Está en la página 1de 18

History of Psychology 2011 American Psychological Association

2012, Vol. 15, No. 1, 118 1093-4510/11/$12.00 DOI: 10.1037/a0023892

AARON T. BECKS DRAWINGS AND THE


PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE
THERAPY
Rachael I. Rosner
Newton, Massachusetts

In this essay the author challenges the standard origin story of cognitive therapy,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

namely, that its founder Aaron T. Beck broke with psychoanalysis to pursue a more
This document is copyrighted by the American Psychological Association or one of its allied publishers.

pragmatic, parsimonious, and experimentalist cognitive model. It is true that Beck


broke with psychoanalysis in large measure as a result of his experimental disconfir-
mation of key psychoanalytic ideas. His new school of cognitive therapy brought the
experimental ethos into every corner of psychological life, extending outward into the
largest multisite randomized controlled studies of psychotherapy ever attempted and
inward into the deepest recesses of our private worlds. But newly discovered hand-
sketched drawings from 1964 of the schema, a conceptual centerpiece of cognitive
therapy, as well as unpublished personal correspondence show that Beck continued to
think psychoanalytically even after he broke with psychoanalysis. The drawings urge
us to consider an origin story much more complex than the one of inherited tradition.
This new, multifaceted origin story of cognitive therapy reaches beyond sectarian
disagreements and speaks to a broader understanding of the theoretical underpinnings
of cognitive therapy.

Keywords: cognitive therapy, Beck, psychoanalysis, history

Prologue cognitive and developmental psychology and


embarked on a completely new way of thinking
1961 and 1962 were momentous years for about depression (American Psychoanalytic As-
Aaron T. Beck. They were the years he made a sociation, undated; Beck, A. T., personal col-
decisive break with his psychoanalytic past. He lection, A. T. Beck to I. Gregory, ca. April
closed down his large psychoanalytic research 1965, M. Stein, June 7, 1962, A. J. Stunkard,
project on depression, put to rest his application June 22, 1961; G. Piers to A. T. Beck, Decem-
for membership in the American Psychoana- ber 16, 1960; S. Schneyer to A. T. Beck,
lytic Association that had been rejected twice, June 13, 1962; I. Sigel to A. T. Beck, March 13,
and turned his back on the cornerstone of psy- 1963; Beck, 1967; Sigel, 1960; Weishaar,
choanalytic theory, the unconscious. He took a 1993). He presented his new cognitive theory to
sabbatical from the psychiatry department at the close friends and family as an alternative to
University of Pennsylvania following a destruc- classic psychoanalysis and psychiatry (Beck,
tive department-wide battle over the future of A. T., personal collection, notes from Meeting
psychoanalysis in psychiatry. He began reading of the Three, January 24, 1962, February 7,

This article was published Online First May 30, 2011. able transcripts of her interviews with Dr. Beck. The author
This article is based in part on research conducted for a thanks Drs. Marla Eby, Raymond E. Fancher, Tena T. Ros-
doctoral dissertation, York University, Toronto, Ontario, Can- ner, and members of the Independent Womens Scholars
ada. Preliminary research was supported by Ontario Graduate Salon (Drs. Conevery Bolton, Lara Freidenfelds, Joy Harvey,
Scholarships, the Graduate Development Fund and Research Susan Lanzoni, and Nadine Weidman) for critiquing the man-
Costs Fund of York University, a York University Presidents uscript. Early versions of this material were presented to
Dissertation Scholarship and a Post-Doctoral Fellowship from members of Cheiron and the Center for Anxiety and Related
the National Science Foundation. The author extends special Disorders, Boston University.
thanks to Dr. Aaron T. Beck for providing access to his Correspondence concerning this article should be ad-
personal collection and for participating in interviews. The dressed to Rachael I. Rosner, 31 Ripley St., Newton, MA
author also thanks Dr. Marjorie Weishaar for making avail- 02459. E-mail: rachael@denenberg.com

1
2 ROSNER

1962; Weishaar, 1993). Two years later he excerpt from a letter from Beck to John Bowlby
showcased a new cognitive theory of depression in 1981:
in two articles in the Archives of General Psy-
chiatry: Thinking and depression: I. Idiosyn- It might be a point of curiosity therefore for you to
know that my psychiatric training was completely and
cratic content and cognitive distortions (TD1, exclusively psychoanalytic . . . I would consider my
Beck, 1963) and Thinking and depression: II. theoretical work as derivative from ego psychology
Theory and therapy (TD2, Beck, 1964). So rather than from cognitive psychology or learning the-
marks the beginning of cognitive therapy, the ory. At the present time in fact I am trying to refor-
mulate many of the basic psychoanalytic concepts into
most renowned form of psychotherapy to have cognitive terms (Beck, A. T., personal collection,
emerged in the final decades of the 20th century July 29, 1981).
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

and figurehead to a worldwide cognitive-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

behavior therapy movement. This origin story These sentiments appear again in abridged form
of Becks cognitive therapy is one that I have in an earlier letter to Marvin Goldfried (Beck,
pieced together from archival and other primary A. T., personal collection, November 9, 1978)
sources and it is fully documented. and yet again in print in 1993: It may be
A variant of this origin story is the one that obvious to spectators in the therapeutic arena
Beck likes to tell. It is more abridged and em- that cognitive therapy has coopted (or been
phasizes his conceptual break with the psycho- coopted by) a large sector of the behavior ther-
analytic unconscious. He made this decision apy approaches to psychopathology. What may
after his experimental study of the psychody- not be so readily discerned are many concepts
namics of depressionwhich inspired the cre- derived initially from psychoanalysis . . . corre-
ation of the well-known Beck Depression sponding, in part, to Freudian notions of pri-
Inventoryfailed to confirm his analytic hy- mary and secondary processing (Beck, 1993,
pothesis that depression is a form of inverted p. 197). What is this origin story doing here?
hostility (Beck, 1967). He concluded that the How can he both break with psychoanalysis and
wish fulfillment concept was untenable: Once admit to continuities?
we took the wish fulfillment out of it, he re- My aim in this essay is to complicate the
ported, then there was nothing. If you could standard origin story of cognitive therapy by
not depend on motivation, there is nothing in giving this continuity story a weight equal to the
psychoanalytic theory that can hold any water other two. The impetus is my discovery of a
(Beck, 1979, p. 18). Between 1962 and 1964 he cache of hand-sketched drawings and notes in
built a cognitive theory of depression with a Becks personal files, drawn between May,
new vocabulary taken from cognitive psychol- 1964 and January 1965, tucked away inside one
ogy well-suited to experimental investigation. of the filing cabinets that line the walls of a
This theory and therapy were closer to his clin- climate-controlled room in his basement. The
ical observations and bore none of the concep- drawings tell the story of the schema, a theoret-
tual, linguistic, and technical markers of his ical centerpiece of the cognitive model that
psychoanalytic past (Weishaar, 1993, p. 21). Beck first introduced publicly in TD2 in early
This story encapsulates the moments between 1964 (Beck, 1964). They depict what Beck calls
1962 and 1964 when he crossed the bridge to a a bipolar schema of manic-depression, a ver-
cognitive approach. sion of the schema Beck does not mention in
These two variations of the origin story are any of the literature. And what is astonishing
compatible; their differences are a matter of about the sketches is that they contain refer-
emphasis. But there is yet another origin story ences to psychoanalysis. In other words, they
that Beck tells less frequently and that contra- show Beck drawing on psychoanalytic ideas
dicts his assertion that psychoanalytic theory is after he had published a new cognitive approach
untenable without the theory of motivation that he himself claimsand that his records
predicated on an unconscious. In this story Beck showrepresented a clean break with psycho-
admits to intellectual descent from ego psychol- analysis.
ogy, a school of psychoanalysis that flourished What are these drawings doing here? Are
in the 1950s and 1960s and that focused on the they merely a detour, a cul-de-sac as it were, in
functions of the ego. He not only admits to his otherwise linear movement away from psy-
descent but speaks to continuity. Consider this choanalysis? Or did Becks commitment to psy-
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 3

