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Review Article

Dement Geriatr Cogn Disord 2010;30:392402 Accepted: September 17, 2010


Published online: October 28, 2010
DOI: 10.1159/000321357

Review of Effects of Physical Activity on Strength,


Balance, Mobility and ADL Performance in Elderly
Subjects with Dementia
ChristiaanG.Blankevoort a MariekeJ.G.vanHeuvelen a FroukjeBoersma b

HelgaLuning a JeltsjedeJong c ErikJ.A.Scherder a,d


a
Institute of Human Movement Sciences and b Department of General Medicine and Geriatrics, University

Medical Center Groningen, Groningen, c Nursing Home Vierackers, Mental Health Center Drenthe, Assen,

and d Department of Clinical Neuropsychology, VU University Amsterdam, Amsterdam, The Netherlands


Key Words subjects regardless of the stage of dementia. The best results
Physical activity Alzheimers disease Dementia were obtained in the interventions with the largest training
Activities of daily living Progressive resistance training volume. However, the small number of high-quality studies,
Systematic review Exercise and heterogeneity of the participants and interventions pre-
vent us from drawing firm conclusions. Recommendations
are given with respect to methodological issues, further re-
Abstract search and practical guidelines.
Background/Aims: Elderly individuals with dementia are Copyright 2010 S. Karger AG, Basel
vulnerable for a decline in physical functioning and basic ac-
tivities of daily living (BADL) which can lead to a decline in
autonomy and participation. This study reviews the effect of Introduction
physical activity on physical functioning and BADL in elderly
subjects with dementia. Methods: A systematic search of the At this moment there are 24.3 million people with de-
literature was performed. Key words related to the elderly, mentia of multiple etiologies, e.g. Alzheimers disease,
dementia, exercise interventions and physical outcome vascular dementia or frontotemporal dementia, world-
measures were used. Results: Sixteen studies were included. wide. It is estimated that this number will double every 20
It was found that physical activity was beneficial in all stages years to 81.1 million in 2040 [1]. Since there is no cure for
of dementia. Multicomponent interventions (e.g. a combina- dementia [2], the increase in the number of people with
tion of endurance, strength and balance) led to larger im- dementia will have a great impact on our national health
provements in gait speed, functional mobility and balance, care systems [3]. In addition to disturbances in cognition
compared to progressive resistance training alone. BADL and behavior [4], dementia leads to a deterioration in the
and endurance improved but were only assessed in multi- performance of activities of daily living (ADL) [5, 6]. ADL
component interventions. Lower-limb strength improved can be divided into instrumental ADL, which include ac-
equally in multicomponent interventions and progressive tivities like light housework, preparing meals or taking
resistance training. Conclusion: Multicomponent interven- medication, and basic ADL (BADL), such as bathing, eat-
tions can improve physical functioning and BADL in elderly ing and dressing [7]. The deterioration in the performance
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2010 S. Karger AG, Basel Christiaan G. Blankevoort, MSc


14208008/10/03050392$26.00/0 Center for Human Movement Sciences
Fax +41 61 306 12 34 University Medical Center Groningen, PO Box 196
E-Mail karger@karger.ch Accessible online at: NL9700 AD Groningen (The Netherlands)
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www.karger.com www.karger.com/dem Tel. +31 50 363 2611, Fax +31 50 363 3150, E-Mail c.g.blankevoort@med.umcg.nl
of BADL, especially, leads to a decline in autonomy [7] and
Health condition
is, consequently, an important cause of institutionaliza- (disorder or disease)
tion [6, 8]. Some argue that the decline in BADL is a great-
er burden for caregivers than the decline in cognition [9].
Moreover, the decline in BADL in particular accelerates
Body functions and
in moderate dementia [10, 11]. Therefore, it is important structures
Activities Participation
to improve or stabilize the ability to perform BADL.
The model of the International Classification of Func-
tioning, Disability and Health (fig.1) [12] can describe
the consequences of dementia that eventually lead to
Environmental Personal
deterioration in BADL and loss of autonomy. In the con- factors factors
text of this review, dementia (health condition) has a neg-
ative influence on mobility, endurance, lower-extremity
strength and balance (body functions and body struc- Fig. 1. The International Classification of Functioning, Disability
tures). Those body functions are important for BADL and Health model [12].
functioning (activity). Depending on the quality of the
BADL performance, patients are less or more restricted
in their participation (participation). Improvement in the in the Medical Subject Headings database, we used the following
other components is a prerequisite for improvement in terms: motor activity, exercise, physical activity, dementia, aged,
participation. Unfortunately, dementia cannot be cured, musculoskeletal physiological phenomena, physical fitness, ac-
but the consequences may be influenced. The body func- tivities of daily living; for the Emtree database search, we used
tions of people (e.g. mobility, lower-extremity strength, motor activity, exercise, physical activity, dementia, aged, muscu-
loskeletal function, fitness, strength, endurance, aerobic capacity,
balance and walking endurance) are highly trainable in daily life activity. In both searches the following free text terms
cognitively intact older adults [13, 14] and can lead to an were added: physical training, mobility, frail, Alzheimer, balance,
improvement in ADL [15]. By training physical compo- functional performance, functional limitations.
nents underlying ADL, or by a direct influence of exercise Key words standing for exercise (motor activity, exercise,
on ADL, healthy elderly subjects can stabilize or improve physical activity, physical training) were combined (with and)
with terms that expressed the population (dementia, aged, frail,
their ADL score [15]. Alzheimer), which were combined (with and) for our outcome
The next question that arises is whether training of measures (musculoskeletal physiological phenomena, musculo-
mobility, lower-extremity strength, balance and walking skeletal function, strength, mobility, balance, endurance, aerobic
endurance is also effective, directly or indirectly, in im- capacity, functional performance, functional limitation, physical
proving ADL performance in older persons with demen- fitness, activities of daily living, ADL). In addition, the reference
lists of all the selected studies were thoroughly screened for ad-
tia. Therefore, the main goal of this review is to investi- ditional studies.
gate whether physical activity can improve mobility, low-
er-extremity strength, balance, walking endurance and Inclusion Criteria
BADL in elderly individuals with dementia. To formulate Studies were included if they met the following 5 criteria: (1)
recommendations for the most effective training pro- participants had dementia of any etiology; (2) participants were
on average older than 70, to prevent incorporation of early-onset
gram for elderly subjects with dementia, we will address dementia; (3) solely the effects of physical activity were investi-
specific training parameters such as duration, frequency, gated; (4) the study included outcome measures related to mobil-
intensity and participation rate. ity, endurance, lower-extremity strength, balance or ADL perfor-
mance, and (5) studies were written in English, Dutch, French or
German.

