Spink Auction 17042

CHARITY AUCTION OF
SCOTTISH BANKNOTES
10 OCTOBER 2017
LONDON
GROUP CHAIRMAN AND CEO
Olivier D. Stocker
YOUR SPECIALISTS
STAMPS
UK - Tim Hirsch FRPSL Guy Croton David Parsons Nick Startup
Neill Granger Dominic Savastano George James Ian Shapiro (Consultant)
USA - George Eveleth Fernando Martnez
EUROPE - Guido Craveri Fernando Martnez
CHINA - George Yue (Consultant) Alan Ho
COINS
UK - Richard Bishop Tim Robson Gregory Edmund Robert Parkinson
Lawrence Sinclair Barbara Mears John Pett (Consultant)
USA - Muriel Eymery Greg Cole Stephen Goldsmith (Special Consultant)
CHINA - Kin Choi Cheung Paul Pei Po Chow
BANKNOTES
UK - Barnaby Faull Andrew Pattison Thomasina Smith
USA - Greg Cole Stephen Goldsmith (Special Consultant)
CHINA - Kelvin Cheung Paul Pei Po Chow
ORDERS, DECORATIONS, MEDALS & MILITARIA
UK - David Erskine-Hill Marcus Budgen
USA - Greg Cole
BONDS & SHARES
UK - Mike Veissid (Consultant) Andrew Pattison Thomasina Smith
USA - Stephen Goldsmith (Special Consultant)
EUROPE - Peter Christen (Consultant)
CHINA - Kelvin Cheung
BOOKS
UK - Emma Howard Nik von Uexkull
AUTOGRAPHS
USA - Greg Cole Stephen Goldsmith (Special Consultant)
WINES
CHINA - Angie Ihlo Fung Guillaume Willk-Fabia (Consultant)
YOUR EUROPE TEAM (LONDON - LUGANO)
Directors
Tim Hirsch Anthony Spink
Auction & Client Management Team
Mira Adusei-Poku Rita Ariete Grace Hawkins Dora Szigeti
Nik von Uexkull Tom Hazell John Winchcombe Viola Craveri
Finance
Alison Bennet Marco Fiori Mina Bhagat Dennis Muriu Veronica Morris Varranan Somasundaram
IT & Administration
Berdia Qamarauli Michael Lewis Liz Cones Tom Robinson Giacomo Canzi
YOUR AMERICA TEAM (NEW YORK)
Managing Director
Charles Blane
Auction Administration and Marketing & Design
Nathalie Rochel Kaitlyn Argila
Finance & Administration
Amit Ramprashad
Auctioneers
Charles Blane Stephen Goldsmith (Special Consultant)
YOUR ASIA TEAM (HONG KONG - SINGAPORE)
Administration
Sue Pui Angie Ihlo Fung Newton Tsang Christina Kong
Representative for Australia
Peter Griffiths
Alan Ho japan@spink.com
CHARITY AUCTION OF SCOTTISH BANKNOTES
10 October 2017 in London and on
and/or *
SALE LOCATION YOUR SPINK TEAM FOR THIS SALE
SPINK LONDON FOR YOUR QUESTIONS ABOUT THE SALE LOTS

69 Southampton Row, Bloomsbury Barnaby Faull
London WC1B 4ET bfaull@spink.com
tel +44 (0)20 7563 4000fax +44 (0)20 7563 4066 +44 (0)20 7563 4031
Vat No: GB 791627108
Andrew Pattison
SALE DETAILS apattison@spink.com
+44 (0)20 7563 4044
Tuesday 10 October 2017 at 11.00 a.m. (Lots 4001-4250)
Thomasina Smith
In sending commission bids or making enquiries,
tbsmith@spink.com
this sale should be referred to as ALBA - 17042 +44 (0)20 7563 4095
VIEWING OF LOTS
FOR YOUR BIDS
At Spink London
Thursday 5 October 2017 10.00 a.m. - 5.00 p.m. Dora Szigeti
auctionteam@spink.com
Monday 9 October 2017 10.00 a.m. - 5.00 p.m. +44 (0)20 7563 4005
All other times by appointment fax +44 (0)20 7563 4037
This entire sale, including the front and back of many
notes, is also available to view electronically, please contact FOR YOUR INTERNET BIDDING
Thomasina for more details Michael Lewis

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Front Cover Illustration: 4001, 4075, 4185Back Cover Illustrations: 4001, 4075, 4185 www.spink.com
FRIDAY 10 OCTOBER 2017
Commencing at 11.00 a.m. (Lots 4001-4250)