choanalysis go underground in a split between with the depression research project. By 1961
the private world of science-in-the-making and he had decided that the experimental ethos was
the public world of science-as-justification, to more to his liking than classical Freudianism.
invoke the discovery-justification distinction of He let go of the unconscious and intensified his
philosophers of science like Bruno Latour faith in the greater power of experimentalism
(Latour, 1987)? In this scenario Beck omitted (Beck, A. T., personal collection, A. T. Beck to
the psychoanalytic components of his discovery S. Feshbach, October 19, 1965, December 1,
from his public narratives because they lacked a 1965; A. T. Beck to P. Meehl, March 13, 1968;
convincing truth value for the scientists whom P. Meehl to A. T. Beck, February 26, 1968).
he wanted to convince. Is this what Beck did? This faith gave shape to the entire opus of his
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Or perhaps Beck folded his psychoanalytic new cognitive model, from how he did his sci-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

skills into an intellectual sleeve so that he could ence to how he taught his patients to help them-
continue to reason privately in a mode that no
selves (that is, to become scientists in the lab-
longer held currency. This idea would be anal-
oratory of their own lives), to his idea of what
ogous to what historian of science Peter Galison
good living should look like (rational, prag-
suggests happened to the physicist Paul Dirac,
who in-folded his geometric reasoning while matic, scientific). His experimental work ulti-
making public only his numerical reasoning mately earned him an Albert Lasker Award for
(Galison, 2000). Galisons story invites us to Clinical Medical Research in 2006 (Lasker,
imagine that Beck had at his disposal two dif- 2006), an award similar to the Nobel Prize in
ferent modes of reasoning, one of which he Medicine. He has won or been nominated for
played publicly and the other privately. some of the worlds most prestigious prizes.
Both Dirac and Beck played in two modes At the same time, Beck continued to reason
simultaneously. In Becks case, however, there with what he calls the theoretically neutral ele-
was no split between public and private. Beck ments of psychoanalysis not dependent on the
clearly left classical psychoanalysis behind but existence of an unconscious. This is the quieter
he simultaneously continued to rely on its ex- strain. It appears as early as September 1961
planatory power both privately and publicly. when he writes to his psychoanalytic mentor
We can think of his cognitive and psychoana- Leon Saul that grief, shame, anxiety, disgust,
lytic ideas as two strains of music, one domi- feeling of inferiority or deprivation, and self-
nant and the other more quiet and tentative, rejectionsymptoms of depressionmight be
playing within the same composition. From the relatively weak in motivational properties.
beginning of his research Beck had been work- Hence, they do not fit as readily into the moti-
ing at the crossroads of two epistemic commu- vational model as hostility or dependency. He
nities (Knorr Cetina, 1999): psychoanalytic continues, I feel that the model has to be re-
psychiatrists and academic psychologists. Psy- vised to provide a position for these states and
choanalytic psychiatrists privileged the subjec- to establish their relationships to the needs and
tivism of psychoanalytic theory. They were cli- drives. This is as far as Ive gotten in my think-
nicians, not scientists. Academic psychologists, ing, but I do hope that we will be able to further
on the other hand, were scientists (see Beck, refine the theoretical structure of psychodynam-
1991d, pp. 23 for a very clear description of
ics (Beck, A. T., personal collection, Septem-
the epistemic differences between the two
ber 28, 1961). This letter establishes the quieter
groups). A small but influential number of aca-
strain of a motivation-free dynamic theory. The
demic psychologists in North America in the
postwar period who were also clinicians, many drawings of the schema are a continuation of
affiliated with the Menninger Clinic, tried to that strain. They are a rare moment in his
marry the objectivist constraints of experimen- workin the vast collection of his writings that
talism with the subjectivist constraints of psy- now extend far beyond depression to a wide
choanalysis (Rosner, 2005). Beck collaborated range of disorders including anxiety, phobias,
with several academic psychologists at Penn,
including a graduate student named Marvin 1
Hurvich was also Becks first psychoanalytic patient at
Hurvich1 and a social psychologist named Sey- the Philadelphia Psychoanalytic Institute. They collaborated
mour Feshbach, to undertake a similar endeavor on Becks first dream study (Beck & Hurvich, 1959).
4 ROSNER

schizophrenia, and many othersin which both to read first drafts of TD1 and TD2. Each of
strains play at equal volume. them independently advised him that a struc-
tural theory of the schema was inadequate. They
The Black Box of The Schema asked him to explain why a patients symptoms
would increase and decrease in severity, that is,
Beck first introduced the idea of a schema to account for the dynamics of the symptoms.
in TD2 (1964). This definition of the schema They urged him to reconsider his rejection of
remains the core of the concept in current motivation (Beck, A. T., personal collection, S.
practice: Feshbach to A. T. Beck, January 17, 1963; M.
The schemas are conceived as relatively stable cogni- Hurvich to A. T. Beck, February 25, 1963; I.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tive structures which channel thought processes, irre- Sigel to A. T. Beck, hand-written comments on
This document is copyrighted by the American Psychological Association or one of its allied publishers.

spective of whether or not these are stimulated by the draft of Thinking and Depression, ca. 1962).
immediate environmental situation. When a particular Indeed Beck faced a difficult theoretical prob-
set of stimuli impinge on the individual, a schema
relevant to these stimuli is activated. The schema ab-
lem. Since the schema was a structure that ac-
stracts and molds the raw data into thoughts or cogni- tivated cognitions, it called for some kind of
tions . . . In the formation of a cognition the schema energy variable. What could he use if he did not
provides the conceptual framework while the particular posit a wish that compelled activation? The
details are filled-in by the external stimuli (Beck, situation with energy variables in 1962 was
1964, pp. 562563).
tricky. The psychoanalysts, he knew, were in
A schema is a hypothetical mental structure sharp disagreement over energy variables.
containing a specific belief such as life is hope- Floyd Allport, in contrast, had used nonpsycho-
less or I never win or everyone is out to get analytic energy and structures (Allport, 1955;
me. This belief is an enduring feature of a Beck, 1964). Beck detoured around this prob-
persons cognitive makeup. It shapes the con- lem in TD2 by acknowledging the need for an
tent of the temporary and fluctuating evaluative energy variable without offering a solution of
thoughts we experience in a given situation his own (Beck, 1964, p. 566). The six drawings
(such as so-and-so doesnt like me today). that follow mark a return to this problem. They
Bruno Latour might call the schema a black are visual reasoning exercises exploring a mo-
box (Latour, 1987), an object employed by tivation-free dynamic theory of depression.
cognitive therapists whose usefulness is so self-
evident that its mechanics are irrelevant. Transmutation and Topography
When we look at the origins of the schema in
the early 1960s, however, we find Beck still The first drawing (Figure 1) actually is not of
working out its mechanisms. In 1962 and 1963 a cognitive structure but rather of a volitional
for instance Beck tries to cluster schemas into structure, that is to say a wish structure. It is a
systems such as goals and standards, self- continuum between opposing wishes to aggress
evaluation, and self-disciplinary (Beck, and regress in manic depression. Beck labels the
A. T., personal collection, draft of Thinking and structure bipolar because of the oppositional
Depression: 2, ca. 1962). At one point he calls quality of manic depression. Observe how Beck
it a concept, drawing on cognitive psycholo- brackets the manic and depressive ends to indi-
gists Harvey, Hunt and Schroder (Beck, A. T., cate where the wishes to aggress and to regress
personal collection, handwritten notes June 6, are extreme. A neutral area in the form of a
1962, June 24, 1962, July 7, 1962; Beck, 1964; small circle in the middle of the two arrows
Harvey, Hunt & Schroder, 1961); at another indicates a space on the continuum where nei-
point he calls it a construct in a nod to George ther of the wishes is activated.
Kellys personal construct theory (Beck, A. T., Already we are alerted to a strange turn in
personal collection, handwritten notes Becks thinking. How could the bipolar schema
March 20, 1962, April 2, 1962; Beck, 1991c; begin with a structure not of thoughts but of
Weishaar, 1993). Finally he settles on the word wishesthe very concept Beck had rejected?
schema, extracting it from Piagets develop- To add to the confusion, there is nothing intrin-
mental theory (Beck, 1979, p. 19; Piaget, 1948). sically psychoanalytic in the shape of the struc-
In 1962 Beck asked Hurvich, Feshbach, and a ture. It does not, for instance, recapitulate the
developmental psychologist named Irving Sigel shape of the ego and id that Freud sketched in
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 5
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 1. Becks drawing of a volitional structure (Beck, A. T., personal collection,