Methods Analyses of Published Studies


A first selection was made on title level and a second after read-
Search Strategy ing the abstracts. In both steps, a conservative approach was used,
Between September 2009 and March 2010, Embase, Pubmed, which means that if there was any doubt, the abstract or full text
Web of Science (ISI), Psychinfo, CINAHL and Biological Ab- was screened. Two reviewers (C.G.B. and M.v.H.) performed these
stracts (ISI) were searched for publications on physical activity steps independently. The process is presented in the flow chart
provided to elderly subjects with dementia. Key words used in the (fig.2). If both reviewers thought a study was irrelevant, this study
computerized search included terms from Medical Subject Head- was excluded. The full-text analysis of the different studies was
ings and Embase thesaurus as well as free text terms. For searches performed by one reviewer (C.G.B.).
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Physical Activity in Elderly Subjects with Dement Geriatr Cogn Disord 2010;30:392402 393
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analysis (intention-to-treat or per-protocol), sample size, the
Potentially relevant rate of enrollment, the number of dropouts, the participation
studies based on the rate, percentage of females, mean age, mean cognitive function,
literature search data regarding the type of intervention (progressive resistance
(n = 1,322)
training, endurance training or a combination of strength, endur-
Excluded after reading the title ance and balance training), duration (weeks/months), frequency
(n = 921)
Out of scope
(number of sessions per week), length of sessions (minutes) and
the training intensity (light, moderate or high).
401 abstracts The rate of enrollment is the percentage of participants who
met the inclusion and exclusion criteria and participated in the
Excluded after reading the abstract study. Dropouts were participants who were included in the inter-
(n = 297) vention but who left the program, due to hospitalization, sickness,
Other target group (e.g. healthy death and refusal. The participation rate is calculated based on
elderly subjects, children)
Other reasons (e.g. review, only the attendance of participants who participated in the study.
104 full-text articles to cognition, medication trials)
be read Statistical Analyses
Excluded after reading full-text Cohens d effect sizes (ESs) [18] were calculated. If an ES was
article (n = 88) calculated from an RCT, the following formula was used:
Cognitively healthy (n = 26), not
enough information about cognitive d = [(postexp preexp) (postcont precont)]/
condition (n = 40), not only dementia Sqrt[([s2preexp (nexp) + s2precont (ncont)]/[nexp + ncont]) +
(n = 5), other reasons (e.g. combination ([s2postexp (nexp) + s2postcont (ncont)]/[nexp + ncont])/2] [18, 19].
16 articles included in of interventions; n = 17)
systematic review
If a control group was not present, the following formula was
used [20]:
d = meanpost meanpre/Sqrt[(s2pre [npre] +
s2post [npost])/(npre + npost)].
Fig. 2. Flowchart of literature search and study selection.
If the ES had to be calculated from an F value, the following
formula was used [20]:
d = Sqrt[F([(nexp + ncont)/(nexp ncont)]
[(nexp + n cont)/(nexp +ncont 2)])].
Methodological Quality
After this initial process, the same reviewer scored the meth- The overall ES is calculated as the mean of individual ESs
odological quality of randomized and nonrandomized trials us- weighted for the sample size
ing the Downs and Black (DB) checklist [16]. From this validated An ES of 0.2 was taken to be indicative of a small, 0.5 of a me-
and reliable checklist, 26 questions were used in 4 different do- dium and 0.8 of a large ES [21]. If the ES could not be calculated
mains: reporting (score 011), external validity (score 03), inter- due to a lack of information in the article, the level of significance
nal validity bias, which might indicate a difference between the (p) is provided.
groups (score 07), and internal validity confounding, which
might indicate the existence of a third variable (score 06). The
maximum score is 27; a higher score indicates a greater method-
ological quality [16]. Results
In addition, we used the list provided by Sackett et al. [17]. This
list provides 5 different levels of evidence ranging from 1 to 5
where 1 is the best score available and 5 is the lowest score. Level Study Characteristics
1A: systematic reviews of randomized controlled trials (RCTs); The literature search and hand search of references re-
1B: individual RCTs with narrow confidence intervals and double vealed 1,322 potentially relevant studies. After the initial
blind; 2A: systematic reviews of cohort studies; 2B: individual co- screening on title and abstract level, 104 full-text articles
hort studies and low-quality RCTs (e.g. single-blind RCTs, quasi were retrieved for further analyses. Finally, a total of 16
experimental design or low sample sizes); 3A: systematic reviews
of case-control studies; 3B: case-control studies; 4: case series and studies met the inclusion criteria and were incorporated
poor-quality cohort and case-control studies; 5: expert opinion. in this review (fig.2) [2237]. Details of these studies, the
In this field of research, it is impossible to perform a double- results, ESs and level of significance, are presented in ta-
blind intervention; therefore, the highest level of evidence that ble1. Information about the rate of enrollment, the num-
can be reached is 2B. ber of dropouts and the participation rate is presented in
Data Extraction table2. In total, there were 10 RCTs of level 2B evidence
From the studies selected for full analysis, the following data with an average score on the DB questionnaire of 15.2
were extracted: authors, publication year, study design, study (range 1123). These studies scored 56.3% of the maxi-
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Table 1. Study characteristics and outcome measures

