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Testing Wireless Medical Devices

Greg Kiemel

Outline

Wireless Trends
Latest News
Medical Wireless Technologies
Risks
Regulatory
Standards
Beyond EMC
Compliance Considerations

Wireless Trends

Increasing Rate of Change


It took more than 90 years for landline
service to reach 100 million consumers
More than 21 years for color televisions to
reach 100 million consumers
But less than 17 years for wireless to reach
100 million consumers.

Source: CTIA The Wireless Association, Wireless Quick Facts, 2011.

Regulatory Approval Trends


Virtually all radios sold in the U.S. require FCC
certification.
To keep up with the increasing number of
applications, the FCC created the
Telecommunications Certification Body (TCB)
program in June 2000.
TCBs certify wireless products under the authority of
the FCC.
FCC ET Docket 13-44 released 12/30/14 made TCBs
the only route to certification. The FCC will no longer
accept applications for certification.

TCB Application Trend

Approvals

40000
30000
FCC

20000

TCB

10000
0
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014

Year

Source: https://apps.fcc.gov/oetcf/eas/reports/GenericSearch.cfm

Application Trends
Jan 1, 2014 Dec 31, 2014

TCBs issued 42,669 Approvals, FCC 425

Wireless Data Standards


WWAN

Usable Range
Miles

4G LTE

GSM, GPRS,
Edge, HSPA

802.16e
(WiMax)

WLAN
802.11a/b/g/n

802.11ad

WPAN

802.15.1
(Bluetooth)

802.15.3
(UWB)

802.11ac
802.15.4
(Zigbee)

WBAN
Feet

802.15.6
MBAN
MedRadio

Inductive
Telemetry

Evolution of Applications / Platforms


TV, Video
Computer
Convergence of
Technologies

Wireless
Telecommunications

Medical

Internet
9

Multiple Radios in the Same Host


Device

Patient Monitor with Wi-Fi,


Bluetooth, and WWAN
Radios

4G Cellphone with
Wi-Fi, Bluetooth,
NFC, and GPS

Notebook PC or Tablet with


Cellular modem, Wi-Fi, and
Bluetooth

10

New Technologies
Spectrum Efficiency is the driving forcemore users
require more throughput while occupying the same
finite chunk of frequency spectrum
Biggest Breakthroughs
Smart Antenna Systems
MIMO (Multiple Input and Multiple Output)
Adaptive Beam forming

OFDM (Orthogonal frequency-division multiplexing)


Cognitive Radio
Listen Before Talk (LBT)
Dynamic Frequency Selection (DFS)
Adaptive Frequency Hopping (e.g. Bluetooth devices)

11

The New Wireless Medical World

12

Wireless Proliferation into Medical


Why?
Convenience: dont want to go to
the doctor
Speed: want and need fast service
Separation: can keep people or
equipment out of the sterile
environment
Appearance: nobody wants to
look sick being hooked up to wires
or tubes
13

Wireless Proliferation into


Medical
Where - Point of care
Hospital
Clinic
Home
Mobile

14

Latest News

FCC Report and Order (FCC 14-208)

FCC will no longer accept applications for certification. All grants will be
issued by TCBs.
The Permit But Ask procedure will be codified.
Clarification of TCB responsibilities for performing market surveillance.
Specify steps for addressing instances of deficient TCB performance,
including sanctions and rescinding TCB authority.
Modify the rules to reference new standards (ISO/IEC 17065) used to accredit
TCBs
Require labs that test for certification or DoC to be accredited. [Testing
laboratories located in non MRA countries are not FCC recognized as
accredited under the current procedures.]
Codify a procedure through which the Commission currently recognizes new
laboratory accreditation bodies;
Update references to industry measurement procedures in the Commissions
rules (e.g. ANSI C63.4-2014 and ANSI C63.10-2013); and
Provide greater flexibility to enable the FCCs OET to address minor technical
issues that may be raised when updating to the latest versions of industry 16
standards that are referenced in Parts 2, 5, 15, and 18 of the Commissions
rules.

FCC Report and Order (FCC 14-30)

New rules for U-NII devices (e.g. 802.11an) became effective on June 2,
2014. Transition period, see FCC KDB 926956:

New devices can be approved until June 1, 2015 under either the old or new rules.
Starting June 2, 2015, new approvals must be to the new rules.
Starting June 2, 2016, permissive changes must be to the new rules. Also products previously
certified under the old rules cant be marketed unless they meet the new rules (C2PC
application required).