handwritten note May 5, 1964). The page is entitled Volitional and Cognitive Structures.
The volitional structure is a bipolar continuum of wishes from aggression to regression
leading to either mania or depression.

his 1923 monograph of the same title (Freud, Stein, 1961, p. 422N). Beck invented the con-
1923/1960). Nor does it resemble other draw- tinuum to clarify the concept of passive needs.
ings of hypothetical dynamic structures such as The continuum idea does not appear in
the life space drawings of Kurt Lewin Becks schema in TD2. But it suddenly reap-
(Lewin, 1938). pears in his notes of February 1964. Beck ex-
The answer may be found in a paper on plores two contradictory attitudes with a faint
psychodynamics that Beck wrote in 1960 with overtone of Freuds pleasure principle: I
Marvin Stein, with whom he had studied at the should work day and night on the paper (be-
Philadelphia Psychoanalytic Institute and taught cause it will bring pleasure) and I should not
at Penn (personal communication, Dr. Marvin work day and night on the paper (because it will
Stein, April 24, 1997). This paper summarized bring pain) (Beck, A. T., personal collection,
material from their second-year course on psy- handwritten note, February, 1964). He does not
chodynamics for medical students. The idea of a visualize them but writes that they are structur-
continuum of wishes extending from aggression alized into a schema that clusters with others
to regression appears here. Beck and Stein offer into organizations.
their own way of understanding the dynamics of Let us assume that the volitional structure of
passive needs (defined as a wish to receive Figure 1 visualizes this continuum idea. In Fig-
something Beck & Stein, 1961, p. 422C): For ure 2 we see the drawing that appears on the
the purposes of explanation passivity may be next page of his notes. It is a cognitive structure.
regarded as a continuum, one pole of which is Notice how the cognitive and volitional struc-
the wish for absolute rest and at the other end of tures are identical except now we see two be-
the scale, aggressiveness, self-assertiveness, liefs: omnipotent and impotent. Follow the
and productivity. The wish for passive partici- drawings in sequence. The volitional and cog-
pation or vicarious experience would be closer nitive structures follow immediately the one
to the passive end of the continuum (Beck & from the other. The heading on the first page of
6 ROSNER
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 2. Becks first drawing of a cognitive structure (Beck, A. T., personal collection,
handwritten note May 5, 1964). Page is entitled Theory of Cognitive Structures. The
cognitive structure and the volitional structure are identical in shape.

notes (Volitional and Cognitive Structures) well. The next two drawings, of May 19, 1964,
suggests that they sit in relationship with each are evidence of these continuities.
other. Look at Becks handwriting. We find
Beck noting a possible similarity between his Cathexis
bipolar structure and bipolar structures of
George Kellys personal construct theory. This In both drawings of May 19, 1964 Beck cuts
sequence marks the beginning of what I believe the schema in half and treats only the depressive
was a transmutation of motivational psychody- side. The first drawing (Figure 3) is on a page
namics into cognitive dynamics. Remember that entitled Theory of Personalities. Beck draws
Becks first visual act was to create a psychody- five schemas of similar content aligned verti-
namic wish structure visualizing the continuum cally and connected by thick short black lines at
idea of 1961. Then he drew an identical cogni- equivalent points. The midpoint contains neu-
tive structure. Beck never returned to the tral thoughts: I am equal, I can manage, and
volitional structure, so we cannot know if he things are ok. The extreme depressive end
intended to develop the idea. He may have contains extreme thoughts: I want desperately
imagined the cognitive structure as an overlay to die, I hate myself, and life is empty.
on the wish structure. But the implication of this This drawing depicts in visual form the idea that
sequence is astounding. In two pages Beck con- schemas of similar content cluster into an or-
structed a new psychoanalytic wish structure, ganization or depressive personality. Note the
put aside the motivational model and installed a cloud with diagonal shading hovering vertically
cognitive model in its place. To speak hyper- on the far right end of the schemas. This cloud
bolically, where motivation once reigned cog- represents the spread of energy between the
nition was now king. extreme ends. Beck postulates that when the
Nonetheless, it is essential to see that the extreme end of a schema is activated energy
structure itself did not change. This continuity spills over into the extreme ends of neighboring
of structure (from wishes to cognitions) held schemas, provoking a cascade of activation that
open the possibility of dynamic continuities as constitutes the depressive personality.
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 7
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 3. Drawing of depressive half of set of bipolar schemas (Beck, A. T., Personal
Collection, handwritten note May 19, 1964). Page is entitled Theory of Separate Personal-
ities. This drawing shows Becks first use of the word cathexis.

Two vertical arrows pointing in opposite di- named David Rapaport. Rapaport was an intel-
rections appear on the far right side of the page. lectual leader of an influential group of Ameri-
Note the two barely discernible words tucked can psychoanalysts known as ego psychologists
between them: cathexis spreads. It is absolutely (Gill, 1980; Rapaport, 1967). The ego psychol-
astonishing to see the word cathexis here. ogists wanted to expand the psychoanalytic the-
Cathexis is another word for energy and it is ory of the ego to include cognitive functions
unequivocally a psychoanalytic term. Freuds like attention, learning, and memory. In the
editor and translator James Strachey invented 1950s Rapaport had recently moved from the
the word as a translation of Freuds Besetzung, Menninger Clinic to a small private mental hos-
meaning filling up or occupying (R. E. pital in the Berkshire Mountains called Austen
Fancher, personal communication, May 22, Riggs. Beck studied at Riggs on a psychiatry
2010). With rare exceptions cathexis has cur- fellowship from 1950 to 1952 (Knight, 1950;
rency only in psychoanalytic circles. I could Knight, 1951). He attended Rapaports seminar
find no evidence of Becks use of the word on ego psychology (Rapaport, 1951b; Wheelis,
cathexis anywhere else in his work extending 1951) and studied with the entire clinical staff
back to the mid 1950s. Clearly this was not a (some of whom had moved with Rapaport from
concept he employed regularly. So where does the Menninger Clinic) including Erik Erikson,
it come from and why is he using it here? Robert Knight, Margaret Brenman, and Roy
I propose that when Beck articulated a dy- Schafer. They provided Beck with his first com-
namics of the schema in early 1964 he tapped prehensive exposure to psychoanalytic thinking
into a deep wellspring in his psychoanalytic (Rosner, 1999).
past. There is remarkable similarity between In the early 1950s Rapaport was systematiz-
this structure/cathexis exercise and the work of ing theories of the ego to build a new psycho-
a midcentury, Hungarian-born psychoanalyst analytic theory of thinking (Rapaport, 1951a).
8 ROSNER