Author Design n and Age MMSEa Intervention Functional p Cohens Analysis Sackett DB
%U yearsa outcome value d level of checklist
measure evidence

Aman and Case EG 40 78.8 1.4b 3 weeks, 9 sessions of 30 min, Gait speed 0.001 0.50 Intention- 4 Report. 8
Thomas series 77.5% (8.7) (1.8) 50% aerobic and 50% resistance ADL 0.108 0.11 to-treat Ext. val. 4
[22], 2009 CG 10 81.1 1.7b exercises; 270 min in total and per- Int. val. bias 3
70% (13.4) (2.9) protocol Int. val. conf. 4
Total 19
Arkin Case 24 78.8 n.a. 28 semesters, 10 weeks each 6-min walk test <0.001 3.79 Per- 4 Report. 3
[33], 2003 series 66.6% (8.04) semester, twice a week, Lower-extremity protocol Ext. val. 0
4060 min; strength, balance strength <0.001 2.73 Int. val. bias 1
and aerobic exercises; Int. val. conf. 0
1,6009,600 min in total Total 4
Binder Case 14 88.7 14.0 8 weeks, 3 times a week, Gait speed >0.05 0.29 Per- 4 Report. 5
[23], 1995 series 50% (6.9) (8.0) 5060 min of strength, flexibility, Sit-to-stand test >0.05 0.34 protocol Ext. val. 1
speed of movement exercises; Balance 0.002 0.53 Int. val. bias 3
1,2001,440 min in total Int. val. conf. 0
Total 9
Christa- RCT EG 17 72.9 12.7 EG, 6 months, 3 times a week, Timed up and go <0.05 0.89 n.a. 2B Report. 6
foletti 71% (2.3) (2.1) 1 h a day to stimulate aerobic Berg balance scale <0.05 3.02 Ext. val. 1
et al. CG 20 79.4 14.6 endurance, strength, balance, Int. val. bias 4
[24], 2008 70% (2.0) (1.2) motor coordination, agility and Int. val. conf. 0
flexibility; 4,680 min in total; Total 11
CG, care as usual
Hageman Case 26 79.2 18.0 6 weeks, 2/3 times a week; resis- Gait speed free 0.128 0.20 n.a. 4 Report. 6
and series 88% (6.6) (6.2) tance training using thera bands; Gait speed fast 0.045 0.19 Ext. val. 1
Thomas 12 different exercises aimed at Timed up and go 0.753 0.06 Int. val. bias 2
[29], 2002 improving lower-limb strength, Int. val. conf. 0
1 set of 15 repetitions; Total 9
2,700 repetitions in total;
moderate intensity
Kwak RCT EG 15 79.7 14.5 EG, 12 months, 2/3 times 6-min walk test <0.01 1.75 n.a. 2B Report. 5
et al. 100% (6.6) (5.3) a week, 3040 min; start at 30% Muscle strength <0.01 1.20 Ext. val. 3
[37], 2008 CG 15 82.3 13.5 VO2 max., up to 60% VO2 max.; thera Muscle endurance <0.01 1.03 Int. val. bias 4
100% (7.1) (7.0) bands, Swiss ball, shoulder wheel, Balance <0.05 0.25 Int. val. conf. 2
staircase; 4,550 min in total; ADL <0.01 1.32 Total 14
CG, care as usual
Kuiack Case 8 79 17 12 weeks, 2 days a week; Gait speed n.s. 0.18 Per- 4 Report. 4
et al. series 63% 6388c 1320c resistance training 3 sets of Leg extension <0.01 1.95 protocol Ext. val. 1
[25], 2004 8 repetitions for 5 exercises; Hip abductor <0.01 3.33 Int. val. bias 4
aimed at improving leg extension, Stair climb n.s. 1.18 Int. val. conf. 1
shoulder press, hip abductor/ad- Chair rise n.s. 0.22 Total 10
ductor, chest/back and abdomen; Balance parallel n.s. 1.83
2,880 repetitions in total Balance semitandem n.s. 2.00
Balance tandem n.s. 0.24
Netz RCT EG 15 76.9 13.3 EG, 12 weeks, twice a week, Timed up and go n.s. 0.25 Per- 2B Report. 7
et al. CG 14 (6.7) (5.8) 45 min (1,080 min in total); Sit-to-stand test n.s. 0.02 protocol Ext. val. 1
[30], 2007 range of motion, strength, Int. val. bias 5
coordination, balance exercises Int. val. conf. 4
for upper and lower body, Total 17
group of 1315 participants;
CG, care as usual
Pomeroy RCT EG 43 82.0 n.a. EG, 10 half-hour sessions SMA 0.017 n.a. Intention- 2B Report. 5
et al. 74% (8.0) of exercise to improve balance, 2-min walk test 0.048 n.a. to-treat Ext. val. 1
[26], 1999 CG 38 81.8 strength, range of motion; Int. val. bias 5
74% (8.4) 300 min in total; Int. val. conf. 2
CG, nonphysical activities Total 13
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Table 1 (continued)