All Sales are subject to the Terms and Conditions for Buyers printed at the back of this catalogue.
No returns will be accepted on any of the lots in this auction.
Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added
to their invoice for using this facility. Spink is pleased to continue to offer our on-line bidding platform
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Estimates
The estimated selling price of each lot is printed below the lot description and does not include the Buyers Premium.
Bidders should bear in mind that estimates are prepared well in advance of the sale and are not definitive.
They are subject to revision.
ORDER OF SALE
BANK OF SCOTLAND 4001-4074
CLYDESDALE BANK 4075-4168
ROYAL BANK OF SCOTLAND 4169-4226
OTHER SCOTTISH BANKS 4227-4250
WWW.SPINK.COM
BANK OF SCOTLAND
All Proceeds from the following lots will go to
Mental Health UK
WWW.SPINK.COM
October 10, 2017 - LONDON
4001
Bank of Scotland, 10 polymer issue, 1 June 2016,
serial number AA000001, brown, lilac and orange-
brown, portrait of Sir Walter Scott at right, the Bank
of Scotlands head office (The Mound, Edinburgh) at
centre left, thistle motif in background, arms low left,
value top left and low right, bank title in vertical
format at far right, reverse, Glenfinnan viaduct
5,000-7,000
4002 4003
Bank of Scotland, 10 polymer issue, 1 June 2016, Bank of Scotland, 10 polymer issue, 1 June 2016,
serial number AA000002, brown, lilac and orange- serial number AA000003, brown, lilac and orange-
brown, portrait of Sir Walter Scott at right, the Bank brown, portrait of Sir Walter Scott at right, the Bank
of Scotlands head office (The Mound, Edinburgh) at of Scotlands head office (The Mound, Edinburgh) at
centre left, thistle motif in background, arms low left, centre left, thistle motif in background, arms low left,
value top left and low right, bank title in vertical value top left and low right, bank title in vertical
format at far right, reverse, Glenfinnan viaduct format at far right, reverse, Glenfinnan viaduct
500-700 400-600
5
4004
Bank of Scotland, 10 polymer issue, 1 June 2016, serial
number AA000004, brown, lilac and orange-brown, portrait
of Sir Walter Scott at right, the Bank of Scotlands head office
(The Mound, Edinburgh) at centre left, thistle motif in
background, arms low left, value top left and low right, bank
title in vertical format at far right, reverse, Glenfinnan viaduct
400-600
4005
Bank of Scotland, 10 polymer issue, 1 June 2016, 4006
serial number AA000005, brown, lilac and orange- Bank of Scotland, 10 polymer issue, 1 June 2016,
brown, portrait of Sir Walter Scott at right, the Bank serial number AA000006, brown, lilac and orange-
of Scotlands head office (The Mound, Edinburgh) at brown, portrait of Sir Walter Scott at right, the Bank
centre left, thistle motif in background, arms low left, of Scotlands head office (The Mound, Edinburgh) at
value top left and low right, bank title in vertical centre left, thistle motif in background, arms low left,
format at far right, reverse, Glenfinnan viaduct value top left and low right, bank title in vertical
500-600 format at far right, reverse, Glenfinnan viaduct
500-600
4007
500-600
WWW.SPINK.COM
4008
1,500-2,000
4009 4010
500-700 500-700
7
4011 4014
400-500 400-500
4012 4015
400-500 400-500
4013 4016
400-500 300-400
WWW.SPINK.COM
4017 4020
300-400 250-300
4018 4021
300-400 200-250
4019
Bank of Scotland, 10 polymer issue, 1 June 2016, 4022
serial number AA000019, brown, lilac and orange- Bank of Scotland, 10 polymer issue, 1 June 2016,
brown, portrait of Sir Walter Scott at right, the Bank serial number AA000022, brown, lilac and orange-
of Scotlands head office (The Mound, Edinburgh) at brown, portrait of Sir Walter Scott at right, the Bank
centre left, thistle motif in background, arms low left, of Scotlands head office (The Mound, Edinburgh) at
value top left and low right, bank title in vertical centre left, thistle motif in background, arms low left,
format at far right, reverse, Glenfinnan viaduct value top left and low right, bank title in vertical
300-400 format at far right, reverse, Glenfinnan viaduct
200-250
9
4023 4026
200-250 200-250
4024 4027
200-250 200-250
4025 4028
200-250 200-250
WWW.SPINK.COM
4029 4032
Bank of Scotland, 10 polymer issue, 1 June 2016, Bank of Scotland, 10 polymer issue (2), 1 June
serial number AA000029, brown, lilac and orange- 2016, serial number AA000033/34, brown, lilac and
brown, portrait of Sir Walter Scott at right, the Bank orange-brown, portrait of Sir Walter Scott at right, the
of Scotlands head office (The Mound, Edinburgh) at Bank of Scotlands head office (The Mound,
centre left, thistle motif in background, arms low left, Edinburgh) at centre left, thistle motif in background,
value top left and low right, bank title in vertical arms low left, value top left and low right, bank title in
format at far right, reverse, Glenfinnan viaduct vertical format at far right, reverse, Glenfinnan viaduct
200-250 (2)
200-250
4030 4033
200-250 (2)
200-250
4031
Bank of Scotland, 10 polymer issue (2), 1 June 4034
2016, serial number AA000031/32, brown, lilac and Bank of Scotland, 10 polymer issue (2), 1 June
orange-brown, portrait of Sir Walter Scott at right, the 2016, serial number AA000037/38, brown, lilac and
Bank of Scotlands head office (The Mound, orange-brown, portrait of Sir Walter Scott at right, the
Edinburgh) at centre left, thistle motif in background, Bank of Scotlands head office (The Mound,
arms low left, value top left and low right, bank title in Edinburgh) at centre left, thistle motif in background,
vertical format at far right, reverse, Glenfinnan viaduct arms low left, value top left and low right, bank title in
(2) vertical format at far right, reverse, Glenfinnan viaduct
200-250 (2)
200-250
11
4035 4038
Bank of Scotland, 10 polymer issue (2), 1 June Bank of Scotland, 10 polymer issue (2), 1 June
2016, serial number AA000039/40, brown, lilac and 2016, serial number AA000045/46, brown, lilac and
orange-brown, portrait of Sir Walter Scott at right, the orange-brown, portrait of Sir Walter Scott at right, the
Bank of Scotlands head office (The Mound, Bank of Scotlands head office (The Mound,
Edinburgh) at centre left, thistle motif in background, Edinburgh) at centre left, thistle motif in background,
arms low left, value top left and low right, bank title in arms low left, value top left and low right, bank title in
vertical format at far right, reverse, Glenfinnan viaduct vertical format at far right, reverse, Glenfinnan viaduct
(2) (2)
200-250 150-200
4036 4039
(2) (2)
150-200 150-200
4037 4040
(2) (2)
150-200 150-200
WWW.SPINK.COM
4041 4044
200-300 (2)
200-300
4042
Bank of Scotland, 10 polymer issue (2), 1 June 4045
2016, serial number AA000150/200, brown, lilac and Bank of Scotland, 10 polymer issue (2), 1 June
orange-brown, portrait of Sir Walter Scott at right, the 2016, serial number AA000450/500, brown, lilac and
Bank of Scotlands head office (The Mound, orange-brown, portrait of Sir Walter Scott at right, the
Edinburgh) at centre left, thistle motif in background, Bank of Scotlands head office (The Mound,
arms low left, value top left and low right, bank title in Edinburgh) at centre left, thistle motif in background,
vertical format at far right, reverse, Glenfinnan viaduct arms low left, value top left and low right, bank title in
(2) vertical format at far right, reverse, Glenfinnan viaduct
200-250 (2)
200-250
4043
4046
Bank of Scotland, 10 polymer issue (2), 1 June
Bank of Scotland, 10 polymer issue (2), 1 June
2016, serial number AA000250/300, brown, lilac and
2016, serial number AA000550/600, brown, lilac and
orange-brown, portrait of Sir Walter Scott at right, the
orange-brown, portrait of Sir Walter Scott at right, the
Bank of Scotlands head office (The Mound,
Bank of Scotlands head office (The Mound,
Edinburgh) at centre left, thistle motif in background,
Edinburgh) at centre left, thistle motif in background,
arms low left, value top left and low right, bank title in
arms low left, value top left and low right, bank title in
vertical format at far right, reverse, Glenfinnan viaduct
vertical format at far right, reverse, Glenfinnan viaduct
(2)
(2)
200-300
200-250
13
4047 4050
Bank of Scotland, 10 polymer issue (2), 1 June Bank of Scotland, 10 polymer issue, 1 June 2016,
2016, serial number AA000650/700, brown, lilac and serial number AA000111, brown, lilac and orange-
orange-brown, portrait of Sir Walter Scott at right, the brown, portrait of Sir Walter Scott at right, the Bank
Bank of Scotlands head office (The Mound, of Scotlands head office (The Mound, Edinburgh) at
Edinburgh) at centre left, thistle motif in background, centre left, thistle motif in background, arms low left,
arms low left, value top left and low right, bank title in value top left and low right, bank title in vertical
vertical format at far right, reverse, Glenfinnan viaduct format at far right, reverse, Glenfinnan viaduct
(2) 400-600
200-250
4048 4051
Bank of Scotland, 10 polymer issue (2), 1 June Bank of Scotland, 10 polymer issue, 1 June 2016,
2016, serial number AA000750/800, brown, lilac and serial number AA000222, brown, lilac and orange-
orange-brown, portrait of Sir Walter Scott at right, the brown, portrait of Sir Walter Scott at right, the Bank
Bank of Scotlands head office (The Mound, of Scotlands head office (The Mound, Edinburgh) at
Edinburgh) at centre left, thistle motif in background, centre left, thistle motif in background, arms low left,
arms low left, value top left and low right, bank title in value top left and low right, bank title in vertical
vertical format at far right, reverse, Glenfinnan viaduct format at far right, reverse, Glenfinnan viaduct
(2) 200-300
200-250
4052
4049 Bank of Scotland, 10 polymer issue, 1 June 2016,
Bank of Scotland, 10 polymer issue (3), 1 June serial number AA000333, brown, lilac and orange-
2016, serial number AA000850/900/950, brown, brown, portrait of Sir Walter Scott at right, the Bank
lilac and orange-brown, portrait of Sir Walter Scott at of Scotlands head office (The Mound, Edinburgh) at
right, the Bank of Scotlands head office (The Mound, centre left, thistle motif in background, arms low left,
Edinburgh) at centre left, thistle motif in background, value top left and low right, bank title in vertical
arms low left, value top left and low right, bank title in format at far right, reverse, Glenfinnan viaduct
vertical format at far right, reverse, Glenfinnan viaduct 200-300
(3)
250-300
WWW.SPINK.COM
4053 4056
200-300 200-300
4054 4057
200-300 800-1,200
4055 4058
200-300 400-600
15
4059
Bank of Scotland, 10 polymer issue, 1 June 2016, serial number
AA001000, brown, lilac and orange-brown, portrait of Sir Walter
Scott at right, the Bank of Scotlands head office (The Mound,
Edinburgh) at centre left, thistle motif in background, arms low
left, value top left and low right, bank title in vertical format at far
right, reverse, Glenfinnan viaduct
200-300
4060 4061
250-300 200-250
4062
1,200-1,800
WWW.SPINK.COM
4063
800-1,000
4064 4065
700-900 700-900
4066
1,000-1,200
17
4067 4068
500-700 700-900
4069
2,000-3,000
WWW.SPINK.COM
4070
1,200-1,800
4071 4072
1,500-2,000 1,000-1,200
4073
of Sir Walter Scott at right, the Bank of Scotlands head
office (The Mound, Edinburgh) at centre left, thistle motif
in background, arms low left, value top left and low right,
bank title in vertical format at far right, reverse, Glenfinnan
viaduct
250-300
19
4074
Bank of Scotland, a sheet of specimen polymer 10 (45), 1 June 2016,
serial number AA000000, brown, lilac and orange-brown, portrait of Sir
Walter Scott at right, the Bank of Scotlands head office (The Mound,
Edinburgh) at centre left, thistle motif in background, arms low left, value
top left and low right, bank title in vertical format at far right, reverse,
Glenfinnan viaduct, a superb sheet of notes
3,000-4,000
WWW.SPINK.COM
CLYDESDALE BANK
HOSPICE UK
WWW.SPINK.COM
4075
Clydesdale Bank, polymer 5, 13 February 2016, serial number W/HS 000001,
blue and mauve, map of Scotland in green top left together with the Forth Bridge
(nominated as a Unesco World Heritage site). Sir William Arrol at right, the engineer
responsible for the construction of the Forth Bridge, the Titan Crane low right, value
at centre and at left and right, printed signature of David Duffy low centre, reverse
blue, various views of the Forth bridge in field, value low left and top right, also
polymer 10, 25 January 2017, serial number W/HS 000001, brown, orange and
green, Robert Burns at right, map of Scotland in orange top left, signature of David
Duffy, reverse purple and pink and orange, a view of the old and new towns of
Edinburgh (2)
4,000-6,000
23
4076
Clydesdale Bank, polymer 5, 13 February 2016,
serial number W/HS 000002, blue and mauve, map
of Scotland in green top left together with the Forth
Bridge (nominated as a Unesco World Heritage site).
Sir William Arrol at right, the engineer responsible for
the construction of the Forth Bridge, the Titan Crane
low right, value at centre and at left and right, printed
signature of David Duffy low centre, reverse blue,
various views of the Forth bridge in field, value low left
and top right, also polymer 10, 25 January 2017,
serial number W/HS 000002, brown, orange and
green, Robert Burns at right, map of Scotland in
orange top left, signature of David Duffy, reverse
purple and pink and orange, a view of the old and new
towns of Edinburgh (2)
800-1,200
4077 4078
Clydesdale Bank, polymer 5, 13 February 2016, Clydesdale Bank, polymer 5, 13 February 2016,
serial number W/HS 000003, blue and mauve, map serial number W/HS 000004, blue and mauve, map
of Scotland in green top left together with the Forth of Scotland in green top left together with the Forth
Bridge (nominated as a Unesco World Heritage site). Bridge (nominated as a Unesco World Heritage site).
Sir William Arrol at right, the engineer responsible for Sir William Arrol at right, the engineer responsible for
the construction of the Forth Bridge, the Titan Crane the construction of the Forth Bridge, the Titan Crane
low right, value at centre and at left and right, printed low right, value at centre and at left and right, printed
signature of David Duffy low centre, reverse blue, signature of David Duffy low centre, reverse blue,
various views of the Forth bridge in field, value low left various views of the Forth bridge in field, value low left
and top right, also polymer 10, 25 January 2017, and top right, also polymer 10, 25 January 2017,
serial number W/HS 000003, brown, orange and serial number W/HS 000004, brown, orange and
green, Robert Burns at right, map of Scotland in green, Robert Burns at right, map of Scotland in
orange top left, signature of David Duffy, reverse orange top left, signature of David Duffy, reverse
purple and pink and orange, a view of the old and new purple and pink and orange, a view of the old and new
towns of Edinburgh (2) towns of Edinburgh (2)
500-700 500-700
WWW.SPINK.COM
4079
500-600
4080 4081
500-600 500-600
25
4082
800-1,200
WWW.SPINK.COM
4083 4085
500-600 300-350
4084 4086
500-600 300-350
27
4087 4089
300-350 300-350
4088 4090
300-350 300-350
WWW.SPINK.COM
4091 4093
300-350 300-350
4092 4094
300-350 300-350
29
4095 4097
200-250 200-250
4096 4098
serial number W/HS 000022, blue and mauve, map serial number W/HS 00024, blue and mauve, map of
of Scotland in green top left together with the Forth Scotland in green top left together with the Forth
200-250 200-250
WWW.SPINK.COM
4099 4101
200-250 200-250
4100 4102
serial number W/HS 000026 blue and mauve, map of serial number W/HS 000028, blue and mauve, map
Scotland in green top left together with the Forth of Scotland in green top left together with the Forth
200-250 200-250
31
4103 4105
serial number W/HS 000029 blue and mauve, map of serial number W/HS 000031 blue and mauve, map of
Scotland in green top left together with the Forth Scotland in green top left together with the Forth
200-250 150-200
4104 4106
150-200 150-200
WWW.SPINK.COM
4107 4109
150-200 150-200
4108 4110
150-200 150-200
33
4111 4113
150-200 150-200
4112 4114
150-200 150-200
WWW.SPINK.COM
4115 4117
150-200 150-200
4116 4118
150-200 150-200
35
4119 4121
150-200 150-200
4120 4122
150-200 150-200
WWW.SPINK.COM
4123 4125
150-200 150-200
4124 4126
150-200 100-150
37
4127 4129
100-150 100-150
4128 4130
100-150 100-150
WWW.SPINK.COM
4131 4133
100-150 100-150
4132 4134
100-150 100-150
39
4135 4137
100-150 100-150
4136 4138
100-150 100-150
WWW.SPINK.COM
4139 4141
100-150 100-150
4140 4142
100-150 100-150
41
4143 4145
100-150 150-200
4144 4146
250-350 150-200
WWW.SPINK.COM
4147 4149
150-200 150-200
4148 4150
150-200 150-200
43
4151
serial number W/HS 000888 blue and mauve, map of
Scotland in green top left together with the Forth
400-600
WWW.SPINK.COM
4152 4154
200-300 150-200
4153 4155
150-200 1,200-1,800
45
4156
1,000-1,200
4157 4158
800-1,000 800-1,000
WWW.SPINK.COM
4159
800-1,000
4160 4161
800-1,000 800-1,000
47
4162
2,000-3,000
4163 4164
serial number W/HS 999999 blue and mauve, map of serial number W/HS 1000000 blue and mauve, map
Scotland in green top left together with the Forth of Scotland in green top left together with the Forth
800-1,000 1,000-1,500
WWW.SPINK.COM
4165
1,000-1,500
4166 4167
250-350 150-200
49
4168
Clydesdale Bank, a sheet of polymer 10 (45), 13 February 2016, serial
number W/HS, W/HT, W/HU, W/HW, W/HV, W/HX, W/HY,
W/HZ, W/JA 000000 (five of each prefix), brown, orange and green,
Robert Burns at right, map of Scotland in orange top left, signature of
David Duffy, reverse purple and pink and orange, a view of the old and
new towns of Edinburgh, a superb sheet of notes
3,000-4,000
WWW.SPINK.COM
ROYAL BANK OF SCOTLAND