Indoor-only restriction removed from the 5.2 GHz band. Also increased the
output power in that band.
Extended the upper frequency edge of the 5.8 GHz band to match FCC
15.247. They are now both 5725 5850 MHz
Harmonized the rules between 15.247 and 15.407 for DTS device operating in
the 5.8 GHz band.
U-NII device software must be secured to prevent its modification
New DFS radar waveform and new test requirements.
17

Radio Equipment Directive (RED)


2014/53/EU

Published in the OJEU on April 16, 2014 will be applicable June 13, 2016.
No one can claim compliance with this new directive until then.
However, if equipment meets the requirements of the R&TTE Directive before
June 13, 2016, compliance with the RED is not mandatory until June 13,
2017. For new equipment placed on the EU market after June 12, 2016
must meet the requirements of the RED.
Sound and TV broadcast receivers will be included in the RED
Telecom Terminal Equipment will be excluded
Radio determination will be included, e.g. RFID, movement detection.
Radio equipment operating below 9 kHz will be included
ISM equipment (generates RF to perform work, not telecommunications) will
be excluded.
Role of a Notified Body is still to assess compliance at the request of the
manufacturer. This is optional if harmonized standards have been applied in
full. Notified Bodies will issue an EU-Type Examination Certificate that
documents their assessment of the manufacturers supplied Technical
Documentation (see Annex V of the RED)
18

Changes to EN 300 328 and EN 301 893

EN 300 328 V1.8.1 and EN 301 893 V1.7.1 required starting Jan 1, 2015.
Even products that have been selling for years under the previous version
must now meet the latest version if they are still being shipped into the EU.
Products already in the EU prior to Jan 1, 2015 do NOT need to be recalled or
retested.
The main differences between the old and new versions of the standards are
significant and can be summarized as follows:
Adequate spectrum sharing. The efficiency of the various sharing mechanisms
must be tested per the procedures of the harmonized standards. Previous
versions permitted just an attestation from the manufacturer.
An output power test methodology that would address a wide-range of
technologies. This new approach is completely different from what was included in
V1.7.1 of the standard.
A power spectral density test methodology that would permit a higher output power.
Many devices are not limited by the 100mW EIRP limit, but instead by the
10mW/MHz power spectral density (PSD) limit. EN 300 328 V1.8.1 has very
different and much more complex method of measuring power spectral density.
Harmonize test methods with other ETSI standards operating in the same bands.

EN 300 328 V1.9.1 published in the OJ on April 17, 2015. Mandatory starting
Nov. 30, 2016. Contains minor fixes to previous version.
19

Medical Wireless Technology

Medical Wireless Technology


Wearable, wireless devices capable of
offering real time data
2012 14 million
2016 171 million (estimated)
$6 billion market minimum

21
DIGI FIT LIFE, Wearble, Wireless Technology to Generate Minimum $6 Billion by 2016, August 2012, retrieved from
http://digifitlife.com/wearable-wireless-technology-to-generate-minimum-6-billion-by-2016/#.VL_xwkfF-So

Medical Wireless Technology

Inductive
Typically below 200 kHz
Very short range, low level
Inductive charging

ISM/SRD (Industrial, Scientific & Medical / Short range


Devices)
Frequencies 13.56 MHz (ISM/SRD), 27.12 MHz (ISM), 40.68 MHz
(ISM), 433.92 MHz (ISM), 865.0 MHz (SRD), 915.0 MHz (ISM), 2450
MHz (ISM, SRD) , 5.8 GHz (ISM, SRD)
Crowded

Medical Device Radiocommunication Service (MedRadio) or


MICS (Medical Implant Communication Service)
401-406 MHz
Special implanted devices
Short range - approximately 3-5meters
22

Medical Wireless Technology


A Sub-set of MedRadio , the FCC also permits
operation of Medical Micropower Network (MMN)
devices
In November 2011, the FCC adopted rules for the operation
of ultra-low power wideband networks in the 413-419 MHz,
426-432 MHz, 438-444 MHz, 451-457 MHz, and 2360-2400
MHz bands: http://www.fcc.gov/document/medical-micro-power-networks
MMNs are used to restore functions to paralyzed limbs.
Implanted transmitters in the body take the place of
damaged nerves, restoring sensation and mobility.
Multiple MMNs may be present within a patient. Implants
may only communicate with the programmer /controller for
their MMN, and not with each other.
23