Author Design n and Age MMSEa Intervention Functional p Cohens Analysis Sackett DB
%U yearsa outcome value d level of checklist
measure evidence

Rolland RCT EG 67 82.8 9.7 EG, 12 months, twice a week, Gait speed 0.002 0.32 Intention 2B Report. 11
et al. 72% (7.8) (6.8) 60 min, 88 sessions in total; Up and go 0.31 0.10 to treat Ext. val. 1
[31], 2007 CG 67 83.1 7.0 aerobic strength, flexibility and 1-leg balance 0.34 n.a. Int. val. bias 6
79% (7.0) (6.4) balance training; encouraged ADL 0.02 0.22 Int. val. conf. 5
to walk fast; strength training Total 23
focused on the lower extremity;
5,280 min in total;
CG, care as usual
Santana- RCT EG 8 76 20.1 EG, 12 weeks, 3 times a week Timed up and go <0.001 2.37 n.a. 2B Report. 6
Sosa et al. 63% (4) (2.3) 75 min; joint mobility, resistance 2-min step test 0.002 0.58 Ext. val. 1
[34], 2008 CG 8 73 19.9 and coordination exercises; Tinetti <0.001 3.59 Int. val. bias 5
63% (4) (1.7) individualized; 2,700 min in total; Sit-to-stand test <0.001 3.14 Int. val. conf. 5
CG, care as usual ADL Katz 0.019 n.a. Total 17
ADL Barthel <0.001 5.06
Schnelle RCT EG 36 85.1 11.6 EG, 8 weeks, 5 times a week, Gait speed 0.06 n.a. n.a. 2B Report. 4
et al. CG 40 (8.2) 4 sessions a day; repetition of ex- Walking endurance <0.05 0.50 Ext. val. 2
[27], 1995 ercises specific to functional skills, Int. val. bias 3
i.e. sit-to-stand exercises, walking Int. val. conf. 3
a little bit further when going to Total 12
the toilet; CG, care as usual
Steinberg RCT EG 14 76.5 20.1 EG, 12 weeks, get 6 aerobic points, Gait speed 0.77 n.a. Intention- 2B Report. 6
et al. 71.4% (3.9) (5.1) 4 strength points and 4 balance YPAS 0.76 n.a. to-treat Ext. val. 0
[28], 2009 CG 13 74.0 15.5 points a week; with different Sit-to-stand test 0.22 n.a. Int. val. bias 4
69.2% (8.1) (5.4) exercises, aiming to improve Int. val. conf. 4
aerobic strength and balance; Total 14
CG, home safety review
Tappen RCT EG 20 84.3 10.8 EG, 16 weeks, 3 times a week, 6-min walk 0.001 0.31 Per- 2B Report. 7
et al. (7.5) (6.0) 30 min; walking and conversation; protocol Ext. val. 1
[32], 2000 CG 22 89.6 12.5 1,440 min of walking in total; Int. val. bias 5
(6.5) (5.9) CG, conversation only Int. val. conf. 3
Total 16
Thomas Case 28 80.0 17.8 6 weeks, 3 sessions a week; resis- Gait speed free 0.19 0.11 n.a. 4 Report. 7
and series (5.6) (7.2) tance exercise using thera bands; Gait speed fast 0.06 0.10 Ext. val. 2
Hageman 1 set of 15 repetitions for 12 exer- Timed up and go 0.71 0.85 Int. val. bias 4
[36], 2003 cises aimed at improving lower- Knee extensor right 0.44 0.14 Int. val. conf. 2
limb strength; 2,700 repetitions Knee extensor left 0.46 0.04 Total 15
in total; moderate intensity Sit-to-stand test 0.02 0.50
Toulotte RCT EG 10 81.0 14.7 EG, 16 weeks, 2 sessions a week, Gait speed 0.015 n.a. n.a. 2B Report. 8
et al. (5.6) (7.6) 45 min; muscular strength, static Timed up and go 0.001 n.a. Ext. val. 0
[35], 2003 CG 10 81.9 18.0 and dynamic, balance, flexibility Balance <0.01 n.a. Int. val. bias 4
(4.1) (5.4) and proprioception, exercises; Int. val. conf. 3
5 persons a group; 1,440 min in Total 15
total; CG, care as usual

