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There is no doubt that large-scale development in the built environment and its physical infrastructure is
needed in the so-called developing countries. However, these problems need to be addressed in a way that is
socially and ecologically responsible. There is great urgency to make sustainable interventions now, while these
built environments are being created, rather than try and change things after the fact. However, there are a
number of challenges to the introduction of sustainable construction technologies and practices, and certain
enablers need to be developed to help these countries adopt a more sustainable path. The Agenda 21 for
Sustainable Construction in Developing Countries suggested a strategy for addressing some of these challenges by
developing a Research and Development Agenda, based on a matrix of immediate, medium-term and long-
term technological, institutional and value enablers. This Agenda is supported by a Stakeholder Plan for
Action. The challenge now is to find the means to implement these suggestions at a local level by developing
regional and national action plans.
resources, on the earths life-support systems, the an imperative not to waste scarce resources by making
Brown Agenda focuses on the problems of poverty sure that what is being constructed now will be
and underdevelopment. The difference in approach sustainable in every sense of the word. This, in turn,
between these two Agendas is described in Table 1. will require a concerted effort to ensure that the role
However, a Green or Brown Agenda approach alone players within the broader construction sector have
will not result in sustainable development. While the what they need to make sure that their solutions
Brown Agenda is the development part of the equation, support sustainable development.
the Green Agenda is what will make this development To facilitate the development of a strategy for
sustainable. The one without the other is not sustain- introducing sustainable construction into developing
able development. Without making decisions from the countries, the International Council for Research and
long-term systemic view that characterises the Green Innovation in Building and Construction (CIB), in
Agenda, the short-term focus on tangible development partnership with the United Nations Environment
delivery that characterises the Brown Agenda will only Programme, commissioned the preparation of an
perpetuate the negative effects of development on the Agenda 21 for Sustainable Construction in Developing
environment and eventually on people. In turn, not Countries (A21 SCDC). This document, based on input
addressing human well-being and meeting basic human from 22 experts from 12 different countries, was
needs will impact negatively on long-term social and launched at the World Summit on Sustainable
environmental sustainability. The understanding that Development. The A21 SCDC (Du Plessis et al.,
sustainable development is about both meeting human 2002) provides a common vocabulary and a basic
needs and the integrity of the biophysical environment understanding of the issues, challenges, barriers and
is captured in both the Well-being Index (Prescott-Allen, opportunities related to sustainable construction in
2001) and the 2005 Environmental Sustainability Index developing countries, as well as a comprehensive
(Esty et al., 2005, p. 22), which includes both human framework for a research agenda and a generic strategy
well-being and environmental well-being indicators. for action that now has to be populated at a regional or
The construction sector sits right at the interface national level, according to local priorities.
between the Brown and Green Agendasit is both the This paper will discuss the rationale behind the
vehicle for improving quality of life and the actor that research framework and the resultant recommenda-
will determine the environmental and social sustain- tions for a research and development agenda and
ability of development endeavours. Thus, the challenge stakeholder strategy for action suggested by the A21
for the construction sector in developing countries is SCDC. However, it is necessary to first clarify the
not just to respond to the development challenges of specific interpretation of the terms construction and
adequate housing, rapid urbanisation and lack of sustainable development as used in this paper and the
infrastructure, but to do it in a way that is socially A21 SCDC, and to provide a brief introduction to the
and ecologically responsible. challenges to which the framework is responding.
Considering the rapid rate of urbanisation experi-
enced by most developing countries, and the accelera-
tion of infrastructure development occasioned by the The terminology of sustainable construction
Millennium Development Goals and the Johannesburg
Plan of Implementation, there is a real need for urgency Construction and sustainable are both highly com-
in introducing sustainable construction practices into plex concepts, and as a result there is an ongoing debate
the developing world. The level of underdevelopment about their scope and meaning. Placing these two terms
in these countries provides an opportunity to avoid the together to form a third further magnifies the inter-
problems experienced in developed countries, but also pretative dilemma. It is not possible simply to define
Brown Green
Key concern Human well-being Eco-systemic well-being
Timeframe Immediate Delayed
Scale Local Think global, act local
Concerned about Low-income groups Future generations
View of nature Manipulate and use Protect and work with
Environmental services Provide more Use less
Source: McGranahan and Satterthwaite (2000)
Sustainable construction in developing countries 69
degradation, which by themselves create a challenging the economic elite in these countries). The objective of
environment within which to work. The sheer enormity the A21 SCDC was to create a framework for such a
of this developmental challenge often results in confu- holistic approach.