His aim was to explain the egos reality- is a flow chart of the progression of cathectic
adapted secondary processes (in) rational action activity within a single schema. The first draw-
and logicalreasonable thought (Rapaport, ing on the upper left side shows a moderate
1952). Cathexis was a central element of this amount of cathexis in the midrange of the struc-
theory. Psychoanalysts traditionally emphasized ture. The shading is light to indicate a moderate
cathexis as the energy of the ids drives and the degree of charge. The subsequent drawings il-
egos defenses against them. Rapaport believed lustrate how repeated stimulation lowers the
that thinking was an ego function with abso- activation threshold and shifts cathexis toward
lutely no connection to the id. He proposed the extreme end. This leads to a circular feed-
cordoning off some cathectic energy solely for back where thoughts themselves begin to evoke
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

thinking and memory. Rapaport, following the schema and lower the threshold of activa-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Freud, called this energy attention cathexis. tion. The thick black lines at the extreme end of
Beck does not mention Rapaport by name in his the schema in the final drawing constitute the
notes but Rapaports ideas were clearly on his energetic expression of extreme negative
mind at the time. He had been reading Rapaport thoughts in depression.
in 1961 in preparation for a study of the clinical This interaction of psychoanalytic and cogni-
utility of the digit symbol test (Beck, Feshbach, tive elements appears again in Figure 5, which is
& Legg, 1962). In 1963 he wrote a letter to Roy an undated drawing, circa 1964. Beck now adds a
Schafer, one of Rapaports students, about a vertical axis to his horizontal topography that links
critique of ego psychology (Beck, A. T., per- the cognitive structures to emotions and rational
sonal collection, October 11, 1963). And Beck thought. We can articulate three distinct strata by
referenced in TD2 Rapaports Organization and noticing differences in the shading. The bottom
Pathology of Thought (Beck, 1964). The evi- level of emotion is shaded like a deep subterra-
dence strongly suggests given that nean sea; the middle level has distinct regions of
Beck studied with Rapaport, was immersed in cognitive function; the rational level has a uniform
ego psychology, and had recently been reading layer of diagonal lines that cuts across all com-
himthat Beck, even in some nondeliberate partments of the schema. Beck also draws the
way, drew on Rapaports influence at this mo-
cognitive functions in a vertical fashion; the more
ment of transmutation because his ideas best
primitive and destructive cognitions are in the
suited the problem Beck was trying to solve.
lower region of the stratum on the left side closer
Both are theories of thinking predicated on
to emotions. He places the more optimistic cog-
structure and energy; both privilege a reality-
nitions in the upper region closer to the rational
testing and adaptive structure that mediates be-
tween internal and external excitations; most faculties.
importantly, both argue that the structure is This drawing also introduces a new role for
completely independent of unconscious pro- cathexis. In the preceding drawings the schema
cesses. Cognitive psychologist Nancy Nerses- was completely passive in the excitation and flow
sian has shown how scientists draw on deeply of cathexis. In this drawing Beck endows the
held understandings of source material to think rational faculties of the schema with the ability to
creatively about a target problem even when the manipulate cathexis. Note his handwriting in cap-
source and target domains are not immediately ital letters just above the drawing. Beck writes,
compatible (Nersessian, 2008). She also dem- through use of rational can transfer cathexis from
onstrates the role of visual reasoning exercises, sad to happy schemas. Here we see a new mix-
what she calls imagistic representation, in this ture of psychoanalytic and cognitive sensibilities.
process. Her research helps us to make sense of A rational agent has entered the structure to har-
the sudden and simultaneous appearance of ness and control the energies that otherwise accu-
ideas reminiscent of Rapaports and imagistic mulate reflexively in response to stimuli.
representations in Becks theory.
The next drawing (Figure 4), also of May 19, Geometry
1964, articulates a threshold theory of activation
of the schema in which the cognitive structure A final set of drawings appear on January 5,
and cathexis interact. Let us begin by noticing 1965 (Figure 6). There are three drawings on a
the sequence of arrows. They indicate that this page entitled Cognitive Structures and Affect.
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 9
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 4. Second drawing of the depressive half of the schema (Beck, A. T., personal
collection, handwritten note May 19, 1964). This is a flow chart tracking the accumulation and
shift of cathexis toward the depressive end of a single schema.

All the ideas contained in the previous drawings 5. In other words there is a tendency to make
appear in integrated fashion and are combined an extreme judgment of every situation but the
with a new geometric element: The tubular interjection of judgment tends to arrest the rat-
structure morphs into squares, rectangles, arcs, ing at a particular checkpoint.
vertical lines, diagonal lines, and dashed lines 6. In psychopathology, however, the fol-
that allow Beck more specificity of function. lowing may happen: (a) the checkpoint has
By way of orientation, follow the three draw- been disrupted as in the case of an extreme
ings in sequence from top to bottom. This se- reaction to trivial stimulus (anxiety, phobia),
quence depicts the development of the schema (b) it is more difficult to impose judgments,
itself. Beck had cultivated a developmental the- (c) the primitive egocentric pole of schema is
ory of the schema in previous notes that resem-
hyperactive.
bled those of Freud and Jean Piaget. On a page
(Beck, A. T., personal collection, handwritten
entitled Developmental Theory from May 19,
1964, for instance, he wrote: note, May 19, 1964)
1. Originally the schemas were dichotomous. These six statements find visual expression in
2. As child developed he superimposed the sequence of drawings in Figure 6.2 The
checkpoints so that stimulation did not go to the top drawing shows the dichotomous good
extreme.
3. However the (more recent) acquisition was 2
Notice that a similar structure appears in very light
more vulnerable and easily cut through. shading just above the tubular structure in Figure 2. The
4. It is less automatic and involves imposition evidence suggests that Beck inserted this more complex
of judgment. image at a later date.
10 ROSNER
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 5. Drawing of schema (Beck, A. T., handwritten note [ca. 1964]). This drawing adds
emotions and rational thought to the schematic structure with a new vertical stratification of
functions. The emotions are on the bottom level, cognitions are in the middle, and rational
thought is on the top.