Medical Wireless Technology


MBAN (Medical Body Area Networks)
5/2012 - FCC Designates 2360-2400 MHz band
License-by-rule users will not have to apply for/receive
individual station licenses
Sharing 2360-2390 w/Aeronautical Mobile Telemetry (AMT)
licenses. Use in that band restricted to indoor health care
facilities & requires registration w/MBAN coordinator. FCC
still needs to select.
Rest of band no registration, use anywhere (mobile, home,
health care facilities)
Low power, short range
http://www.fcc.gov/document/medical-body-area-networks-first-report-andorder/

24

Medical Wireless Technology


MBAN (Medical Body Area Networks)
Multiple body sensors for monitoring & control
Facebook for your organs
removes the tether

25

Medical Wireless Technology


WMTS (Wireless Medical Telemetry
Service instituted in 2000)
Freqs: 608-614 MHz, 1395-1400 MHz,
1429-1432 MHz
Long range
Safe band, proprietary, very common use
for wireless patient monitoring
Limited to use within health care facilities.
26

Wireless Technology
Wi-Fi connectivity of monitors
92% Wi-Fi penetration into large (500+
employees) healthcare facilities now &
100% by 2016
17% of the worlds population uses Wi-Fi
Wi-Fi Alliance working on WLAN best
practices & Risk Mgmnt, plus personal
home healthcare architecture
27

Wireless Technology
Bluetooth low power, secure, interoperability
2 billion BT products ship in 2012
Bluetooth 4.0 is capable of Basic Rate and Enhance Data Rate
operation (BR/ EDR) as well as Low Energy (LE), or LE only.
Bluetooth BR and EDR modes operate on 79 hopping channels
that are tested at: 2402, 2441, and 2480 MHz
Bluetooth LE Advertising mode utilizes only three
channels: 2402, 2426, and 2480 MHz
Bluetooth LE Data mode has 37 hopping channels: 2404, 2442,
and 2478 MHz
28

Wireless Technology
RFID equipment or people tags
Zigbee some but mostly industrial
devices
Cell bands mobile communication/
apps

29

Risks

Are Wireless Medical Devices Safe and Effective?


Interference could result in injury or death
Failure to provide critical status or drug injection
information
Problem Reports (FDA)
Feb 2006 cell phone interfered w/infusion pump causing higher
prescribed rate
June 2006 cell phone caused infusion pump to stop
Sept 2008 electrocautery device caused a loss of therapeutic effect
on an implant
Other studies ICD reactions to RFID

Legal Perspective
http://www.fr.com/files/uploads/attachments/FinalRegulatoryWhitePaperWirelessMedicalTechnologies.pdf

31

RF Wireless Coexistence
Due to the increasing number of wireless devices, the
risk of interference with wireless medical devices is
also increasing
Critical data transmitted by medical devices could be
delayed or blocked by other nearby wireless devices.
Current EMC standards are inadequate. In-band
interference is specifically excluded. Manufacturers
cannot claim the safe operation of their wireless
medical device based solely on EMC test results.
Test methods are under development to assess the risk of
interference. (ANSI, Univ of Oklahoma)
32

Current Guidance on Coexistence


Co-existence is discussed in the FDA Guidance for Wireless
Technology in Medical Devices. Draft issued Jan 2007, became
formal guidance August 2013.
http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm077210.htm

Also contains guidance on risk management, design &


development, verification, validation, labeling, etc.
Environmental Considerations Radio Channel Characteristics,
Polarization, Co-channel & Adjacent Channel Interference,
Distance from the interfering source
Testing should be done in both an anechoic chamber and in
situ, with each wireless medical device separately exposed to
one or more wireless networks.
http://www.medicalelectronicsdesign.com/article/wireless-medical-device-coexistence

33

Regulatory

Regulatory
US
FDA Medical
Regulates all medical devices & general public health and
safety
http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/Guidanc
eDocuments/ucm077210.htm