MMSE = Mini Mental State Examination; report. = reporting; ext. val. = external validity; int. val. bias = internal validity bias; int. val. conf. = internal
validity confounding; EG = exercise group; CG = control group; n.a. = not available; n.s. = not significant; SMA = Southampton Mobility Assessment;
VO2 max. = maximum oxygen volume; YPAS = Yale Physical Activity Survey. Figures in parentheses indicate standard deviations.
a
Mean and standard deviations unless otherwise noted.
b
Score on the Saint Louis University Mental Status Examination. c Range.
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Table 2. Rate of enrollment, number of dropouts and participation rate

Study Eligible Rate of npre Dropouts Participation rate


enrollment

Aman and Thomas [22], 2009 55 91% 50 10; did not want to exercise 30.7%
Arkin [33], 2003 n.a. n.a. 24 n.a. student 100%;
caregivers 6080%
Binder [23], 1995 34 100% 34 9; 8 did not want to exercise, 75%
1 responsible proxy revoked consent
Christafoletti et al. [24], 2008 63 86% 54 13; 3 died, 3 for unknown reasons, n.a.
3 medication use, 4 clinical instability
Hageman and Thomas [29], 2002 75 35% 26 n.a. n.a.
Kwak et al. [37], 2008 n.a. n.a. 30 n.a. n.a.
Kuiack et al. [25], 2004 13 85% 11 3; unrelated to training program 100%
Netz et al. [30], 2007 50 58% 29 4; being moved, getting help at home >70%
Pomeroy et al. [26], 1999 91 89% 81 n.a. 80%
Rolland et al. [31], 2007 242 55% 134 24; dead 15, change of institution 8, 19.4% >2/3 of sessions
discontinued 4 28.4% 1/32/3 of sessions
41.8% <1/3 of sessions
10.4% 0 sessions
Santana-Sosa et al. [34], 2008 n.a. n.a. 16 n.a. 98.9%
Schnelle et al. [27], 1995 99 95% 94 18; death, transfer, hospitalization 75%
Steinberg et al. [28], 2009 30 90% 27 n.a. overall 75%
Tappen et al. [32], 2000 n.a. n.a. 71 6 walking + conversation 75%
Thomas and Hageman [36], 2003 n.a. n.a. n.a. n.a. n.a.
Toulotte et al. [35], 2003 n.a. n.a. 20 n.a. n.a.

npre = Number of participants at baseline; n.a. = not available.