and bad of the childhood form. The bottom curve into squares and rectangles. What are
two drawings show how they have separated squares and rectangles if not a combination of
to the right and left to make room for an arc. straight lines at right angles? They are rigid and
This arc represents many things at once. Beck fixed and represent visually a key concept in
has taken the midrange of the continuum and contemporary cognitive therapy: Primitive
reshaped it from a vertical line into an up- thinking in content and in style is fixed and
ward-facing arc. Beck endows this midrange inflexible.
with the rational faculties that appeared as a Consider the arc-bridge in the bottom two
separate stratum in the schema of Figure 4. drawings. It represents the capacity of our ra-
Finally, he reconfigures it as a mature out- tional faculties to rise above those primitive
growth out of the primitive structures, the evaluations. And what does an arc symbolize? It
location of the checkpoints not present in is the opposite of a square. An arc connotes
the primitive childhood structures to which he flexibility, plasticity, and resiliency. The arc is a
refers above. visual representation of another key element of
Each of the geometric forms speaks to a the mature cognitive model. Mature thinking
quality either of primitive or mature thinking in not only is less rigid in content but also more
this more complex structure. For instance, note flexible and resilient in style.
the squares/rectangles of the primitive good Notice how Beck has taken the emotional
bad dichotomy. Here Beck has transmuted the substratum of the schema of Figure 5 and given
extreme end of the tubular structure from a it its own separate structure. The feelings sad
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 11
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Figure 6. Final set of drawings of the bipolar schema (Beck, A. T., personal collection,
handwritten note, January 5, 1965). These drawings integrate a geometric component into
attributes of the schema that appeared in previous drawings and notes including a develop-
mental theory, horizontal and vertical stratifications of functions, and cathexis.

and happy are now within their own rectan- Remember that when Beck introduced a vertical
gular boxes. The dark lines that run vertically stratification of function he endowed the new
between the cognitive and emotional structures rational faculties with deliberateness. One inter-
are of varying widths to connote greater or pretation of the arc-bridge is that the form itself
lesser strength of connection. Thicker lines in- retains both the quality of deliberateness and an
dicate a strong and close connection to emo- energy variable. An arc rises up in the middle
tions. Thinner lines indicate a weak link. The and touches the ground on each side. Primitive
dashed line indicates no connection. The lines thoughts sit on each end just like in the previous
articulate the idea that primitive thoughts give drawings. But here they sit below the neutral
rise to strong emotions; rational thoughts evoke space, anchored to the ground. Let us explore
less emotion because they literally are further what the dynamics would be of such an arc-
removed. Notice too that the midpoint of the arc bridge.
is exactly neutral with no connection at all to The rational faculties rise out of them with
affect. Beck visualizes this neutrality in the flexibility, strength, and resiliency but a tension
middle drawing with a vertical dashed line ex- remains between the extension upward and the
tending downward. The apex is a neutral cog-
nitive high ground entirely free from affect.3 3
There are many questions that can be asked Becks reference to neuronal connections in the bot-
tom drawing is curious. There are echoes of Freuds Project
of these drawings. For instance, where would for a Scientific Psychology, which first appeared in English
cathexis fit? What would happen if we tried to in 1954 (Freud, 1954; Sulloway, 1979), where Freud visu-
reconcile this drawing with the previous ones? alized pathways of neuronal connections between ideas.
12 ROSNER

pull of gravity downward. If we assume the the primitive experience. This quality is akin to
same kind of energy is at play in this drawing as Freuds secondary process. Beck excised all of
in the others, then a deliberate act of will would the motivational elements of psychoanalytic
be required to draw the energy up and out of theory including defensive processes of the
these extreme thought gravity wells. Willful ego that are predicated on the existence of a
effort is needed to keep the thoughts at the drive that seeks gratification. So Freudian as-
higher level from being pulled down by the sumptions about destructive impulses and de-
force of gravity. fenses are gone. Becks insertion of cognitions
and rational faculties in their place also makes
The CognitivePsychoanalytic Story of The the comparison with Freud incomplete. But the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Bipolar Schema primitive cognitions and the rational faculties


This document is copyrighted by the American Psychological Association or one of its allied publishers.

are in relationship with each other in a way


When we put the topographical, the geomet- analogous to the relationship between the id and
ric, the developmental, the energetic, and the the ego.
therapeutic components of these drawings to-
gether, like stringing words together into a sen- Derivatives
tence and sentences into paragraphs, a story told
in images emerges about our interior world and The drawings of the bipolar schema are com-
the possibilities for growth and change. Like the pelling evidence in favor of the psychoanalytic
public face of cognitive therapy these drawings origin story. The problem is that after January 5,
offer a highly pragmatic vision of what good 1965, Beck makes no further mention of a bi-
living looks like: The engagement of rational polar schema either in private or in public. He
and creative thinking about ones self and the drops the entire exercise. If there are continu-
world and the ability to solve problems with ities, where are they?4 Let us begin by asking
flexibility and resiliency. But these drawings why Beck might have abandoned the bipolar
contain an additional component. They speak of schema and what he did next. The bipolar
an ongoing conflict to maintain those capacities schema was a response to criticism from col-
against a primitive self that never completely leagues that his structural theory was not dy-
goes away. They portray a highly charged en- namic. By late 1961 he confessed to those same
vironment. The most to which we can aspire is colleagues that certain elements of his theoriz-
to strengthen our innate rational capacities so ing were too far removed from observed behav-
that we can resist, time and again, the pull of the ior (Beck, A. T., personal collection, Beck,
primitive. The drawings tell us that for Beck, at A. T. to S. Feshbach, December 1, 1965, C.
least in the mid 1960s, the cognitive model Ward, December 16, 1965). It is probable that
carried over from psychoanalysis a stark realism he retreated from the bipolar exercise because
about the struggle of human nature. They are an he could not anchor it in anything he observed
admission that we are not entirely in the drivers clinically.
seat. But while Freud was pessimistic about the It is also possible that the bipolar structure
human condition, Becks belief in an innate did not support his preference to think in
capacity to neutralize our destructive selves terms of categories. Beck simultaneously had
such that he embodies it within our minds in- been considering a unipolar schema (which
vested this model with an optimism not seen in he never visualized on paper). We find Beck
Freud. debating the virtues of the unipolar and bipo-
Indeed the drawings reveal a complex mix- lar ideas in his handwriting in Figure 2. De-
ture of psychoanalytic and cognitive sensibili- liberations of this sort appeared as early as
ties. Our mature selves perpetually counteract July 1962 when Beck established the funda-
the pull of the primitive just as the ego perpet- mental problem of whether his theory should
ually defends against the unwanted impulses of be more elaborate or limited to descriptive
the id. The primitive, like the id, is a feature of categories (Beck, A. T., personal collection,
childhood lacking restraint and self-awareness.
This quality is akin to Freuds primary process. 4
The author thanks one of the anonymous reviewers for
The mature faculties, like the ego, grow out the very valuable critique of the concluding sections of this
of the primitive and mediate between reality and article.
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 13

handwritten note, July 6, 1962). The bipolar lated ones also are activated. He had experi-
version embodied the more elaborate theory. mented with a variety of visual representations
The unipolar version emphasized categories of those clusters as a way of categorizing the
and descriptions. By late 1965 Beck settled on cognitive configurations of different personality
the unipolar version (Beck, A. T., personal types. Figure 3 shows what a cluster of depres-
collection, Beck, A. T. to M. Hurvich, De- sive schemas looked like in the bipolar version.
cember 16, 1965). The public face of cogni- In that drawing he also imagines the energy
tive therapy showed no change in the schema. variable (cathexis) that causes the cascade of
Beck did not begin referring to it as a uni- activations within the cluster. In September
polar structure. Cognitive therapists have no 1964, he organized clusters from different per-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

idea that he ever envisioned a unipolar struc- sonality types in the shape of sectors within a
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ture in contrast to a bipolar one. Rather, his pie chart (Beck, A. T., personal collection,
public portrayal of the schema after 1965 handwritten note, September 13, 1964). Figure
continued as it had been in TD2: a stable 7 illustrates that on January 11, 1965 (six days
cognitive structure containing a single theme after the final bipolar drawings), he configured
that generates context-specific automatic the depressive clusters in the shape of a triangle.
thoughts. This triangle does not show a schema but rather
Beck had been observing for some time that simply establishes the presence of three clusters
schemas of related beliefs tend to cluster to- of schemas in depression. The three corners
gether such that when one is activated the re- identify the themes of each of the three clusters:

