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Code of Practice
Waterworks Planning & Design Manual
Volume 1 - Chapter 1
Code of Practice
Table of Contents
I. PURPOSE ............................................................................................................................................. 1
II. SCOPE .................................................................................................................................................. 1
III. RESEPONSIBILITIES AND AUTHORITIES.......................................................................................... 1
IV. ABBREVIATIONS, DEFINITION OF TERMS & KEY REFERENCES ................................................. 1
V. ETHICAL STANDARDS ........................................................................................................................ 2
V.1 Code of Ethical Conduct ......................................................................................................... 2
VI. RULES AND REGULATIONS .............................................................................................................. 3
VI.1 Rules of Conduct and Progressive Disciplinary Procedure ............................................... 3
VI.2 Attendance and Reporting to Work..................................................................................... 4
VI.3 Workday Hours and Scheduling ........................................................................................... 4
VI.4 Recording Hours Worked ....................................................................................................... 4
VI.5 Workweek and Overtime ...................................................................................................... 4
VI.6 Performance Evaluations ........................................................................................................ 4
VI.7 Safety ........................................................................................................................................ 4
VI.7.1 Maintaining a Safe Worksite .................................................................................... 5
VI.7.2 Using Safety Equipment .............................................................................................. 5
VI.7.3 Reporting an Injury ...................................................................................................... 5
VI.8 Care of Equipment and Supplies .......................................................................................... 5
VI.9 Smoking in the Workplace ..................................................................................................... 6
VI.10 Violence and Weapons .......................................................................................................... 6
VI.11 Responding to Customer Inquiries and Problems ............................................................... 6
VI.12 Appearance and Dress ........................................................................................................... 6
VI.13 Solicitation and Distribution ................................................................................................... 6
VI.14 Personal Calls, Visits, and Business ....................................................................................... 6
VI.15 Inspection of Personal and Organization Property ........................................................... 7
VI.16 Network and Electronic Resources Policy ............................................................................ 7
VI.17 Confidential and Proprietary Information .......................................................................... 8
VI.18 Outside Employment................................................................................................................ 8
VII. SUSTAINABLE PRACTICES................................................................................................................. 8
VII.1 What is Sustainability? ........................................................................................................... 8
VII.2 General Business Practices ..................................................................................................... 9
VII.3 Planning and Design ................................................................................................................ 9
VIII. KEY PERFORMANCE INDICATORS............................................................................................... 10
IX. RECORDS .......................................................................................................................................... 10
X. LIST OF TABLES ................................................................................................................................ 10
XI. LIST OF FIGURES ............................................................................................................................. 10
While no business is free from day-to-day problems, the purpose of this COP is to help
resolve such problems.
II. SCOPE
This COP provides a basic set of rules and regulations for the Water Planners and Designers
of KM that sets the tone for the overall working atmosphere. This COP applies to all KM
Water Planners and Designers regardless of personal ethical beliefs. The rules, regulations
and guidelines included herein cover the following topics:
Ethical conduct
Professional behavior and appearance
Attendance
Safety
Sustainability
Head of P&NDS has final approval authority over any proposed revisions to the COP. Head
of P&NDS has enforcement responsibility and authority for the rules and regulations provided
in this COP. Any P&NDS employee found in opposition to any rule or regulation provided in
the COP will be subject to the decision of Head of P&NDS.
Any deviation from the standards/guidelines outlined in this document must be reviewed and
approved by KM
o Water planners and designers shall not falsify their qualifications or experience.
o Water planners and designers shall not attempt to injure, maliciously or falsely, the
professional reputation, prospects, practice, or employment of others.
o Water planners and designers should not solicit anything of value from any person
or organization with whom KM has a current or potential business relationship.
o Water planners and designers should not accept from any party any item of value
that could be interpreted to be in exchange for preferential treatment in
connection with a business transaction between KM and that other party.
o Water planners and designers shall acknowledge any errors made in their work
products.
o Water planners and designers shall advise their supervisor of any issues that could
lead to an unsuccessful project.
o Water planners and designers data, records and notes are KM property.
5. Water planners and designers should avoid external business, financial, or
employment interests that conflict with KMs business interests or with the employees
ability to perform their job duties. These interests could include relationships with any
other employer, consultant, contractor, customer, or supplier.
6. Water planners and designers shall continue their professional development
throughout their careers, and shall provide opportunities for the professional
development of those engineers/planners under their supervision. Professional
If an employee is unsure how to handle a situation that they believe may violate this code of
ethical conduct, the employee should consult with their supervisor(s) or an HR representative.
Violations of this code may lead to disciplinary action in conformance with KMs
Organizational Rules Relating to Disciplinary Interrogation & Penalties.
The following is not a complete list of offenses for which an employee may be subject to
discipline, but it is illustrative of those offenses that may result in immediate discipline, up to
and including dismissal:
1. Excessive absenteeism or tardiness.
2. Failure to discharge your duties in a diligent and competent manner.
3. Dishonesty, including falsification of KM-related documents, or misrepresentation of
any fact.