mum methodological score: reporting, 60.2%; external one single study reported dropouts due to negative ad-
validity, 36.5%; internal validity bias, 66.1%; internal va- verse effects of the intervention. No relationship could be
lidity confounding, 51.6%. There were 6 nonrandomized found between the duration of the intervention, i.e. the
trials of level 4 evidence and an average score of 11 points number of weeks or months, and the dropout rate (r =
on the DB (range 419). These 6 studies scored 40.7% of 0.301, p = 0.468, Spearmans ) [2225, 27, 3032]. How-
the maximum methodological score: reporting 50%, ex- ever, there was a moderate to strong, positive and sig-
ternal validity 44.3%, internal validity bias 44.3%, inter- nificant correlation (r = 0.829; p = 0.042, Spearmans )
nal validity confounding 19.5%. between the level of global cognitive functioning, mea-
Five studies performed a per-protocol analysis, 3 per- sured with the Mini Mental State Examination (MMSE),
formed an intention-to-treat analysis, and 1 study per- and the dropout rate [2325, 3032]. In other words, if
formed both analyses; 7 studies did not present this in- participants had a higher score on the MMSE, the chance
formation. that they dropped out of the study increased. The par-
ticipation rate, calculated over 8 studies [23, 25, 27, 28,
Participant Population 30, 3234], was 81.4%. In contrast to the dropout rate, the
Ten studies provided information about eligible can- participation rate is higher if the cognitive level increased
didates; 7 studies showed a rate of enrollment of 185% (7 studies, r = 0.729, p = 0.063, Spearmans ) [23, 25, 27,
[2228], 3 studies had a rate between 35 and 58% [2931]. 28, 31, 32, 34]. One study found that the participation
Eight studies provided the number of dropouts, of which rate increased if students were responsible for the execu-
6 studies had a dropout rate between 18 and 27% [2225, tion of the intervention instead of the family caregivers
27, 31]; 1 had a dropout rate of 14% [30] and the last one [32]. A second study showed that a conversation during
of 8% [32]. The reasons for dropouts were hospitaliza- a walking intervention has a beneficial influence on the
tion, death, being moved and refusing to exercise. Not participation rate [32]. However, 1 study contrasted
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sharply with the other studies [31]. In the latter study, provement [26, 35], and 2 studies did not [30, 31]. Possible
only 19.4% of the participants performed more than two explanations for the negative results are the short dura-
thirds of the sessions, and around 50% of the participants tion of the intervention [30] or the qualitative score which
performed more than one third of the sessions. However, might be less suitable than quantitative scores in this spe-
10% did not participate in any exercise. The participants cific population [31]. However, it should be noted that the
in this latter study had the lowest score on cognition, and studies without a significant improvement had a higher
the inclusion and exclusion criteria were not very selec- score on the DB, which indicates that their methodologi-
tive [31]. cal quality is higher (17 and 23, compared to 17, 15, 13 and
11 points, respectively). Both level 4 studies did not find
Effects of Exercise an improvement on functional mobility. These 2 studies
Effect of Physical Interventions on Gait Speed, used progressive resistance training and had a duration
Endurance, Functional Mobility, Lower-Extremity of 6 weeks [29, 36].
Strength and Balance Lower-extremity strength was assessed in 7 different
Gait speed was assessed in 6 different studies, 2 level studies. There were 3 level 2B studies with a range of 13
2B studies [31, 35], with, respectively, 23 and 5 on the DB 17 points on the DB which used multicomponent inter-
questionnaire, and 4 level 4 studies, with respectively 19, ventions [30, 34, 37], and 4 level 4 studies with a range of
9, 10 and 15 on the DB [22, 25, 29, 36]. Only in 1 level 2B 415 points on the DB [23, 25, 33, 36]. Two level 2B stud-
study could the ES be calculated (d = 0.32, p = 0.002) [31]; ies found large ESs on lower-extremity strength (d = 3.14;
in the other level 2B study, a significant improvement in d = 1.20) [34, 37]. The other level 2B study did not find
gait speed (p = 0.015) was observed [35]. A moderate ES any effect (d = 0.02) [30]. This latter study had the fewest
(d = 0.50, p ! 0.001) was obtained in a level 4 study [22]. minutes spent on the intervention from all level 2B stud-
The latter 3 studies used multicomponent interventions ies. There were 2 level 4 studies which used a multi-
(i.e. a combination of strength, endurance and flexibility component intervention [23, 33] and 2 that only used
training) with durations ranging from 3 weeks to 12 progressive resistance training [25, 36]. Although the in-
months. In contrast, level 4 studies with progressive re- terventions differed, the largest ESs were found in the in-
sistance training of 6 and 12 weeks found almost no effect terventions with the longest duration. A multicomponent
on normal gait speed (d ^ 0.2) [25, 29, 36]. Concerning intervention of 14 years (d = 2.73) [33] outperformed a
fast gait speed, a low ES was found after progressive resis- multicomponent intervention of 8 weeks (d = 0.34) [23].
tance training (d = 0.19, p = 0.045) [29]. No information In accordance, a progressive resistance training of 12
was available on the effect of multicomponent interven- weeks (d = 1.95) [25] outperformed a progressive resis-
tions on fast gait speed. tance training of 6 weeks (d = 0.14) [36].
Endurance was assessed in 5 studies, 4 level 2B studies, Balance was assessed in 7 studies, 5 multicomponent
which had between 13 and 17 points on the DB [26, 32, level 2B studies [24, 31, 34, 35, 37] and 2 level 4 studies
34, 37], and 1 level 4 study with 4 points on the DB [33]. with one using multicomponent intervention and the
All studies found a positive effect of physical activity on other using a progressive resistance training [23, 25].
the endurance capacity [26, 3234, 37]. In the multicom- Four of the 5 level 2B studies found a positive effect on
ponent interventions the ES was larger, if the duration of balance with ES varying from low to very high (d = 0.247
the intervention was longer, ranging from d = 3.79 after 3.59). The studies with a longer duration or a higher fre-
an intervention of 14 years, to d = 0.58 in an interven- quency had a higher ES. In 1 level 2B study, probably
tion of 12 weeks [33, 34, 37]. A solely walking intervention caused by the use of a qualitative score instead of a quan-
of 16 weeks had the lowest ES (d = 0.31) [32]. No informa- titative one, no significant improvement was found [31].
tion is available on the effect of progressive resistance From the 2 level 4 studies, 1 multicomponent study found
training on endurance. a moderate ES after a multicomponent intervention of 8
Functional mobility was assessed in 8 studies, 6 level weeks [23]. The other study used progressive resistance
2B studies, which were all based on multicomponent in- training and found a high but nonsignificant ES (d =
terventions [24, 26, 30, 31, 34, 35], and 2 level 4 progres- 2.00) after 12 weeks [25].
sive resistance training interventions [29, 36]. Only from
2 level 2B studies could ES be calculated and appeared to The Effect of Physical Interventions on BADL
be large (d = 0.89, p ! 0.05; d = 2.37, p ! 0.001) [24, 34]. In the majority of the studies selected for this review,
From the remaining 4 studies, 2 did find a significant im- BADL was not assessed. Only 4 studies investigated the
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Table 3. Mean ESs and mean
methodological quality weighted Outcome measures Number ES Methodological
with sample size of studies quality