Figure 7. Precursor to the cognitive triad (Beck, A. T., personal collection, handwritten note
January 11, 1965). The themes in the triangle in the upper right hand corner of loss,
helpless, and self-blame later became the more familiar triad of negative thoughts about
the self, about the world, and about the future.
14 ROSNER

themes of loss, of feeling hopeless, and of uted Freuds primary process to the primitive
self blame. He later called this the cognitive schemas. He gave the higher centers a separate
triad. structure with secondary process.
As Beck refined the cognitive triad (Beck, Some of these psychoanalytic ideas transferred
A. T., personal collection, handwritten notes more completely than others. Beck has been con-
March 10, March 15, 1965) these themes be- sistent in arguing that idiosyncratic schemas are
came known as negative thoughts about the self, primitive in a manner analogous to Freuds pri-
about the world, and about the future. In late mary process (see, e.g., Beck, 1970a; Beck, 1972;
1965, he submitted a paper on the cognitive Beck, 1984; Beck, 1991a; Beck & Weishaar,
triad to the Archives of General Psychiatry as 1989). In language especially evocative of the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

the third installment in his series on thinking drawings, for instance, he has described the prop-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

and depression (which was not accepted for erties of the primitive schemas as being their
publication). The triad appears in print for the breadth, rigidity, and dichotomous structure
first time in Becks, 1967 book on depression (Beck, 1972, p. 152). He even has hypothesized a
(Beck, A. T., personal collection, M. Hurvich to link between cognitive and affective structures in
A. T. Beck, December 6, 1965; C. Ward to language that evokes the black lines of the Janu-
A. T. Beck, December 5, 1965; Beck, 1967). In ary 5, 1965 drawings, The intimate connection
contemporary practice the cognitive triad of de- between cognition and affect may be represented
pression functions as yet another black box of metaphorically as pathways between cognitive
the model. Cognitive therapists use it to identify structures and corresponding affective structures;
the specific cognitive characteristics of depres- therefore, a particular cognitive content produces
sion. It is not designed to evoke discussions of an affect congruent with it (Beck, 1972, p. 153).
the mechanics of the schema but merely to He has been equally clear that the higher
make it easy for therapists to identify the sche- centers are analogous to Freuds secondary
mas of depression. As Beck told his biographer, process. He has been more vague about their
It was a neat little package that you could sell structural properties, however. He often speaks
(Beck, 1990b, p. 18). We now know that it of the structure as serving a reality testing func-
emerged after TD1 and TD2 as the last in a tion. In 1970, for instance, he suggested that
series of visual exercises charting possible con- secondary process was a system of refined and
figurations of the schemas. elastic structures that test, authenticate, and
Even with the cognitive triad in hand Beck reject the primitive ideations (Beck, 1970a, p.
still imported some of his psychoanalytic theo- 194). In 1972 he spoke of their role in serving
rizing from the bipolar version into the unipolar the demand character of the external stimulus
version. Remember that TD2 (1964) introduced situation (Beck, 1972, p. 153). In 1984, after
the schema and how it operates in depression. explaining the similarities and differences be-
The break with psychoanalysis is evident in tween Freuds primary process and his own, he
TD2. His language is completely devoid of psy- simply called mature thinking the higher
choanalytic concepts. He describes the schema level corresponding to secondary process
simply as an idiosyncratic cognitive structure. (Beck, 1984, p. 120). In 1991, in contrast, he
After 1965, however, the schema takes on psy- argued that secondary process helped build ma-
choanalytic properties. It bears the imprint of ture schemas: Cognitive therapy is designed to
Becks thought experiments with the bipolar produce more enduring structural change than
schema. The red threads that link the bipolar simply symptomatic relief (de-activation of the
schema with the unipolar version are Becks schemas). If the underlying assumptions . . . are
postulates of two levels of thinking akin to undermined and new, more adaptive schemas
Freuds primary and secondary processes and are constructed then the person will be less
cathexis. Recall that the bipolar version con- prone to experience later recurrence of depres-
sisted of two opposing primitive qualities with a sion (Beck, 1991a, p. 194). The features of
neutral high ground of mature qualities above and secondary process structures, however, remain
between them. The unipolar version postulated sketchy.
two separate sets of unipolar structures, one with Cathexis also has remained a sketchy concept.
primitive single-themed idiosyncratic schemas Beck often uses energy language such as grind-
and the other with mature capacities. Beck attrib- ing out, powerful streams, explosions, and so
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 15

on. Beck even has acknowledged that psychoan- for nonmotivational properties in depression.
alytic energy concepts persist. He told Seymour Instead, he broke with psychodynamics alto-
Epstein, founder of cognitive experiential self- gether and built a cognitive model of depression
theory (Epstein, 1994), that I will draw on psy- in its place in the early 1960s. We now have
chodynamics whenever it suits my purpose! I do discovered a moment from 1964 and early 1965
feel that many of Freuds observations were right when he returned to a nonmotivational dynamic
on target, and that some of his preliminary formu- theory. He revived a psychodynamic concept he
lations made sense, but that he simply went too had envisioned in the late 1950s of a continuum
far (Beck, A. T., personal collection, October 27, of passive-aggressive motivations, structural-
1994). He continued, ized it, and transmuted it into a bipolar cogni-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

I have struggled with the concept of energetics, cathe- tive structure. He imbued it with primary and
This document is copyrighted by the American Psychological Association or one of its allied publishers.

xis, charge, and so forth for a long time because I was secondary processes and cathexis, constructs
not at all satisfied with the way Freud had mixed in the advocated by a school of ego psychology in
physicalistic concepts of energy with the abstract con- which Beck trained which proposed that cogni-
ceptualistic concepts of unconscious, and so forth as
though they were isomorphic. However, although I
tive activity occurred in the ego outside the
detoured around these concepts in several of my books, realm of the unconscious. In 1965 he abandoned
I have found that there is no way I can satisfy myself the bipolar model and returned to a unipolar
with an adequate explanatory model unless I do bring one. He de-emphasized cathexis but maintained
in these concepts (Beck, A. T., personal collection, primary and secondary process. This final struc-
November 8, 1994).
tural map of the schema persists to the present
But the nature and behavior of this energy vari- day even as Beck has continued to improvise
able within the model remain unclear. upon it.
Finally, a fundamental difference between
Becks psychoanalytic theorizing in the bipolar Epilogue
and unipolar versions lies in his vision of the
nature of our interior world. The bipolar model Clearly Beck does not want to emphasize the
recapitulated the conflict between our destruc- community of classical psychoanalysts with
tive natures and our adaptive selves of Freuds whom he trained at the Philadelphia Psychoan-
model. In the world of the bipolar schema there alytic Institute, with whom he worked at Penn,
was no possibility of escaping completely the and whose national organization refused to
pull of our primitive selves. The best to which grant him membership. In private, Beck has
we could aspire was a kind of energy homeo- spoken critically about their culture of loyalty.
stasis, where we willfully use our innate capac- Writing to Paul Meehl in 1968 he remembered
ities for rational thought to outflank the brute that as time went on, I realized that support for
strength of our primitive selves. But the conflict [the psychoanalytic] postulate was ultimately
itself was never-ending, just as in Freuds derived from the declarative statements of the
model. With the unipolar schema Beck loses psychoanalytic authorities rather than from ev-
this sense of conflict. From the way Beck de- idence; I began to quaver in my belief that
scribes it, there are simply lower order and 20,000 analysts cant be wrong (Beck, A. T.,
higher order cognitive mechanisms. The goal of personal collection, A. T. Beck to P. Meehl,
treatment is to deactivate the primitive ones and March 13, 1968). His antagonism toward psy-
build more mature ones. The conflict may still choanalytic dogmatism is palpable in this ex-
be there but Beck doesnt venture into those cerpt from an interview with his biographer
speculative waters. Marjorie Weishaar:
Despite inconsistencies in Becks psychoan-
alytic theorizing, the historical record allows us The personal elements . . . that got me out of the whole
psychoanalytic framework is the whole notion that
to bring into clearer focus the trajectory of the authorities dont have to be taken at their face value
psychoanalytic origin story. Beck tested exper- and my own data seemed to contradict the authorities;
imentally in the late 1950s a psychodynamic that my own data can be trusted . . . And there were no
theory of depression that he operationalized as authorities that are more powerful in this world except
maybe prieststhe Pope but no authority is more
inverted-hostility. His data did not support a powerful than analysts because they know everything .
motivational theory of depression. He consid- They have the word. And if you deny their thing, it
ered revising psychodynamic theory to account only proves that theyre right. Denial is affirmation.
16 ROSNER