STV CHILDRENS APPEAL
WWW.SPINK.COM
4169
Royal Bank of Scotland plc, polymer 5, 11
February 2016, serial number AA111111, blue and
pale orange, the Scottish Poet Nan Shepherd at right,
security feature in green/blue, reverse two mackerel
and an excerpt from The Choice by Sorley MacLean
800-1,000
4170 4172
Royal Bank of Scotland plc, polymer 5, 11 Royal Bank of Scotland plc, polymer 5, 11
February 2016, serial number AA222222, blue and February 2016, serial number AA444444, blue and
pale orange, the Scottish Poet Nan Shepherd at right, pale orange, the Scottish Poet Nan Shepherd at right,
security feature in green/blue, reverse two mackerel security feature in green/blue, reverse two mackerel
and an excerpt from The Choice by Sorley MacLean and an excerpt from The Choice by Sorley MacLean
600-800 500-600
4171 4173
500-600 500-600
53
4174 4175
500-600 500-600
4176
Royal Bank of Scotland plc, polymer 5, 11
February 2016, serial number AA888888, blue and
pale orange, the Scottish Poet Nan Shepherd at right,
security feature in green/blue, reverse two mackerel
and an excerpt from The Choice by Sorley MacLean
1,500-2,000
WWW.SPINK.COM
4177
Royal Bank of Scotland plc, polymer 5, 11 February
2016, serial number AA999999, blue and pale orange, the
Scottish Poet Nan Shepherd at right, security feature in
green/blue, reverse two mackerel and an excerpt from The
Choice by Sorley MacLean
600-800
4178 4179
December 2016, serial number AA111111, red, the December 2016, serial number AA222222, red, the
Scottish mathematician and astronomer Mary Scottish mathematician and astronomer Mary
Somerville at right, a view of Burntisland in Somerville at right, a view of Burntisland in
background, security feature in gold/orange at left, background, security feature in gold/orange at left,
reverse red, two otters and words by the Scottish poet reverse red, two otters and words by the Scottish poet
Norman MacCaig Norman MacCaig
800-1,000 500-600
4180
Royal Bank of Scotland plc, polymer 10, 26 December
2016, serial number AA333333, red, the Scottish
mathematician and astronomer Mary Somerville at right, a
view of Burntisland in background, security feature in
gold/orange at left, reverse red, two otters and words by the
Scottish poet Norman MacCaig
500-600
55
4181
500-600
4182 4183
December 2016, serial number AA555555, red, the December 2016, serial number AA666666, red, the
Scottish mathematician and astronomer Mary Scottish mathematician and astronomer Mary
Somerville at right, a view of Burntisland in Somerville at right, a view of Burntisland in
background, security feature in gold/orange at left, background, security feature in gold/orange at left,
reverse red, two otters and words by the Scottish poet reverse red, two otters and words by the Scottish poet
Norman MacCaig Norman MacCaig
500-600 500-600
4184
600-800
WWW.SPINK.COM
4185
Royal Bank of Scotland plc, polymer 10, 26 December 2016, serial
number AA888888, red, the Scottish mathematician and astronomer Mary
Somerville at right, a view of Burntisland in background, security feature
in gold/orange at left, reverse red, two otters and words by the Scottish
poet Norman MacCaig
1,500-2,000
4186
Royal Bank of Scotland plc, polymer 10, 26 December 2016, serial
Somerville at right, a view of Burntisland in background, security feature
in gold/orange at left, reverse red, two otters and words by the Scottish
poet Norman MacCaig
800-1,000
57
4187
Royal Bank of Scotland plc,
polymer 5, 11 February 2016,
serial number AA002016, blue and
pale orange, the Scottish Poet Nan
Shepherd at right, security feature in
green/blue, reverse two mackerel
and an excerpt from The Choice
by Sorley MacLean, also a polymer
10, 26 December 2016, serial
number AA002016, red, the
Scottish mathematician and
astronomer Mary Somerville at
right, a view of Burntisland in
background, security feature in
gold/orange at left, reverse red, two
otters and words by the Scottish
poet Norman MacCaig (2)
300-400
4188
Royal Bank of Scotland plc,
polymer 5, 11 February 2016,
serial number AA001727, blue and
pale orange, the Scottish Poet Nan
Shepherd at right, security feature in
green/blue, reverse two mackerel
and an excerpt from The Choice
by Sorley MacLean, also a polymer
10, 26 December 2016, serial
number AA001727, red, the
Scottish mathematician and
astronomer Mary Somerville at
right, a view of Burntisland in
background, security feature in
gold/orange at left, reverse red, two
otters and words by the Scottish
poet Norman MacCaig (2)
300-400
WWW.SPINK.COM
4189
Royal Bank of Scotland plc, polymer 5, 11 February 2016, serial number
AA123456, blue and pale orange, the Scottish Poet Nan Shepherd at right,
security feature in green/blue, reverse two mackerel and an excerpt from The
Choice by Sorley MacLean, also a polymer 10, 26 December 2016, serial
Somerville at right, a view of Burntisland in background, security feature in
gold/orange at left, reverse red, two otters and words by the Scottish poet
Norman MacCaig (2)
500-700
59
4190
Royal Bank of Scotland plc, polymer 5, 11 February 2016, serial number AA123321, blue and pale orange, the Scottish
Poet Nan Shepherd at right, security feature in green/blue, reverse two mackerel and an excerpt from The Choice by
Sorley MacLean, also a polymer 10, 26 December 2016, serial number AA123321, red, the Scottish mathematician and
astronomer Mary Somerville at right, a view of Burntisland in background, security feature in gold/orange at left, reverse
red, two otters and words by the Scottish poet Norman MacCaig (2)
300-400
4191
250-350
WWW.SPINK.COM
4192
250-350
4193
red, two otters and words by the Scottish poet Norman MacCaig` (2)
300-400
61
4197
4194 Royal Bank of Scotland plc, 1 (2), 25 March 1987,
Royal Bank of Scotland, 1 (11), 1947.1948, 1949, serial numbers A/1 000048/49, green, Lord Ilay at
1951 (2), 1952 (3), 1953(3), 1954, blue and pale right, Maiden signature (Banknote Yearbook SC832),
yellow, arms top centre, also 1 (27), 1954 (5), 1955 fresh and original, about uncirculated and a rare low
(5), 1956 (5), 1957 (6), 1958 (6), (Banknote number consecutive pair (2)
Yearbook SC802d, 802e, 802f, 803), includes prefix 200-300
U/1 and AA, AE, AF, generally fine or better (38)
200-250
4198
Royal Bank of Scotland plc, 1, 12 May 1999, serial
4195 number SP 0001999, green, Lord Ilay at right,
Royal Bank of Scotland, 1 (42), 1959 (7), 1960 Matthewson signature (Banknote Yearbook SC837), a
(7), 1961 (8), 1962 (10), 1963 (9), 1964, blue and Scottish Parliament commemorative note with serial
pale yellow, arms top centre, 1 (2), 1970, green number matching opening date, uncirculated
(Banknote Yearbook SC803, 814b), includes prefix 150-200
U/1 and AA, AE, AF, generally very fine or better (44)
200-250
4196
Royal Bank of Scotland plc, 1 (3), 3 January 1985, 4199
all prefix D/9, green, arms at right, Winter signature, Royal Bank of Scotland, 5, 1952, 1953, 1954,
1 (4), 1 May 1986, serial numbers D/33 1955 (2), 1956, 1957, 1958, 1959, 1960, 1961,
000100/521/522/523, as previous and 1 (4), 17 1962, 1963, 1964, blue and yellow, orange-brown
December 1986, serial numbers D/68 central panel (Banknote Yearbook SC807a, b, c), fine
000045/46/64/65, as previous but Maiden signature to very fine, the 1964 prefix G34383, BNYB states
(Banknote Yearbook SC831b, 831c, 831d), the D/33 highest recorded prefix G34321 (14)
and D/68 first prefixes for types and low serial numbers 250-350
generally extremely fine to uncirculated (11)
300-400
WWW.SPINK.COM
4200 4203
Royal Bank of Scotland, 5, 1953, 1955 (2), 1956, Royal Bank of Scotland, 5 (3), 19 March 1969,
1957, 1958, 1959, 1960, 1961, 1962, 1963, 1964, blue, arms at left, Burke and Robertson signatures, 5
blue and yellow, orange-brown central panel (7), 3 May 1977, blue, arms at right, Burke signature,
(Banknote Yearbook SC807a, b, c), fine to very fine, 5 (8), 22 June 1988, blue, Lord Ilay at right, Maiden
the 1964 prefix G34383, BNYB states highest recorded signature, also 10 (2), 1979, 10 (6), 1982/1985,
prefix G34321 (12) brown, Winter signature (Banknote Yearbook
250-300 SC816a, 817, 842, 819, 851a), generally good
extremely fine, the 1979 10 very fine (26)
200-250
4201
Royal Bank of Scotland, 5 (5), 1964 (2), 1965 (3), 4204
all prefix H, blue and yellow, orange-brown central Royal Bank of Scotland plc, 5 (2), 17 December
panel (Banknote Yearbook SC808a, b), very fine or 1986, serial numbers B/59 000102/103, blue, arms
better (5) at right, signature Maiden (Banknote Yearbook
120-180 SC841c), fresh and original, almost uncirculated and
low serial numbers for the first prefix for type (2)
150-200
4202
Royal Bank of Scotland, 5 (18), 1 November 1966, 4205
prefix J/1 (7), J/2 (6), J/3 (2) and J/4 (3), blue and Royal Bank of Scotland plc, 5 (2), 25 March 1987,
multicoloured, David Dale at left, Robertson and serial number A/1 000013/14, blue and
Campbell signatures, also 1 (7), 1 September 1967, multicoloured, Lord Ilay at right, bank building at
all A prefix, green, David Dale at left, Robertson centre, Maiden signature (Banknote Yearbook
signature (Banknote Yearbook SC809, 805), generally SC842), an uncirculated pair of very low number 5 of
good very fine or better (25) 1987 (2)
140-180 400-600
63
4206
Royal Bank of Scotland plc, 5 (4), 6 February 4208
2002, serial number TQG J0000205/206/207/208, Royal Bank of Scotland plc, 10, 17 December
25 March 1987, serial number A/1 000013/14, blue 1986, serial number A/89 000007, brown, arms at
and multicoloured, Lord Ilay at right, bank building at right, Maiden signature (Banknote Yearbook
centre, Goodwin signature, golden crown at left, SC851b), a very low number, A/89 the first prefix for
reverse the Queen, 5 (5), 14 May 2004, prefix R & type, fresh, almost uncirculated
A, design as previous, reverse the club house at Saint 250-350
Andrews, 5 (5), 1 July 2005), prefix RCS
commemorating the Royal College of Surgeons,
colour and design as previous, reverse Culzean Castle
and 5 (5), 14 July 2005, prefix JWN, colour and
design as last, reverse Jack Nicklaus (Banknote
Yearbook SC844, 845, 846, 847), generally about
uncirculated (19)
250-300
4209
Royal Bank of Scotland plc, 10 (3), 17 December
1986, serial number A/89 00094/95/96, brown,
arms at right, Maiden signature (Banknote Yearbook
SC851b), a very low number consecutive pair, A/89 the
first prefix for type, fresh, almost uncirculated (3)
200-300
4207
Royal Bank of Scotland Limited, 10 (3), 19 March
1969, all prefix A/1, brown and pink and pale blue,
arms low centre, Robertson and Burke signatures
(Banknote Yearbook SC818), original and fresh,
extremely fine (3)
150-200
4210
Royal Bank of Scotland plc, 10 (3), 17 December
1986, serial number A/89 000062/63/64, brown,
arms at right, Maiden signature (Banknote Yearbook
SC851b), three consecutive low numbers, A/89 the first