Gait speed (normal) 6 0.29 (0.11 to 0.50) 18.8 (923)


Gait speed (fast) 2 0.14 (0.10 to 0.19) 12.1 (915)
Endurance 5 1.08 (0.31 to 3.79) 12.7 (417)
Functional mobility 6 0.28 (0.25 to 2.37) 18.2 (923)
Lower-extremity strength 7 0.85 (0.04 to 3.14) 13.3 (417)
Balance 5 1.76 (0.24 to 3.59) 12.1 (917)
ADL 4 0.68 (0.11 to 5.06) 20.5 (1423)

ES = Effect size (Cohens d). Methodological quality score based on the DB question-
naire, theoretical range 0 (lowest quality) to 26 (highest quality). Figures in parentheses
indicate ranges.

effects of exercise on BADL; all these studies used multi- subjects with dementia. A second goal was to formulate
component interventions. There were 3 level 2B studies, guidelines for the most effective training program.
2 studies found a very high ES (d = 1.32; d = 5.78) [34, 37], Before we are able to answer these questions properly,
the other had a low ES (d = 0.22) [31]. The latter study it is important to get more insight into the participants.
achieved the highest points on the DB, 23 compared to 14 Are these persons representative of the total population
and 17 for the first 2 studies. The positive effects of phys- of elderly persons with dementia? Therefore, it is neces-
ical activity on BADL were observed in participants with sary to know how many people were interested in par-
mild (mean MMSE 20), moderate (mean MMSE 14) and ticipating, and how many were allowed to enroll in the
severe dementia (mean MMSE 8.8). The interventions intervention program. From this latter group, it is well
ranged from 12 weeks to 12 months. One study, level 4, worth knowing how they complied with the protocol. We
did not find a significant improvement in BADL perfor- found that the majority of the participants were willing
mance. However, this latter study had a duration of 3 to participate. Seven out of 10 studies found a rate of en-
weeks with 270 min of exercise in total [22]. rollment of at least 85%. Three studies had a lower rate of
The improvements in BADL were supported by im- inclusion probably caused by more specific inclusion and
provements in physical functioning in 2 studies [34, 37]. exclusion criteria regarding cognitive functioning or mo-
The third study did find an improvement in gait speed, bility. Of the participants who started with the interven-
but not in balance and mobility. However, the latter find- tion, about 2025% dropped out for different reasons (e.g.
ing might be caused by the use of qualitative instead of death, hospitalization, refusal). Not one dropped out due
quantitative scores [31]. to adverse effects of the intervention. It is remarkable that
participants with higher scores on the MMSE have high-
The Overall Effect of Physical Activity er dropout rates, but also higher participation rates. We
To compare overall effects, the mean ESs of the differ- speculate that people with higher scores on the MMSE
ent outcome measures were calculated (table3). It is in- have better memories and stronger wills of their own.
teresting that the extreme ESs, very high or low, corre- Therefore, a part of this group will indicate that they do
spond with a relatively low methodological quality. Over- not want to continue the program (dropout), but another
all, the moderate ESs are found in studies with more part will decide, by themselves, that they do want to con-
acceptable methodological scores. tinue, which results in higher participation. From the
participants in the interventions the average participa-
tion rate was around 80%, though large differences were
Discussion found. The participation rate could be increased by talk-
ing during the interventions or by using students to guide
The first goal of this systematic review was to investi- the participants, instead of family caregivers [32, 33]. The
gate whether physical activity improves physical func- results regarding rates of enrollment, dropouts and par-
tioning, i.e. gait speed, functional mobility, balance, en- ticipation rates do differ between the different studies,
durance, lower-extremity strength and BADL in elderly but not enough information is provided to analyze this
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difference in detail. In the majority of studies, physical ment in body functions, such as gait speed, functional
exercise is an activity which was performed and sustained mobility, endurance, lower extremity strength and bal-
by most elderly individuals. Generally, the rates of enroll- ance, can lead to an improvement in activities, such as
ment and the participation rates suggest that elderly sub- BADL, which might lead to an increase in participation.
jects with dementia like to take part in interventions in- However, BADL was only assessed in 4 studies. From
volving physical activity. Although this is important in- these 4 studies, 3 with the largest training volume and
formation, less than 70% of the included studies provided highest methodological quality found improvements in
information regarding rate of enrollment, dropout rates BADL. These improvements were found in patients with
and participation rates. We recommend that future stud- mild, moderate and severe dementia. Among the 3 stud-
ies provide this information. ies, 2 found an improvement in all the other physical
Elderly subjects with dementia can take part in physi- measurements, which is in accordance with the relation-
cal activity interventions, but they also benefit from or- ship between physical performance and BADL. However,
dinary exercise. Physical activity interventions in elderly 1 study did not find improvements on all measurements;
with dementia lead to an improvement in physical per- more specifically it did not find improvements on the
formance, as presented by overall ESs (table3). The larg- qualitative scoring measurement (up and go, single-
est improvements on gait speed, functional mobility and stance). It might be that, due to the characteristics of the
balance were seen after multicomponent interventions, population, floor effects appeared. Due to the small num-
and not after progressive resistance training. A positive ber and the mixed results, it is not possible to determine
improvement was also found in endurance after multi- if an improvement in physical performance would medi-
component interventions. Lower-extremity strength in- ate the effect of exercise on BADL. It could also be medi-
creased after these, as well as progressive resistance train- ated by cognition, for example. Future studies should fo-
ing, but it is unclear which interventions lead to the best cus on the effect of physical activity interventions on
outcome. In most cases, the largest improvements in physical functioning and BADL, and take other possible
physical functioning were found after interventions with mediating factors, like cognition, and moderating fac-
the largest training volume. However, it should be noted tors, like depression, apathy and agitation, into account.
that only 16 studies are incorporated in this systematic This is necessary to get more insight into the mechanism
review, each with different durations, ranging from 3 by which physical activity works.
weeks to 4 years, and different components within their Although we tried to ensure that all studies referring
interventions. Therefore, it is important to get more in- to elderly subjects with dementia and physical activity
sight into the effects of different durations, different were included in this review, we cannot rule out the pos-
training volume, and the different components within sibility that we have missed some. For example, in the lit-
each intervention (e.g. exercises, intensity), in order to erature we found some studies that were performed in
understand the mechanism behind the intervention. nursing homes, and we found studies where participants
With the presented data we are unable to assess the qual- had a score of 24 or lower on the MMSE. However, when
ity of the different components of each intervention by we were not absolutely sure that the participants of these
themselves. Therefore, it is not possible to determine the latter studies had dementia, these studies were excluded.
dose-response relationship in detail, and consequently, Therefore, we recommend that future studies try to de-
we can only provide more general guidelines. Based on scribe their population as specifically as possible. Prefer-
the presented data, the largest improvements are found ably, their descriptions should be supported with addi-
after interventions with a duration of at least 12 weeks, tional information, such as the etiology of the disease, a
with a frequency of 3 times a week, for 4560 min per measurement of cognition like the MMSE [10], global as-
session. Improvements were seen amongst participants sessment of functioning such as the Clinical Dementia
with mild [34], moderate [37] and severe [31] dementia. Rating or the Global Deterioration Scale [40]. Moreover,
This indicates that physical activity is beneficial in each the studies that were included in this review were, in gen-
stage of dementia. Our findings are in line with physical eral, of mediocre quality according to the DB list. For all
activity intervention studies in elderly without cognitive the level 2B studies compiled, an average of 56% of the
decline, and elderly in long-term care institutions [38, 39]. maximum methodological score was obtained. Especially
The effect of physical activity on BADL can be hypoth- on reporting, external validity and internal validity (con-
esized using the model of the International Classifica- founding), information was missing. This indicates the
tions of Functioning, Disability and Health. An improve- urgent need for high-quality intervention studies. Anoth-
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Table 4. Summary of recommendations