sion between what are developmental interventions and
what are interventions that aim to ensure that the
development that needs to happen will follow the Enabling sustainable construction
principles of sustainable development. The result is
delivery wish lists based on a specific cultural inter- For developing countries to embark on a path of
pretation of development and acceptable economic sustainable development and construction a two-
models, and underpinned by powerful commercial and pronged approach is required: it is first necessary to
political interests (e.g. the Johannesburg Plan of create a capable and viable local construction sector;
Implementation) masquerading as sustainable develop- second, it is necessary to ensure that the sector is able
ment plans and strategies. to respond to the demands sustainable development
One of the reasons why these Plans confuse devel- places on its activities. This can only be possible if all
opment with sustainable development is the frame- the different stakeholders cooperate in the implementa-
work used to guide their formulation. In 1987, tion of a clear strategy that involves specific supportive
economist Ed Barbier published a model of sustainable actions by all role players and the development of a set
development that has formed the basis of almost every of enablers. The A21 SCDC (Du Plessis et al., 2002,
subsequent framework (Barbier, 1987). He postulated p. 45) identified three types of interdependent and
that sustainable development rests on three pillars or multi-dimensional enablers: technological, institutional
spheres of developmentsocial, economic and envir-
and enablers related to value systems (both how things
onmental. While subsequent thinkers have added
are valued and the social, spiritual or moral values that
pillars such as technical, political or institutional pillars
guide decisions).
(see for example Hill and Bowen, 1997), the three pillar
These enablers are informed by local development
idea stuck and still continues to inform interventions
needs (human needs) and both local and global
from the triple bottom line of sustainability reporting to
environmental considerations (environmental limits).
building assessment tools.
These needs and limits drive the development of value
However, it can be argued that sustainability lies not
systems that determine the preferred way of addressing
in actions within each of these spheres, but in the
the relationship between meeting human needs and
relationships between them. A sustainable development
protecting the integrity of the biosphere. The value
strategy that creates jobs at the expense of the
environment, or a renewable energy project that ignores system enablers drive stakeholder action, and guide the
its environmental and social impact and displaces development of the technological and institutional
thousands of people and reduces biodiversity, defeats enablers. The technological enablers provide the
its own purpose. Thus, while the three pillars (Barbier, necessary knowledge base and technical capacity for
1987) model has been useful to highlight that a stakeholder action and the development of institutional
multifaceted approach is required, this model itself enablers, while the institutional enablers enable and
does not encourage the holistic thinking necessary to encourage both stakeholder action and the adoption of
deal with what is, in essence, a systems problem. The the technological enablers. Figure 2 describes this
notion that sustainable development should be seen as relationship.
a holistic solution (the whole being more than the sum Developing these enablers requires an approach that
of its parts) to the complex systems problems of the operates simultaneously at different scales, as well as
interconnected and interdependent relationships that different time horizons. In terms of scale, enablers need
determine the interactions between humans, their to cover a range of needs from an urban level to
society, economy and technology, and the biosphere, materials and components. The kinds of enablers that
is well supported in the literature (Capra, 2002; have to be developed also respond to different time
Girardet, 1996; Hawken et al., 1999; McDonough scales, with certain immediate enablers to be developed
and Braungart, 1999; Rees, 1999; etc.) to provide a sound basis from which to work.
The biggest challenge for the construction sector in Concurrently with these immediate enablers, a set of
developing countries thus lies in finding a holistic medium- and long-term enablers would also have to be
approach to making sure that its contribution to the developed. The immediate enablers relate to the
physical, economic and human development of these creation of an enabling environment and the collection
countries meets the requirements of sustainable devel- and sharing of information for benchmarking and
opment as defined by locally identified needs and value assessment. The medium-term enablers relate to the
systems (which may differ from the needs and values of mitigation of impact and actual implementation of
72 du Plessis
Benchmarking and N Establish the impact of the construction industry in developing countries
assessment (immediate) N Establish the impact of the built environment in developing countries
N Establish the capacity of the broader construction industry
N Develop an expanded life cycle analysis for existing technologies that uses local conditions/
benchmarks
N Develop a vulnerability index
Knowledge sharing N A global database of relevant developing country studies
(immediate) N An inventory of design and assessment tools appropriate to developing countries
N The collection and publication of best practices from developing countries (buildings,
processes, capacity building, etc.)