prefix for type, fresh, almost uncirculated (3)
300-400
WWW.SPINK.COM
4211 4214
Royal Bank of Scotland plc, 10 (2), 25 March Royal Bank of Scotland, 20 (2), 1949, 1957, blue
1987, serial numbers A/1 000016/17, brown, Lord and yellow, orange-brown central panel (Banknote
Ilay at right, Maiden signature (Banknote Yearbook Yearbook SC811b, d), very fine (2)
SC852), fresh and original, light crinkling otherwise 200-250
about uncirculated and a very low serial number pair
(2)
350-450
4215
Royal Bank of Scotland Limited, 20 (3), 19 March
1969, all prefix A/1, purple, arms low right, Burke
4212
and Roberson signatures (Banknote Yearbook SC
Royal Bank of Scotland plc, 10 (3), 25 March
820), fresh and original, almost extremely fine and
1987, serial numbers A/1 000022/26/83, brown,
scarce (3)
Lord Ilay at right, Maiden signature (Banknote
350-400
Yearbook SC852), fresh and original, light crinkling
otherwise about uncirculated and low serial numbers (3)
250-350
4216
Royal Bank of Scotland plc, 20 (3), 3 May 1982,
4213 serial numbers A/7 446055/56/57, purple, arms at
Royal Bank of Scotland plc, 10 (2), 25 March right, Winter signature (Banknote Yearbook SC 821),
1987, serial numbers A/1 000023/24, brown, Lord fresh and original, about uncirculated and a scarce
Ilay at right, Maiden signature (Banknote Yearbook consecutive trio of notes (3)
SC852), fresh and original, light crinkling otherwise 250-350
about uncirculated and a very low serial number pair
(2)
250-300
65
4217 4220
Royal Bank of Scotland plc, 20, 25 March 1987, Royal Bank of Scotland plc, 20 (16), 25 March
serial number A/1 000014, purple, Lord Ilay at right, 1987, all prefix A/2, purple, Lord Ilay at right, bank
bank building at centre, arms low centre, Maiden building at centre, arms low centre, Maiden signature
signature (Banknote Yearbook SC862), original, (Banknote Yearbook SC862), uncirculated (16)
almost uncirculated and a very low serial number 500-700
300-400
4221
4218 Royal Bank of Scotland plc, 20 (20), 25 March
Royal Bank of Scotland plc, 20 (2), 25 March 1987, all prefix A/2, purple, Lord Ilay at right, bank
1987, serial number A/1 000016/17, purple, Lord building at centre, arms low centre, Maiden signature
Ilay at right, bank building at centre, arms low centre, (Banknote Yearbook SC862), uncirculated (20)
Maiden signature (Banknote Yearbook SC862), 600-800
original, almost uncirculated and a very low serial
number consecutive pair (2)
250-350
4222
Royal Bank of Scotland Limited, 20 (4), 28
January 1992, prefix A/45, purple, Lord Ilay at right,
4219 Mathewson signature, also 20, 27 June 2000, prefix
Royal Bank of Scotland plc, 20 (10), 25 March B/29, Goodwin signature (Banknote Yearbook SC
1987, all prefix A/1, purple, Lord Ilay at right, bank 863b, d), fresh and original, about uncirculated, the
building at centre, arms low centre, Maiden signature B/29 first prefix for type thus scarce (5)
(Banknote Yearbook SC862), uncirculated (10) 200-300
400-600
WWW.SPINK.COM
4223 4225
Royal Bank of Scotland plc, 20 (10), 4 August Royal Bank of Scotland plc, 100, 3 January 1985,
2000, serial number QETQM 0042645/ serial number A/1 336390, red and multicoloured,
46/47/48/49/50/51/52/53/54, purple and arms at right, Winter signature (Banknote Yearbook
multicoloured, Lord Ilay at right, bank building at SC881), fresh and original, almost uncirculated and a
centre, golden crown at left, Goodwin signature, scarce type
reverse the Queen Mother (Banknote Yearbook 400-600
SC864), an uncirculated consecutive run (10)
300-350
4226
4224 Royal Bank of Scotland plc, 100 (3), 30 March
Royal Bank of Scotland plc, 20 (5), 4 August 1999, serial number A/2 411771/772/773, purple
2000, serial number QETQM 0042655/ and pale green, Lord Ilay at right, arms low centre,
56/57/58/59, purple and multicoloured, Lord Ilay Mathewson signature (Banknote Yearbook SC882c),
at right, bank building at centre, golden crown at left, fresh and original and a scarce consecutive trio, good
Goodwin signature, reverse the Queen Mother extremely fine (3)
(Banknote Yearbook SC864), an uncirculated 600-800
consecutive run (5)
150-180
67
4227 4230
Commercial Bank of Scotland Limited, 5, 1 Commercial Bank of Scotland Limited, 20 (2),
December 1928, prefix 14/U, blue, red and pale 1931, 1935, prefixes 12/X, blue, red and pale yellow,
yellow, Lord Pitcairn low centre, classical frieze top Lord Pitcairn low centre, classical frieze top centre,
centre, signatures of Thomson and Robb, also 5, 30 Thomson-Erskine and Thomson-Robb signatures
April 1934, prefix 14/Q, as last, Thomson and (Banknote Yearbook SC423b, 423c), annotations,
Erskine signatures (Banknote Yearbook SC413a), ink good fine, last and first prefixes for type (2)
numeral top right, fine and scarce, 1934 fine (2) 300-400
150-200
4231
Commercial Bank of Scotland Limited, 1 (9),
4228 1935, 1936, 1937, 1938 (2), 1939 (2), 1941 (2),
Commercial Bank of Scotland Limited, 5 (3), blue, red and pale yellow, Lord Pitcairn low centre, 1
1935, 1937, 1940, prefixes 14N, 14L, 14K, blue, red (11), 1954 (2), 1955 (2), 1956 (2), 1957 (2), 1958
and pale yellow, Lord Pitcairn low centre, classical (3), blue (Banknote Yearbook SC404c, 405c, 406),
frieze top centre, Thomson and Erskine signatures first group fine including 25B, second group generally
(Banknote Yearbook SC413c, 413d), fine to good fine good very fine including last prefix 27R (20)
(3) 100-150
150-200
4232
4229 1947, 1949, 1951, 1952, 1953, 1954, 195, 1956,
Commercial Bank of Scotland Limited, 5 (4), 1957, 1958, purple and pale green, Lord Cockburn
1941, 1942, 1943, 1944, prefixes 14/H, 14/B, top centre, allegorical maiden at left and right,
15/T, 15/R, blue, red and pale yellow, Lord Pitcairn medallic female head at low left, signatures Erskine or
low centre, classical frieze top centre, Thomson and Macdonald (Banknote Yearbook SC414a, 414b),
Erskine signatures (Banknote Yearbook SC 413d), original and fresh, the 1947 prefix 16A, first prefix for
fine to good fine (4) type, good very fine to extremely fine (10)
200-300 300-400
WWW.SPINK.COM
4233
4236
1953, 1954, 195, 1956, 1957, 1958, purple and pale
National Commercial Bank of Scotland Limited,
green, Lord Cockburn top centre, allegorical maiden
5 (6), 1959, green and mauve, arms low right centre,
at left and right, medallic female head at low left,
Alexander signature (Banknote Yearbook SC611),
signatures Erskine or Macdonald (Banknote Yearbook
original, generally good very fine or better (6)
SC414a, 414b), original and fresh, good very fine to
200-250
extremely fine (6)
150-200
4234
Commercial Bank of Scotland Limited, 20 (2), 2 4237
January 1947, prefix 13D and 2 January 1958, prefix National Commercial Bank of Scotland Limited,
13O, blue and lilac, Lord Cockburn top centre, 5 (2), 1961, prefixes G and H, green and mauve,
allegorical maiden at left and right, medallic female arms low right centre, Alexander signature (Banknote
head at low left, signatures Erskine and Macdonald Yearbook SC612), original, about extremely fine (2)
respectively (Banknote Yearbook SC424a, 424b), 120-160
original and fresh, good very fine and extremely fine (2)
200-250
4235 4238
National Bank of Scotland Limited, 1 (4), 1959, National Commercial Bank of Scotland Limited,
blue, Forth Rail Bridge, 1 (12), 1961 (2), 1962 (2), 20, 16 September 1959, serial number A 143277,
1963 (2), 1964(2), 1966 (2), 1967 (2), green, Forth red and pale orange, arms low right, Alexander
Rail Bridge, 1 (6), 1969, green, smaller format, also signature (Banknote Yearbook SC631), fresh and
National Bank, 1 (14), 1951, 1952 (2), 1953 (5), original, extremely fine and scarce
1954 (2), 1955 (2), 1956 (2), black, orange and pale 140-180
yellow (Banknote Yearbook SC601, 602a, 603),
generally extremely fine (36)
200-250
69
4239 4242
National Commercial Bank of Scotland Limited, National Commercial Bank of Scotland Limited,
20 (2), 16 September 1959, serial number A 100, 16 September 1959, serial number A 007826,
143278/279, red and pale orange, arms low right, purple, arms low right, Alexander signature (Banknote
Alexander signature (Banknote Yearbook SC631), Yearbook SC641), fresh and original extremely fine
fresh and original, extremely fine and scarce (2) and quite a low serial number
200-250 600-800
4240 4243
National Commercial Bank of Scotland Limited, National Commercial Bank of Scotland Limited,
20 (2), 16 September 1959, serial numbers A 100, 16 September 1959, serial number A 021326,
194099/100 red and mauve, arms low right, purple, arms low right, Alexander signature (Banknote
Alexander signature (Banknote Yearbook SC631), Yearbook SC641), fresh and original extremely fine,
fresh and original extremely fine (2) scarce
180-240 500-700
4241
National Commercial Bank of Scotland Limited, 4244
100, 16 September 1959, serial number A 003905, National Commercial Bank of Scotland Limited,
purple, arms low right, Alexander signature (Banknote 5 (12), 1963 (5), 1964 (2), 1966 (4), 1968, blue
Yearbook SC641), fresh and original extremely fine and pale orange, arms low centre, Alexander or Burke
and a low serial number signatures (Banknote Yearbook SC613a, 613b),
800-1,200 generally good very fine or better (12)
200-250
WWW.SPINK.COM
4245
National Bank of Scotland Limited, 5 (3), 1932 (2), 1936, yellow and blue, the Marquis of Lothian at left, arms at
centre, Drever and manuscript signature low centre (Banknote Yearbook SC511d, 512a), VG (3)
100-150
4246
National Bank of Scotland Limited, 5 (13), 1939, 1940, 1941, 1942, 1943, 1944, 1945, 1948, 1949, 1951, 1952,
1953, 1955, yellow and blue, the Marquis of Lothian at left, arms at centre, various signatures (Banknote Yearbook
SC512b, 512d, 512e, 512f, 512g), VG to very fine and a good run of dates (13)
700-800
4247
National Bank of Scotland Limited, 5 (9), 1942, 1944, 1948 (3), 1949 (2), 1953, 1955, yellow and blue, the Marquis
of Lothian at left, arms at centre, various signatures (Banknote Yearbook SC512b, 512d, 512e, 512f, 512g), VG to very
fine and quite a good run of dates (9)
400-450
71
4248
National Bank of Scotland Limited, 20 (2), 1945,
1951, prefixes A158 and a185, mauve, yellow and
blue, the Marquis of Lothian at left, arms at centre,
Dandie-Leggatt and Dandie-Brown signatures
(Banknote Yearbook SC522d, 522e), good fine and
very fine with annotation on reverse, scarce (2)
300-400
4249 4250
National Bank of Scotland Limited, 20 (2), 1 National Bank of Scotland Limited, 20 (2), 1
November 1957, prefixes A008 and A010, red, mauve November 1957, prefixes A023 and A041, red, mauve
and green, arms low left, Dandie and Alexander and green, arms low left, Dandie and Alexander
signatures (Banknote Yearbook SC523), original signatures (Banknote Yearbook SC523), original
about extremely fine and scarce (2) about extremely fine and scarce (2)
300-350 300-350
THE END OF THE SALE
WWW.SPINK.COM