Youd be surprised how many intelligent people buy lapse in 1976. He tells a similar story in 1997:
into it (Beck, 1991b, pp. 1718). When I presented this material before the local
Over the years he has been positioning the ex- analytic society, I said, this is really neo-
perimentalism of cognitive therapy as a direct analysis. They said, Well, Beck, this is no
assault on the irrationality of what came before. longer analysis. You better stop calling yourself
The story of discontinuity makes clear that our an analyst (Beck, 1997, p. 7). Beck needed to
memory of his work should begin with his first identify himself as something other than a clas-
victory of scientific reasoning over psychoana- sical analyst but it was not at all clear who
lytic dogmatism. would embrace him.
But then there is the issue of identity. The Beck had simultaneously been courting be-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

origin story of continuity tells us not about havior therapists (see Beck, 1970a). Initially
This document is copyrighted by the American Psychological Association or one of its allied publishers.

where he came from but where he hoped to they too did not see reason to accept him as one
arrive. Beck needed a new community with of their own. Beck continues:
which to identify after 1962. He had incorpo- I had to find a new name for this approach. At that time
rated into his model psychoanalytic ideas com- I was attracted to behavior therapy, so I thought maybe
mensurate with other break-away schools that Id call myself a behavior therapist. I spoke to Dr. Wolpe
about some of my ideas and he said, Well, youre not a
emphasized conscious experience in interaction behavior therapist at all. So, I ended up with the idea of
with the environment, such as those of Karen calling my approach cognitive therapy, because it was
Horney, Alfred Adler, and Harry Stack Sullivan based on the cognitive model of psychopathology (Beck,
(see Beck, 1991a, p. 192). He decided to iden- 1997, p. 7).
tify himself with them. In 1990, he told Paul
Salkovskis that, A split among behavior therapists in the early
1970s, however, produced a new cognitive
First I called this ego psychology, (and then I felt that wing eager to incorporate cognitions into the
this was) the psychoanalysis of the 60s, this is neo- stimulus-response paradigm. That group needed
analysis. What I am saying is that (cognitive therapy) Beck. He needed them, too (Rosner, 1999; see
is consistent to this day with Adler and Horney and so
on. I kind of identified myself with the so-called neo-
Beck, 1990b, p. 6 for a detailed story of how he
analytic school (Beck, 1990a, p. 9). nurtured relationships with these therapists).
Behavior therapists were sophisticated experi-
In the early 1960s these groups had coalesced in mentalists. They also had long been critical of
an organization known as the American Acad- psychoanalytic subjectivism. Beck shared this
emy of Psychoanalysis. Beck joined the Acad- sentiment. A group of cognitively oriented be-
emy in 1968. He chaired a midwinter session on havior therapists coalesced around Beck. To-
depression, spoke at their meetings, served on gether they charted a future for his new science;
the membership committee, and published in this included downplaying the overlaps with
their journal (Beck, 1970b; Rosner, 1999). His postclassical psychoanalysis (see Clark, Beck &
self-identification as an ego psychologist and Alford, 1999 for a good example of this sci-
neo-Freudian has been a membership badge ence-as-justification origin story).
showing that cognitive therapy looks at con- There is something scandalous to a contem-
scious activity (rather than unconscious) and the porary clinical ear in suggesting that Beck
interaction with the environment (rather than on needed Freud, even if it was a neo-version of
internal psychodynamics). This origin story Freud, to flesh out his theory. So many re-
points us not to Becks origins in classical psy- sources and so much rhetoric have been in-
choanalysis but to his new location among post- vested in keeping the wall between him and
classical psychoanalytic communities. Freud firm. The training of many cognitive ther-
There are a few, like his former patient and apists does not include psychoanalysis. Conse-
collaborator Marvin Hurvich, who understand quently, they may not be fully conversant in the
intimately the overlay of his model with these psychoanalytic features of Becks theory from
theories (M. Hurvich, personal communication, their own experience. Their training emphasizes
April 4, 1997). But these locations are unknown the solid foundation of science upon which cog-
to most psychotherapists. The neo-Freudians nitive therapy rests, which distinguishes it from
were not quick to accept him as one of their psychoanalysis and other schools of therapy.
own. He let his membership in the Academy My aim in this essay has not been either to
PSYCHOANALYTIC ORIGIN STORY OF COGNITIVE THERAPY 17

challenge the validity of their science or to take we and where should we go? (pp. 114 133). New
a position on the relative merits of cognitive York: Guilford Press.
therapy, psychoanalysis, or behavior therapy. Beck, A. T. (1990a). Transcript of an interview with
Rather, I am making public and providing a Aaron T. Beck/Interviewer Paul M. Salkovskis,
context for archival evidence showing that Beck November 3, 1990. Personal collection, Dr. Aaron
has been improvising upon both psychoanalytic T. Beck.
Beck, A. T. (1990b). Transcript of an interview with
and cognitive strains in his work nearly since
Aaron T. Beck/Interviewer Marjorie Weishaar,
the inception of cognitive therapy. The draw-
December 14, 1990. Personal Collection, Dr. Mar-
ings and correspondences clarify that these ex- jorie Weishaar.
ercises have been a rich data source for some of Beck, A. T. (1991a). Cognitive therapy as the inte-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

the explanatory metaphors and conceptual mod- grative therapy. Journal of Psychotherapy Integra-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

eling that appear in his written work. They tion, 1, 191198.