FCC Wireless and RF Exposure


Spectrum management
Standards
TCB route for approvals short turnaround
35

Regulatory
EU
Medical & Wireless - Directives
Radio (RTTE) / EMC (EMCD)
RTTE repealed and RED begins June 13, 2016
Old EMCD repealed and New EMCD begins April 20,
2016

Medical Devices (MDD, AIMDD)


Safety (Electrical, Mechanical, RF)
Self declaration
36

Typical Wireless Test Requirements

Output Power
Effective Radiated Power
Frequency Stability
Occupied Bandwidth
Emissions Mask
Power Spectral Density
Spurious Emissions
Immunity
37

Effective Radiated Power


MedRadio 403 405 MHz
Maximum EIRP: 25uW = 85.2 dBuV/m @ 3 meters
measured over reference ground plane.
Implants must be configured to transmit in a human
torso simulator placed 1.5 m above the ground plane.
Dimensions of the fixture, and the properties of the
tissue substitute material are defined in 95.639(f)(2).
The properties of the tissue substitute material should
be verified on the day of test, and the temperature of
the material recorded at the start and conclusion of the
test.

38

Torso Simulator
Cylindrical Plexiglas container with
a size of 30 cm by 76 cm with a
sidewall thickness of 0.635 cm.
A mounting grid for the implant and
associated leads must be provided
inside the container that permits the
implant to be positioned vertically
and horizontally
The implant must be mounted 6 cm
from the sidewall and centered
vertically within the container.
39

Radiated Emissions Test Setup


EUT
Vertical

EUT
Horizontal

40

Radiated Emissions Test Setup

41

Tissue Substitute Material


Torso simulator must be completely filled with a tissue
substitute material whose dielectric and conductivity
properties match those of human muscle tissue at 403.5
MHz
Simple saline solutions do not meet the above criteria. A
formula for a suitable tissue substitute material is defined
in the paper Simulated Biological Materials for
Electromagnetic Radiation Absorption Studies by G.
Hartsgrove, A. Kraszewski, and A. Surowiec as published
in Bioelectromagnetics 8:2936 (1987).
All emissions measurements are made with the tissue
material at a nominal temperature of 2025C
42

Standards

Standards
Inductive (communications)
US
FCC Part 15.209 / 207 (tested in air)

EU
ERC/REC 70-03
ETSI EN 302 195-2 / -1 (tested in saline)
ETSI EN 301 489-31 / -1
44

Standards
Inductive (charging portion only)
US
FCC Part 18
RF Exposure (KDB 680106)

EU
CISPR 11
IEC 60601-1-2
45

Standards
ISM/SRD
US
15.209 / 15.109 / 15.107
15.247 2.4 - 2.4835 GHz Band
15.249 902-928 MHz

EU
ERC/REC 70-03
EN ETSI 300 220-2/-1 / 300 440 /300 328
EN ETS 301 489-3 / -1

46

Standards

MedRadio/MICS
US
Part 95I / 2
15.109 / 107

EU
ERC/REC 70-03
EN ETSI 301 839-2 / -1
EN ETS 301 489-27 / -1

Other
Torso simulator

47

MBAN

Standards

US
Part 95I

EU
ERC/REC 70-03
Unknown we are to assume Part of MICS but
could also be Wi-Fi stds or some combo
EN ETSI 301 839-2 / -1
EN ETS 301 489-27 / -1
48

Standards
Wi-Fi/BT
US
Part 15.407 / 15.247
15.207

EU
ERC/REC 70-03
EN ETSI 300 328
EN ETS 301 489-17 / -1
49

Medical Device Standards


FDA
IEC 601-1-2 EMC of medical electrical equipment &
systems
IEC 60601-2-X specific types of equipment
FDA Guidance
Higher immunity levels might be required & have been
requested

50

Medical Device Standards


Other
AAMI PC69 EMC for Active Implantable Medical
Devices
EN 45502-2 (Active Implantable Medical Devices)
ISO 14708-2 (implantable cardiac pacemakers)
EN & ETSI reqs
ISO Standards (wheelchairs, pulse oximeters,
neurostimulators)