Technologies to mitigate N Identify and adapt existing technologies and practices appropriate for developing country
impact (medium term) conditions
N Promote technology transfer between developing countries
N Identify remaining technology gaps
Future technologies N Ecosystemic/biomimetic buildings and infrastructure
(long term) N Renewables (energy and materials)
N Biotechnology
N Recycling as a resource
N Rethinking traditional technologies
Changing the N Develop processes and tools that encourage integration and a synergistic and ecologically
construction process responsible approach to delivery
(long term) N Develop construction and deconstruction processes that minimise environmental impact
while maximising job creation and local prosperity
Clarification of roles and responsibilities N Institutional power relationships and how these will drive change
N Roles of players within the construction process
N Role of traditional governance systems
Education N Revise curricula and training programmes
N New methods of teaching to reflect new complexity and integration of
processes
N Identify gaps in learning for role players and stakeholders
N Continued professional education training programmes
N Methods of rating and auditing curricula, as well as institutions
Advocacy & awareness N Pilot projects
N Best practices databases
N Monitoring and evaluation tools and systems
Cooperation & partnerships N Establish research networks
N Partnerships between developing country institutions
Linking research to implementers N Partnerships between research and industry or other non-research
partners
Develop regulatory mechanisms N Update existing regulations to enable sustainable construction
N Develop regulatory tools (e.g. financial incentives) to encourage
sustainable construction
N Identify enforcement problems and develop more effective enforcement
mechanisms
N Develop more progressive standards
Strengthening implementing mechanisms N Determine gaps incapacity and skills levels and develop a strategy to
address these
N Financial mechanisms (including incentives and disincentives) to
encourage and enable innovation and sustainable construction
N Rating schemes to assess projects and practitioners
N Rethink professional fee structures
Using institutions as drivers N Systems and tools to enable and monitor the use of institutional
procurement as a sustainability driver
N Mechanisms for auditing and accreditation of institutions and
practitioners
Regional centres of excellence N Establish regional centres for training, technical support, information
capturing and knowledge sharing
While it can be argued that in developing countries As developing countries will increasingly become
government itself is often weak, it does have the ability the arena for infrastructural and industrial deve-
to create the necessary institutional enablers to improve lopment, the construction sector in these countries
the business case and build the capacity and skills levels has a critical role to play in responding to this
of the industry through its own procurement practices, imperative. The currently low levels of physical devel-
incentive programmes and taxation. opment provide a (limited) window of opportunity in
which to steer construction on to a more sustainable
path. To fully capitalise on this opportunity, a clear
The way forward and coordinated response is required as a matter of
urgency.
The evidence is mounting up that developmental The strategy developed by the A21 SCDC provides a
activity is exceeding the environmental limits of the broad framework to guide the development of such a
planet and may be endangering a large percentage of response. It has identified a number of tasks for
the worlds population. The seriousness of the situation immediate action that respond to the most critical
is highlighted in a report prepared by the Pentagon obstacles that are holding back the shift to more
(Schwartz and Randall, 2003, pp. 19, 22) on the risks sustainable construction: capacity building, raising
of abrupt climate change as a result of human activity: awareness, finding access to funding, building networks
and partnerships, and providing benchmark informa-
Ocean, land, and atmosphere scientists at some of the tion relevant to developing countries.
worlds most prestigious organizations have uncovered However, numerous sustainable development and
new evidence over the past decade suggesting that the construction strategies have been developed, yet we are
plausibility of severe and rapid climate change is higher
seeing very little impact of these strategies for a number
than most of the scientific community and perhaps all of
of reasons (Milford, 2004). Chief among these reasons
the political community is prepared for And
paleoclimatic evidence suggests that such an abrupt are a lack of integration with mainstream decision-
climate change could begin in the near future it making systems, few links between policy and on-the-
seems that the questions to ask are: When will this ground realities, a very narrow base of participation,
happen? What will the impacts be? And, how can we best and the fact that many strategies are little more than
prepare for it? Rather than: Will this really happen? wish lists, lacking clear priorities or achievable targets
(see Bass and Dalal-Clayton, 2002 and Dalal-Clayton,
Apart from the dire predictions of climate change 2003).
related disaster, the recently completed Millennium From this understanding, it is clear that a meaningful
Ecosystem Assessment Report (Millennium Ecosystem strategy for sustainable construction in developing
Assessment, 2005) found that human activity has had a countries cannot be formulated by a small group of
detrimental impact on the ability of the biophysical experts cloistered in a conference room. It can only
environment to deliver necessary life-support services come from a dialogue between the different levels of
to the human species. government, the broader construction industry, uni-
The construction sector is a significant contributor to versities and research centres and civil society at
global climate change and a number of other environ- national, regional and international levels. Such a
mental threats, and few would argue that the sector strategy will require a consultation process similar to
needs to make a radical shift in its practices if we are to that used in the formulation of the Earth Charter to
mitigate the impact of these threats. determine global and regional strategy, as well as a
Yet, as Milford (2004) rightly pointed out, we are not process at national level that situates the global strategy
seeing enough demands from civil society or govern- in a local context and responds to local needs and
ments for changes in the construction sector, nor is the priorities.
sector held accountable for its social and environmental The first steps at regional and international coordi-
impact. There are no street protests against unsustain- nation are being taken through a series of regional
able construction in Pretoria, Sao Paulo or Shanghai, conferences on sustainable building and construction
no international e-mail campaigns against multina- took place in 2004 and the early part of 2005. One
tional construction companies or materials manufac- of the aims of this conference series is to recommend
turers. The voices calling for a better world have little to a stakeholder plan of action for each region that can
say about the way the built environment is being act as a starting point for identification and
created. It is therefore up to the construction sector prioritisation of the enablers that need to be developed.
itself to do the responsible thing and recognise that it is The results of these conferences were presented for
no longer about choicesfundamental change in the further discussion at the World Sustainable Building
construction sector has become a moral imperative. Conference in September 2005 in Tokyo.
76 du Plessis