69 Southampton Row, Bloomsbury, CHARITY AUCTION OF
SCOTTISH BANKNOTES
London WC1B 4ET
tel: +44 (0)20 7563 4005
fax: +44 (0)20 7563 4037
email: auctionteam@spink.com
WRITTEN BIDS FORM

NAME ______________________________________________________ This form should be sent or faxed to the
Spink auction office in advance of the sale.
References for new clients should be
ADDRESS ____________________________________________________ supplied in good time to be taken up
before the sale. Bids received later than
one hour before the start of the sale may
____________________________________________________________ not be processed.
____________________________________________________________
YOU CAN ALSO BID IN REAL TIME ON SPINK LIVE.
JUST VISIT WWW.SPINK.COM, REGISTER AND LOG 10 OCTOBER 2017
LONDON
POSTCODE ___________________________________________________ INTO THE SALE.
SALE TITLE DATE CODE NAME SALE NO.

Charity Auction of Scottish Banknotes Tuesday 10 October at 11.00 a.m. ALBA 17042
I request Spink, without legal obligations of any kind on its part, to bid on the following Lots up to the price given below. I understand that if my bid is successful the
Purchase Price will be the sum of the final bid and Buyers premium as a percentage of the final bid, any VAT chargeable, also a fee for bidding on the-saleroom.com only
and fee for paying by card. The Rate of Premium is 20% of the final hammer price of each lot. I understand Spink will pursue me for payment for any successful bid.
In addition, I understand and consent that Spink may share my personal details relating to the default with other auction houses and live bidding platforms to protect
themselves from such defaults.
All bids shall be treated as offers made on the Terms and Conditions for Buyers printed in the catalogue. I also understand that Spink provides the service of executing
bids on behalf of clients for the convenience of clients and that Spink will not be held responsible for failing to execute bids. If identical commission bids are received for
the same Lot, the commission bid received first by Spink will take precedence. Please note that you will not be notified if there are higher written bids received.
PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN STERLING
Lot Number Price Bid Lot Number Price Bid Lot Number Price Bid
(in numerical order) (excluding Buyers Premium) (in numerical order) (excluding Buyers Premium) (in numerical order) (excluding Buyers Premium)
TEL. HOME ______________________________________________ TEL. OFFICE ____________________________________________
FAX ____________________________________________________ E-MAIL ________________________________________________
SIGNATURE _______________________________________________ VAT NUMBER ___________________________________________
Please indicate the type of card: VISA VISA DEBIT MASTERCARD SWITCH AMERICAN EXPRESS
PAYMENTS MADE BY MASTERCARD OR VISA ARE SUBJECT TO A 2% FEE AND AMERICAN EXPRESS 4% FEE
CARD NO: START DATE: ISSUE NO: SECURITY CODE:
SIGNATURE EXPIRY DATE NAME (ON CREDIT CARD)
Please charge all purchases to my card
Do not charge my card. I will arrange to send payment. (Spink will only charge your card should you default on the payment terms agreed)
Please hold my purchased lots for collection

Continued ...
DATE SALE NO.
Tuesday 10 October 2017 at 11.00 a.m. 17042
PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN STERLING
Lot Number Price Bid Lot Number Price Bid Lot Number Price Bid
(in numerical order) (excluding Buyers Premium) (in numerical order) (excluding Buyers Premium) (in numerical order) (excluding Buyers Premium)
BIDDING INCREMENTS VAT is chargeable on the Hammer price and

Bidding generally opens below the low estimate and advances in the following order the Buyers premium of daggered () and ()
although the auctioneer may vary the bidding increments during the course of the lots at the standard rate (currently 20%), and
auction. The normal bidding increments are: on lots marked (x) at the reduced rate
Up to 100 by 5 1,000 to 3,000 by 100 (currently 5% on the Hammer price and 20%
100 to 300 by 10 3,000 to 6,000 3,200-3,500-3,800-4,000 etc. on the Buyers premium). VAT on Margin
300 to 600 320-350-380-400 etc. 6,000 to 20,000 by 500 Scheme lots (identified by the absence of any
600 to 1,000 by 50 20,000 and up Auctioneers discretion VAT symbol next to the lot number) is
payable at 20% on the Buyers premium only.
REFERENCES REQUIRED FOR CLIENTS NOT YET KNOWN TO SPINK
TRADE REFERENCES ________________________________________________________________________________________
BANK REFERENCES _____________________________________________________________________________________________________