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Beyond EMC

Special Requirements RF Exposure / RF Safety


RF Exposure is the effect of emissions from transmitters on the
quality of the human environment.
On August 1, 1996, the Commission adopted the NCRP's
recommended Maximum Permissible Exposure limits for field
strength and power density for the transmitters operating at
frequencies of 300 kHz to 100 GHz.
FCC and Industry Canada adopted the specific absorption rate
(SAR) limits for devices operating within close proximity to the
body as specified within the ANSI/IEEE C95.1-1992 guidelines.
More info: http://transition.fcc.gov/oet/rfsafety/

53

Exposure Categories

Fixed

Mobile

Portable
54

Exposure Limits

FCC RF exposure limits are based on ANSI/IEEE C95.1-1992 and NCRP


Report No. 86, but not identical to these standards
Maximum Permissible Exposure (MPE) limits are applicable to fixed and
mobile transmitters. Used >= 20cm from the head or torso
Frequency dependent free-space power density and/or field strength
limits
Based on whole-body averaged plane wave equivalent exposure
conditions
Specific Absorption Rate (SAR) are applicable to portable transmitters.
Used < 20cm from the head or torso
One gram averaged energy absorption limits for the US and Canada,
10g limits for the rest of the world
Based on partial-body or localized near-field exposure conditions
55

Specific Absorption Rate (SAR)

56

SAR Test System

57

SAR Test System


Radio Held Underneath Body Phantom

58

SAR Test System


Radio Held Next to Head Phantom

59

RF Exposure Requirement for MedRadio Implants


95.1221 RF exposure: Applications for equipment
authorization of devices operating under this section
must demonstrate compliance with these requirements
using either finite difference time domain (FDTD)
computational modeling or laboratory measurement
techniques.
FCC KDB 447498 D01 v05v401, Section 4.2.4: When
the aggregate of the maximum power available at the
antenna port and radiating structures of an implanted
transmitter, under all operating circumstances, is 1.0
mW, SAR test exclusion may be applied.
60

Special Requirements Listen Before Talk (LBT)


Required for MedRadio operation in the 401
406 MHz band.
EN 301 839-1 Clause 10 best test procedure

Except in the case of a Medical Implant Event,


communications sessions shall be initiated via
LBT (either by programmer or implant). Before a
communications session is initiated the
requirements as stated specifically in clauses
10.1-10.6 of EN 301 839-1 shall be met.
61

Compliance Considerations

Research Objectives for your Target Market


Spectrum Allocation
Frequency Bands
Output power
Data vs. Voice
Modulation type
Licensed vs. Unlicensed
Specifications and Test Methods
EMC and RF Safety
Equipment Authorization process
System or modular approval
Self Declaration or submittal to spectrum authority
Labeling and User Info

63

Write a Test Plan


IEC 60601-1-2, 4th edition "Prior to the start of formal testing,
a detailed test plan shall be provided to the test laboratory.
Compliance Objective Certification, Class II permissive change, or
audit.
Target markets U.S., Canada, EU, etc.
Brief product description
List of standards including version and year.
Any applicable interpretations or procedures from spectrum
authorities.
Complete List of operating modes including modulation types, data
rates, power levels, and antennas.
Detailed equipment configuration for each test
Operating instructions
64

Make EMC a Design Consideration


The focus of EMC design: grounding, filtering,

component selection, PCB layout, and shielding.


Single solutions dont exist; but rather a
combination of suppression techniques are
required.
Dont wait until the end of the design cycle to test.
One test result is worth one thousand expert
opinions Wernher Von Braun
65

Common Design Pitfalls


Poor antenna matching
Lack of shielding
Design objectives or omissions that
conflict with regulatory requirements
Output power versus operating band
RF Exposure
Listen Before Talk, Duty Cycle, or Dynamic
Frequency Selection (DFS)
66

Get Expert Testing & Approval Services


Partner with a domestic EMC laboratory that is accredited for
foreign specifications
Permits testing in-country to obtain global approvals. For
example Japan and Korea wireless can be tested locally.
Easy access to someone who is familiar with the
requirements of your target market
Confirm that your EMC laboratory has experience in medical
EMC
How many MICS, MedRadio, WMTS, Wi-Fi, and
Bluetooth grants have they issued?
Ask if your EMC laboratory is equipped for the latest medical
EMC test requirements
Radiated Immunity to 6 GHz, 10V/m with uniform field
Radiated Immunity in the 4th edition "IMMUNITY to proximity
fields from RF wireless communications"

Radiated Emissions testing at 10 meters

67

Thank You!

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