .3d at
Emily's List v. FEC, 581 F .3d 1, 10 (2009)("Ifthe Fist Amendment prohibits any limitation on how
campaign, how can it permit limits on donation s to committees that make only independent
expenditures?")
The Board's rule is that an "unauthorized committee" (committee not authorized by the
candidate it supports) can make unlimited independent expenditures, but that any contributions to
such "unauthorized committee" are limited by the contribution limitations in the Election Law. For
- 13
example, were VOTE/COPE to establish and register an "unauthorized committee," although such
VOTE/COPE could make to that committee to fund the committee would be limited, in a primary
election, to $6,000 for each senate candidate supported and $3,800 for each assembly candidate
supported.
But, contributions made to a committee that makes only independent expenditures cannot
be limited for the same reasons that independent expenditures themselves cannot be limited.
SpeechNow.Org, 599 F.3d at 692-93. Although Buckley v. Valeo. 424 U.S. 1 (1976), upheld
burden on speech. Jd. "[C]ontribution limits still do implicate fundamental First Amendment
interests." Jd. at 692. "When the government attempts to regulate the financing of political
campaigns and express advocacy through contribution limits it must have a countervailing interest
that outweighs the limit's burden on the exercise of First Amendment rights." Jd. "The Supreme
Court has recognized only one interest sufficiently important to outweigh the First Amendment
interests implicated by contributions for political speech: preventing corruption of the appearance
Likewise, a union should not be limited in its ability to speak with its own members about
the candidates it endorses to only its regular communications or risk being deemed to be a political
committee which would need to register with the Board, declare the candidates it intends to support
or oppose and file committee authorization status forms all prior to engaging in any such speech.
- 14
See, Arizona Right to Life Political Action Comm., 320 F .3d at 1006.(restricting spontaneous
Built-in delay mechanisms prevent the timely exercise of First Amendment rights and
prohibit spontaneous political expression. Id. at 1008. "To suggest that the waiting period is
minimal ignores the reality of breakneck political campaigning and the importance of getting the
message out in a timely, or, in some cases, even instantaneous manner." Id.
The Board's rule is that an "unauthorized committee" must name the candidates it intends
to support or oppose and file committee authorization status forms at the time it registers with the
Board, and the "unauthorized committee" cannot make any contributions or independent
expenditures until after it does so. Thus, such "unauthorized committee must declare who it intends
to support or oppose and file committee authorization forms before it will be permitted to make any
independent expenditures. This rule would apply regardless of whether the "unauthorized
a political committee for having communicated with its own members outside of its regular
publications to support or oppose candidates. Such rule is invalid as it is a prior restraint on speech.
With political speech, time is of the essence. Id. In this era of such things as the internet,
e-mail, YouTube, FaceBook, text-messaging and Twitter, participants in political discourse must be
ready to speak instantaneously. Any delay in speech may mean that their voice does not get heard
"First Amendment reflects a profound national commitment to the principle that debate on
- 15
public issues should be uninhibited, robust, and wide-open." Id. (internal quotation marks omitted).
According to the court, the statute's '" built-in delay mechanism' prevents the timely exercise ofFirst
Amendment rights and prohibits spontaneous political expression." !d. In its discussion of the
various reasons why the statute violated the First Amendment, the court noted that "the delay
mandated by the notice requirement places a severe burden on speech because it 'may even preclude
expression necessary to provide an immediate response to late-breaking events. '" Id. at 1009.
Plaintiffs respectfully submit that they have established a likelihood ofsuccess on the merits.
Assuming for the sake of argument that plaintiffs have not shown a likelihood of success on the
merits but have shown sufficiently serious questions going to the merits, a balance of the hardships
On the one hand, this case concerns the rights ofVOTE/COPE and NYSUT to engage in
speech under the "fullest and most urgent" application of the First Amendment political speech.
On the other hand, this case concerns the Board's interest in preventing corruption or the appearance
of corruption in elections.
But, with respect to the Board of Elections limits on independent expenditures, according to
the Supreme Court "'[t]he absence of prearrangement and coordination of an expenditure with the
candidate or his agent not only undermines the value of the expenditure to the candidate, but also
alleviates the danger that expenditures will be given as a quid pro quo for improper commitments
And, with respect to the Board ofElections rules limiting a union's ability to communication
with its members to its regular publications unless and until it first registers as a political committee,
- 16
lists the candidates it will support or oppose and file committee authorization forms all before
engaging in political speech, such built-in delay mechanisms prevent the timely exercise of First
Amendment rights and prohibit spontaneous political expression. Arizona Right to Life Political
- 17
CONCLUSION
For the reasons set forth above Plaintiffs' application for a temporary restraining order and
By:
Robert T. Reilly, Esq.
Of Counsel
89120/cwl141
- 18