TERMS AND CONDITIONS FOR BUYERS
These conditions set out the terms on which we (Spink and Son Limited of 69 Southampton Row, Bloomsbury London WC1B 4ET (company no. 04369748)) contract
with you (Buyer) either as agent on behalf of the Seller or as principal if we are the Seller. You should read these conditions carefully.
1 DEFINITIONS
The following definitions apply in these conditions:
Auctioneers Margin Scheme means a VAT margin scheme as defined by HM Revenue & Customs;
Buyers Premium means the charge payable by you as a percentage of the Hammer Price, at the rates set out in clause 5.1 below;
Certificate of Authenticity means a certificate issued by an Expert Committee confirming the authenticity of a Lot;
Expert Committee means a committee of experts to whom a Lot may be sent for an extension in accordance with clause 3.4.3;
Forgery means a Lot constituting an imitation originally conceived and executed as a whole with a fraudulent intention to deceive as to
authorship, origin, age, period, culture or source where the correct description as to such matters is not reflected by the description
in the catalogue and which at the date of the auction had a value materially less than it would have had if it had been in accordance
with the description in the catalogue. Accordingly, no Lot shall be capable of being a Forgery by reason of any damage and/or
restoration work of any kind (including re-enamelling);
Hammer Price means the amount of the highest bid accepted by the auctioneer in relation to a Lot;
Lot means any item deposited with us for sale at auction and, in particular, the item or items described against any Lot number in any
catalogue;
Reserve the amount below which we agree with the Seller that the Lot cannot be sold;
Seller means the owner of the Lot being sold by us;
Spink Group Spink and Son Limited, our subsidiaries and associated companies.
VAT value added tax chargeable under VAT and any similar replacement or additional tax; and
VAT Symbols means the symbols detailing the VAT status of the Lot details of which are set out at the back of the catalogue.
2 SPINKS ROLE AS AGENT 3.4.3 If we accept a request for an expert opinion or Certificate of
Authenticity we will submit the Lot to the Expert Committee. You
2.1 All sales undertaken by us either at auction or privately are undertaken acknowledge and accept that the length of time taken by an Expert
either as agent on behalf of the Seller or from time to time, as principal Committee to reach an opinion will vary depending on the
if we are the owner of the Lot. Please note that even if we are acting as circumstances and in any event is beyond our control.
agent on behalf of the Seller rather than as principal, we may have a
financial interest in the Lot. 3.4.4 We will not accept a request for an extension on account of
condition. Any Lot described in the catalogue as having faults or
2.2 The contract for the sale of the Lot will be between you and the Seller. defects may not be returned even if an expert opinion or Certificate
of Authenticity cites other faults or defects not included in the
3 BEFORE THE SALE catalogue description, other than in the case of a Forgery.
3.1 Examination of goods 3.4.5 Should Spink accept a request for an extension under the
You are strongly advised to examine personally any goods in which you foregoing provisions of this paragraph, the fact may be stated by the
are interested, before the auction takes place. Condition reports are Auctioneer from the rostrum prior to the sale of the Lot.
usually available on request. We provide no guarantee to you other
than in relation to Forgeries, as set out in clause 5.13 of these Terms 3.4.6 It should be noted that any stamp accompanied by a Certificate
and Conditions. of Authenticity is sold on the basis of that Certificate only and not
on the basis of any other description or warranty as to authenticity.
3.2 Catalogue descriptions No request for an extension will be accepted on such a stamp and
3.2.1 Statements by us in the catalogue or condition report, or made the return of such a stamp will not be accepted.
orally or in writing elsewhere, regarding the authorship, origin, 3.4.7 If you receive any correspondence from the Expert Committee
date, age, size, medium, attribution, genuineness, provenance, in relation to the Lot, including but not limited to a Certificate of
condition or estimated selling price of any Lot are merely Authenticity, you must provide us with copies of such
statements of opinion, and are not to be relied on as statements of correspondence no later than 7 days after you receive such
definitive fact. Catalogue and web illustrations are for guidance correspondence.
only, and should not be relied on either to determine the tone or
colour of any item. No lot shall be rejected on the grounds of 4 AT THE SALE
inaccurate reproduction. No lot illustrated in the catalogue and
online shall be rejected on the grounds of cancellation, centring, 4.1 Refusal of admission
margins, perforation or other characteristics apparent from the Our sales usually take place on our own premises or premises over
illustration. Estimates of the selling price should not be relied on as which we have control for the sale, and we have the right, exercisable
a statement that this price is either the price at which the Lot will at our complete discretion, to refuse admission to the premises or
sell or its value for any other purpose. attendance at an auction.
3.2.2 Many items are of an age or nature which precludes their being 4.2 Registration before bidding
in perfect condition and some descriptions in the catalogue or given You must complete and sign a registration form and provide
by way of condition report make reference to damage and/or identification before making a bid at auction. Please be aware that we
restoration. We provide this information for guidance only and the usually require buyers to undergo a credit check.
absence of such a reference does not imply that an item is free from If you have not bid successfully with Spink in the past, or you are
defects or restoration nor does a reference to particular defects registering with us for the first time, we reserve the right to require a
imply the absence of any others. deposit of up to 50% of the amount you intend to spend. Such deposit
3.2.3 Other than as set out in clause 5.13, and in the absence of fraud, will be deducted from your invoice should you be successful. If you are
neither the Seller nor we, nor any of our employees or agents, are unsuccessful at auction, your deposit will be returned by the same
responsible for the correctness of any statement as to the means it was paid to Spink.
authorship, origin, date, age, attribution, genuineness or Some lots may be designated, prior to the auction, as Premium Lots,
provenance of any Lot nor for any other errors of description or for which means a deposit may be required before placing a bid on the
any faults or defects in any Lot. Every person interested should item for sale. Information will be posted on our website in such an
exercise and rely on his own judgment as to such matters. event.
3.3 Your Responsibility 4.3 Bidding as Principal
You are responsible for satisfying yourself as to the condition of the When making a bid (whether such bids are made in person or by
goods and the matters referred to in the catalogue description. way of telephone bids operated by Spink, commission or online or
3.4 Extensions Stamps only email bids), you will be deemed to be acting as principal and will be
3.4.1 If you wish to obtain an expert opinion or Certificate of accepting personal liability, unless it has been agreed in writing, at the
Authenticity on any Lot (other than a mixed Lot or Lot containing time of registration, that you are acting as agent on behalf of a third
undescribed stamps) you must notify us in writing not less than party buyer acceptable to us.
forty-eight hours before the time fixed for the commencement of 4.4 Commission Bids
the first session of the sale. If accepted by us, such request shall have If you give us instructions to bid on your behalf, by using the form
the same effect as notice of an intention to question the provided in our catalogues or via our website, we shall use reasonable
genuineness or description of the Lot for the purposes of clause endeavours to do so, provided these instructions are received not later
5.13 (Refund in the case of Forgery) of these Terms and than 24 hours before the auction. If we receive commission bids on a
Conditions and the provisions of clause 5.13 (Refund in the case of particular Lot for identical amounts, and at auction these bids are the
Forgery) shall apply accordingly. highest bids for the Lot, it will be sold to the person whose bid was
3.4.2 Notice of a request for an expert opinion or Certificate of received first. Commission bids are undertaken subject to other
Authenticity must give the reason why such opinion is required and commitments at the time of the sale, and the conduct of the auction
specify the identity of your proposed expert which will be subject may be such that we are unable to bid as requested. Since this is
to agreement by us. We reserve the right, at our discretion, to undertaken as a free service to prospective buyers on the terms stated,
refuse a request for an expert opinion or Certificate of Authenticity we cannot accept liability for failure to make a commission bid. You
including (without limitation) where the proposed expert is not should therefore always attend personally if you wish to be certain of
known to us. bidding.
August/17
4.5 On-line Bidding 5.2 Value Added Tax
We offer internet services as a convenience to our clients. We will not Other than in respect of Zero-rated Lots (o) VAT is chargeable on the
be responsible for errors or failures to execute bids placed on the Hammer price and the Buyers premium of daggered () and () lots
internet, including, without limitation, errors or failures caused by (i) a at the standard rate (currently 20%), and on lots marked (x) at the
loss of internet connection by either party for whatever reason; (ii) a reduced rate (currently 5% on the Hammer price and 20% on the
breakdown or problems with the online bidding software and/or (iii) Buyers premium). VAT on Margin scheme lots (identified by the
a breakdown or problems with your internet connection, computer or absence of any VAT symbol next to the lot number) is payable at 20%
system. Execution of on-line internet bids on www.spink.com and on the Buyers premium only.
Spink Live is a free service undertaken subject to other commitments at 5.3 VAT Refunds
the time of the auction and we do not accept liability for failing to
execute an online internet bid or for errors or omissions in connection General
with this activity. Buyers who acquire lots on the-saleroom.com will 5.3.1 As we remain liable to account for VAT on all Lots unless they
have a fee of 3% on the hammer price added to their invoice for using have been exported outside the EU within 3 months of the date of
this facility. sale, you will generally be asked to deposit all amounts of VAT
invoiced. However, if a Spink nominated shipper is instructed, then
4.6 Telephone Bids any refundable VAT will not be collected. In all other cases credits
If you make arrangements with us not less than 24 hours before the will be made when proof of export is provided. If you export the
sale, we shall use reasonable endeavours to contact you to enable you Lot yourself you must obtain shipping documents from the
to participate in bidding by telephone, but in no circumstances will we Shipping Department for which a charge of 50 will be made.
be liable to either the Seller or you as a result of failure to do so. 5.3.2 If you export the Lot you must return the valid proof of export
4.7 Currency Converter certificate to us within 3 months of the date of sale. If you fail to
At some auctions, a currency converter will be operated, based on the return the proof of export certificate to us within such period and
one month forward rates of exchange quoted to us by Barclays Bank you have not already accounted to us for the VAT, you will be
Plc or any other appropriate rate determined by us, at opening on the liable to us for the full amount of the VAT due on such Lot and we
date of the auction. Bidding will take place in a currency determined by shall be entitled to invoice you for this sum.
us, which is usually sterling for auctions held in London. The currency 5.3.3 To apply for a refund of any VAT paid, the proof of export
converter is not always reliable, and errors may occur beyond our certificate must be sent to our Shipping Department clearly marked
control either in the accuracy of the Lot number displayed on the VAT Refund within 3 months of the date of sale. No payment will
converter, or the foreign currency equivalent of sterling bids. We shall be made where the total amount of VAT refundable is less than 50
not be liable to you for any loss suffered as a result of you following the and Spink will charge 50 for each refund processed.
currency converter. VAT Refunds - Buyers from within the EU
4.8 Video images 5.3.4 VAT refunds are available on the Hammer Price and Buyers
At some auctions there will be a video screen. Mistakes may occur in its Premium of Daggered () and Investment Gold (g) Lots. You must
operation, and we cannot be liable to you regarding either the certify that you are registered for VAT in another EU country and
correspondence of the image to the Lot being sold or the quality of the that the Lot is to be removed from the United Kingdom within 3
image as a reproduction of the original. months of the date of sale.
4.9 Bidding Increments 5.3.5 Where an EU buyer purchases a Lot on which import VAT has
Bidding generally opens below the low estimate and advances in the been charged, no refund of VAT is available from us. It may be
following order although the auctioneer may vary the bidding possible to apply directly for a refund on form VAT 65 to
