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PHARMACEUTICAL ENGINEERING
The Official Technical Magazine of ISPE
T
Introduction increased the ability to synchronize output with production
here are various methods used to needs.
produce highly purified water for the
pharmaceutical and biotech industry. High Purity Water
Vapor Compression (VC) distillation The United States Pharmacopeia (USP) is one source of
plants have seen widespread use in standards for water used in the production of medicinal
the production of bulk Purified Water products. The principal difference between USP Purified
(PW) and Water For Injection (WFI). Water (PW) and Water For Injection (WFI) relate to the
Two principal reasons for using VC microbial and endotoxin limits. The USP allows WFI to be
technology are the high thermody- purified by distillation or an equal or superior process;1 how-
namic efficiency of the process and the opportunity to ever, current European regulations permit only distillation.
use a simplified pretreatment system. VC plants utilize a Table A outlines the mandatory requirements of the USP-
mechanical compressor to drive the distillation process NF monograph as it applies to conductivity, Total Organic
while alternative technologies do not. The compressor has Carbon (TOC), and endotoxins for purified water and water
historically been a source of maintenance and reliability for injection. The microbial limits referenced are non-man-
concern. In many cases, especially where large volumes of datory, but used for setting of alert and action limits.
water are required, the concerns surrounding the com-
pressor are outweighed by economics of operation that Requirement Purified Water Water For Injection
favor the VC based system. In these cases, maintenance
Conductivity, ref. 2.7S / cm 2.7S / cm
programs are in place to alleviate concerns regarding the 185F (85C)
compressor. Regardless, there is a need to modernize the
existing compressor technology that is more than 50 years Total Organic < 500 ppb < 500 ppb
Carbon (TOC)
old. Improvements in compressor design have increased
reliability, decreased maintenance, noise, energy consump- Endotoxin N/A < 0.25 EU / mL
tion, installation costs, and simplified the operation of the
Microbial < 100 CFU / 1 mL < 10 CFU / 100 mL
vapor compression process. The integration of variable
speed technology to the improved compressor system has Table A. Requirements for PW and WFI according to USP.
required. Bearing housings on the industrial fans are fitted Considering the smaller size, higher grade materials
with force feed oil lubrication systems to lubricate and cool of construction, such as monel and inconel can be used
the bearings. This oil is circulated via a pump, filtered, cooled, economically. Despite the attractiveness of a smaller com-
monitored, and re-circulated. The standard motor is typically pressor of high quality materials, the belt drive and lube
grease lubricated with fan cooling. The use of industrial fans oil system are sources of maintenance. When not properly
can be costly due to their physical size and external ducting. maintained, they can become sources for reliability concern.
These costs increase when higher quality materials are used
in fabrication. A gearbox is sometimes used to increase the Modern Variable Speed Direct Drive
rotational speed and impeller tip velocity, thereby allowing for Compressor Technology
a smaller fan and casing. Unfortunately, the use of a gearbox As VC technology became more frequently applied in indus-
adds a layer of complexity in considering additional bearings, try, the need for an improved compressor design became
oil lubrication, seals, couplings, and gears. The proper opera- apparent. The belt driven approach, while simple and
tion of the compressor and the motor driver are reliant on practical is a source of maintenance as is the re-circulating
the alignment and performance of the intermediate gearbox. oil system. The physical configuration of the industrial fan
While the physical size of the package may be reduced using a with its external ducting, large support base, casing, impel-
gearbox, the costs are not and the maintenance and reliability ler, intermediate bearing block, and various appurtenances
concerns become more of a consideration given the increased contributes to a high capital cost. The smaller compressor
number of components. Maintenance on the industrial fan designs had similar albeit different capital expenditures on
typically results in downtime on the entire system since its belts, sheaves, belt guards, and motor stand. The force feed
size and configuration make it impractical to change out. lube oil systems on both designs are a significant subsystem.
Compressors associated with the most efficient distillation
Centrifugal Compressor cycle were developed more than 50 years ago.