suggest that the creative calculus of cognitive Beck, A. T. (1991b). Transcript of an interview with
therapy in-the-making has been more com- Aaron T. Beck/Interviewer Marjorie Weishaar.
plex and broader in scope than previously Undated, 1990 1991. Personal collection, Dr.
known. Marjorie Weishaar.
Beck, A. T. (1991c). Transcript of an interview with
Aaron T. Beck/ Interviewer Marjorie Weishaar,
References August 4, 1991. Personal collection, Dr. Marjorie
Weishaar.
Allport, F. H. (1955). Theories of perception and the
concept of structure. New York: Wiley. Beck, A. T. (1991d). Transcript of an interview with
American Psychoanalytic Association Papers. (n.d.). Aaron T. Beck/ Interviewer Marjorie Weishaar,
Undated and unsigned handwritten document. October 24, 1991. Personal Collection, Dr. Marjo-
RG11 Committees, Series 10, Subseries 1 (Com- rie Weishaar.
mittee on Membership 19611971), ff. 1962 64. Beck, A. T. (1993). Cognitive therapy: Past, present
Courtesy of the Oskar Diethelm Library, Institute and future. Journal of Consulting and Clinical
for the History of Psychiatry, Weill Cornell Med- Psychology, 62, 194 198.
ical College, New York. Beck, A. T. (1997). The past and future of cognitive
Beck, A. T. (1963). Thinking and depression: I. Id- therapy. Unpublished manuscript, University of
iosyncratic content and cognitive distortions. Ar- Pennsylvania School of Medicine, Philadelphia,
chives of General Psychiatry, 9 (October), 324 PA.
333. Beck, A. T., Feshbach, S., & Legg, D. (1962). The
Beck, A. T. (1964). Thinking and depression: II. clinical utility of the digit symbol test. Journal of
Theory and therapy. Archives of General Psychi- Consulting Psychology, 26, 263268.
atry, 10 (June), 561571. Beck, A. T., & Hurvich, M. (1959). Psychological
Beck, A. T. (1967). Depression: Clinical, experimen- correlates of depression: I. Frequency of masoch-
tal and theoretical aspects. New York: Harper & istic dream content in a private practice sample.
Row. Psychosomatic Medicine, 21(1), 50 55.
Beck, A. T. (1970a). Cognitive therapy: Nature and Beck, A. T., & Stein, M. (1961). Psychodynamics. In
relation to behavior therapy. Behavior Therapy, G. M. Piersol & E. L. Bortz (Eds.), Cyclopedia of
1(1), 184 200. medicine, surgery, specialties: Revision Service
Beck, A. T. (1970b). The core problem in depression:
(Vol. XI, pp. 422C 422KK). Philadelphia, PA:
The cognitive triad. Science and Psychoanaly-
F. A. Davis Company.
sis, 17, 4755.
Beck, A. T. (1972). The phenomena of depression: A Beck, A. T., & Weishaar, M. (1989). Cognitive ther-
synthesis. In D. Offer and D. X. Freedman (Eds.), apy. In A. Freeman, K. M. Simon, L. E. Beutler, &
Modern psychiatry and clinical research: Essays H. Arkowitz (Eds.), Comprehensive handbook of
in honor of Roy R. Grinker, Sr. (pp. 136 158). cognitive therapy (pp. 2136). New York: Plenum
New York: Basic Books. Press.
Beck, A. T. (1979). Transcript of an interview with Beck, A. T. (n.d.) Personal Collection [Correspon-
Aaron T. Beck /Interviewer Bernard Baers, Ph. D. dence, notebooks, lecture and course notes, meet-
Personal collection, Dr. Aaron T. Beck. ing notes, research reports, unpublished manu-
Beck, A. T. (1984). Cognitive therapy, behavior ther- scripts, drafts of manuscripts].
apy, psychoanalysis, and pharmacotherapy: The Clark, D. A., Beck, A. T., & Alford, B. A. (1999).
cognitive continuum. In J. B. Williams and R. L. Scientific foundations of cognitive theory and ther-
Spitzer (Eds.), Psychotherapy research: Where are apy of depression. New York: Wiley.
18 ROSNER

Epstein, S. (1994). Integration of the cognitive and Rapaport, D. (1951a). Organization and pathology of
the psychodynamic unconscious. American Psy- thought: Selected sources. New York: Columbia
chologist, 49, 709 724. University Press.
Freud, S. (1954). Project for a scientific psychology. Rapaport, D. (1951b). Transcript of Ego Psychology
In J. Strachey (Ed. & Trans.), The origins of psy- Seminar, Lecture 4. David Rapaport Papers (I: 63,
cho-analysis (pp. 347 445). New York: Basic ff: Ego Psychology Seminar Lecture #4). Wash-
Books. ington, DC: Library of Congress.
Freud, S. (1960). The ego and the id. J. Strachey Rapaport, D. (1952, October 29). [Letter to Ruth
(Ed.) & J. Riviere (Trans.), New York: Norton. Monroe]. David Rapaport Papers (I: 63, ff: Out-
[Original work published 1923.] line of Ego Psychology). Washington, DC: Li-
Galison, P. (2000). The suppressed drawing: Paul brary of Congress.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Diracs hidden geometry. Representations, 72, Rapaport, D. (1967). The collected papers of David
This document is copyrighted by the American Psychological Association or one of its allied publishers.

145166. Rapaport (M. M. Gill, Ed.), New York: Basic


Gill, M. (1980). Rapaport, David. In Dictionary of Books.
American biographies (Suppl. #6, pp. 526 528). Rosner, R. I. (1999). Between science and psycho-
New York: Charles Scribner. analysis: Aaron T. Beck and the emergence of
Harvey, O. J., Hunt, D. E., & Schroder, H. M. (1961). cognitive therapy. Unpublished doctoral disserta-
tion, York University, Toronto, Canada.
Conceptual systems and personality organization.
Rosner, R. I. (2005). Psychotherapy research and the
New York: Wiley.
National Institute of Mental Health, 1948 1980. In
Knight, R. P. (1950). Report of the medical director.
W. E. Pickren (Ed.), Psychology and the National
Stockbridge, MA: Austen Riggs Library.
Institute of Mental Health (pp. 113150). Wash-
Knight, R. P. (1951). Report of the medical director. ington, DC: American Psychological Association.
Stockbridge, MA: Austen Riggs Library. Sigel, I. (1960). Some thoughts and findings about
Knorr Cetina, K. (1999). Epistemic cultures: How the consistency of cognitive style. Unpublished paper.
sciences make knowledge. Cambridge, MA: Har- Personal collection, A. T. Beck.
vard University Press. Sulloway, F. J. (1979). Freud, biologist of the mind:
Lasker Foundation. (2006). Retrieved from www- Beyond the psychoanalytic legend. New York: Ba-
.laskerfoundation.org/2006videoawards/qt_high/ sic Books.
clinical/index Weishaar, M. E. (1993). Aaron T. Beck. Thousand
Latour, B. (1987). Science in action: How to follow Oaks: Sage.
scientists and engineers through society. Cam- Wheelis, A. (1951, January 19). [Memorandum to Dr.
bridge, MA: Harvard University Press. Howard, Dr. Schafer, Dr. White, Dr. Young, Dr.
Lewin, K. (1938). The conceptual representation and Miller, Mrs. Schafer & Dr. Beck]. David Rapaport
the measurement of psychological forces. Durham, Papers (I: 63, ff: Ego Psychology Seminar Lecture
NC: Duke University Press. #1). Library of Congress, Washington, DC.
Nersessian, N. J. (2008). Creating scientific concepts.
Cambridge, MA: MIT Press. Received September 22, 2010
Piaget, J. (1948). The moral judgment of the child. Revision received March 4, 2011
Glencoe, IL: The Free Press. Accepted March 29, 2011

E-Mail Notification of Your Latest Issue Online!


Would you like to know when the next issue of your favorite APA journal will be
available online? This service is now available to you. Sign up at http://notify.apa.org/ and
you will be notified by e-mail when issues of interest to you become available!

También podría gustarte