increments during the course of the auction. The normal bidding HM Revenue & Customs Overeseas Repayment Section,
increments are: Londonderry.
Up to 100 by 5 VAT Refunds Buyers from outside the EU
100 to 300 by 10 5.3.6 Where a Lot is included within the Auctioneers Margin Scheme
300 to 600 320-350-380-400 etc. and evidence of export from the EU is produced within 3 months
of the date of sale, the VAT on Buyers Premium may be refunded.
600 to 1,000 by 50
1,000 to 3,000 by 100 5.3.7 Where the Lot is marked as a Daggered () Lot the VAT
3,000 to 6,000 3,200-3,500-3,800-4,000 etc. charged on the Hammer Price may be refunded where evidence of
export from the EU is produced within 3 months of the date of
6,000 to 20,000 by 500 sale. A refund of VAT charged on the Buyers Premium can also be
20,000 and up Auctioneers discretion made on receipt of proof of business as a collectibles dealer.
4.10 Bidding by Spink 5.3.8 Where the Lot is marked as an Omega () Lot or an Import
4.10.1 We reserve the right to bid on Lots on the Sellers behalf up to VAT (x) Lot and evidence of export from the EU is produced
the amount of the Reserve (if any), which will never be above the within 3 months of the date of sale, the VAT charged on both the
low estimate printed in the auction catalogue. Hammer Price and Buyers Premium may be refunded. Where
4.10.2 The Spink Group reserves the right to bid on and purchase required, we can advise you on how to export such Lots as a specific
Lots as principal. form of export evidence is required. Where we advise you on the
export of the Lots, please be aware that the ultimate responsibility
4.11 The Auctioneers Discretion in respect of obtaining a valid proof of export certificate will lie with
The auctioneer has the right at his absolute discretion to refuse any bid you and we will not be responsible for your failure to obtain such
to advance the bidding in such manner as he may decide to withdraw certificate.
or divide any Lot, to combine any two or more Lots and, in the case of 5.3.9 Lot marked as Investment Gold (g) is exempt from VAT on
error or dispute, to put an item up for bidding again. Hammer price. A refund of VAT charged on the Buyers Premium
4.12 Successful Bid can be made on receipt of proof of business as a collectibles dealer
Subject to the auctioneers discretion, the striking of his hammer marks and where evidence of export from the EU is produced within 3
the acceptance of the highest bid, provided always that such bid is months of the date of sale.
higher than the Reserve (where applicable), and the conclusion of a 5.4 Payment
contract for sale between you and the Seller. 5.4.1 You must provide us with your full name and permanent address
and, if so requested, details of the bank from which any payments
4.13 After Sale Arrangements to us will be made. You must pay the full amount due (comprising
If you enter into any private sale agreements for any Lot with the Seller the Hammer Price, the Buyers Premium and any applicable VAT)
within 60 days of the auction, we, as exclusive agents of the Seller within seven days after the date of the sale. This applies even if you
reserve the right to charge you the applicable Buyers Premium in wish to export the Lot and an export licence is (or may be)
accordance with these Terms and Conditions, and the Seller a required.
commission in accordance with the terms of the Sellers agreement. 5.4.2 You will not acquire title to the Lot until all amounts due
4.14 Return of Lot have been paid in full. This includes instances where special
4.14.1 Once your bid has been accepted for a Lot then you are liable arrangements were made for release of Lot prior to full settlement.
to pay for that Lot in accordance with these Terms and Conditions. 5.4.3 Payment should be made in sterling by one of the following
If there are any problems with a Lot then you must notify us within methods:
7 days of receipt of the Lot, specifying the nature of the problem. II(i) Direct bank transfer to our account details of which are set
We may then request that the Lot is returned to us for inspection. out on the invoice. All bank charges shall be met by you.
Save as set out in clause 5.13, the cancellation of the sale of any Lot Please ensure that your client number is noted on the
and the refund of the corresponding purchase price is entirely at transfer.
our sole discretion. We will not normally exercise that discretion if i(ii) By cheque or bank draft made payable to Spink and Son Ltd
the Lot is not received by us in the same condition that it was in at and sent to Spink at 69 Southampton Row, Bloomsbury,
the auction date. London WC1B 4ET. Please note that the processing charges
4.14.2 No lot may be returned on account of condition if the for payments made by cheques or bank drafts drawn on a
condition was stated by a third party grading company (including, non-U.K bank shall be met by you. Please ensure that the
but not limited to PCGS, NGC, ANACS, ICG, PMG, WBG). remittance slip printed at the bottom of the invoice is
enclosed with your payment.
5 AFTER THE AUCTION (iii) By Visa, Mastercard or American Express. Payments made by
American Express are subject to a 4% fee. Payments by all
5.1 Buyers Premium and other charges other credit cards and debit cards issued by overseas banks
In addition to the Hammer Price, you must pay us the Buyers are subject to a fee of 2%. For all card payments there are
Premium at a rate of 20% of the final Hammer price of each lot, a fee limits to the amounts we will accept depending on the type
of 3% on the hammer price total for using the-saleroom.com and a fee of card being used and whether or not the cardholder is
for paying by card. present.
August/17
5.4.4 Payments should be made by the registered buyer and not by 5.10.2.3 when reselling the Lot, place a notice in our catalogue
third parties, unless it has been agreed at the time of registration stating that you successfully purchased the Lot at auction but
that you are acting as an agent on behalf of a third party. have subsequently failed to pay the Hammer Price of the Lot; or
5.5 Invoices 5.10.2.4 take any other appropriate action as we deem fit.
Invoices may consist of one or more pages and will show: Zero rated 5.10.3 If you fail to collect within fourteen days after the sale, whether
Lots (o); no symbol Lots sold under the Auctioneers Margin Scheme; or not payment has been made, you will be required
Lots marked (g) special scheme Investment Gold; Daggered Lots (),
imported Lots marked (x) and (), (e) Lots with Zero rated hammer 5.10.3.1 to pay a storage charge of 2 per item per day plus any
for EU VAT registered buyers. additional handling cost that may apply.
5.6 Collection of Purchases 5.10.3.2 you will not be entitled to collect the Lot until all
5.6.1 Unless specifically agreed to the contrary, we shall retain lots outstanding charges are met, together with payment of all other
purchased until all amounts due to us, or to the Spink Group, have amounts due to us.
been paid in full. Buyers will be required to pay for their lots when 5.11 Uses of default information
they wish to take possession of the same, which must be within 7 If you fail to make payment for a Lot in accordance with these Terms and
days of the date of the sale, unless prior arrangements have been Conditions:
made with Spink. Without prior agreement, lots will not be released 5.11.1 We reserve the right to refuse you the right to make bids for any
until cleared funds are received with regard to payments made by future auction irrespective of whether previous defaults have
cheque. been settled; and
5.6.2 Unless we notify you to the contrary, items retained by us will 5.11.2 You consent to us disclosing details of such default to other
be covered in accordance with our policy which is available for auctioneers and live bidding platforms, which will include your
inspection at our offices from the date of sale for a period of seven name, address, nature of the default and the date of the default.
days or until the time of collection, whichever is sooner. After seven Auctioneers or live bidding platforms who receive details of the default
days or from the time of collection, whichever is the earlier, the Lot may rely on such information when deciding whether to enter into a
will be entirely at your risk. transaction with you in the future.
5.6.3 Our policy will not cover and we are unable to accept 5.12 Export Licence
responsibility for damage caused by woodworm, changes in
atmospheric conditions or acts of terrorism. 5.12.1 If required we can, at our discretion, advise you on the detailed
5.7 Notification provisions of the export licensing regulations. Where we advise you
We are not able to notify successful bidders by telephone. While in relation to export licensing regulations the ultimate responsibility
Invoices are sent out by email or mail after the auction we do not in respect of any export will lie with you and we will not be
accept responsibility for notifying you of the result of your bid. You are responsible for your failure to apply for any necessary licences.
requested to contact us by telephone or in person as soon as possible 5.12.2 If the Lot is going to be hand carried by you, you may be
after the auction to obtain details of the outcome of your bids to avoid required to produce a valid export licence to us or sign a waiver
incurring charges for late payment. document stating that a licence will be applied for.
5.8 Packing and handling 5.12.3 You should always check whether an export licence is required
5.8.1 We shall use all reasonable endeavours to take care when before exporting. Export licences are usually obtained within two
handling and packing a purchased Lot but remind you that after or three weeks but delays can occur.
seven days or from the time of collection, whichever is sooner, the 5.12.4 Unless otherwise agreed by us in writing, the fact that you wish
Lot is entirely at your risk. Our postage charges are set out at the to apply for an export licence does not affect your obligation to
back of the catalogue. make payment within seven days nor our right to charge interest on
5.8.2 It is the responsibility of the Buyer to be aware of any Import late payment.
Duties that may be incurred upon importation to the final
destination. Spink will not accept return of any package in order to 5.12.5 If you request that we apply for an export licence on your
avoid these duties. The onus is also on the Buyer to be aware of any behalf, we shall be entitled to recover from you our disbursements
Customs import restrictions that prohibit the importation of and out of pocket expenses in relation to such application, together
certain collectibles. Spink will not accept return of the Lot(s) under with any relevant VAT.
these circumstances. Spink will not accept responsibility for Lot(s) 5.12.6 We will not be obliged to rescind a sale nor to refund any
seized or destroyed by Customs. interest or other expenses incurred by you where payment is made
5.8.3 If the Buyer requires delivery of the Lot to an address other than by you despite the fact that an export licence is required.
the invoice address this will be carried out at the discretion of 5.13 Refund in the case of Forgery
Spink.
5.9 Recommended packers and shippers 5.13.1 A sale will be cancelled, and the amount paid refunded to you
If required our shipping department may arrange shipment as your if a Lot (other than a miscellaneous item not described in the
agent. Although we may suggest carriers if specifically requested, our catalogue) sold by us proves to have been a Forgery. We shall not
suggestions are made on the basis of our general experience of such however be obliged to refund any amounts if either (a) the
parties in the past and we are not responsible to any person to whom catalogue description or saleroom notice at the auction date
we have made a recommendation for the acts or omissions of the third corresponded to the generally accepted opinion of scholars or
parties concerned. experts at that time, or fairly indicated that there was a conflict of
opinions, or (b) it can be demonstrated that the Lot is a Forgery
5.10 Remedies for non-payment or failure to collect purchases only by means of either a scientific process not generally accepted
5.10.1 If you fail to make payment within seven days of your stipulated for use until after publication of the catalogue or a process which at
payment date set out in your invoice, we shall be entitled to exercise the date of the auction was unreasonably expensive or impracticable
one or more of the following rights or remedies: or likely to have caused damage to the Lot. Furthermore, you
5.10.1.1 to charge interest at the rate of 2% per month compound should note that this refund can be obtained only if the following
interest, calculated on a daily basis, from the date the full conditions are met:
amount is due;
5.13.1.1 you must notify us in writing, within seven days of the
5.10.1.2 to set off against any amounts which the Spink Group may receipt of the Lot(s), that in your view the Lot concerned is a
owe you in any other transaction the outstanding amount Forgery;
remaining unpaid by you;
5.13.1.2 you must then return the item to us within fourteen days
5.10.1.3 we may keep hold of all or some of your Lots or other from receipt of the Lot(s), in the same condition as at the
property in the possession of the Spink Group until you have auction date; and
paid all the amounts you owe us or the Spink Group, even if the
unpaid amounts do not relate to those Lots or other property. 5.13.1.3 as soon as possible following return of the Lot, you must
Following fourteen days notice to you of the amount produce evidence satisfactory to us that the Lot is a Forgery and
outstanding and remaining unpaid, the Spink Group shall have that you are able to transfer good title to us, free from any third
the right to arrange the sale of such Lots or other property. We party claims.