4. Fighting, disorderly conduct, or any other behavior which is dangerous or disruptive.
5. Illegal manufacture, distribution, dispensation, sale, possession, or use of alcohol, illegal
drugs or unprescribed controlled substances.
6. Reporting for work while being under the influence of alcohol, illegal drugs or
unprescribed controlled substances, or the illegal use of legal drugs.
7. Possession of weapons, firearms, ammunition, explosives, or fireworks on KM or
customer premises.
8. Failure to promptly report a workplace injury or accident involving any of KMs
employees, customers, equipment, or property.
9. Willful neglect of safety practices, rules, and policies.
10. Speeding or reckless driving while on KM business.
11. Commission of a crime, or other conduct which may damage the reputation of KM.
12. Use of profane language while on KM business.
13. Stealing, misappropriating, or intentionally damaging property belonging to KM, its
customers, or employees.
14. Spreading unverified information of uncertain origin.
15. Unauthorized use of KMs or its customers name, logo, funds, equipment, vehicles, or
property.
16. Insubordination, including failure to comply with any work assignments or instructions
given by any KM supervisor with the authority to do so.
KM depends on its employees to be at work at the times and locations scheduled. Excessive
absenteeism and/or tardiness will lead to disciplinary action, up to and including termination.
The determination of excessive absenteeism will be made at the discretion of KM.
Employees are expected to continually be on the lookout for unsafe working conditions or
practices. If an employee observes an unsafe condition, the employee should warn others, if
possible, and report the unsafe condition to their supervisor immediately. If an employee has a
If a work task requires safety equipment that has not been provided, the employee should
contact their supervisor before performing the work task for which the safety equipment is
needed.
Neglect, theft, and/or destruction of KMs materials are grounds for disciplinary action, up to
and including termination.
Employees are strictly prohibited from bringing any weapons, including knives, pistols, stun
guns, mace, etc., to the worksite or office. Neither threats of violence nor fighting will be
tolerated. Furthermore, if employees have a problem that is creating stress or otherwise
causing agitation, the employee is encouraged to discuss it with their supervisor.
Employees are expected to immediately report to their supervisor any violation of this policy.
Any employee found threatening another employee, fighting, and/or carrying weapons to the
worksite will be subject to disciplinary action, up to and including termination.
A pattern of excessive personal phone calls, and/or private business dealings is not
acceptable and may lead to disciplinary action.
All employees who use KMs network and electronic resources must follow the guidelines
below:
Use network and electronic resources for KM business purposes only.
Messages and communications sent electronically are subject to access by persons
outside KM and subpoena and may be used in legal proceedings. Please consider this
before sending any confidential messages or material via the network and electronic
resources.
Remember that all of KMs policies apply to the use of KMs network and electronic
resources. Employees must not review or forward sexually explicit, profane or
otherwise unprofessional or unlawful material through KMs network and electronic
resources.
Internal passwords protecting the use of KMs network and electronic resources are
KMs property and will be assigned to employees as needed. Except as required by
KM information technology policies, employees may not change passwords without the
consent of their supervisor. Employees must notify their supervisor of all passwords and
encryption keys assigned to or used by them, and must notify KM of any changes to
such passwords or encryption keys.
Do not install any software or program on any KM computer or other hardware
without the express consent of your supervisor.
KM expressly prohibits the unauthorized use, installation, copying or distribution of
copyrighted, trademarked or patented material.
Employees must not attempt to override or evade any program or measure installed
by KM to protect the security or limit the use of its network and electronic resources.
KM retains the right to review all communications and data saved, reviewed or accessed via
Employees should ensure that any materials containing confidential or proprietary information
are filed and/or locked up before leaving their work areas each day. During the workday,
employees should not leave any sensitive information lying about or unguarded.
Employees that have any questions about this policy should consult their supervisor or Human
Resources.
If KM permits an employee to take outside employment, the employee must report to his or
her supervisor when the outside job has started. If, as a result of this employment, the
employee is unable to work when requested by KM, including overtime, or is unable to
maintain a high work performance level at KM, permission to work at the outside job may be
rescinded, or the employee may be subject to dismissal.
Employees are not permitted to work for any customer or competitor of KM outside of the
regular working hours as described above, without the express approval of their supervisor.
At KM, sustainability addresses approaches, methods, and practices that optimize the use of
energy, water, and materials while reducing greenhouse gases.
Employees are to remain in compliance with the COP at all times. Periodic COP training is
provided to all employees. KM believes that a sound COP along with employee education of
the COP should render improvements it the following areas:
Employee morale
Job satisfaction and employee retention
Recruiting efforts
Relationships with business partners
Reputation
Customer satisfaction
IX. RECORDS
P&NDS must keep on record at all times, the signed Acknowledgment of Receipt of Code of
Practice for Water Planners and Designers, for each Water Planner and Designer employed
by KM. The Acknowledgement of Receipt of Code of Practice for Water Planners and
Designers can be obtained from Section X of this chapter.
X. LIST OF TABLES
Table VII-1 Achieving Sustainability
Signature Date