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Regulations, 2015
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compliance with
Agreement etc.
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Exceptions :
Entail an obligation to make an open offer under the takeover regulations
With Board approval, if the information is disseminated two days prior to
effecting the proposed transaction.
No Insider shall trade in the securities that are listed or proposed to be listed
on the stock exchange when in possession of UPSI except in following
permitted situations:
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Trading Plan
An advance planning for trading in the securities of the company by the Insider
(who are perpetually in possession of the UPSI) . The plan need to satisfy the
following conditions:
Six months cooling off period
No trading between 20 days prior to Financial Period and closure of second
trading day after result announcement.
Plan for minimum 12 months
No overlapping of trading plan
Set out either the value of trades or the number of securities to be traded
along with the nature and the intervals at, or dates of trade
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12
13
51 days
50 days
51 days
50 days
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202 days
=======
14
15
Whom
the Company
Timeline
Form
Form A
Exempted
SE filing
Category of
Person
(Promoters/
KMP /
Directors/
immediate
relatives/
others etc.)
Type of security
(For eg. Shares,
Warrants,
Convertible
Debentures etc.)
No.
% of
Shareh
olding
Number of
units
(contracts *
lot size)
Number of units
(contracts * lot size)
Notional value
in Rupee
terms
Note: Securities shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
Signature:
Designation:
Date:
Place:
17
Notional value in
Rupee terms
Whom
the Company
Timeline
Form
Exempted
SE filing
Effective
18
Name, PAN
No., CIN/DIN
& address
with contact
nos.
Category
of Person
(Promote
rs/ KMP /
Directors/
immediat
e
relatives/
Others
etc.)
Date of
appointment of
Director /KMP
OR Date of
becoming
Promoter
Type of
security
(For eg.
Shares,
Warrants,
Convertible
Debentures
etc.)
No.
% of
Shareh
olding
Number
of units
(contrac
ts * lot
size)
Number
of units
(contracts
* lot size)
Notional value in
Rupee terms
Notional
value in
Rupee terms
Note: Securities shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
Signature:
Designation:
Date:
Place:
19
Whom
The Company
What
Timeline
Form
Form C
Exempted
SE filing
20
Category
of Person
(Promoter
/ KMP /
Directors/
immediat
e
relatives/
others
etc.)
Securities held
prior to
acquisition/
disposal
Securities
acquired
/Disposed
Type of
security
(For eg.
Shares,
Warran,
Converti
ble
Debentur
e etc.)
Type of
security
(For eg.
Shares,
Warrants
,
Converti
ble
Debentur
e, etc.)
No
No
% of
shareholding
Date of
allotment
advice/
acquisition
of shares/
sale of
shares
specify
Pre
transact
ion
From
Post
transa
ction
To
Date of
intimati
on to
compa
ny
Mode of
acquisition
(market
purchase/
Public
rights/
preferential
offer / off
market/
Inter-se
transfer etc.
Buy
Value
Number
of units
(contrac
ts * lot
size)
Note: Securities shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
Signature:
Designation:
Date:
Place
21
Sell
Value
Number
of units
(contrac
ts * lot
size)
Exchange
on which
the trade
was
executed
The Company
Whom
Stock Exchanges
What / format -
Timeline
Confidentiality -
22
Connected Person
Whom
The Company
What
Format
Timeline
23
Name,
PAN
No.,
CIN/DIN
&
addres
s of
connec
ted
person
s, as
identifi
ed by
the
compa
ny with
contact
nos.
Connectio
n with
company
Securities held
prior to
acquisition/dis
posal
Securities
acquired
/Disposed
Type of
security
(For eg.
Shares,
Warrant,
Convertib
le
Debentur
e etc.)
Type of
security
(For eg.
Shares,
Warrant
sConver
tible
Debent
ure,
etc.)
No
% of
shareholding
No
Pre
transac
tion
Post
transa
ction
Date of
allotment
advice/
acquisition
of shares/
sale of
shares
specify
From
To
Date of
intimati
on to
compa
ny
Mode of
acquisition
(market
purchase/
Public
rights/
preferentia
l offer / off
market/
Inter-se
transfer
etc.
Buy
Value
Number
of units
(contrac
ts * lot
size)
Sell
Value
Note: Securities shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibition of Insider Trading) Regulations, 2015.
Name
Signature:
Date:
Place
24
Number
of units
(contrac
ts * lot
size)
Exchange
on which
the trade
was
executed
25
26
27
Thank You
CS Rajendra Chopra
Company Secretary, Bharti Airtel Limited
Rajendra.chopra@Bharti.in