Considering the foregoing challenges associated with com- The following objectives were considered with the design
mercially available units, a compressor specifically designed of a modern variable speed direct-drive compressor - Figure
for the needs of VC evaporators was developed in the late 5:
1960s, such that it could rotate at higher speeds, from 4500
RPM to 22000 RPM. These compressors are physically Reduce maintenance
smaller and integrally mounted to the evaporator by way of a Improve reliability
suction adapter and discharge diffuser negating the need for Simplify operation
external ducting and slightly reducing power requirements Reduce capital costs
associated with the head losses in ductwork. In comparison
to the industrial fan referenced above, greater speeds allow The attributes of the smaller higher speed compressors
for smaller diameter impellers. In order to achieve the higher were desirable, but the use of a transmission system, such
rotational speed, these compressors were belt driven from as belts or gears to increase the speed was not. Likewise, an
a standard motor. Typically, an across the line or reduced alternative to the forced feed oil lubrication systems also
voltage starter is used and the compressor size and speed would be desirable. It became apparent that a variable speed
is selected and fixed for the appropriate evaporator and its motor operating at elevated speeds directly coupled to the
required output. The attractiveness of using a belt drive as op- small compressor fluid end previously described would offer
posed to gears or other means is a lower cost and relative ease several advantages and design challenges. Since none were
of replacement. The belts operate on a pair of sheaves and found commercially available to suit the required duty, a
require regular replacement every 12 months. Their proper new system to meet the specific needs was developed.
alignment and tensioning is essential for successful long term By coupling the fluid end of the centrifugal compressor
operation. Over tensioning belts can result in premature belt, with a series of stator and rotor designs, a diverse range
seal, and bearing failure. The higher speed machines also used of performance characteristics were achieved. These were
a force feed lube oil system with the associated filters coolers matched with variable frequency drives suitable for the ap-
circulating pump, breathers, and controls. Recommended plication. The application of a variable speed motor and drive
oil changes are every 12 months. Thousands of these systems offers several benefits. Principal among these is the ability
have been put into use over the last 40 years. The larger in- to vary the distillate production and the associated power
dustrial fans dictate maintenance and repair in place, while consumption. This becomes important since the operational
these smaller units are completely swapped out. The motor costs of distilling water are many times the first cost of the
and compressor belt drive arrangement as well as the previ- plant in considering the life of the equipment. There are ad-
ously referenced industrial fans generate a noise level of 85 to ditional power savings by eliminating transmission systems,
90 dBA from one meter away. such as belts or gears and intermediate bearing housings.
Motor housings can be designed to accept the thrust load the associated valves and instrumentation. Typical air/oil
of the impeller directly, thereby eliminating the need for an systems deliver as little as a half drop (0.001 cubic inches)
intermediate bearing block as more commonly found in the of oil every few minutes per bearing. The majority of the oil
industrial fans referenced. The heat generated from the mo- is consumed so there is no waste oil to change and no oil
tor windings and the process evaporator necessitates cooling filter to change as in traditional re-circulating designs. Most
of the motor, which is done through a water jacket machined importantly, by eliminating the recirculation of substantial
in the motor housing. Using a jacket of water to cool the quantities of oil, the issue of oil leaks is essentially eliminat-
compressor motor housing provides the additional benefit ed. PLC based control systems provide the opportunity for
of reducing the noise that would otherwise be generated by continuous monitoring of information, such as bearing and
a cooling fan. Noise levels on the new compressor have been winding temperatures as well as vibration data.
reduced from 85 to 90 dBA to less than 80 dBA at full load The reliability of any system is a function of the num-
and are imperceptible at reduced loads. ber of components and the reliability of those components
An improved lubrication system also was desired. Ideally, within the system. In the compressor designs under consid-
one that was greatly simplified in terms of operation and eration, many of the components are similar between the
maintenance. Rotational bearing manufacturers typically designs and serve similar functions (shafts, seals, bearings,
describe performance in terms of the product DN where D impellers, stators, rotors, etc.) Hence, for those similar com-
is the diameter (often in mm) of the bearing and N is the ponents in similar service, their reliability can be considered
rotation rate in revolutions per minute. Today, for DN values equivalent; however, a review of the complexity of a particu-
greater than 1 million, metered oil or oil jet is recommended. lar system design as a function of the number of components
Metered oil systems lower operating bearing temperatures also can give an indication of the reliability. Figures 3 to 5
and lubricant shear effects by providing a higher air-to-oil provide a listing of major components within each compres-
ratio, which also lowers oil consumption.5 As such, there is sor system. By eliminating a number of components within
no need for a circulating pump, filters, external cooler, or the compressor system, while not introducing new or com-
plex components, the reliability has been
improved. In considering only the major
components, the modern variable speed
direct drive technology has two thirds
fewer components than typical industrial
fans and half the components of typical
belt driven systems.