Classifica- Recommendations
tion

Method- Provide detailed information about the diagnosis, cognition, participation rate of the participants,
ological dropouts and rate of enrollment
issues Choose measurements that are sensitive for change, valid and reliable for the targeted population
Present the data in such way that more calculations, like ES, can be performed
Questions Regarding the paucity of studies assessing BADL after physical exercise in elderly subjects with
for further dementia: how can exercise optimally influence BADL?
research Dose-response relationship: what are the optimal duration, frequency and intensity?
Type of activities: are some components more important than others, and what is the best
combination of components?
Working mechanisms: can mediating factors be identified (e.g. cognition)?
Intervention related to cognitive level: should an intervention be changed if the cognitive level
changes?
Practical Offer exercise in all stages of dementia
guidelines Use multicomponent interventions
A duration of 12 weeks or more
Exercise at least 3 times a week
Exercise 4560 min/session

er important aspect is the choice of measurements. Elder- tions with a high training volume lead to an improvement
ly subjects with dementia are a very specific population, in physical performance and BADL, and outperform
and probably for that reason the psychometric qualities of walking and progressive resistance training intervention
multiple measurements have not been studied thoroughly. in most aspects. The largest improvements were found
We recommend that measurements are chosen in such a after interventions with a duration of 12 weeks or more,
way that ESs can be calculated and floor effects should not and a frequency of 3 times a week, with 4560 min a ses-
be possible. It is important that measurements are sensi- sion. Practical guidelines and recommendations for fu-
tive for change in such a vulnerable population. ture studies are summarized in table4.

Conclusion Acknowledgment

The research reported in this paper was supported by a grant


Physical activity can be beneficial in all stages of de-
from the Open Ankh (GD 55.06 to C.G.B.).
mentia. However, to get more insight into the mechanism
underlying the effects of physical activity, we need more
high-quality studies. It is of the utmost importance that Disclosure Statement
specific information about the intervention is well docu-
mented, such as the characteristics of the participants, All authors declare that there are no conflicts of interest.
the intensity, duration and the different components.
This information is necessary in order to interpret the
external validity, possible confounders and the dose-re-
sponse relationship in detail. Future studies should focus
on the effect of physical activity interventions on physical
functioning and on BADL, and should take other media-
tors, like cognition, into account. Based on the presented
data, it can be concluded that multicomponent interven-
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