shall apply the proceeds in discharge of the amount outstanding 5.13.1.4 you must provide to us all evidence obtained by you that
to us or the Spink Group, and pay any balance to you; a Lot is a Forgery no later than 7 days after you receive such
5.10.1.4 where several amounts are owed by you to the Spink evidence.
Group in respect of different transactions, to apply any amount 5.13.2 In no circumstances shall we be required to pay you any more
paid to discharge any amount owed in respect of any particular than the amount paid by you for the Lot concerned and you shall
transaction, whether or not you so direct; have no claim for interest.
5.10.1.5 to reject at any future auction any bids made by you or on 5.13.3 The benefit of this guarantee is not capable of being
your behalf or obtain a deposit from you before accepting any transferred, and is solely for the benefit of the person to whom the
bids. original invoice was made out by us in respect of the Lot when sold
5.10.2 If you fail to make payment within thirty-five days, we shall in and who, since the sale, has remained the owner of the Lot without
addition be entitled: disposing of any interest in it to any third party.
5.13.4 We shall be entitled to rely on any scientific or other process to
5.10.2.1 to cancel the sale of the Lot or any other item sold to you establish that the Lot is not a Forgery, whether or not such process
at the same or any other auction; was used or in use at the date of the auction.
5.10.2.2 to arrange a resale of the Lot, publicly or privately, and, if
this results in a lower price being obtained, claim the balance
from you together with all reasonable costs including a 20% 6 LIABILITY
sellers commission, expenses, damages, legal fees, commissions Nothing in these Terms and Conditions limits or excludes our liability for:
and premiums of whatever kind associated with both sales or 6.1 death or personal injury resulting from negligence; or
otherwise, incurred in connection with your failure to make 6.2 any damage or liability incurred by you as a result of our fraud or
payment; fraudulent misrepresentation.
August/17
7 USE OF YOUR PERSONAL INFORMATION 11.5 Law and Jurisdiction
7.1 We will use the personal information you provide to us to:
11.5.1 These Terms and Conditions and any dispute or claim arising
7.1.1 process the bids you make on Lots (whether successful or out of or in connection with them or their subject matter, shall be
otherwise) and other auction related services we provide; governed by, and construed in accordance with, the law of England
7.1.2 process your payment relating to a successful purchase of a Lot; and Wales.
7.1.3 arrange for delivery of any Lot you purchase, which will include
passing your details to shipping providers and, on overseas 11.5.2 The parties irrevocably agree that the courts of England and
deliveries, to customs where they make enquiries regarding the Lot; Wales shall have exclusive jurisdiction to settle any dispute or
7.1.4 inform you about similar products or services that we provide, claim that arises out of, or in connection with, Terms and
but you may stop receiving these at any time by contacting us. Conditions or their subject matter.
7.2 In accordance with clause 4.2, you agree that we may pass your
information to credit reference agencies and that they may keep a record
of any search that they do.
7.3 In accordance with clause 5.11, you agree that where you default on
making payment for a Lot in accordance with these terms and conditions Postal Charges
we may disclose details of such default to other auctioneers and live
bidding platforms.
Prices for all items including postage and packaging
7.4 We are also working closely with third parties (including, for example,
other auctioneers and live bidding platforms) and may receive
information about you from them.
Invoice Value UK EU Rest of the World
8 COPYRIGHT Up to 1,500 12 18 25
8.1 We shall have the right (on a non-exclusive basis) to photograph, video
or otherwise produce an image of the Lot. All rights in such an image Up to 10,000 20 40 50
will belong to us, and we shall have the right to use it in whatever way
we see fit. Above 10,001 30 60 75
8.2 The copyright in all images, illustrations and written material relating
to a Lot is and shall remain at all times our property and we shall have Shipments of more than 2kg or volumetric measurement of more than 2kg have to
the right to use it in whatever way we see fit. You shall not use or allow be sent by courier. Certain countries may incur extra charge when courier services
anyone else to use such images, illustrations or written material without are required by our insurance policy. For lots sent by courier please contact
our prior written consent. Auctionteam@spink.com for calculation of any further relevant cost in addition to
the above charges.
9 VAT
You shall give us all relevant information about your VAT status and that of
the Lot to ensure that the correct information is printed in the catalogues.
Once printed, the information cannot be changed. If we incur any unforeseen Value Added Tax (VAT)
cost or expense as a result of the information being incorrect, you will
reimburse to us on demand the full amount incurred. Charging of (VAT) at Auction
The information shown on this page sets out the way in which Spink intends to
10 NOTICES account for VAT.
All notices given under these Terms and Conditions may be served personally,
sent by 1st class post, or faxed to the address given to the sender by the other i. Auctioneers Margin Scheme
party. Any notice sent by post will be deemed to have been received on the
second working day after posting or, if the addressee is overseas, on the fifth 1. Where possible, we will offer Lots for sale under the Auctioneers
working day after posting. Any notice sent by fax or served personally will be Margin Scheme. Such Lots can be identified by the absence of any
deemed to be delivered on the first working day following despatch. VAT symbol next to the Lot number in the catalogue and will not be
subject to VAT on the Hammer Price.
11 ADDITIONAL PROVISIONS
The following provisions of this clause 10 shall apply only if you are acting for 2. Where Lots are sold using the Auctioneers Margin Scheme to UK
the purposes of your business. VATregistered businesses, the VAT on Buyers Premium is not
11.1 Limitation of Liability recoverable as input tax. Upon request on sale day, we will issue
Subject to clause 6, we shall not be liable, whether in tort (including invoices that show VAT separately on both the Hammer Price and
for negligence) or breach of statutory duty, contract, misrepresentation the Buyers Premium. This will enable VAT-registered businesses to
or otherwise for any: recover the VAT charged as input tax, subject to the normal rules for
11.1.1 loss of profits, loss of business, depletion of goodwill and/or recovering input tax.
similar losses, loss of anticipated savings, loss of goods, loss of
contract, loss of use, loss of corruption of data or information; or ii. Zero-Rated Lots
11.1.2 any special, indirect, consequential or pure economic loss,
costs, damages, charges or expenses. Limited Categories of goods, such as books, are Zero-rated (o) for VAT in
11.2 Severability the United Kingdom. Such Lots are offered under the Auctioneers Margin
If any part of these Terms and Condition is found by any court to be Scheme. In these circumstances no VAT will be added to the Buyers
invalid, illegal or unenforceable, that part may be discounted and the premium.
rest of the conditions shall continue to be valid and enforceable to the
fullest extent permitted by law.
11.3 Force majeure iii. Daggered Lots
We shall have no liability to you if we are prevented from, or delayed Lots which are Daggered () in the catalogue are subject to VAT at 20%
in performing, our obligations under these Terms and Conditions or on both the Hammer Price and the Buyers Premium.
from carrying on our business by acts, events, omissions or accidents
beyond our reasonable control, including (without limitation) strikes,
lock-outs or other industrial disputes (whether involving our workforce iv. Imported and Omega Lots
or the workforce of any other party), failure of a utility service or
transport network, act of God, war, riot, civil commotion, malicious Lots which are marked (x) in the catalogue are subject to VAT at 5% on
damage, compliance with any law or governmental order, rule, the Hammer price plus 20% on the Buyers premium. Lots which bear the
regulation or direction, accident, breakdown of plant or machinery, Omega symbol () are subject to VAT at 20% on the Hammer Price and
fire, flood, storm or default of suppliers or subcontractors. on the Buyers Premium. This VAT is payable on items imported from
11.4 Waiver outside the EU. In these cases we have used a temporary importation
11.4.1 A waiver of any right under these Terms and Conditions is only procedure, which in effect means that the point of importation is deferred
effective if it is in writing and it applies only to the circumstances until the Lot has been sold. At this point the Buyer is treated as the
for which it is given. No failure or delay by a party in exercising any importer and is liable to pay the import VAT due. We will collect the VAT
right or remedy under these Terms and Conditions or by law shall from you and pay it to HM Customs and Excise on your behalf.
constitute a waiver of that (or any other) right or remedy, nor
preclude or restrict its further exercise. No single or partial exercise v. Investment Gold Lots
of such right or remedy shall preclude or restrict the further exercise
of that (or any other) right or remedy. Lots marked (g) in the catalogue are exempt from VAT on the Hammer
11.4.2 Unless specifically provided otherwise, rights arising under Price and are subject to VAT at 20% on the Buyers Premium. A refund of
these Terms and Conditions are cumulative and do not exclude VAT charged on the Buyers Premium can also be made on receipt of proof
rights provided by law. of business as a collectibles dealer outside of the EU.
August/17
SALE CALENDAR 2017/2018
STAMPS
18 September Newfoundland, the Professor Albert Hamilton Collection London 17038
19 September The Arthur Gray Collection of Australia King George VI Issues London 17037
19 September The Windward Islands, Cayman Islands, Jamaica and The Falkland Islands,
The David Pitts Collection London 17024
24 October Revenue Stamps of the World London 17045
24 October Bermuda Part II, The David Pitts Collection London 17025
25 October The Philatelic Collectors Series Sale Hong Kong CSS26
25/26 October The Philatelic Collectors Series Sale London 17026
28 October The Yen Boon Swee Large Gold Collection of Malayan Airmails Singapore 17044
28 October Stamps and Covers of South East Asia Singapore 17023
15 November The Caerynn Collection of Silver Jubilee Stamps and Covers of Great Britain and
The British Empire London 17046
6/7 December The Philatelic Collectors Series Sale New York 163
7 December Brazil: The Inclinados Issue on Bulls Eye Paper New York 164
7 December Rarities of Classic Russian Philately New York 165
21 January Sinkiang Postal History Hong Kong 18008
21 January Fine Stamps and Covers of China and Hong Kong Hong Kong CSS31
COINS
25/26 September Ancient, British and Foreign Coins and Commemorative Medals London 17006
30/31 October The Numismatic Collectors Series Sale New York 336
1 November The Numismatic Collectors Series Sale New York 336
26 November Spink x Taisei Tokyo International Numismatic Auction Tokyo
4-14 December The Numismatic Timed Auction New York 337
6/7 December Ancient, British and Foreign Coins and Commemorative Medals London 17007
14 January The Numismatic Collectors Series Sale (Day 1) at Grand Hyatt, NY INC New York 339
15/16 January The Numismatic Collectors Series Sale (Days 2&3) New York 339
19/20 January Banknotes, Bonds & Shares and Coins of China and Hong Kong Hong Kong CSS28
BANKNOTES
27 September The Shamshir and Lion Collection of Persian Banknotes London 17040
27 September The Medici Collection of Italian Banknotes London 17034
27 September The Bruce Smart Collection of British Commonwealth Part Two London 17035
27/28/29 September World Banknotes London 17009
6 October The Professor Iain Stevenson Collection and other British Banknotes London 17043
6 October Charity Auction of Bank of England Notes London 17039
10 October Charity Auction of Scottish Banknotes London 17042
12 January World Banknotes at Grand Hyatt, NY INC New York 338
MEDALS
1 November The Official Honours and Related Film Awards Bestowed upon
Sir Christopher Lee, C.B.E., C. St. J. London 17047
5 December Orders, Decorations and Medals London 17003
BONDS & SHARES
29 November Bonds and Share Certificates of the World London 17017
AUTOGRAPHS
1 November The Official Honours and Related Film Awards Bestowed upon
Sir Christopher Lee, C.B.E., C. St. J. London 17047
WINES
3 October An Evening of Fine and Rare Whiskies Hong Kong SFW25
19 January An Evening of Great Whiskies, Cognacs and Rums Hong Kong SFW26
The above sale dates are subject to change
Spink offers the following services:
VALUATIONS FOR INSURANCE AND PROBATE FOR INDIVIDUAL ITEMS OR WHOLE COLLECTIONS
SALES ON A COMMISSION BASIS EITHER OF INDIVIDUAL PIECES OR WHOLE COLLECTIONS
25
Copyright 2017
STAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES
69 Southampton Row, Bloomsbury, London WC1B 4ET

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CHARITY AUCTION OF

10 October 2017 in London and on

SALE LOCATION YOUR SPINK TEAM FOR THIS SALE

SPINK LONDON FOR YOUR QUESTIONS ABOUT THE SALE LOTS

Thomasina for more details Michael Lewis

FRIDAY 10 OCTOBER 2017

Commencing at 11.00 a.m. (Lots 4001-4250)

BANK OF SCOTLAND 4001-4074

CLYDESDALE BANK 4075-4168

ROYAL BANK OF SCOTLAND 4169-4226

OTHER SCOTTISH BANKS 4227-4250

ROYAL BANK OF SCOTLAND

STV CHILDRENS APPEAL

THE END OF THE SALE

WRITTEN BIDS FORM

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