Another factor to consider in evaluat-
ing reliability is the L10 bearing life of the
rotating machinery. The L10 bearing life
is statistically the number of hours that
90 percent of a group of identical bear-
ings will exceed under a given set of cir-
cumstances. For a given bearing design,
the effect of the load (P) on bearing life is
four times that of speed (N). As such, it is
a fairly straightforward to design higher
speed machines with extended L10 bear-
ing life and high reliability. By removing
gearboxes, couplings, belts, and sheaves
along with the incorporation of an up-
dated lubrication system, a bearing L10
design life of greater than 60,000 hours
can be achieved. The direct coupling of
the compressor and motor housing also
eliminates the side load associated with
belt transmission systems as well as cou-
pling/gearbox induced vibration. These
updates prolong both bearing and seal
Figure 5. Direct drive compressor. life while eliminating a source of operator
ated filters, coolers, pumps, and instrumentation. The direct About the Authors
drive is not dependant upon an operator to properly tension George V. Gsell is President of Mechani-
belts or align gears eliminating a possible source of operator cal Equipment Company (MECO), a leading
induced failure. Eliminating these external transmission sys- manufacturer of engineered equipment for
tems has reduced the number of bearings and seals within water purification. The firm has an 80-year
the compressor drive and eliminated the external forces they history and a broad base of products for de-
previously imparted onto the compressor. As a result, the salination and water purification. Gsell has
L10 bearing life of a fewer number of smaller bearings has more than 25 years of experience designing and constructing
improved to 60,000 hours. a variety of technologies for desalination and water purifica-
The use of a once through oil mist system in lieu of tion, including vapor compression plants, multiple effect,
recirculating large volumes of oil has eliminated the issue of waste heat and flash distillers, reverse osmosis plants, and
oil leaks. Maintenance is limited to refilling an oil reservoir enhanced membrane systems using micro and ultrafiltration
every six months. membranes. His experience includes applications through-
The noise associated with earlier systems has been out the world in the offshore oil and gas industry, onshore
reduced to less than 80 dBA by eliminating transmission refining, biopharmaceutical applications, municipal water
systems and motor fan cooling. This advancement in tech- treatment, and state of the art military applications. He holds
nology has improved the VC system, such that the economic a Master of Science in desalination technology from Glasgow
benefits of the process can be recognized at lower flow rates University in Scotland and a degree in mechanical engi-
because the absolute value of operational savings are no neering from Tulane University. He is the author of several
longer outweighed by concerns associated with maintenance patents and papers in the industry related to desalination
and reliability. and water purification. He can be contacted by telephone:
+1-281-276-7600 or email: ggsell@meco.com.
References MECO, 12505 Reed Rd., Suite 100, Sugar Land, Texas
1. United States Pharmacopeia-National Formulary, 36th 77478, USA.
and 31st editions, US Pharmacopeial Convention, Rock-
ville, MD, 2012. Chet Nunez, PE has more than 21 years
of experience designing and constructing
2. Buros, O.K., CH2M Hill, Office of Engineering, U.S. water purification equipment for the phar-
Agency for Internal Development, Washington, DC, maceutical industry. He has extensive ex-
1980, Chapter 3, p. 1-15. perience with vapor compression, multiple
effect, reverse osmosis, ion exchange, and
3. Perry. R.H., and Green, D., Perrys Chemical Engineer- enhanced membrane systems using micro and ultra filtra-
ing Handbook, Sixth Edition, McGraw Hill Book Com- tion membranes. His experience includes biopharmaceutical
pany, New York, 1984, Ch. 11-37. water applications around the world. He holds a patent in
the production of pharmaceutical water. He received a Bach-
4. Gsell, G.V., Water Systems Utilizing Multiple Effect and elor of Science in electrical engineering from the University
of New Orleans. He is an active Licensed Professional Engi-
Vapor Compression Technologies Compared, Pharma- neer in the state of Texas. He can be contacted by telephone:
ceutical Engineering, March/April 2004, Vol 24 No. 2. +1-281-276-7600 or email: cnunez@meco.com.
MECO, 12505 Reed Rd., Suite 100, Sugar Land, Texas
5. Torrington Company, Lubrication. Fafnir Superpreci- 77478, USA.
sion Ball Bearings, 2000, p. E38. Michael Smith-Palmer received his
Bachelors degree in mathematics and
6. National Electrical Manufacturers Association, NEMA physics from Kalamazoo College and a
Standards Publication No. MG 1, 1993, sec 12.4.3. Masters degree in applied mathematics
from the University of Colorado. He joined
7. How Long Will a Mechanical Seal Last? Pumps & Sys- MECO in 2008 and is primarily respon-
tems Magazine, March 2007, 75. sible for MECOs WFI vapor compression product line and
its vertical integration into the sales and service depart-
ments. He can be contacted by telephone: +1-281-276-7600
or email: msmith-palmer@meco.com.
MECO, 12505 Reed Rd., Suite 100, Sugar Land, Texas
77478, USA.